PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:38 AM ET

Sponsor Check › Person

JS
No photo found yet (own website and image search run after this page is viewed)

James Simmons

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 31, 2010 → Dec 30, 2020

2deals (issuers)
$6.33Mreported sold
27investors
5Form D filings
2010–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Simmons is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Mar 2010 and Dec 2020: Nexxo Financial Corp (Burlingame, CA — other banking and financial services — 2010–2013; $6M reported sold to 26 investors) and GAMEAPART INC. (Huntington Beach, CA — industry reported as "Other" — 2020; $334K reported sold to 1 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $6.33M sold in total.

Listed alongside David Alvarez (4 shared filings), Douglas Carlisle (4 shared filings), James Elliott (4 shared filings), Greg Sands (3 shared filings), Mitchell Shapiro (3 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 2 state regulator orders, 9 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for James Simmons and found 12 differences: Form D filed 26 days after the first sale; Form D filed 22 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Simmons has not run yet — it is joining a line of 58,048 names; searches run around the clock at the hosts' allowed rate. Searched so far: 650 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

James Simmons v. Brookstreet Securities Corporation open
District Court, C.D. California · No. 2:24-cv-10653 · Filed Dec 11, 2024
Role of James Simmons: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Order AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Apr 17, 2023 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · Decision No. 78908 · Parties (regulator's caption): Bear Fruit Films, L.L.C.; James Simmons; Mark Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 10 people with this name in Form D filings; regulator in AZ (not a filing state)
Action filed AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Apr 1, 2020 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · eDocket 25237 ↗ · Parties (regulator's caption): Bear Fruit Films, L.L.C. a.k.a. Bearfruit Films; James Simmons; Casey Simmons; Mark Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 10 people with this name in Form D filings; regulator in AZ (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Simmons..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

James F Simmons and Cynthia P Simmons closed
United States Bankruptcy Court, E.D. California · No. 24-10081 · Filed Jan 16, 2024 · Closed May 3, 2024
Role of James F Simmons and Cynthia P Simmons: Debtor · Outcome: Case closed 2024-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
James F Simmons and Cynthia P Simmons closed
United States Bankruptcy Court, E.D. California · No. 11-11407 · Filed Feb 7, 2011 · Closed Jun 10, 2011
Role of James F Simmons and Cynthia P Simmons: Debtor · Outcome: Case closed 2011-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
James R. Simmons and Cheryl D. Simmons closed
United States Bankruptcy Court, S.D. California · No. 10-20102 · Filed Nov 12, 2010 · Closed Jul 25, 2011
Role of James R. Simmons and Cheryl D. Simmons: Debtor · Outcome: Case closed 2011-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
James M. Simmons closed
United States Bankruptcy Court, N.D. California · No. 07-51964 · Filed Jun 29, 2007 · Closed Feb 22, 2008
Role of James M. Simmons: Debtor · Outcome: Case closed 2008-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
James R. Simmons and Cheryl D. Simmons closed
United States Bankruptcy Court, S.D. California · No. 06-02501 · Filed Aug 31, 2006 · Closed Dec 7, 2006
Role of James R. Simmons and Cheryl D. Simmons: Debtor · Outcome: Case closed 2006-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
James E Simmons and Betty L Simmons closed
United States Bankruptcy Court, C.D. California · No. 6:04-bk-11979 · Filed Feb 19, 2004 · Closed Jun 16, 2004
Role of James E Simmons and Betty L Simmons: Debtor · Outcome: Case closed 2004-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
James A Simmons closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-28422 · Filed Dec 21, 2000 · Closed Apr 26, 2001
Role of James A Simmons: Debtor · Outcome: Case closed 2001-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
James Simmons closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-28294 · Filed Dec 20, 2000 · Closed Apr 26, 2001
Role of James Simmons: Debtor · Outcome: Case closed 2001-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
James E. Simmons and Diane S. Simmons closed
United States Bankruptcy Court, E.D. California · No. 00-32618 · Filed Nov 14, 2000 · Closed Feb 27, 2001
Role of James E. Simmons and Diane S. Simmons: Debtor · Outcome: Case closed 2001-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for James Simmons (compared 5 filings on Oct 24, 2026)

Note · Dec 4, 2020 – Dec 30, 2020

Form D filed 26 days after the first sale — GAMEAPART INC.

