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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:21 AM ET

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Jacques Chappuis

Named as an officer, director or promoter on SEC Form D filings · NY, PA · Mar 10, 2009 → Jan 21, 2011

70deals (issuers)
$13.75Breported sold
34,942investors
141Form D filings
2009–2011years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jacques Chappuis is listed as an executive officer and director on 141 SEC Form D filings by 70 issuers between Mar 2009 and Jan 2013. Largest by amount reported sold: Riverview Liquid Markets Fund II LP (West Conshohoken, PA — pooled investment fund — 2010–2011; $1.68B reported sold to 1,100 investors), HedgePremier/Millennium USA LP (New York, NY — pooled investment fund — 2010; $1.41B reported sold to 2,056 investors), Ceres Classic L.P. (New York, NY — pooled investment fund — 2010; $990.9M reported sold to 8,988 investors), RIVERVIEW INSTITUTIONAL CAYMAN FUND LP (West Conshohocken, PA — pooled investment fund — 2009–2012; $948.2M reported sold to 45 investors), Riverview Opportunistic Fund LP (West Conshohocken, PA — pooled investment fund — 2009–2012; $694.5M reported sold to 371 investors) and 65 more (all listed below).

What this means That is a lot of deals — 70 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $13.75B sold in total.

Listed alongside Mustafa A. Jama (55 shared filings), Walter Rein (52 shared filings), Morgan Stanley HedgePremier GP Inc. (48 shared filings, management entity), Robin Coroniti (48 shared filings), Eric J Marmoll (47 shared filings) and 113 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jacques. Each name links to their own page.

The issuers belong to 3 sponsor groups: Riverview (107 issuers, $30.65B reported sold, 2009–2026), Morgan Stanley (123 issuers, $14.8B reported sold, 2009–2026) and Managed Futures (24 issuers, $9.01B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 141 public filings for Jacques Chappuis and found 15 differences, 3 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jacques Chappuis has not run yet — it is #43,465 of 52,164 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 open, 2 closed (disposition not in docket feed)

Chappuis Properties, LLC v. United States Postal Service open
District Court, N.D. Georgia · No. 1:25-cv-04510 · Filed Aug 11, 2025
Role of Chappuis Properties, LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); surname only in the caption; court in GA (not a filing state)
Chappuis v. Southern Vanguard Insurance Company closed
District Court, E.D. Louisiana · No. 2:23-cv-04658 · Filed Aug 28, 2023 · Closed Dec 15, 2023
Role of Chappuis: Plaintiff · Outcome: Terminated 2023-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); surname only in the caption; court in LA (not a filing state)
Chappuis v. Ajanta Pharma USA Inc. closed
District Court, S.D. Florida · No. 3:23-cv-21099 · Filed Mar 29, 2023 · Closed Mar 29, 2023
Role of Chappuis: Plaintiff · Outcome: Terminated 2023-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); surname only in the caption; court in FL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jacques Chappuis..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

6 cases: 6 closed (disposition not in docket feed)

Envision Orthopedics and Spine, LLC and James L. Chappuis, M.D., P.C. closed
United States Bankruptcy Court, N.D. Georgia · No. 24-20846 · Filed Jul 14, 2024 · Closed Jan 24, 2025
Role of Envision Orthopedics and Spine, LLC and James L. Chappuis, M.D., P.C.: Debtor · Outcome: Case closed 2025-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); different first name (james); court in GA (not a filing state)
Michael W. Chappuis and Christa L. Chappuis closed
United States Bankruptcy Court, N.D. Ohio · No. 12-62739 · Filed Oct 5, 2012 · Closed Mar 4, 2016
Role of Michael W. Chappuis and Christa L. Chappuis: Debtor · Outcome: Case closed 2016-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); different first name (michael); court in OH (not a filing state)
Michael W. Chappuis and Christa L. Chappuis closed
United States Bankruptcy Court, N.D. Ohio · No. 10-62762 · Filed Jun 25, 2010 · Closed Jun 29, 2012
Role of Michael W. Chappuis and Christa L. Chappuis: Debtor · Outcome: Case closed 2012-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); different first name (michael); court in OH (not a filing state)
MICHAEL CHAPPUIS and SHERRY R. CHAPPUIS closed
United States Bankruptcy Court, D. Nevada · No. 01-31567 · Filed May 8, 2001 · Closed Aug 27, 2001
Role of MICHAEL CHAPPUIS and SHERRY R. CHAPPUIS: Debtor · Outcome: Case closed 2001-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); different first name (michael); court in NV (not a filing state)
Michael W. Chappuis closed
United States Bankruptcy Court, N.D. Ohio · No. 96-61896 · Filed Jul 25, 1996 · Closed Dec 15, 1997
Role of Michael W. Chappuis: Debtor · Outcome: Case closed 1997-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); different first name (michael); court in OH (not a filing state)
Warren Wilber Robinson and Lynne Chappuis Robinson closed
United States Bankruptcy Court, W.D. Louisiana · No. 92-81307 · Filed Sep 4, 1992 · Closed Jul 8, 1993
Role of Warren Wilber Robinson and Lynne Chappuis Robinson: Debtor · Outcome: Case closed 1993-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 13 federal dockets); different first name (lynne); court in LA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Jacques Chappuis — 3 worth asking about (compared the newest 50 of 141 filings on Oct 24, 2026; older filings not covered)

Note · May 1, 1995 – May 12, 2013

7 bankruptcy cases name the subject or team members

Bankruptcy case: Carla R. Harris and Joseph S. Harris — filed Mar 24, 2010 · Bankruptcy case: Cucinotta v. Citizens Bank — filed Nov 29, 2012 · Bankruptcy case: Joseph W. Harris and Carla E. Harris — filed Oct 14, 2005 · Bankruptcy case: Carla J Harris — filed Jun 10, 2005 · Bankruptcy case: Anderson Harris and Carla Jo Harris — filed Feb 17, 2004 · and 2 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Mar 29, 2023 – Aug 11, 2025

3 court cases name Jacques Chappuis

By role: plaintiff in 3. Newest: "Chappuis Properties, LLC v. United States Postal Service" (District Court, N.D. Georgia, Aug 11, 2025); "Chappuis v. Southern Vanguard Insurance Company" (District Court, E.D. Louisiana, Aug 28, 2023); "Chappuis v. Ajanta Pharma USA Inc." (District Court, S.D. Florida, Mar 29, 2023). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Sources
Worth asking · Aug 3, 2012 – Sep 23, 2013

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Riverview Opportunistic Fund LP · Amount sold went down between filings — RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P · Amount sold went down between filings — Riverview Opportunistic Cayman Fund SPC · Amount sold went down between filings — Riverview Premium Partners Fund II (Cayman) L.P.

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Sources
Worth asking · Aug 3, 2012 – Aug 28, 2013

Investor count went down between filings — Riverview Premium Partners Fund II (Cayman) L.P.

The Aug 3, 2012 filing reports 32 investors; the Aug 28, 2013 Form D/A reports 26 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Jul 14, 2011

Jacques Chappuis appears on 2 deals that stopped filing before reaching their target

Morgan Stanley AIP Falconer Global Ex-U.S. Real Estate 2010 LP (last filing Jul 14, 2011; $29,668,600 sold of $350,000,000); Morgan Stanley AIP Falconer Global Real Estate 2010 LP (last filing Jul 14, 2011; $29,668,600 sold of $350,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Mar 30, 2012 – Apr 16, 2012

Form D filed 17 days after the first sale — Morgan Stanley Global Secondary Opportunities Fund II LP

The filing says the first sale was Mar 30, 2012. The Form D was filed Apr 16, 2012 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jul 1, 2011 – Jul 20, 2011

Form D filed 19 days after the first sale — Riverview Premium Partners Fund II (Cayman) L.P.

