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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:07 AM ET

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Walter Davis

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 10, 2009 → Jun 14, 2013

27deals (issuers)
$10.17Breported sold
201,111investors
161Form D filings
2009–2013years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Walter Davis is listed as an executive officer and director on 161 SEC Form D filings by 27 issuers between Mar 2009 and Jun 2013. Largest by amount reported sold: CERES ORION L.P. (New York, NY — pooled investment fund — 2010–2013; $2.68B reported sold to 31,127 investors), Ceres Classic L.P. (New York, NY — pooled investment fund — 2010–2012; $990.9M reported sold to 8,988 investors), Ceres Tactical Commodity L.P. (New York, NY — pooled investment fund — 2010–2013; $845.6M reported sold to 109,607 investors), MANAGED FUTURES PREMIER WARRINGTON L.P. (Dallas, TX — pooled investment fund — 2010–2013; $638.9M reported sold to 4,710 investors), CERES ABINGDON L.P. (New York, NY — pooled investment fund — 2010–2013; $621.3M reported sold to 5,488 investors) and 22 more (all listed below).

What this means That is a lot of deals — 27 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $10.17B sold in total.

Listed alongside Harry Handler (132 shared filings), Douglas J. Ketterer (130 shared filings), Michael McGrath (105 shared filings), Patrick T. Egan (100 shared filings), Alper Daglioglu (95 shared filings) and 20 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Walter. Each name links to their own page.

The issuers belong to 2 sponsor groups: Managed Futures (24 issuers, $9.01B reported sold, 2009–2026) and Morgan Stanley (123 issuers, $14.8B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 161 public filings for Walter Davis and found 15 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Walter Davis has not run yet — it is joining a line of 47,333 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Walter Davis..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 1 open, 13 closed (disposition not in docket feed)

Walter Q. Davis open
United States Bankruptcy Court, E.D. New York · No. 8-25-71555 · Filed Apr 22, 2025
Role of Walter Q. Davis: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Walter Q. Davis closed
United States Bankruptcy Court, E.D. New York · No. 8-16-74987 · Filed Oct 25, 2016 · Closed Feb 7, 2017
Role of Walter Q. Davis: Debtor · Outcome: Case closed 2017-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Walter F. Davis closed
United States Bankruptcy Court, W.D. New York · No. 2-13-21581 · Filed Oct 23, 2013 · Closed Mar 3, 2014
Role of Walter F. Davis: Debtor · Outcome: Case closed 2014-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Walter E. Davis and Janice A. Davis closed
United States Bankruptcy Court, E.D. Texas · No. 07-50116 · Filed Jun 22, 2007 · Closed Nov 19, 2007
Role of Walter E. Davis and Janice A. Davis: Debtor · Outcome: Case closed 2007-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (TX)
Walter J. Davis and Shirley W. Davis closed
United States Bankruptcy Court, N.D. New York · No. 03-62228 · Filed Apr 3, 2003 · Closed Jul 8, 2003
Role of Walter J. Davis and Shirley W. Davis: Debtor · Outcome: Case closed 2003-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Walter W. Davis closed
United States Bankruptcy Court, N.D. New York · No. 02-60618 · Filed Feb 5, 2002 · Closed Jun 12, 2002
Role of Walter W. Davis: Debtor · Outcome: Case closed 2002-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Walter Davis and Hattie Davis closed
United States Bankruptcy Court, S.D. New York · No. 01-41698 · Filed Jun 12, 2001 · Closed Oct 2, 2001
Role of Walter Davis and Hattie Davis: Debtor · Outcome: Case closed 2001-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Andrea L. Davis and Walter S. Davis closed
United States Bankruptcy Court, S.D. New York · No. 01-35342 · Filed Feb 19, 2001 · Closed Jun 14, 2001
Role of Walter S. Davis: Debtor · Outcome: Case closed 2001-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Walter Davis and Demerris Davis closed
United States Bankruptcy Court, S.D. Texas · No. 97-51156 · Filed Nov 3, 1997 · Closed Mar 6, 2002
Role of Walter Davis and Demerris Davis: Debtor · Outcome: Case closed 2002-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (TX)
Walter L. Davis closed
United States Bankruptcy Court, W.D. New York · No. 2-97-21958 · Filed May 22, 1997 · Closed Sep 23, 1997
Role of Walter L. Davis: Debtor · Outcome: Case closed 1997-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Walter F. Davis closed
United States Bankruptcy Court, W.D. New York · No. 2-96-23929 · Filed Dec 24, 1996 · Closed May 7, 1997
Role of Walter F. Davis: Debtor · Outcome: Case closed 1997-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Walter R. Davis and Nelda O. Davis closed
United States Bankruptcy Court, E.D. Texas · No. 92-60038 · Filed Jan 13, 1992 · Closed Feb 13, 2012
Role of Walter R. Davis and Nelda O. Davis: Debtor · Outcome: Case closed 2012-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (TX)
Walter Davis, Jr. and Hattie R. Davis closed
United States Bankruptcy Court, N.D. New York · No. 90-00734 · Filed Mar 23, 1990 · Closed Apr 25, 1991
Role of Walter Davis, Jr.: Debtor · Outcome: Case closed 1991-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Walter L. Davis closed
United States Bankruptcy Court, W.D. New York · No. 1-88-10044 · Filed Jan 8, 1988 · Closed Oct 18, 1989
Role of Walter L. Davis: Debtor · Outcome: Case closed 1989-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 439 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Walter Davis — 6 worth asking about (compared the newest 50 of 161 filings on Oct 24, 2026; older filings not covered)