The filing says the first sale was Dec 4, 2020. The Form D was filed Dec 30, 2020 — 26 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 11 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 30, 2020 ↗GAMEAPART INC. — PartnerFacts page ↗
Sources
Note · Dec 17, 2012 – Jan 8, 2013

Form D filed 22 days after the first sale — Nexxo Financial Corp

The filing says the first sale was Dec 17, 2012. The Form D was filed Jan 8, 2013 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 8, 2013 ↗Nexxo Financial Corp — PartnerFacts page ↗
Sources
Note · Mar 20, 2012 – Apr 11, 2012

Form D filed 22 days after the first sale — Nexxo Financial Corp

The filing says the first sale was Mar 20, 2012. The Form D was filed Apr 11, 2012 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 11, 2012 ↗Nexxo Financial Corp — PartnerFacts page ↗
Sources
Note · Dec 17, 2012 – Jan 8, 2013

No amendment in the last 12 months on an offering that may still be open — Nexxo Financial Corp (latest filing Jan 8, 2013)

The latest filing for this offering is dated Jan 8, 2013 (first sale Dec 17, 2012). It reports $3,662,235 sold of $3,700,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 8, 2013 ↗Nexxo Financial Corp — PartnerFacts page ↗
Sources
Note · Aug 1, 2011 – Aug 8, 2011

No amendment in the last 12 months on an offering that may still be open — Nexxo Financial Corp (latest filing Aug 8, 2011)

The latest filing for this offering is dated Aug 8, 2011 (first sale Aug 1, 2011). It reports $2,999,998 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 8, 2011 ↗Nexxo Financial Corp — PartnerFacts page ↗
Sources
Note · Mar 29, 2010 – Mar 31, 2010

No amendment in the last 12 months on an offering that may still be open — Nexxo Financial Corp (latest filing Mar 31, 2010)

The latest filing for this offering is dated Mar 31, 2010 (first sale Mar 29, 2010). It reports $6,000,000 sold of $10,690,197 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 31, 2010 ↗Nexxo Financial Corp — PartnerFacts page ↗
Sources
Note · Jun 6, 2018 – Apr 20, 2020

Same name, different state: "James R. Simmons" (RI) is a separate record

This page covers filings where the address state is CA. A separate record, "James R. Simmons" with address state RI, is listed on 2 filings — most recently by UMBRA Technologies (US) Inc. (Apr 20, 2020). Both records have filings in the same period (Jun 6, 2018 to Apr 20, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James R. Simmons (RI) — PartnerFacts page ↗Form D · Apr 20, 2020 ↗UMBRA Technologies (US) Inc. — PartnerFacts page ↗James Simmons (CA) — this page ↗
Sources
Note · Jan 13, 2015 – Nov 26, 2018

Same name, different state: "James C. Simmons" (MD) is a separate record

This page covers filings where the address state is CA. A separate record, "James C. Simmons" with address state MD, is listed on 2 filings — most recently by ConnectYourCare, Inc. (Nov 26, 2018). Both records have filings in the same period (Jan 13, 2015 to Nov 26, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James C. Simmons (MD) — PartnerFacts page ↗Form D · Nov 26, 2018 ↗ConnectYourCare, Inc. — PartnerFacts page ↗James Simmons (CA) — this page ↗
Sources
Note · Oct 21, 2008 – May 8, 2017

Same name, different state: "James Simmons" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "James Simmons" with address state WA, is listed on 22 filings — most recently by Ag Energy Solutions, Inc. (May 8, 2017). Both records have filings in the same period (Mar 31, 2010 to May 8, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Simmons (WA) — PartnerFacts page ↗Form D/A · May 8, 2017 ↗Ag Energy Solutions, Inc. — PartnerFacts page ↗James Simmons (CA) — this page ↗
Sources
Note · Feb 4, 2014 – Apr 8, 2014

Same name, different state: "James Simmons" (VA) is a separate record

This page covers filings where the address state is CA. A separate record, "James Simmons" with address state VA, is listed on 2 filings — most recently by Jobaio, Inc. (Apr 8, 2014). Both records have filings in the same period (Feb 4, 2014 to Apr 8, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Simmons (VA) — PartnerFacts page ↗Form D · Apr 8, 2014 ↗Jobaio, Inc. — PartnerFacts page ↗James Simmons (CA) — this page ↗
Sources
Note · Feb 10, 2012 – Oct 4, 2012

Same name, different state: "James Simmons" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "James Simmons" with address state NY, is listed on 10 filings — most recently by ADEM Riverside REIT Inc. (Oct 4, 2012). Both records have filings in the same period (Feb 10, 2012 to Oct 4, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Simmons (NY) — PartnerFacts page ↗Form D · Oct 4, 2012 ↗ADEM Riverside REIT Inc. — PartnerFacts page ↗James Simmons (CA) — this page ↗
Sources
Note · Aug 8, 2011 – Apr 11, 2012