The filing says the first sale was Jul 1, 2011. The Form D was filed Jul 20, 2011 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jul 1, 2011 – Jul 19, 2011

Form D filed 18 days after the first sale — Riverview Premium Partners Fund II LP

The filing says the first sale was Jul 1, 2011. The Form D was filed Jul 19, 2011 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Sep 1, 2008 – Jul 5, 2012

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — AIP MPI Partners (Cayman) L.P. (latest filing Jul 5, 2012) · No amendment in the last 12 months on an offering that may still be open — AIP MPI Partners LP (latest filing Jul 5, 2012) · No amendment in the last 12 months on an offering that may still be open — Morgan Stanley AIP Long/Short Credit Fund LP (latest filing Apr 19, 2012) · No amendment in the last 12 months on an offering that may still be open — Morgan Stanley AIP Falconer Global Real Estate 2010 LP (latest filing Jul 14, 2011) · No amendment in the last 12 months on an offering that may still be open — Morgan Stanley AIP Falconer Global Ex-U.S. Real Estate 2010 LP (latest filing Jul 14, 2011) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Nov 16, 2010 – Sep 23, 2013

27 people are no longer listed on a later amendment

Jacques Chappuis is no longer listed on the Sep 23, 2013 amendment — Riverview Opportunistic Fund LP · Jacques Chappuis is no longer listed on the Sep 23, 2013 amendment — RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P · Jacques Chappuis is no longer listed on the Sep 23, 2013 amendment — Riverview Seventh Street Fund LP · Jacques Chappuis is no longer listed on the Sep 23, 2013 amendment — Riverview Opportunistic Cayman Fund SPC · Jacques Chappuis is no longer listed on the Aug 28, 2013 amendment — Riverview Premium Partners Fund II (Cayman) L.P. · and 22 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Nov 16, 2010 – Sep 13, 2011

Jacques Chappuis is written 2 different ways on the filings

listed as "Jacques Chappuis" on 49 filings (from Nov 16, 2010), and "Jacques P. Chappuis" on the Sep 13, 2011 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Nov 17, 2010 – Oct 20, 2016

6 issuers changed their reported size band between filings

Reported net asset value range changed between filings — Polaris Futures Fund L.P. · Reported net asset value range changed between filings — LV Futures Fund L.P. · Reported net asset value range changed between filings — Meritage Futures Fund L.P. · Reported net asset value range changed between filings — Riverview Liquid Markets Fund II LP · Reported net asset value range changed between filings — Riverview Premium Partners Fund II (Cayman) L.P. · and 1 more

What this means The size band is self-reported. Ask for current numbers.

Sources
Note · Aug 12, 2015 – Sep 21, 2015

Same name, different state: "Jacques P. Chappuis" (A6) is a separate record

This page covers filings where the address state is NY or PA. A separate record, "Jacques P. Chappuis" with address state A6, is listed on 2 filings — most recently by Carlyle Trend Following Onshore Feeder Fund LLC (Sep 21, 2015). The two records do not overlap in time: this page runs Mar 10, 2009 to Jan 21, 2011; the other runs Aug 12, 2015 to Sep 21, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 7, 2012 – Sep 6, 2017

9 address changes between filings

Address moved from West Conshohocken, PA to Grand Cayman, Cayman Islands (as filed: E9) — Riverview Premium Partners Fund II (Cayman) L.P. · Address moved from West Conshohocken, PA to Grand Cayman, Cayman Islands (as filed: E9) — Riverview Premium Partners Fund II LP · Address moved from West Conshohocken, PA to Grand Cayman, Cayman Islands (as filed: E9) — Riverview Opportunistic Fund LP · Address moved from West Conshohocken, PA to Grand Cayman, Cayman Islands (as filed: E9) — RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P · Address moved from West Conshohocken, PA to Grand Cayman, Cayman Islands (as filed: E9) — Riverview Seventh Street Fund LP · and 4 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Nov 16, 2010 – Jan 11, 2013

Jacques Chappuis is listed with 2 different address states: NY, PA

NY on 14 filings (Nov 16, 2010 to Jan 21, 2011); PA on 36 filings (Dec 28, 2010 to Jan 11, 2013).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 141 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

39 of 70 offerings report sales commissions totalling $14,045,070; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 11, 2013 D/A
Riverview Global Macro Fund (Cayman) L.P.
File 021-137398
$0$0$0None listed on this filingEDGAR ↗
Jan 11, 2013 D/A
Riverview Global Macro Fund LP
File 021-137409
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2012 D/A
Riverview Opportunistic Fund LP
File 021-86451
$4,864,384 (est.)$0$0 (est.)Morgan Stanley and Co. Incorporated BrokerCheck CRD 8209 ↗
via Morgan Stanley and Co. Incorporated (CRD 8209 ↗)

Morgan Stanley DW Inc. BrokerCheck CRD 7556 ↗
via Morgan Stanley DW Inc. (CRD 7556 ↗)

MORGAN STANLEY SMITH BARNEY BrokerCheck CRD 149777 ↗
via MORGAN STANLEY SMITH BARNEY (CRD 149777 ↗)
EDGAR ↗
Sep 21, 2012 D/A
Riverview Seventh Street Fund LP
File 021-86964
$1,598,611 (est.)$0$0 (est.)Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

MORGAN STANLEY SMITH BARNEY BrokerCheck CRD 149777 ↗
via MORGAN STANLEY SMITH BARNEY (CRD 149777 ↗)
EDGAR ↗
Sep 21, 2012 D/A
RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P
File 021-94900
$639,120 (est.)$0$0 (est.)Morgan Stanley and Co. Incorporated BrokerCheck CRD 8209 ↗
via Morgan Stanley and Co. Incorporated (CRD 8209 ↗)

Morgan Stanley DW Inc. BrokerCheck CRD 7556 ↗
via Morgan Stanley DW Inc. (CRD 7556 ↗)

MORGAN STANLEY SMITH BARNEY BrokerCheck CRD 149777 ↗
via MORGAN STANLEY SMITH BARNEY (CRD 149777 ↗)
EDGAR ↗
Sep 21, 2012 D/A
Riverview Opportunistic Cayman Fund SPC
File 021-95103
$1,023,703 (est.)$0$0 (est.)Morgan Stanley and Co. Incorporated BrokerCheck CRD 8209 ↗
via Morgan Stanley and Co. Incorporated (CRD 8209 ↗)

Morgan Stanley DW Inc. BrokerCheck CRD 7556 ↗
via Morgan Stanley DW Inc. (CRD 7556 ↗)