Note · Jan 19, 2018 – Oct 4, 2018

Bankruptcy case: Capone v. Morgan Stanley Smith Barney LLC — filed Jan 19, 2018

United States Bankruptcy Court, E.D. New York docket "Capone v. Morgan Stanley Smith Barney LLC" filed Jan 19, 2018, closed Oct 4, 2018. Ceres Classic L.P. (related issuer) is listed as Party ("Capone v. Morgan Stanley Smith Barney LLC"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Oct 14, 2003 – Dec 10, 2008

Bankruptcy case: Bethlehem Steel Corporation v. Morgan Stanley Dean Witter — filed Oct 14, 2003

United States Bankruptcy Court, S.D. New York docket "Bethlehem Steel Corporation v. Morgan Stanley Dean Witter" filed Oct 14, 2003, closed Dec 10, 2008. Managed Futures Strategic Alternatives, L.P. (related issuer) is listed as Party ("Bethlehem Steel Corporation v. Morgan Stanley Dean Witter"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Sep 30, 2004 – Feb 15, 2005

Bankruptcy case: Lee E. Buchwald, Chapter 11 Trustee of McCann, Inc v. Morgan Stanley Dean Witter & Co. — filed Sep 30, 2004

United States Bankruptcy Court, S.D. New York docket "Lee E. Buchwald, Chapter 11 Trustee of McCann, Inc v. Morgan Stanley Dean Witter & Co." filed Sep 30, 2004, closed Feb 15, 2005. Managed Futures Strategic Alternatives, L.P. (related issuer) is listed as Party ("Lee E. Buchwald, Chapter 11 Trustee of McCann, Inc v. Morgan Stanley Dean Witter & Co."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Nov 30, 2011 – Nov 28, 2012

Amount sold went down between filings — Ceres Classic L.P.

The Nov 30, 2011 filing says $343,890,500 sold; the Nov 28, 2012 Form D/A says $80,300,000 sold — $263,590,500 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Nov 30, 2011 – Nov 28, 2012

Investor count went down between filings — Ceres Classic L.P.

The Nov 30, 2011 filing reports 8,988 investors; the Nov 28, 2012 Form D/A reports 7,281 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Nov 1, 2011 – Mar 23, 2012

Form D filed 143 days after the first sale — Managed Futures Premier Rotterdam L.P.

The filing says the first sale was Nov 1, 2011. The Form D was filed Mar 23, 2012 — 143 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 128 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Nov 1, 2011 – Mar 22, 2012

Form D filed 142 days after the first sale — Managed Futures Premier Man-AHL L.P.

The filing says the first sale was Nov 1, 2011. The Form D was filed Mar 22, 2012 — 142 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 127 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Dec 1, 2011 – Mar 22, 2012

Form D filed 112 days after the first sale — Managed Futures Premier Altis L.P.

The filing says the first sale was Dec 1, 2011. The Form D was filed Mar 22, 2012 — 112 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 97 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Nov 1, 2004 – May 2, 2013

No amendment in the last 12 months on an offering that may still be open — CMF Winton Feeder I LP (latest filing May 2, 2013)

The latest filing for this offering is dated May 2, 2013 (first sale Nov 1, 2004). It reports $48,554,148 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Nov 1, 2011 – Mar 22, 2012

No amendment in the last 12 months on an offering that may still be open — Managed Futures Premier Man-AHL L.P. (latest filing Mar 22, 2012)

The latest filing for this offering is dated Mar 22, 2012 (first sale Nov 1, 2011). It reports $410,684 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Worth asking · Nov 28, 2012 – Mar 14, 2014

21 people are no longer listed on a later amendment

Walter Davis is no longer listed on the Mar 14, 2014 amendment — Managed Futures Strategic Alternatives, L.P. · Walter Davis is no longer listed on the Oct 18, 2013 amendment — Managed Futures Premier Aventis LP · Walter Davis is no longer listed on the Oct 18, 2013 amendment — Managed Futures Premier Altis L.P. · Walter Davis is no longer listed on the Oct 18, 2013 amendment — Managed Futures Premier Rotterdam L.P. · Walter Davis is no longer listed on the Oct 18, 2013 amendment — Ceres Tactical Macro L.P. · and 16 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Nov 17, 2010 – Oct 20, 2016

4 issuers changed their reported size band between filings

Reported net asset value range changed between filings — LV Futures Fund L.P. · Reported net asset value range changed between filings — Meritage Futures Fund L.P. · Reported net asset value range changed between filings — Polaris Futures Fund L.P. · Reported net asset value range changed between filings — Managed Futures Premier Aventis LP

What this means The size band is self-reported. Ask for current numbers.

