Thomas R. Dorr is listed as an executive officer and director on 31 SEC Form D filings by 12 issuers between Jun 2009 and Mar 2014. Largest by amount reported sold: Riverview Liquid Markets Fund II LP (West Conshohoken, PA — pooled investment fund — 2009–2011; $1.68B reported sold to 1,100 investors), Riverview Opportunistic Fund LP (West Conshohocken, PA — pooled investment fund — 2009–2010; $694.5M reported sold to 371 investors), Riverview Global Macro Fund (Cayman) L.P. (West Conshohocken, PA — pooled investment fund — 2010–2013; $678.2M reported sold to 265 investors), STRATEGIC OPPORTUNITIES FUND LP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2014; $280.8M reported sold to 30 investors), Riverview Liquid Markets Fund II - Private Investors LP (West Conshohocken, PA — pooled investment fund — 2009; $100M reported sold to 75 investors) and 7 more (all listed below).
What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $3.64B sold in total.
Listed alongside Robin Coroniti (29 shared filings), Mustafa A. Jama (28 shared filings), Jacques Chappuis (22 shared filings), Jeffrey Turner (18 shared filings), Noel Langlois (18 shared filings) and 59 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.
All 12 issuers belong to the sponsor group Riverview (107 issuers, $30.65B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Riverview has 107 companies on file and $30.65B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 31 public filings for Thomas R. Dorr and found 12 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.