MORGAN STANLEY SMITH BARNEY BrokerCheck CRD 149777 ↗
via MORGAN STANLEY SMITH BARNEY (CRD 149777 ↗)
EDGAR ↗
Aug 3, 2012 D/A
Riverview Premium Partners Fund II (Cayman) L.P.
File 021-163145
$2,114,636 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Aug 2, 2012 D/A
Riverview Premium Partners Fund II LP
File 021-163140
$562,514 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jul 5, 2012 D
AIP MPI Partners LP
File 021-180777
$0$0$0None listed on this filingEDGAR ↗
Jul 5, 2012 D
AIP MPI Partners (Cayman) L.P.
File 021-180778
$0$0$0None listed on this filingEDGAR ↗
Apr 19, 2012 D/A
Morgan Stanley AIP Long/Short Credit Fund LP
File 021-158467
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2012 D
Morgan Stanley Global Secondary Opportunities Fund II LP
File 021-176794
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 29, 2012 D
STRATEGIC OPPORTUNITIES FUND LP
File 021-175839
$0$0$0None listed on this filingEDGAR ↗
Mar 7, 2012 D/A
Morgan Stanley AIP Emerging Markets Fund (Cayman) L.P.
File 021-139571
$0$0$0None listed on this filingEDGAR ↗
Mar 7, 2012 D/A
MORGAN STANLEY AIP EMERGING MARKETS FUND LP
File 021-113613
$0$0$0None listed on this filingEDGAR ↗
Mar 7, 2012 D
Riverview Select Mortgage Fund LP
File 021-174488
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
RIVERVIEW INSTITUTIONAL CAYMAN FUND LP
File 021-47192
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2011 D/A
Riverview Liquid Markets Fund II LP
File 021-66352
$0$0$0
Fund pays a mgt fee to advisor, monthly in arrears, equal to 1.5% if total amount of cap contributions minus total withdrawals by each LP are less than $5000000 or 1.25% if aggregate amount is more than $5000000 of each LP's cap acct on last day of month.
Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. Incorporated (CRD 8209 ↗)
EDGAR ↗
Jul 14, 2011 D/A
Morgan Stanley AIP Falconer Global Ex-U.S. Real Estate 2010 LP
File 021-132851
$65,000$0$0 (est.)
Before 5th anv of due date of 1st cap call, mgt fee (MF) payable is 1.5% (for LPs cmtng <5M), 1.35% (for LPS cmtng 5M+ but <10M), 1% (for LPs cmtng 10M+, but <50M) or 0.9% (for LPs cmtng 50M+). Thereafter, MF is 75% of % used to calc MF in prior yr
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jul 14, 2011 D/A
Morgan Stanley AIP Falconer Global Real Estate 2010 LP
File 021-132854
$65,000$0$0 (est.)
Before 5th anv of due date of 1st cap call, mgt fee (MF) payable is 1.5% (for LPs cmtng <5M), 1.35% (for LPS cmtng 5M+ but <10M), 1% (for LPs cmtng 10M+, but <50M) or 0.9% (for LPs cmtng 50M+). Thereafter, MF is 75% of % used to calc MF in prior yr
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jun 23, 2011 D/A
Morgan Stanley Private Markets Fund V LP
File 021-144332
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jun 23, 2011 D/A
Morgan Stanley Private Markets Fund V (Cayman) L.P.
File 021-144356
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 3, 2011 D/A
MORGAN STANLEY AIP ARIES FUND LP
File 021-129372
$0$0$0None listed on this filingEDGAR ↗
Feb 9, 2011 D
Flint Capital Partners LP
File 021-155123
$0$0$0None no CRD number reportedEDGAR ↗
Jan 21, 2011 D
Morgan Stanley HedgePremier/Graham Discretionary 6V Portfolio Offshore Fund Ltd
File 021-154157
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jan 21, 2011 D
HedgePremier/Avenue Fund Ltd
File 021-154159
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jan 21, 2011 D
HedgePremier/Avenue Fund LP
File 021-154163
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jan 21, 2011 D
HedgePremier/Graham Absolute Return Fund LP
File 021-154165
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Dec 17, 2010 D/A
Morgan Stanley HedgePremier/Frontpoint Healthcare Enhanced Fund LP
File 021-123823
$37,000$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Dec 17, 2010 D/A
Morgan Stanley HedgePremier/FrontPoint Healthcare Enhanced Offshore Fund L.P.
File 021-133302
$30,000$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Dec 17, 2010 D/A
HedgePremier/Sculptor DP II Fund LP
File 021-139556
$464,700$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Nov 17, 2010 D/A
Polaris Futures Fund L.P.
File 021-127573
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2010 D/A
Meritage Futures Fund L.P.
File 021-127554
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2010 D/A
LV Futures Fund L.P.
File 021-127761
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2010 D
Morgan Stanley HedgePremier/Discovery Partners Offshore Fund Ltd.
File 021-150553
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Nov 16, 2010 D
Morgan Stanley HedgePremier/Global Ascent Offshore Fund Ltd.
File 021-150554
$1,000$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Nov 16, 2010 D
Morgan Stanley HedgePremier/Global Ascent Fund LP
File 021-150555
$9,000$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Nov 16, 2010 D
HedgePremier/Discovery Partners Fund LP
File 021-150556
$1,500$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Nov 8, 2010 D
Ceres Tactical Macro L.P.
File 021-150160
$0$0$0Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗EDGAR ↗
Oct 7, 2010 D
Ceres Classic L.P.
File 021-148679
$0$0$0Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗EDGAR ↗
Sep 30, 2010 D
HedgePremier/Millennium USA LP
File 021-148386
$42,500 (est.)$0$0Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗EDGAR ↗
Jul 29, 2010 D/A
HedgePremier/Maverick Fund LP
File 021-123817
$91,108 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jul 29, 2010 D/A
HedgePremier/York Total Return Fund LP
File 021-126025
$164,596 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jul 22, 2010 D
HedgePremier/BP Total Return Fund LP
File 021-145333
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jun 10, 2010 D
HedgePremier/Tricadia Credit Strategies Fund, LP
File 021-143288
$78,725 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jun 10, 2010 D
HedgePremier/Ivory Flagship Fund II LP
File 021-143296
$38,750 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
May 25, 2010 D
HedgePremier/GSO Special Situations Fund LP
File 021-142555
$9,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
May 19, 2010 D
Morgan Stanley Private Markets Fund Employee Investors V LP
File 021-142274
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Apr 15, 2010 D
Morgan Stanley HedgePremier/Paulson Advantage Plus Offshore Fund Ltd.
File 021-140669
$61,700 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Apr 15, 2010 D
Morgan Stanley HedgePremier/Paulson Advantage Offshore Fund Ltd.
File 021-140677
$3,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Apr 15, 2010 D
Morgan Stanley HedgePremier/Highbridge Long/Short Equity Fund LP
File 021-140678
$39,300 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Apr 15, 2010 D
Morgan Stanley HedgePremier/Highbridge Long/Short Equity Offshore Fund Ltd.
File 021-140679
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 12, 2010 D
Morgan Stanley HedgePremier/FrontPoint Financial Services Fund LP
File 021-139555
$6,000$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 10, 2010 D/A
Morgan Stanley Smith Barney Mark J. Walsh & Co L.P.
File 021-54765
$68,000 (est.)$0$0Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗EDGAR ↗
Mar 10, 2010 D/A
Managed Futures Strategic Alternatives, L.P.
File 021-54891
$364,000$0$0Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗EDGAR ↗
Mar 10, 2010 D/A
Morgan Stanley Smith Barney Chesapeake Diversified Plus L.P.
File 021-55208
$146,000 (est.)$0$0Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗EDGAR ↗
Mar 10, 2010 D/A
Morgan Stanley Smith Barney JWH Futures Fund L.P.
File 021-55479
$52,000$0$0Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗EDGAR ↗
Mar 8, 2010 D/A
MORGAN STANLEY GLOBAL SECONDARY OPPORTUNITIES FUND I LP
File 021-127639
$0$0$0Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗EDGAR ↗
Feb 26, 2010 D
Morgan Stanley AIP Distressed Fund (Cayman) L.P.
File 021-139088
$150,505$0$0Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗EDGAR ↗
Feb 12, 2010 D/A
MORGAN STANLEY AIP DISTRESSED FUND LP
File 021-127483
$1,142,373$0$0Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗EDGAR ↗
Feb 11, 2010 D
HedgePremier/Double Black Diamond Fund LP
File 021-138645
$48,750 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Oct 21, 2009 D
Morgan Stanley HedgePremier/Paulson Advantage Plus Fund LP
File 021-135471
$6,000$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Oct 20, 2009 D
Morgan Stanley HedgePremier/Paulson Advantage Fund LP
File 021-135465
$6,000$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Oct 20, 2009 D
HedgePremier/Ivory Flagship Offshore Fund LP
File 021-135468
$1,000$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Oct 14, 2009 D
HedgePremier/Ivory Flagship Fund LP
File 021-135249
$10,500$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Sep 11, 2009 D
Morgan Stanley AIP Phoenix Global Real Estate Secondaries 2009 LP
File 021-134341
$0$0$0
Before the 3.5 yr. anniv. of the due date of 1st capital call, mgmt fee payable is 1% (for LPs committing under $50m) or 0.9% (for LPs committing $50m or more). Thereafter, mgmt fee will be 75% of the % used to calculate the mgmt fee for the previous yr.
None listed on this filingEDGAR ↗
Aug 6, 2009 D/A
Morgan Stanley HedgePremier/Traxis Offshore Fund L.P.
File 021-133396
$1,250$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Aug 6, 2009 D
HedgePremier/Maverick Offshore Fund LP
File 021-133397
$25,595$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jul 28, 2009 D/A
HedgePremier/Tricadia Credit Strategies Fund II LP
File 021-130375
$11,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jul 27, 2009 D
Morgan Stanley HedgePremier/Traxis Fund LP
File 021-133113
$1,250$0$0MorganStanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 70