Sources
Note · Feb 20, 2024

Same name, different state: "Walter Davis" (MD) is a separate record

This page covers filings where the address state is NY. A separate record, "Walter Davis" with address state MD, is listed on 1 filing — most recently by SPIREF LLC (Feb 20, 2024). The two records do not overlap in time: this page runs Mar 10, 2009 to Jun 14, 2013; the other has one filing dated Feb 20, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 4, 2010 – Jun 3, 2011

Same name, different state: "Walter L. Davis" (NC) is a separate record

This page covers filings where the address state is NY. A separate record, "Walter L. Davis" with address state NC, is listed on 2 filings — most recently by Blue Ridge Holdings, Inc. (Jun 3, 2011). Both records have filings in the same period (Jun 4, 2010 to Jun 3, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 9, 2014 – Apr 14, 2015

Address moved from New York, NY to Dallas, TX — MANAGED FUTURES PREMIER WARRINGTON L.P.

The people listed on the Oct 9, 2014 filing give New York, NY; on the Apr 14, 2015 filing they give Dallas, TX. The address now on file (C/O Warrington Gp, Llc, 200 Crescent Court, Suite 520, Dallas, TX) is a registered-agent or shared-office address used by 92 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 161 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

3 of 28 offerings report sales commissions totalling $266,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 14, 2013 D/A
Managed Futures Premier Aventis LP
File 021-179648
$0$0$0Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗EDGAR ↗
May 2, 2013 D/A
WESTPORT FUTURES FUND L.P.
File 021-128346
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
May 2, 2013 D/A
POTOMAC FUTURES FUND LP
File 021-128356
$0$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
May 2, 2013 D/A
TIDEWATER FUTURES FUND LP
File 021-128347
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Richard Zinman BrokerCheck CRD 1212093 ↗
via "CREDIT SUISSE SECURITIES (USA) LLC (""CS"")" (CRD 816 ↗)

ANTHONY A. DERTOUZOS BrokerCheck CRD 4025638 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)

JOHN D. MORENO BrokerCheck CRD 5111456 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)
EDGAR ↗
May 2, 2013 D/A
CERES ORION L.P.
File 021-54926
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

"CREDIT SUISSE SECURITIES (USA) LLC (""CS"")" BrokerCheck CRD 816 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)
EDGAR ↗
May 2, 2013 D/A
Ceres Tactical Commodity L.P.
File 021-76543
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
May 2, 2013 D/A
MANAGED FUTURES PREMIER WARRINGTON L.P.
File 021-86165
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

"CREDIT SUISSE SECURITIES (USA) LLC (""CS"")" BrokerCheck CRD 816 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)

ROBERT W. BAIRD & CO. INCORPORATED BrokerCheck CRD 8158 ↗
via ROBERT W. BAIRD & CO. INCORPORATED (CRD 8158 ↗)
EDGAR ↗
May 2, 2013 D/A
CERES ABINGDON L.P.
File 021-98515
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

"CREDIT SUISSE SECURITIES (USA) LLC (""CS"")" BrokerCheck CRD 816 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)
EDGAR ↗
May 2, 2013 D/A
Managed Futures Premier Energy Fund L.P. II
File 021-68406
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Richard S. Zinman BrokerCheck CRD 1212093 ↗
via "CREDIT SUISSE SECURITIES (USA) LLC (""CS"")" (CRD 816 ↗)

ANTHONY A. DERTOUZOS BrokerCheck CRD 4025638 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)

JOHN D. MORENO BrokerCheck CRD 5111456 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)
EDGAR ↗
May 2, 2013 D/A
EMERGING CTA PORTFOLIO LP
File 021-60020
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Sanford Michael Katz BrokerCheck CRD 1558898 ↗
via CREDIT SUISSE SECURITIES (USA) LLC (CRD 816 ↗)
EDGAR ↗
May 2, 2013 D/A
CERES TACTICAL SYSTEMATIC L.P.
File 021-135703
$0 (est.)$0$0 (est.)"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via "Morgan Stanley Smith Barney LLC (""MSSB"")" (CRD 149777 ↗)

"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)
EDGAR ↗
May 2, 2013 D/A
CMF Winton Feeder I LP
File 021-72152
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
May 2, 2013 D/A
Institutional Futures Portfolio L P
File 021-79086
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
May 2, 2013 D/A
COMMODITY ADVISORS FUND L.P.
File 021-162224
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Mar 22, 2013 D/A
Managed Futures Premier Altis L.P.
File 021-175382
$0$0$0Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 22, 2013 D/A
Managed Futures Premier Rotterdam L.P.
File 021-175442
$0$0$0Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 15, 2013 D/A
Managed Futures Strategic Alternatives, L.P.
File 021-54891
$0$0$0Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗EDGAR ↗
Nov 28, 2012 D/A
Polaris Futures Fund L.P.
File 021-127573
$0$0$0None listed on this filingEDGAR ↗
Nov 28, 2012 D/A
Meritage Futures Fund L.P.
File 021-127554
$0$0$0None listed on this filingEDGAR ↗
Nov 28, 2012 D/A
LV Futures Fund L.P.
File 021-127761
$0$0$0None listed on this filingEDGAR ↗
Nov 28, 2012 D/A
Ceres Classic L.P.
File 021-148679
$0$0$0Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗EDGAR ↗
Nov 28, 2012 D/A
Ceres Tactical Macro L.P.
File 021-150160
$0$0$0Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 22, 2012 D
Managed Futures Premier Man-AHL L.P.
File 021-175386
$0$0$0Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗EDGAR ↗
Oct 5, 2011 D/A
FAIRFIELD FUTURES FUND LP II
File 021-61863
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Jul 8, 2010 D/A
COMMODITY ADVISORS FUND L.P.
File 021-92128
$0 (est.)$0$0 (est.)"Citigroup Global Markets Inc. (""CGM"")" BrokerCheck CRD 7059 ↗
via Citigroup Global Markets Inc. (CRD 7059 ↗)

