Jack Keane is listed as an executive officer, director, and promoter on 17 SEC Form D filings by 2 issuers between Mar 2010 and Dec 2018: MERCHANTS MORTGAGE & TRUST CORP LLC (Greenwood Village, CO — other banking and financial services — 2010–2018; $25.1M reported sold to 124 investors) and MMTC Portfolio Company, LLC (Greenwood Village, CO — other banking and financial services — 2012–2018; $4.3M reported sold to 16 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $29.4M sold in total.
Listed alongside Gary D. Levine (17 shared filings), Justin Land (16 shared filings), Kimberly Hubbard (16 shared filings), Scott Robinson (15 shared filings), Brett Perry (14 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jack. Each name links to their own page.
All 2 issuers belong to the sponsor group Merchants (2 issuers, $0 reported sold, 2010–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Merchants has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 17 public filings for Jack Keane and found 8 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.