James Simmons is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Feb 2014 and Apr 2014: Jobaio, Inc. (Glen Allen, VA — business services — 2014; $100K reported sold to 3 investors).
What this means One deal on file with the SEC, filed Apr 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Matthew Walters (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 state regulator orders, 8 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for James Simmons and found 7 differences: James Simmons's role changed at Jobaio, Inc.: executive officer → executive officer, director; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.