"Morgan Stanley Smith Barney LLC (""MSSB"")" BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Mar 10, 2010 D/A
Morgan Stanley Smith Barney Mark J. Walsh & Co L.P.
File 021-54765
$68,000 (est.)$0$0Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗EDGAR ↗
Mar 10, 2010 D/A
Morgan Stanley Smith Barney Chesapeake Diversified Plus L.P.
File 021-55208
$146,000 (est.)$0$0Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗EDGAR ↗
Mar 10, 2010 D/A
Morgan Stanley Smith Barney JWH Futures Fund L.P.
File 021-55479
$52,000$0$0Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 27

Every issuer that named Walter Davis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Managed Futures

Managed Futures Premier Aventis LP

New York, NY · Jun 13, 2012 → Jun 14, 2013 · 2 filings
  • Jun 14, 2013 · D/A · $38,600,000 sold of Indefinite · 372 investors · min. $25,000 · role: Executive Officer, Director (President and Chairman of Ceres Managed Futures LLC, the general partner) EDGAR ↗
  • Jun 13, 2012 · D · $1,000 sold of Indefinite · 1 investors · min. $25,000 · role: Executive Officer, Director (President and Chairman of Ceres Managed Futures LLC, the general partner) EDGAR ↗

Raised $38.7M from 372 investors as of the latest filing. Walter is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

CERES TACTICAL SYSTEMATIC L.P.

New York, NY · Jun 23, 2010 → May 2, 2013 · 7 filings
  • May 2, 2013 · D/A · $275,743,998 sold of Indefinite · 4,051 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 15, 2012 · D/A · $264,428,345 sold of Indefinite · 3,924 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 27, 2011 · D/A · $241,570,981 sold of Indefinite · 3,623 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 6, 2011 · D/A · $221,679,356 sold of Indefinite · 3,338 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 17, 2010 · D/A · $165,351,934 sold of Indefinite · 2,492 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $130,928,000 sold of Indefinite · 1,961 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 23, 2010 · D/A · $130,928,000 sold of Indefinite · 1,961 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $371.3M from 9,974 investors as of the latest filing. Walter is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

CMF Winton Feeder I LP

New York, NY · Jun 23, 2010 → May 2, 2013 · 8 filings
  • May 2, 2013 · D/A · $48,554,148 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 15, 2012 · D/A · $48,554,148 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 15, 2012 · D/A · $48,554,148 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 22, 2011 · D/A · $48,554,148 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2011 · D/A · $48,554,148 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 21, 2010 · D/A · $48,554,148 sold of Indefinite · 36 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $48,554,148 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 23, 2010 · D/A · $48,554,148 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $48.6M from 36 investors as of the latest filing. Walter is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Institutional Futures Portfolio L P

New York, NY · Jun 23, 2010 → May 2, 2013 · 7 filings
  • May 2, 2013 · D/A · $165,950,000 sold of Indefinite · 80 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 15, 2012 · D/A · $165,800,000 sold of Indefinite · 79 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 22, 2011 · D/A · $163,400,000 sold of Indefinite · 77 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2011 · D/A · $159,500,000 sold of Indefinite · 76 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 16, 2010 · D/A · $154,920,000 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $139,060,000 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 23, 2010 · D/A · $139,060,000 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $170.1M from 82 investors as of the latest filing. Walter is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

TIDEWATER FUTURES FUND LP

New York, NY · Jun 18, 2010 → May 2, 2013 · 7 filings
  • May 2, 2013 · D/A · $165,286,423 sold of Indefinite · 1,898 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 15, 2012 · D/A · $165,286,423 sold of Indefinite · 1,898 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 22, 2011 · D/A · $164,944,261 sold of Indefinite · 1,893 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2011 · D/A · $163,843,654 sold of Indefinite · 1,879 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 16, 2010 · D/A · $162,718,925 sold of Indefinite · 1,865 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $161,192,925 sold of Indefinite · 1,857 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 18, 2010 · D/A · $161,192,925 sold of Indefinite · 1,857 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $165.3M from 1,898 investors as of the latest filing. Walter is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Managed Futures Premier Energy Fund L.P. II

New York, NY · Jun 22, 2010 → May 2, 2013 · 7 filings
  • May 2, 2013 · D/A · $343,921,854 sold of Indefinite · 3,018 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 6, 2012 · D/A · $340,255,741 sold of Indefinite · 2,991 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 21, 2011 · D/A · $327,974,999 sold of Indefinite · 2,764 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2011 · D/A · $304,889,712 sold of Indefinite · 2,435 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 22, 2010 · D/A · $304,488,547 sold of Indefinite · 2,434 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $304,488,547 sold of Indefinite · 2,434 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 22, 2010 · D/A · $304,488,547 sold of Indefinite · 2,434 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $618.1M from 3,081 investors as of the latest filing. Walter is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Ceres Tactical Commodity L.P.