Every issuer that named Jacques Chappuis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

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Pooled Investment Fund · group: Riverview

Riverview Global Macro Fund (Cayman) L.P.

West Conshohocken, PA · Jan 4, 2010 → Jan 11, 2013 · 4 filings
  • Jan 11, 2013 · D/A · $172,829,868 sold of Indefinite · 188 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 9, 2012 · D/A · $132,755,712 sold of Indefinite · 101 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 28, 2010 · D/A · $12,705,000 sold of Indefinite · 3 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 4, 2010 · D · $7,655,000 sold of Indefinite · 3 investors · min. $250,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $678.2M from 265 investors as of the latest filing. Jacques is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Riverview Global Macro Fund LP

West Conshohocken, PA · Jan 9, 2012 → Jan 11, 2013 · 2 filings
  • Jan 11, 2013 · D/A · $273,886,420 sold of Indefinite · 403 investors · min. $250,000 · role: Executive Officer, Director (Member of the Board of Directors and Chairman and Managing Director of Morgan Stanley Alternative Investments LLC) EDGAR ↗
  • Jan 9, 2012 · D/A · $192,585,925 sold of Indefinite · 209 investors · min. $250,000 · role: Executive Officer, Director (Member of the Board of Directors and Chairman and Managing Director of Morgan Stanley Alternative Investments LLC) EDGAR ↗

Raised $439.3M from 489 investors as of the latest filing. Jacques is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Riverview Opportunistic Fund LP

West Conshohocken, PA · Oct 1, 2009 → Sep 21, 2012 · 4 filings
  • Sep 21, 2012 · D/A · $467,703,924 sold of Indefinite · 229 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley Alternative Investments, Inc., the General Partner of Morgan Stanley AIP GP LP, the General Partner of Morgan Stanley Alternative Investment Partners LP, the General Partner of the Issuer.) EDGAR ↗
  • Sep 21, 2011 · D/A · $457,871,490 sold of Indefinite · 226 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley Alternative Investments, Inc., the General Partner of Morgan Stanley AIP GP LP, the General Partner of Morgan Stanley Alternative Investment Partners LP, the General Partner of the Issuer.) EDGAR ↗
  • Sep 21, 2010 · D/A · $447,521,646 sold of Indefinite · 171 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley Alternative Investments, Inc., the General Partner of Morgan Stanley AIP GP LP, the General Partner of Morgan Stanley Alternative Investment Partners LP, the General Partner of the Issuer.) EDGAR ↗
  • Oct 1, 2009 · D/A · $388,277,185 sold of Indefinite · 175 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley Alternative Investments, Inc., the General Partner of Morgan Stanley AIP GP LP, the General Partner of Morgan Stanley Alternative Investment Partners LP, the General Partner of the Issuer.) EDGAR ↗

Raised $694.5M from 371 investors as of the latest filing. Jacques is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

RIVERVIEW OPPORTUNISTIC FUND-RETIREMENT PLAN INVESTORS L P

West Conshohocken, PA · Oct 1, 2009 → Sep 21, 2012 · 4 filings
  • Sep 21, 2012 · D/A · $44,213,639 sold of Indefinite · 69 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley AIP (Cayman) GP Ltd., the General Partner of the Issuer) EDGAR ↗
  • Sep 21, 2011 · D/A · $43,477,833 sold of Indefinite · 66 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley AIP (Cayman) GP Ltd., the General Partner of the Issuer) EDGAR ↗
  • Sep 21, 2010 · D/A · $39,409,218 sold of Indefinite · 52 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley AIP (Cayman) GP Ltd., the General Partner of the Issuer) EDGAR ↗
  • Oct 1, 2009 · D/A · $31,614,597 sold of Indefinite · 50 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley AIP (Cayman) GP Ltd., the General Partner of the Issuer) EDGAR ↗

Raised $48M from 81 investors as of the latest filing. Jacques is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Riverview Seventh Street Fund LP

West Conshohocken, PA · Oct 1, 2009 → Sep 21, 2012 · 4 filings
  • Sep 21, 2012 · D/A · $87,794,311 sold of Indefinite · 64 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley Alternative Investments, Inc., the General Partner of Morgan Stanley AIP GP LP, the General Partner of Morgan Stanley Alternative Investment Partners LP, the General Partner of the Issuer.) EDGAR ↗
  • Sep 21, 2011 · D/A · $86,779,311 sold of Indefinite · 64 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley Alternative Investments, Inc., the General Partner of Morgan Stanley AIP GP LP, the General Partner of Morgan Stanley Alternative Investment Partners LP, the General Partner of the Issuer.) EDGAR ↗
  • Sep 21, 2010 · D/A · $81,549,337 sold of Indefinite · 60 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley Alternative Investments, Inc., the General Partner of Morgan Stanley AIP GP LP, the General Partner of Morgan Stanley Alternative Investment Partners LP, the General Partner of the Issuer.) EDGAR ↗
  • Oct 1, 2009 · D/A · $49,903,177 sold of Indefinite · 53 investors · min. No minimum reported · role: Director (Chairman and Managing Director of Morgan Stanley Alternative Investments, Inc., the General Partner of Morgan Stanley AIP GP LP, the General Partner of Morgan Stanley Alternative Investment Partners LP, the General Partner of the Issuer.) EDGAR ↗

Raised $97.3M from 110 investors as of the latest filing. Jacques is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Riverview Opportunistic Cayman Fund SPC

West Conshohocken, PA · Oct 1, 2009 → Sep 21, 2012 · 4 filings
  • Sep 21, 2012 · D/A · $94,446,980 sold of Indefinite · 35 investors · min. No minimum reported · role: Director (Chairman and Managing Director) EDGAR ↗
  • Sep 21, 2011 · D/A · $92,946,980 sold of Indefinite · 34 investors · min. No minimum reported · role: Director (Chairman and Managing Director) EDGAR ↗
  • Sep 21, 2010 · D/A · $90,819,009 sold of Indefinite · 37 investors · min. No minimum reported · role: Director (Chairman and Managing Director) EDGAR ↗
  • Oct 1, 2009 · D/A · $81,934,829 sold of Indefinite · 23 investors · min. No minimum reported · role: Director (Chairman and Managing Director) EDGAR ↗

Raised $109.8M from 70 investors as of the latest filing. Jacques is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Riverview Premium Partners Fund II (Cayman) L.P.

