Brett Perry is listed as a director and promoter on 14 SEC Form D filings by 2 issuers between Oct 2012 and Dec 2018: MERCHANTS MORTGAGE & TRUST CORP LLC (Greenwood Village, CO — other banking and financial services — 2013–2018; $25.1M reported sold to 124 investors) and MMTC Portfolio Company, LLC (Greenwood Village, CO — other banking and financial services — 2012–2018; $4.3M reported sold to 16 investors).
What this means 2 separate companies raised money with this person listed as director and promoter, over about 6 years. Across those companies the filings report $29.4M sold in total.
Listed alongside Gary D. Levine (14 shared filings), Jack Keane (14 shared filings), Justin Land (14 shared filings), Kimberly Hubbard (14 shared filings), Michael Stratton (14 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brett. Each name links to their own page.
All 2 issuers belong to the sponsor group Merchants (2 issuers, $0 reported sold, 2010–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Merchants has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 14 public filings for Brett Perry and found 6 differences, 2 worth asking the sponsor about: Form D filed 162 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.