New York, NY · Jun 18, 2010 → May 2, 2013 · 7 filings
  • May 2, 2013 · D/A · $665,284,062 sold of Indefinite · 7,455 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2012 · D/A · $643,222,761 sold of Indefinite · 7,143 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 21, 2011 · D/A · $624,572,481 sold of Indefinite · 6,906 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2011 · D/A · $620,233,463 sold of Indefinite · 6,864 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 16, 2010 · D/A · $610,917,581 sold of Indefinite · 6,676 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $581,152,581 sold of Indefinite · 6,139 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 18, 2010 · D/A · $581,152,581 sold of Indefinite · 6,139 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $845.6M from 109,607 investors as of the latest filing. Walter is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

CERES ABINGDON L.P.

New York, NY · Jun 18, 2010 → May 2, 2013 · 8 filings
  • May 2, 2013 · D/A · $438,471,209 sold of Indefinite · 3,555 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors) EDGAR ↗
  • Jan 29, 2013 · D/A · $428,272,688 sold of Indefinite · 3,499 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors) EDGAR ↗
  • Oct 2, 2012 · D/A · $419,775,802 sold of Indefinite · 3,415 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors) EDGAR ↗
  • Dec 21, 2011 · D/A · $380,881,869 sold of Indefinite · 3,008 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors) EDGAR ↗
  • Oct 6, 2011 · D/A · $349,704,889 sold of Indefinite · 2,836 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors) EDGAR ↗
  • Dec 16, 2010 · D/A · $262,107,500 sold of Indefinite · 2,185 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors) EDGAR ↗
  • Jul 8, 2010 · D/A · $231,522,000 sold of Indefinite · 1,886 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 18, 2010 · D/A · $231,522,000 sold of Indefinite · 1,886 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $621.3M from 5,488 investors as of the latest filing. Walter is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

EMERGING CTA PORTFOLIO LP

New York, NY · Jun 22, 2010 → May 2, 2013 · 7 filings
  • May 2, 2013 · D/A · $404,303,335 sold of Indefinite · 3,816 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2012 · D/A · $392,351,371 sold of Indefinite · 3,604 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 21, 2011 · D/A · $355,499,618 sold of Indefinite · 3,018 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2011 · D/A · $342,927,430 sold of Indefinite · 2,845 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 16, 2010 · D/A · $302,395,829 sold of Indefinite · 2,468 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $284,639,000 sold of Indefinite · 2,287 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 22, 2010 · D/A · $284,639,000 sold of Indefinite · 2,287 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $429.9M from 4,256 investors as of the latest filing. Walter is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

CERES ORION L.P.

New York, NY · Jun 18, 2010 → May 2, 2013 · 7 filings
  • May 2, 2013 · D/A · $2,159,262,916 sold of Indefinite · 24,480 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2012 · D/A · $2,028,271,888 sold of Indefinite · 22,689 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 22, 2011 · D/A · $1,806,695,418 sold of Indefinite · 19,823 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2011 · D/A · $1,707,315,951 sold of Indefinite · 18,767 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 16, 2010 · D/A · $1,454,940,819 sold of Indefinite · 15,557 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $1,298,290,742 sold of Indefinite · 13,846 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 18, 2010 · D/A · $1,298,290,742 sold of Indefinite · 13,846 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $2.68B from 31,127 investors as of the latest filing. Walter is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

POTOMAC FUTURES FUND LP

New York, NY · Jun 18, 2010 → May 2, 2013 · 7 filings
  • May 2, 2013 · D/A · $383,433,403 sold of Indefinite · 3,442 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 2, 2012 · D/A · $381,015,212 sold of Indefinite · 3,389 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 22, 2011 · D/A · $379,901,135 sold of Indefinite · 3,369 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2011 · D/A · $378,671,135 sold of Indefinite · 3,355 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 17, 2010 · D/A · $365,122,448 sold of Indefinite · 3,165 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $363,899,948 sold of Indefinite · 3,160 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 18, 2010 · D/A · $363,899,948 sold of Indefinite · 3,160 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $434.3M from 6,610 investors as of the latest filing. Walter is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

COMMODITY ADVISORS FUND L.P.

New York, NY · Jun 23, 2010 → May 2, 2013 · 7 filings
  • May 2, 2013 · D/A · $63,009,726 sold of Indefinite · 626 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 2, 2012 · D/A · $59,670,591 sold of Indefinite · 563 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 21, 2011 · D/A · $46,100,166 sold of Indefinite · 295 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2011 · D/A · $11,309,681 sold of Indefinite · 143 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 1, 2011 · D · $567,295 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors) EDGAR ↗
  • Jul 8, 2010 · D/A · $17,575,000 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 23, 2010 · D/A · $17,575,000 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $128.9M from 759 investors as of the latest filing. Walter is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

MANAGED FUTURES PREMIER WARRINGTON L.P.