Address moved from San Bruno, CA to Burlingame, CA — Nexxo Financial Corp

The people listed on the Aug 8, 2011 filing give San Bruno, CA; on the Apr 11, 2012 filing they give Burlingame, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 8, 2011 ↗Form D · Apr 11, 2012 ↗Nexxo Financial Corp — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 30, 2020 D
GAMEAPART INC.
File 021-384779
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2013 D
Nexxo Financial Corp
File 021-189755
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2012 D
Nexxo Financial Corp
File 021-176503
$0$0$0None listed on this filingEDGAR ↗
Aug 8, 2011 D
Nexxo Financial Corp
File 021-164050
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2010 D
Nexxo Financial Corp
File 021-66818
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named James Simmons on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Logo
Other

GAMEAPART INC.

Huntington Beach, CA · Dec 30, 2020
  • Dec 30, 2020 · D · $333,500 sold of $333,500 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $334K from 1 investor (100% of the $334K target) as of the latest filing. James is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NF
Other Banking and Financial Services

Nexxo Financial Corp

Burlingame, CA · Mar 31, 2010 → Jan 8, 2013 · 4 filings
  • Jan 8, 2013 · D · $3,662,235 sold of $3,700,000 · 26 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 11, 2012 · D · $3,452,700 sold of $3,452,700 · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 8, 2011 · D · $2,999,998 sold of $3,000,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 31, 2010 · D · $6,000,000 sold of $10,690,197 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6M from 26 investors (100% of the $3.7M target) as of the latest filing. James is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (9)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Simmons — NY, 10 issuers, Feb 10, 2012 → Oct 4, 2012 · no shared issuer
  • James Simmons — WA, 3 issuers, Oct 21, 2008 → May 8, 2017 · no shared issuer
  • James Simmons — VA, 1 issuer, Feb 4, 2014 → Apr 8, 2014 · no shared issuer
  • James C. Simmons — MD, 1 issuer, Jan 13, 2015 → Nov 26, 2018 · no shared issuer
  • James R. Simmons — RI, 1 issuer, Jun 6, 2018 → Apr 20, 2020 · no shared issuer
  • James R Simmons — AL, 1 issuer, Apr 7, 2025 → Apr 7, 2025 · no shared issuer
  • James H. Simmons III — NY, 1 issuer, May 2, 2024 → Dec 16, 2025 · no shared issuer
  • JAMES F. SIMMONS — CA, 1 issuer, Jan 4, 2011 → Jan 4, 2011 · no shared issuer
  • JAMES MARVIN SIMMONS — CA, 1 issuer, Jun 18, 2013 → Jun 18, 2013 · no shared issuer

People around James 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Alvarez

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as James Simmons. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Carlisle

Director · 4 shared filings (1 issuer) · also on 8 other issuers

Douglas Carlisle is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

James Elliott

Director · 4 shared filings (1 issuer)

Listed on the same filings as James Simmons. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Sands

Director · 3 shared filings (1 issuer) · also on 10 other issuers

Greg Sands is on 11 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mitchell Shapiro

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Simmons. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Barry A. Carr

Executive Officer · 1 shared filing (1 issuer) · also on 11 other issuers

Barry A. Carr is on 12 issuers in total — a repeat sponsor. Their page lists every one.

NC
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Colburn

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as James Simmons. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Simmons

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Simmons. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Devin Johnson

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Simmons. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lindsay Simmons

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Simmons. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Krystafik

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Simmons. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

1 Regulation Crowdfunding filing — tap to see each filing
SourceFiledFormIssuerAmount offered (as reported)Amount sold (as reported)Matched on
EDGAR ↗Nov 17, 2021
File 020-29189
Regulation Crowdfunding offering (Form C)
Offering filed · deadline Apr 30, 2022
GameApart Inc
Huntington Beach, CA
$50,000 target · $250,000 maximum
via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)
Not reported on this formsigner name on this filing (James Simmons) + listed as a related person on Form D filings of the same issuer (CIK 1836752) · 85%

Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Simmons by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Simmons is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Burlingame, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

gameapart.com ↗ found on GAMEAPART INC. (gameapart.com — Form C 0001670254-21-001302 (issuer website as filed))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when James Simmons appears on a new Form D, or when a court case or SEC action is matched to them. See plans →