Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA · Jan 18, 2011 → Jun 16, 2011
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
James Alexander is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Jan 2011 and Jun 2011: PROSPER MARKETPLACE, INC (San Francisco, CA — other banking and financial services — 2011; $165M reported sold to 34 investors) and SIONIX CORP (Los Angeles, CA — industry reported as "Other" — 2011; $1.27M reported sold to 25 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $166.3M sold in total.
Listed alongside David Wells (3 shared filings), Frank Power (3 shared filings), James R Currier (3 shared filings), Johan Perslow (3 shared filings), William A Retz (3 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
1 of the issuers belongs to the sponsor group Big (3 issuers, $165M reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Big has 3 companies on file and $165M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 15 bankruptcy cases matching the name listed in Key records below.
What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for James Alexander and found 6 differences: Offering amount lowered between filings; Same name, different state: "James N Alexander" (NY or TX) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for James Alexander has not run yet — it is joining a line of 9,370 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
1 case: 1 judgment
850 Securities/Commodities· Cause:
15:78m(a) Securities Exchange Act
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Alexander..
State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.
15 cases: 15 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
6 differences found between the filings for James Alexander (compared 4 filings on Oct 24, 2026)
The Apr 12, 2011 filing says $2,000,000 offered; the Apr 19, 2011 Form D/A says $1,271,501.
What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.
This page covers filings where the address state is CA. A separate record, "James N Alexander" with address state NY or TX, is listed on 25 filings — most recently by Curex Group Holdings, LLC (Nov 28, 2017). The two records do not overlap in time: this page runs Jan 18, 2011 to Jun 16, 2011; the other runs Mar 27, 2012 to Sep 14, 2017.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "James Alexander" with address state PA, is listed on 1 filing — most recently by TapShop Inc. (Jan 25, 2013). The two records do not overlap in time: this page runs Jan 18, 2011 to Jun 16, 2011; the other has one filing dated Jan 25, 2013.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "James Alexander" with address state TX, is listed on 1 filing — most recently by UniversalPegasus International, Inc. (Jul 15, 2009). The two records do not overlap in time: this page runs Jan 18, 2011 to Jun 16, 2011; the other has one filing dated Jul 15, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Jan 18, 2011 filing give Santa Monica, CA; on the Apr 12, 2011 filing they give Los Angeles, CA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
"$1,000,001 - $5,000,000" (Jan 18, 2011); then "$1 - $1,000,000" (Apr 12, 2011); then "$1,000,001 - $5,000,000" (Apr 19, 2011).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 3 offerings report sales commissions; 2 report finder's fees totalling $235,000; 1 reports proceeds to related persons totalling $120,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jun 16, 2011 D PROSPER MARKETPLACE, INC File 021-161408 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 19, 2011 D/A SIONIX CORP File 021-158236 | $0 | $100,000 | $0 | NYPPEX, LLC BrokerCheck CRD 47654 ↗ | EDGAR ↗ |
| Jan 18, 2011 D SIONIX CORP File 021-153948 | $0 | $135,000 | $120,000 (est.) | NYPPEX, LLC BrokerCheck CRD 47654 ↗ | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named James Alexander on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $165M from 34 investors (100% of the $17.1M target) as of the latest filing. James is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $1.27M from 25 investors (100% of the $1.27M target) as of the latest filing. James is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as James Alexander. Their page shows their other deals.
Listed on the same filings as James Alexander. Their page shows their other deals.
Listed on the same filings as James Alexander. Their page shows their other deals.
Listed on the same filings as James Alexander. Their page shows their other deals.
James W. Breyer is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Nigel Morris is on 27 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as James Alexander. Their page shows their other deals.
Court Coursey is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as James Alexander. Their page shows their other deals.
Listed on the same filings as James Alexander. Their page shows their other deals.
Listed on the same filings as James Alexander. Their page shows their other deals.
Listed on the same filings as James Alexander. Their page shows their other deals.
One team, 3 deal companies. James Alexander is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Alexander.
None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to James Alexander by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.
Websites and social links of the issuers James Alexander is listed on: none on file. No website or social profile named in PROSPER MARKETPLACE, INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #305,177 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when James Alexander appears on a new Form D, or when a court case or SEC action is matched to them. See plans →