Dallas, TX · Jun 18, 2010 → May 2, 2013 · 8 filings
  • May 2, 2013 · D/A · $592,399,213 sold of Indefinite · 4,344 investors · min. No minimum reported · role: Executive Officer (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jan 29, 2013 · D/A · $581,254,891 sold of Indefinite · 4,208 investors · min. No minimum reported · role: Executive Officer (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 2, 2012 · D/A · $566,760,429 sold of Indefinite · 4,031 investors · min. No minimum reported · role: Executive Officer (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 22, 2011 · D/A · $547,045,153 sold of Indefinite · 3,897 investors · min. No minimum reported · role: Executive Officer (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2011 · D/A · $537,697,964 sold of Indefinite · 3,879 investors · min. No minimum reported · role: Executive Officer (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 16, 2010 · D/A · $531,223,000 sold of Indefinite · 3,798 investors · min. No minimum reported · role: Executive Officer (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $519,059,000 sold of Indefinite · 3,721 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 18, 2010 · D/A · $519,059,000 sold of Indefinite · 3,721 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $638.9M from 4,710 investors as of the latest filing. Walter is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

WESTPORT FUTURES FUND L.P.

New York, NY · Jun 18, 2010 → May 2, 2013 · 9 filings
  • May 2, 2013 · D/A · $193,767,484 sold of Indefinite · 2,049 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jan 29, 2013 · D/A · $192,827,087 sold of Indefinite · 2,028 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 2, 2012 · D/A · $192,763,875 sold of Indefinite · 2,026 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 22, 2011 · D/A · $189,443,875 sold of Indefinite · 1,980 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Oct 5, 2011 · D/A · $187,633,875 sold of Indefinite · 1,959 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 16, 2010 · D/A · $183,209,093 sold of Indefinite · 1,909 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $179,336,000 sold of Indefinite · 1,871 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 22, 2010 · D/A · $179,336,000 sold of Indefinite · 1,871 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 18, 2010 · D/A · $179,336,000 sold of Indefinite · 1,871 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $200.5M from 2,164 investors as of the latest filing. Walter is listed as executive officer, director on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Managed Futures Premier Altis L.P.

New York, NY · Mar 22, 2012 → Mar 22, 2013 · 2 filings
  • Mar 22, 2013 · D/A · $278,695 sold of Indefinite · 6 investors · min. $25,000 · role: Executive Officer (President and Chairman of Ceres Managed Futures LLC, the general partner) EDGAR ↗
  • Mar 22, 2012 · D · $278,695 sold of Indefinite · 6 investors · min. $25,000 · role: Executive Officer (President and Chairman of Ceres Managed Futures LLC, the general partner) EDGAR ↗

Raised $279K from 6 investors as of the latest filing. Walter is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Managed Futures Premier Rotterdam L.P.

New York, NY · Mar 23, 2012 → Mar 22, 2013 · 2 filings
  • Mar 22, 2013 · D/A · $1,247,375 sold of Indefinite · 21 investors · min. $25,000 · role: Executive Officer, Director (President and Chairman of Ceres Managed Futures LLC, the general partner) EDGAR ↗
  • Mar 23, 2012 · D · $1,247,375 sold of Indefinite · 21 investors · min. $25,000 · role: Executive Officer, Director (President and Chairman of Ceres Managed Futures LLC, the general partner) EDGAR ↗

Raised $1.25M from 21 investors as of the latest filing. Walter is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Managed Futures Strategic Alternatives, L.P.

New York, NY · Mar 11, 2009 → Mar 15, 2013 · 6 filings
  • Mar 15, 2013 · D/A · $353,953,502 sold of Indefinite · 488 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 15, 2012 · D/A · $353,078,502 sold of Indefinite · 487 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 14, 2011 · D/A · $353,078,502 sold of Indefinite · 486 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2010 · D/A · $354,020,367 sold of Indefinite · 484 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 9, 2010 · D/A · $354,020,367 sold of Indefinite · 484 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2009 · D/A · $342,478,012 sold of Indefinite · 474 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗

Raised $382.6M from 489 investors as of the latest filing. Walter is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Meritage Futures Fund L.P.

New York, NY · Mar 10, 2009 → Nov 28, 2012 · 9 filings
  • Nov 28, 2012 · D/A · $90,886,000 sold of Indefinite · 598 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 30, 2011 · D/A · $38,339,997 sold of Indefinite · 468 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 30, 2011 · D/A · $38,339,997 sold of Indefinite · 468 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Dec 2, 2010 · D/A · $38,339,997 sold of Indefinite · 468 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 17, 2010 · D/A · $38,339,997 sold of Indefinite · 468 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 18, 2009 · D/A · $38,339,997 sold of Indefinite · 468 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Sep 16, 2009 · D/A · $38,339,997 sold of Indefinite · 468 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $38,339,997 sold of Indefinite · 468 investors · min. $50,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Mar 10, 2009 · D · $38,339,997 sold of Indefinite · 468 investors · min. $50,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗

Raised $90.9M from 620 investors as of the latest filing. Walter is listed as executive officer, director on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Ceres Classic L.P.

New York, NY · Oct 7, 2010 → Nov 28, 2012 · 5 filings
  • Nov 28, 2012 · D/A · $80,300,000 sold of Indefinite · 7,281 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board of Directors and President of Ceres Managed Futures LLC, the General Partner) EDGAR ↗
  • Nov 30, 2011 · D/A · $343,890,500 sold of Indefinite · 8,988 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board of Directors and President of Ceres Managed Futures LLC, the General Partner) EDGAR ↗
  • Nov 30, 2011 · D/A · $343,890,500 sold of Indefinite · 8,988 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board of Directors and President of Ceres Managed Futures LLC, the General Partner) EDGAR ↗
  • Dec 2, 2010 · D/A · $343,890,500 sold of Indefinite · 8,988 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board of Directors and President of Ceres Managed Futures LLC, the General Partner) EDGAR ↗
  • Oct 7, 2010 · D · $343,890,500 sold of Indefinite · 8,988 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board of Directors and President of Demeter Management LLC, the General Partner) EDGAR ↗

Raised $990.9M from 8,988 investors as of the latest filing. Walter is listed as executive officer, director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Ceres Tactical Macro L.P.

