David Wells

Bankruptcy case: Sionix Corporation v. Harms — filed Mar 28, 2002 · Bankruptcy case: Frank C. Power — filed Feb 2, 1996 · Bankruptcy case: Frank C. Power — filed Mar 13, 1995 · Bankruptcy case: Iron-Oak Supply Corporation v. Watts Automatic Control Valve — filed Jun 16, 1993

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

The filing says the first sale was Apr 17, 2015. The Form D was filed May 11, 2015 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Apr 17, 2015. The Form D was filed May 4, 2015 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The latest filing for this offering is dated Aug 20, 2015 (first sale Aug 13, 2015). It reports $1,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The Apr 12, 2011 filing says $2,000,000 offered; the Apr 19, 2011 Form D/A says $1,271,501.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

"$1,000,001 - $5,000,000" (Jan 18, 2011); then "$1 - $1,000,000" (Apr 12, 2011); then "$1,000,001 - $5,000,000" (Apr 19, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

This page covers filings where the address state is CA. A separate record, "David Wells" with address state KS, is listed on 2 filings — most recently by Kansas Natural Remedies LLC (Nov 15, 2024). The two records do not overlap in time: this page runs Jan 18, 2011 to Aug 20, 2015; the other runs Jun 13, 2019 to Nov 15, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "David Wells" with address state MI, is listed on 3 filings — most recently by ENDRA Life Sciences Inc. (Dec 20, 2019). The two records do not overlap in time: this page runs Jan 18, 2011 to Aug 20, 2015; the other runs Jul 3, 2018 to Dec 20, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "David Wells" with address state NY or MA or FL, is listed on 7 filings — most recently by Fresenius Medical Care Rock Quarry, LLC (Jul 10, 2019). The two records do not overlap in time: this page runs Jan 18, 2011 to Aug 20, 2015; the other runs Aug 4, 2017 to Jul 10, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "David H. Wells" with address state NJ, is listed on 1 filing — most recently by RRTC, Inc. (May 4, 2016). The two records do not overlap in time: this page runs Jan 18, 2011 to Aug 20, 2015; the other has one filing dated May 4, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "David C Wells" with address state NC or TN, is listed on 3 filings — most recently by Hanson Wells Partners Fund, L.P. (Oct 1, 2014). Both records have filings in the same period (Jun 18, 2013 to Oct 1, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Jan 18, 2011 filing give Santa Monica, CA; on the Apr 12, 2011 filing they give Los Angeles, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.