West Conshohocken, PA · Jul 20, 2011 → Aug 3, 2012 · 2 filings
  • Aug 3, 2012 · D/A · $105,731,803 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer, Director (Mr. Chappuis is an officer and director of Morgan Stanley AIP (Cayman) GP Ltd., the general partner of the issuer.) EDGAR ↗
  • Jul 20, 2011 · D · $146,326 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Mr. Chappuis is an officer and director of Morgan Stanley AIP (Cayman) GP Ltd., the general partner of the issuer.) EDGAR ↗

Raised $299.1M from 264 investors as of the latest filing. Jacques is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Riverview Premium Partners Fund II LP

West Conshohocken, PA · Jul 19, 2011 → Aug 2, 2012 · 2 filings
  • Aug 2, 2012 · D/A · $28,125,784 sold of Indefinite · 31 investors · min. No minimum reported · role: Executive Officer, Director (Mr. Chappuis is an officer and director of Morgan Stanley Alternative Investments LLC, the general partner of Morgan Stanley AIP GP LP, which is the general partner of Morgan Stanley Alternative Investment Partners LP, which is the GP of the issuer.) EDGAR ↗
  • Jul 19, 2011 · D · $1,188,361 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Director (Mr. Chappuis is an officer and director of Morgan Stanley Alternative Investments LLC, the general partner of Morgan Stanley AIP GP LP, which is the general partner of Morgan Stanley Alternative Investment Partners LP, which is the GP of the issuer.) EDGAR ↗

Raised $243.6M from 377 investors as of the latest filing. Jacques is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

AIP MPI Partners (Cayman) L.P.

West Conshohocken, PA · Jul 5, 2012
  • Jul 5, 2012 · D · $74,899,800 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Executive Officer and Director of Morgan Stanley AIP (Cayman) GP Ltd.) EDGAR ↗

Raised $74.9M from 1 investor as of the latest filing. Jacques is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

AIP MPI Partners LP

West Conshohocken, PA · Jul 5, 2012
  • Jul 5, 2012 · D · $74,899,800 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Executive Officer and Director of Morgan Stanley Alternative Investments LLC) EDGAR ↗

Raised $74.9M from 1 investor as of the latest filing. Jacques is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Morgan Stanley AIP Long/Short Credit Fund LP

West Conshohocken, PA · Apr 15, 2011 → Apr 19, 2012 · 2 filings
  • Apr 19, 2012 · D/A · $20,000,000 sold of Indefinite · 2 investors · min. $250,000 · role: Executive Officer, Director (Director, Chairman and Managing Director of MSAI) EDGAR ↗
  • Apr 15, 2011 · D · $20,000,000 sold of Indefinite · 2 investors · min. $250,000 · role: Executive Officer, Director (Director, Chairman and Managing Director of MSAI) EDGAR ↗

Raised $20M from 2 investors as of the latest filing. Jacques is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Morgan Stanley Global Secondary Opportunities Fund II LP

West Conshohocken, PA · Apr 16, 2012
  • Apr 16, 2012 · D · $40,625,000 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer, Director (Executive Officer and Director of Morgan Stanley Alternative Investments LLC) EDGAR ↗

Raised $496.3M from 496 investors as of the latest filing. Jacques is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

STRATEGIC OPPORTUNITIES FUND LP

Grand Cayman, Cayman Islands (as filed: E9) · Mar 29, 2012
  • Mar 29, 2012 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $280.8M from 30 investors as of the latest filing. Jacques is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Morgan Stanley AIP Emerging Markets Fund (Cayman) L.P.

George Town Grand Cayman, Cayman Islands (as filed: E9) · Mar 15, 2010 → Mar 7, 2012 · 3 filings
  • Mar 7, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 3, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Director EDGAR ↗

Raised $2.2M from 3 investors as of the latest filing. Jacques is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

MORGAN STANLEY AIP EMERGING MARKETS FUND LP

West Conshohocken, PA · Mar 7, 2012
  • Mar 7, 2012 · D/A · $33,211,149 sold of Indefinite · 12 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗

Raised $34.2M from 13 investors as of the latest filing. Jacques is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Riverview Select Mortgage Fund LP

West Conshohocken, PA · Mar 7, 2012
  • Mar 7, 2012 · D · $25,205,000 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer, Director (Director and Executive Officer of Morgan Stanley Alternative Investments LLC) EDGAR ↗

Raised $90.7M from 156 investors as of the latest filing. Jacques is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

RIVERVIEW INSTITUTIONAL CAYMAN FUND LP

West Conshohocken, PA · Oct 21, 2009 → Mar 2, 2012 · 3 filings
  • Mar 2, 2012 · D/A · $886,718,709 sold of Indefinite · 42 investors · min. $2,000,000 · role: Executive Officer, Director (Chairman and Managing Director of General Partner.) EDGAR ↗
  • Dec 29, 2010 · D/A · $886,718,709 sold of Indefinite · 42 investors · min. $2,000,000 · role: Executive Officer, Director (Chairman and Managing Director of General Partner.) EDGAR ↗
  • Oct 21, 2009 · D · $803,583,310 sold of Indefinite · 16 investors · min. $5,000,000 · role: Executive Officer, Director (Chairman and Managing Director of General Partner.) EDGAR ↗

Raised $948.2M from 45 investors as of the latest filing. Jacques is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Riverview Liquid Markets Fund II LP

West Conshohoken, PA · Jun 29, 2010 → Sep 13, 2011 · 3 filings
  • Sep 13, 2011 · D/A · $37,202,871 sold of Indefinite · 330 investors · min. $500,000 · role: Executive Officer (Officer of the General Partner of the Issuer and Director and Executive Officer of MSAI.) EDGAR ↗
  • Aug 6, 2010 · D/A · $37,202,871 sold of Indefinite · 330 investors · min. $500,000 · role: Executive Officer (Officer of the General Partner of the Issuer and Director and Executive Officer of MSAI.) EDGAR ↗
  • Jun 29, 2010 · D/A · $36,768,952 sold of Indefinite · 330 investors · min. $500,000 · role: Executive Officer (Officer of the General Partner of the Issuer.) EDGAR ↗

Raised $1.68B from 1,100 investors as of the latest filing. Jacques is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Morgan Stanley AIP Falconer Global Real Estate 2010 LP

West Conshohocken, PA · Jul 14, 2011
  • Jul 14, 2011 · D/A · $29,668,600 sold of $350,000,000 · 15 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $29.7M from 15 investors (8% of the $350M target) as of the latest filing. Jacques is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Morgan Stanley AIP Falconer Global Ex-U.S. Real Estate 2010 LP

West Conshohocken, PA · Jul 14, 2011
  • Jul 14, 2011 · D/A · $29,668,600 sold of $350,000,000 · 3 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $29.7M from 3 investors (8% of the $350M target) as of the latest filing. Jacques is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Morgan Stanley Private Markets Fund V (Cayman) L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 1, 2010 → Jun 23, 2011 · 2 filings
  • Jun 23, 2011 · D/A · $154,750,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer, Director (Director of Issuer's General Partner; Director & Executive Officer of Issuer's Promoter) EDGAR ↗
  • Jul 1, 2010 · D · $65,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Director (Director of Issuer's General Partner; Director & Executive Officer of Issuer's Promoter) EDGAR ↗

Raised $154.8M from 14 investors as of the latest filing. Jacques is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Morgan Stanley Private Markets Fund V LP

West Conshohocken, PA · Jul 1, 2010 → Jun 23, 2011 · 2 filings
  • Jun 23, 2011 · D/A · $430,450,000 sold of Indefinite · 130 investors · min. No minimum reported · role: Executive Officer, Director (Executive Officer and Director of Morgan Stanley Alternative Investments LLC) EDGAR ↗
  • Jul 1, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Executive Officer and Director of Morgan Stanley Alternative Investments Inc.) EDGAR ↗