New York, NY · Nov 8, 2010 → Nov 28, 2012 · 4 filings
  • Nov 28, 2012 · D/A · $437,650,000 sold of Indefinite · 4,400 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board of Directors and President of Ceres Managed Futures, the General Partner) EDGAR ↗
  • Nov 30, 2011 · D/A · $4,135,859 sold of Indefinite · 62 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board of Directors and President of Ceres Managed Futures, the General Partner) EDGAR ↗
  • Dec 2, 2010 · D/A · $4,135,859 sold of Indefinite · 62 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board of Directors and President of Ceres Managed Futures, the General Partner) EDGAR ↗
  • Nov 8, 2010 · D · $4,135,859 sold of Indefinite · 62 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board of Directors and President of Demeter Management LLC, the General Partner) EDGAR ↗

Raised $525.6M from 5,000 investors as of the latest filing. Walter is listed as executive officer, director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

LV Futures Fund L.P.

New York, NY · Mar 12, 2009 → Nov 28, 2012 · 9 filings
  • Nov 28, 2012 · D/A · $118,390,000 sold of Indefinite · 753 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 30, 2011 · D/A · $35,088,148 sold of Indefinite · 387 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 30, 2011 · D/A · $35,088,148 sold of Indefinite · 387 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Dec 2, 2010 · D/A · $35,088,148 sold of Indefinite · 387 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 17, 2010 · D/A · $35,088,148 sold of Indefinite · 387 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 18, 2009 · D/A · $35,088,148 sold of Indefinite · 387 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Sep 16, 2009 · D/A · $35,088,148 sold of Indefinite · 387 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $35,088,148 sold of Indefinite · 387 investors · min. $50,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Mar 12, 2009 · D · $35,088,148 sold of Indefinite · 387 investors · min. $50,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗

Raised $118.4M from 759 investors as of the latest filing. Walter is listed as executive officer, director on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Polaris Futures Fund L.P.

New York, NY · Mar 10, 2009 → Nov 28, 2012 · 9 filings
  • Nov 28, 2012 · D/A · $348,960,000 sold of Indefinite · 2,739 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 30, 2011 · D/A · $117,750,423 sold of Indefinite · 1,101 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 30, 2011 · D/A · $117,750,423 sold of Indefinite · 1,101 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Dec 2, 2010 · D/A · $117,750,423 sold of Indefinite · 1,101 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 17, 2010 · D/A · $117,750,423 sold of Indefinite · 1,101 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Nov 18, 2009 · D/A · $117,750,423 sold of Indefinite · 1,101 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Sep 16, 2009 · D/A · $117,750,423 sold of Indefinite · 1,101 investors · min. $25,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $117,750,423 sold of Indefinite · 1,101 investors · min. $50,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗
  • Mar 10, 2009 · D · $117,750,423 sold of Indefinite · 1,101 investors · min. $50,000 · role: Executive Officer, Director (Director, Chairman of the Board and President of General Partner) EDGAR ↗

Raised $349M from 2,846 investors as of the latest filing. Walter is listed as executive officer, director on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

Managed Futures Premier Man-AHL L.P.

New York, NY · Mar 22, 2012
  • Mar 22, 2012 · D · $410,684 sold of Indefinite · 10 investors · min. $25,000 · role: Executive Officer (President and Chairman of Ceres Managed Futures LLC, the general partner) EDGAR ↗

Raised $411K from 10 investors as of the latest filing. Walter is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Managed Futures

FAIRFIELD FUTURES FUND LP II

New York, NY · Jun 18, 2010 → Oct 5, 2011 · 4 filings
  • Oct 5, 2011 · D/A · $164,044,500 sold of Indefinite · 1,346 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Dec 16, 2010 · D/A · $164,044,500 sold of Indefinite · 1,346 investors · min. No minimum reported · role: Executive Officer, Director (President and Chairman of the Board of Directors of the General Partner) EDGAR ↗
  • Jul 8, 2010 · D/A · $161,375,000 sold of Indefinite · 1,300 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗
  • Jun 18, 2010 · D/A · $161,375,000 sold of Indefinite · 1,300 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of the General Partner) EDGAR ↗

Raised $164M from 1,362 investors as of the latest filing. Walter is listed as executive officer, director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley Smith Barney Mark J. Walsh & Co L.P.

New York, NY · Mar 10, 2009 → Mar 10, 2010 · 4 filings
  • Mar 10, 2010 · D/A · $34,284,654 sold of Indefinite · 190 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2010 · D/A · $34,284,654 sold of Indefinite · 190 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 9, 2010 · D/A · $34,284,654 sold of Indefinite · 190 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2009 · D/A · $32,681,427 sold of Indefinite · 179 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗

Raised $34.3M from 190 investors as of the latest filing. Walter is listed as executive officer, director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley Smith Barney JWH Futures Fund L.P.