Raised $430.4M from 130 investors as of the latest filing. Jacques is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

MORGAN STANLEY AIP ARIES FUND LP

West Conshohocken, PA · Mar 15, 2010 → Mar 3, 2011 · 2 filings
  • Mar 3, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $2,000,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D/A · $0 sold of Indefinite · 0 investors · min. $2,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Jacques is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Flint Capital Partners LP

West Conshohocken, PA · Feb 9, 2011
  • Feb 9, 2011 · D · $200,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $200M from 1 investor as of the latest filing. Jacques is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Graham Absolute Return Fund LP

New York, NY · Jan 21, 2011
  • Jan 21, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $155.1M from 634 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Avenue Fund LP

New York, NY · Jan 21, 2011
  • Jan 21, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $52.3M from 264 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Avenue Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 21, 2011
  • Jan 21, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $5.7M from 23 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

Morgan Stanley HedgePremier/Graham Discretionary 6V Portfolio Offshore Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 21, 2011
  • Jan 21, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $16.1M from 68 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

Morgan Stanley HedgePremier/FrontPoint Healthcare Enhanced Offshore Fund L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 3, 2009 → Dec 17, 2010 · 3 filings
  • Dec 17, 2010 · D/A · $2,200,000 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 8, 2010 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 3, 2009 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $2.2M from 19 investors as of the latest filing. Jacques is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Sculptor DP II Fund LP

New York, NY · Mar 12, 2010 → Dec 17, 2010 · 2 filings
  • Dec 17, 2010 · D/A · $55,583,000 sold of Indefinite · 302 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 12, 2010 · D · $3,480,000 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $183.9M from 768 investors as of the latest filing. Jacques is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley HedgePremier/Frontpoint Healthcare Enhanced Fund LP

New York, NY · Mar 11, 2009 → Dec 17, 2010 · 6 filings
  • Dec 17, 2010 · D/A · $5,475,000 sold of Indefinite · 35 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 28, 2010 · D/A · $150,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 28, 2009 · D/A · $150,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 22, 2009 · D/A · $150,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 17, 2009 · D/A · $150,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2009 · D/A · $150,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $5.47M from 35 investors as of the latest filing. Jacques is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Meritage Futures Fund L.P.

New York, NY · Mar 10, 2009 → Nov 17, 2010 · 5 filings
  • Nov 17, 2010 · D/A · $38,339,997 sold of Indefinite · 468 investors · min. $25,000 · role: Director (Director of General Partner) EDGAR ↗
  • Nov 18, 2009 · D/A · $38,339,997 sold of Indefinite · 468 investors · min. $25,000 · role: Director (Director of General Partner) EDGAR ↗
  • Sep 16, 2009 · D/A · $38,339,997 sold of Indefinite · 468 investors · min. $25,000 · role: Director (Director of General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $38,339,997 sold of Indefinite · 468 investors · min. $50,000 · role: Director (Director of General Partner) EDGAR ↗
  • Mar 10, 2009 · D · $38,339,997 sold of Indefinite · 468 investors · min. $50,000 · role: Director (Director of General Partner) EDGAR ↗

Raised $90.9M from 620 investors as of the latest filing. Jacques is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Polaris Futures Fund L.P.

New York, NY · Mar 10, 2009 → Nov 17, 2010 · 5 filings
  • Nov 17, 2010 · D/A · $117,750,423 sold of Indefinite · 1,101 investors · min. $25,000 · role: Director (Director of General Partner) EDGAR ↗
  • Nov 18, 2009 · D/A · $117,750,423 sold of Indefinite · 1,101 investors · min. $25,000 · role: Director (Director of General Partner) EDGAR ↗
  • Sep 16, 2009 · D/A · $117,750,423 sold of Indefinite · 1,101 investors · min. $25,000 · role: Director (Director of General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $117,750,423 sold of Indefinite · 1,101 investors · min. $50,000 · role: Director (Director of General Partner) EDGAR ↗
  • Mar 10, 2009 · D · $117,750,423 sold of Indefinite · 1,101 investors · min. $50,000 · role: Director (Director of General Partner) EDGAR ↗

Raised $349M from 2,846 investors as of the latest filing. Jacques is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

LV Futures Fund L.P.

New York, NY · Mar 12, 2009 → Nov 17, 2010 · 5 filings
  • Nov 17, 2010 · D/A · $35,088,148 sold of Indefinite · 387 investors · min. $25,000 · role: Director (Director of General Partner) EDGAR ↗
  • Nov 18, 2009 · D/A · $35,088,148 sold of Indefinite · 387 investors · min. $25,000 · role: Director (Director of General Partner) EDGAR ↗
  • Sep 16, 2009 · D/A · $35,088,148 sold of Indefinite · 387 investors · min. $25,000 · role: Director (Director of General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $35,088,148 sold of Indefinite · 387 investors · min. $50,000 · role: Director (Director of General Partner) EDGAR ↗
  • Mar 12, 2009 · D · $35,088,148 sold of Indefinite · 387 investors · min. $50,000 · role: Director (Director of General Partner) EDGAR ↗

Raised $118.4M from 759 investors as of the latest filing. Jacques is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Discovery Partners Fund LP

New York, NY · Nov 16, 2010
  • Nov 16, 2010 · D · $350,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $218.7M from 762 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley HedgePremier/Global Ascent Fund LP

New York, NY · Nov 16, 2010
  • Nov 16, 2010 · D · $1,050,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $7.81M from 46 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

Morgan Stanley HedgePremier/Global Ascent Offshore Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 16, 2010
  • Nov 16, 2010 · D · $100,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.55M from 7 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

Morgan Stanley HedgePremier/Discovery Partners Offshore Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 16, 2010
  • Nov 16, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $57.3M from 242 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Ceres Tactical Macro L.P.

New York, NY · Nov 8, 2010
  • Nov 8, 2010 · D · $4,135,859 sold of Indefinite · 62 investors · min. $25,000 · role: Director (Director of Demeter Management LLC, the General Partner) EDGAR ↗

Raised $525.6M from 5,000 investors as of the latest filing. Jacques is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Ceres Classic L.P.

New York, NY · Oct 7, 2010
  • Oct 7, 2010 · D · $343,890,500 sold of Indefinite · 8,988 investors · min. $25,000 · role: Director (Director of Demeter Management LLC, the General Partner) EDGAR ↗

Raised $990.9M from 8,988 investors as of the latest filing. Jacques is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Millennium USA LP

New York, NY · Sep 30, 2010
  • Sep 30, 2010 · D · $3,700,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.41B from 2,056 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/York Total Return Fund LP

New York, NY · Mar 11, 2009 → Jul 29, 2010 · 6 filings
  • Jul 29, 2010 · D/A · $13,746,303 sold of Indefinite · 81 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 28, 2009 · D/A · $200,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 22, 2009 · D/A · $200,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 17, 2009 · D/A · $200,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 17, 2009 · D/A · $200,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Mar 11, 2009 · D/A · $200,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $46.8M from 237 investors as of the latest filing. Jacques is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Maverick Fund LP

New York, NY · Mar 11, 2009 → Jul 29, 2010 · 5 filings
  • Jul 29, 2010 · D/A · $9,725,010 sold of Indefinite · 47 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 28, 2009 · D/A · $550,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 22, 2009 · D/A · $550,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 17, 2009 · D/A · $550,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2009 · D/A · $550,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $35.6M from 113 investors as of the latest filing. Jacques is listed as executive officer, director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/BP Total Return Fund LP

New York, NY · Jul 22, 2010
  • Jul 22, 2010 · D · $800,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $29.8M from 109 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Ivory Flagship Fund II LP

New York, NY · Jun 10, 2010
  • Jun 10, 2010 · D · $4,787,500 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $72.7M from 406 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Tricadia Credit Strategies Fund, LP

New York, NY · Jun 10, 2010
  • Jun 10, 2010 · D · $4,292,500 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $48.3M from 258 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/GSO Special Situations Fund LP

New York, NY · May 25, 2010
  • May 25, 2010 · D · $875,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $34.1M from 115 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

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Pooled Investment Fund · group: Riverview

Morgan Stanley Private Markets Fund Employee Investors V LP

West Conshohocken, PA · May 19, 2010
  • May 19, 2010 · D · $14,690,000 sold of Indefinite · 159 investors · min. No minimum reported · role: Executive Officer, Director (Executive Officer and Director of Morgan Stanley Alternative Investments Inc.) EDGAR ↗

Raised $14.7M from 159 investors as of the latest filing. Jacques is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley HedgePremier/Highbridge Long/Short Equity Offshore Fund Ltd.

New York, NY · Apr 15, 2010
  • Apr 15, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $19.4M from 106 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley HedgePremier/Highbridge Long/Short Equity Fund LP

New York, NY · Apr 15, 2010
  • Apr 15, 2010 · D · $400,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $45.7M from 220 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

Morgan Stanley HedgePremier/Paulson Advantage Offshore Fund Ltd.

New York, NY · Apr 15, 2010
  • Apr 15, 2010 · D · $150,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $21.7M from 68 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley HedgePremier/Paulson Advantage Plus Offshore Fund Ltd.

New York, NY · Apr 15, 2010
  • Apr 15, 2010 · D · $6,535,000 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $20.8M from 56 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley HedgePremier/FrontPoint Financial Services Fund LP

New York, NY · Mar 12, 2010
  • Mar 12, 2010 · D · $650,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $650K from 3 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley Smith Barney Mark J. Walsh & Co L.P.

New York, NY · Mar 10, 2009 → Mar 10, 2010 · 4 filings
  • Mar 10, 2010 · D/A · $34,284,654 sold of Indefinite · 190 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D/A · $34,284,654 sold of Indefinite · 190 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2010 · D/A · $34,284,654 sold of Indefinite · 190 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2009 · D/A · $32,681,427 sold of Indefinite · 179 investors · min. $100,000 · role: Director EDGAR ↗

Raised $34.3M from 190 investors as of the latest filing. Jacques is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley Smith Barney JWH Futures Fund L.P.

New York, NY · Mar 11, 2009 → Mar 10, 2010 · 4 filings
  • Mar 10, 2010 · D/A · $52,227,665 sold of Indefinite · 278 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D/A · $52,227,665 sold of Indefinite · 278 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 11, 2009 · D/A · $52,701,978 sold of Indefinite · 274 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 11, 2009 · D/A · $52,701,978 sold of Indefinite · 274 investors · min. $100,000 · role: Director EDGAR ↗

Raised $52.7M from 278 investors as of the latest filing. Jacques is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley Smith Barney Chesapeake Diversified Plus L.P.

New York, NY · Mar 11, 2009 → Mar 10, 2010 · 4 filings
  • Mar 10, 2010 · D/A · $65,576,450 sold of Indefinite · 378 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 10, 2010 · D/A · $65,576,450 sold of Indefinite · 378 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 9, 2010 · D/A · $65,576,450 sold of Indefinite · 378 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 11, 2009 · D/A · $61,575,787 sold of Indefinite · 373 investors · min. $100,000 · role: Director EDGAR ↗

Raised $65.6M from 378 investors as of the latest filing. Jacques is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Managed Futures Strategic Alternatives, L.P.

New York, NY · Mar 11, 2009 → Mar 10, 2010 · 3 filings
  • Mar 10, 2010 · D/A · $354,020,367 sold of Indefinite · 484 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 9, 2010 · D/A · $354,020,367 sold of Indefinite · 484 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 11, 2009 · D/A · $342,478,012 sold of Indefinite · 474 investors · min. $250,000 · role: Director EDGAR ↗

Raised $382.6M from 489 investors as of the latest filing. Jacques is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Logo
Pooled Investment Fund · group: Riverview

MORGAN STANLEY GLOBAL SECONDARY OPPORTUNITIES FUND I LP

West Conshohocken, PA · Mar 8, 2010
  • Mar 8, 2010 · D/A · $322,201,600 sold of Indefinite · 411 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $322.2M from 411 investors as of the latest filing. Jacques is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Riverview

Morgan Stanley AIP Distressed Fund (Cayman) L.P.

West Conshohocken, PA · Feb 26, 2010
  • Feb 26, 2010 · D · $20,348,500 sold of Indefinite · 39 investors · min. $100,000 · role: Executive Officer, Director (Mr. Chappuis is an executive officer and director of Morgan Stanley AIP (Cayman) GP Ltd., the general partner of the issuer.) EDGAR ↗

Raised $20.3M from 39 investors as of the latest filing. Jacques is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Riverview

MORGAN STANLEY AIP DISTRESSED FUND LP

West Conshohocken, PA · Feb 12, 2010
  • Feb 12, 2010 · D/A · $169,237,605 sold of Indefinite · 192 investors · min. No minimum reported · role: Executive Officer, Director (Mr. Chappuis is an executive officer and director of Morgan Stanley Alternative Investments Inc., which is the general partner of Morgan Stanley AIP GP LP, which is the general partner of the issuer.) EDGAR ↗

Raised $169.2M from 192 investors as of the latest filing. Jacques is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Double Black Diamond Fund LP

New York, NY · Feb 11, 2010
  • Feb 11, 2010 · D · $3,525,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $109.7M from 612 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

Morgan Stanley HedgePremier/Paulson Advantage Plus Fund LP

New York, NY · Oct 21, 2009
  • Oct 21, 2009 · D · $750,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $151.1M from 617 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Ivory Flagship Offshore Fund LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Oct 20, 2009
  • Oct 20, 2009 · D · $100,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $86.8M from 465 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

Morgan Stanley HedgePremier/Paulson Advantage Fund LP

New York, NY · Oct 20, 2009
  • Oct 20, 2009 · D · $350,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $150M from 589 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Ivory Flagship Fund LP

New York, NY · Oct 14, 2009
  • Oct 14, 2009 · D · $1,400,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $194.4M from 753 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Logo
Pooled Investment Fund · group: Riverview

Morgan Stanley AIP Phoenix Global Real Estate Secondaries 2009 LP

West Conshohocken, PA · Sep 11, 2009
  • Sep 11, 2009 · D · $0 sold of $400,000,000 · 0 investors · min. $25,000,000 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Jacques is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

Morgan Stanley HedgePremier/Traxis Offshore Fund L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 6, 2009 → Aug 6, 2009 · 2 filings
  • Aug 6, 2009 · D/A · $107,738 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Aug 6, 2009 · D · $107,738 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $108K from 1 investor as of the latest filing. Jacques is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Maverick Offshore Fund LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 6, 2009
  • Aug 6, 2009 · D · $1,233,093 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $17.8M from 82 investors as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

HedgePremier/Tricadia Credit Strategies Fund II LP

New York, NY · Apr 20, 2009 → Jul 28, 2009 · 3 filings
  • Jul 28, 2009 · D/A · $550,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 22, 2009 · D/A · $550,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 20, 2009 · D · $550,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $258M from 821 investors as of the latest filing. Jacques is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley HedgePremier/Traxis Fund LP

New York, NY · Jul 27, 2009
  • Jul 27, 2009 · D · $100,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $100K from 1 investor as of the latest filing. Jacques is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Jacques P. Chappuis — Ontario, Canada (as filed: A6), 2 issuers, Aug 12, 2015 → Sep 21, 2015 · no shared issuer

People around Jacques 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Morgan Stanley HedgePremier GP Inc.