New York, NY · Mar 11, 2009 → Mar 10, 2010 · 4 filings
  • Mar 10, 2010 · D/A · $52,227,665 sold of Indefinite · 278 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2010 · D/A · $52,227,665 sold of Indefinite · 278 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2009 · D/A · $52,701,978 sold of Indefinite · 274 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2009 · D/A · $52,701,978 sold of Indefinite · 274 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗

Raised $52.7M from 278 investors as of the latest filing. Walter is listed as executive officer, director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Morgan Stanley

Morgan Stanley Smith Barney Chesapeake Diversified Plus L.P.

New York, NY · Mar 11, 2009 → Mar 10, 2010 · 4 filings
  • Mar 10, 2010 · D/A · $65,576,450 sold of Indefinite · 378 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 10, 2010 · D/A · $65,576,450 sold of Indefinite · 378 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 9, 2010 · D/A · $65,576,450 sold of Indefinite · 378 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 11, 2009 · D/A · $61,575,787 sold of Indefinite · 373 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗

Raised $65.6M from 378 investors as of the latest filing. Walter is listed as executive officer, director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Walter L. Davis — NC, 1 issuer, Jun 4, 2010 → Jun 3, 2011 · no shared issuer
  • Walter Davis — MD, 1 issuer, Feb 20, 2024 → Feb 20, 2024 · no shared issuer

People around Walter 25

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Demeter Management Corporation

Executive Officer · 15 shared filings (4 issuers)

Listed on the same filings as Walter Davis. Their page shows their other deals.

Management entity

Ceres Managed Futures LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Walter Davis. Their page shows their other deals.

HH
No photo found yet (own website and image search run after this page is viewed)
Person

Harry Handler

Director · 132 shared filings (27 issuers) · also on 3 other issuers

Harry Handler is on 30 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas J. Ketterer

Director · 130 shared filings (27 issuers) · also on 72 other issuers

Douglas J. Ketterer is on 99 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael McGrath

Director · 105 shared filings (23 issuers) · also on 31 other issuers

Michael McGrath is on 54 issuers in total — a repeat sponsor. Their page lists every one.

PE
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick T. Egan

Director · 100 shared filings (24 issuers) · also on 3 other issuers

Patrick T. Egan is on 27 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Alper Daglioglu

Director · 95 shared filings (23 issuers) · also on 74 other issuers

Alper Daglioglu is on 97 issuers in total — a repeat sponsor. Their page lists every one.

IB
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Bernstein

Director · 85 shared filings (24 issuers)

Ian Bernstein is on 24 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Magro

Executive Officer, Director · 54 shared filings (20 issuers) · also on 26 other issuers

Jennifer Magro is on 46 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Damian George

Executive Officer, Director · 38 shared filings (20 issuers) · also on 1 other issuer

Damian George is on 21 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jacques Chappuis

Director · 32 shared filings (9 issuers) · also on 61 other issuers

Jacques Chappuis is on 70 issuers in total — a repeat sponsor. Their page lists every one.

FZ
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Zafran

Director · 32 shared filings (9 issuers)

Frank Zafran is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jose Morales

Director · 32 shared filings (9 issuers)

Jose Morales is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Angstadt

Executive Officer, Director · 32 shared filings (9 issuers) · also on 47 other issuers

Christian Angstadt is on 56 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Centner

Executive Officer · 32 shared filings (17 issuers) · also on 1 other issuer

Brian Centner is on 18 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Beal

Executive Officer · 17 shared filings (6 issuers) · also on 110 other issuers

Jeremy Beal is on 116 issuers in total — a repeat sponsor. Their page lists every one.

SU
No photo found yet (own website and image search run after this page is viewed)
Person

Shelley Deavitt Ullman

Executive Officer, Director · 15 shared filings (14 issuers)

Shelley Deavitt Ullman is on 14 issuers in total — a repeat sponsor. Their page lists every one.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Nolte

Director · 15 shared filings (14 issuers) · also on 6 other issuers

Raymond Nolte is on 20 issuers in total — a repeat sponsor. Their page lists every one.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Abruzzo

Director · 14 shared filings (14 issuers) · also on 10 other issuers

Craig Abruzzo is on 24 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Apler Daglioglu

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Walter Davis. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Center

Executive Officer, Director · 5 shared filings (5 issuers)

Brian Center is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael R. Durbin

Director · 3 shared filings (3 issuers)

Listed on the same filings as Walter Davis. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Richard D. Gueren

Director · 3 shared filings (3 issuers)

Listed on the same filings as Walter Davis. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Ketterer

Director · 2 shared filings (1 issuer) · also on 31 other issuers

Doug Ketterer is on 32 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Managed Futures

24 issuers · 300 filings · $9.01B reported sold · 2009–2026

One team, 24 deal companies. Walter Davis is listed on 22 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Walter Davis.

Sponsor group

Morgan Stanley

123 issuers · 656 filings · $14.8B reported sold · 2009–2026

One team, 123 deal companies. Walter Davis is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Walter Davis.

Same business address

25 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 27 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Walter Davis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 27 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Walter Davis is listed on: none on file. No website or social profile named in CERES ORION L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #12,114 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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