Promoter · 48 shared filings (31 issuers) · also on 38 other issuers

Morgan Stanley HedgePremier GP Inc. is on 69 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Demeter Management Corporation

Executive Officer · 15 shared filings (4 issuers)

Listed on the same filings as Jacques Chappuis. Their page shows their other deals.

Management entity

Morgan Stanley Alternative Investments Inc.

Executive Officer, Promoter · 11 shared filings (7 issuers) · also on 6 other issuers

Morgan Stanley Alternative Investments Inc. is on 13 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Morgan Stanley AIP GP LP

Executive Officer, Promoter · 10 shared filings (6 issuers) · also on 32 other issuers

Morgan Stanley AIP GP LP is on 38 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Morgan Stanley AIP (Cayman) GP Ltd.

Executive Officer, Promoter · 9 shared filings (3 issuers) · also on 3 other issuers

Morgan Stanley AIP (Cayman) GP Ltd. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Morgan Stanley AIP (Cayman) GP Ltd.

Executive Officer · 6 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Jacques Chappuis. Their page shows their other deals.

Management entity

Morgan Stanley Alternative Investment Partners LP

Executive Officer, Promoter · 5 shared filings (4 issuers) · also on 6 other issuers

Morgan Stanley Alternative Investment Partners LP is on 10 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Morgan Stanley HedgePremier LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Jacques Chappuis. Their page shows their other deals.

Management entity

Morgan Stanley PMF V GP LP

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jacques Chappuis. Their page shows their other deals.

Management entity

Mortgage Opportunity GP Ltd.

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Jacques Chappuis. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Mustafa A. Jama

Executive Officer, Director · 55 shared filings (29 issuers) · also on 18 other issuers

Mustafa A. Jama is on 47 issuers in total — a repeat sponsor. Their page lists every one.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

Walter Rein

Executive Officer · 52 shared filings (33 issuers) · also on 35 other issuers

Walter Rein is on 68 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robin Coroniti

Executive Officer · 48 shared filings (23 issuers) · also on 18 other issuers

Robin Coroniti is on 41 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Eric J Marmoll

Executive Officer · 47 shared filings (28 issuers) · also on 13 other issuers

Eric J Marmoll is on 41 issuers in total — a repeat sponsor. Their page lists every one.

NL
No photo found yet (own website and image search run after this page is viewed)
Person

Noel Langlois

Executive Officer, Director · 41 shared filings (21 issuers) · also on 61 other issuers

Noel Langlois is on 82 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas J. Ketterer

Director, Executive Officer · 39 shared filings (15 issuers) · also on 84 other issuers

Douglas J. Ketterer is on 99 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael McGrath

Director, Executive Officer · 39 shared filings (15 issuers) · also on 39 other issuers

Michael McGrath is on 54 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Blumenfeld

Executive Officer · 34 shared filings (19 issuers)

Stephen Blumenfeld is on 19 issuers in total — a repeat sponsor. Their page lists every one.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Dorr

Director, Executive Officer · 33 shared filings (21 issuers) · also on 1 other issuer

Thomas Dorr is on 22 issuers in total — a repeat sponsor. Their page lists every one.

HH
No photo found yet (own website and image search run after this page is viewed)
Person

Harry Handler

Director · 32 shared filings (9 issuers) · also on 21 other issuers

Harry Handler is on 30 issuers in total — a repeat sponsor. Their page lists every one.

FZ
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Zafran

Director · 32 shared filings (9 issuers)

Frank Zafran is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jose Morales

Director · 32 shared filings (9 issuers)

Jose Morales is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Angstadt

Executive Officer, Director · 32 shared filings (9 issuers) · also on 47 other issuers

Christian Angstadt is on 56 issuers in total — a repeat sponsor. Their page lists every one.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

Walter Davis

Executive Officer, Director · 32 shared filings (9 issuers) · also on 18 other issuers

Walter Davis is on 27 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Turner

Executive Officer, Director · 32 shared filings (18 issuers) · also on 11 other issuers

Jeffrey Turner is on 29 issuers in total — a repeat sponsor. Their page lists every one.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Anita Rios

Executive Officer · 30 shared filings (13 issuers) · also on 46 other issuers

Anita Rios is on 59 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

MaryAnn Fappiano

Executive Officer · 30 shared filings (13 issuers)

MaryAnn Fappiano is on 13 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Charlene R. Herzer

Executive Officer · 29 shared filings (12 issuers) · also on 32 other issuers

Charlene R. Herzer is on 44 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Mooney

Executive Officer · 29 shared filings (12 issuers) · also on 34 other issuers

Kevin Mooney is on 46 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Susan M Krause

Executive Officer · 29 shared filings (12 issuers) · also on 1 other issuer

Susan M Krause is on 13 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Bernard V. Peterson

Executive Officer, Director · 27 shared filings (17 issuers) · also on 3 other issuers

Bernard V. Peterson is on 20 issuers in total — a repeat sponsor. Their page lists every one.

ET
No photo found yet (own website and image search run after this page is viewed)
Person

Elliot Tannenbaum

Executive Officer · 26 shared filings (11 issuers)

Elliot Tannenbaum is on 11 issuers in total — a repeat sponsor. Their page lists every one.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Reid

Executive Officer, Director · 23 shared filings (22 issuers) · also on 33 other issuers

Patrick Reid is on 55 issuers in total — a repeat sponsor. Their page lists every one.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas R. Dorr

Executive Officer, Director · 22 shared filings (11 issuers) · also on 1 other issuer

Thomas R. Dorr is on 12 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Graver

Executive Officer, Director · 19 shared filings (15 issuers) · also on 48 other issuers

Matthew Graver is on 63 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Beal

Executive Officer · 17 shared filings (6 issuers) · also on 110 other issuers

Jeremy Beal is on 116 issuers in total — a repeat sponsor. Their page lists every one.

MZ
No photo found yet (own website and image search run after this page is viewed)
Person

Mark van der Zwan

Executive Officer, Director · 17 shared filings (14 issuers) · also on 36 other issuers

Mark van der Zwan is on 50 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Logo
Sponsor group

Riverview

107 issuers · 484 filings · $30.65B reported sold · 2009–2026

One team, 107 deal companies. Jacques Chappuis is listed on 29 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jacques Chappuis.

Sponsor group

Morgan Stanley

123 issuers · 656 filings · $14.8B reported sold · 2009–2026

One team, 123 deal companies. Jacques Chappuis is listed on 27 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jacques Chappuis.

Sponsor group

Managed Futures

24 issuers · 300 filings · $9.01B reported sold · 2009–2026

One team, 24 deal companies. Jacques Chappuis is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jacques Chappuis.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 11 of the 70 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Riverview Global Macro Fund (Cayman) L.P., Riverview Global Macro Fund LP, Riverview Premium Partners Fund II (Cayman) L.P., Riverview Premium Partners Fund II LP, Riverview Select Mortgage Fund LP, Riverview Liquid Markets Fund II LP, MORGAN STANLEY AIP EMERGING MARKETS FUND LP, Morgan Stanley Private Markets Fund V (Cayman) L.P., Morgan Stanley Private Markets Fund V LP, MORGAN STANLEY AIP ARIES FUND LP, Morgan Stanley Private Markets Fund Employee Investors V LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jacques Chappuis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 70 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jacques Chappuis is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (West Conshohocken, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

morganstanley.com ↗ found on Riverview Global Macro Fund (Cayman) L.P. (morganstanley.com)

Change history

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