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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:05 AM ET

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Helen E. Clement

Named as an officer, director or promoter on SEC Form D filings · MA · Jul 6, 2018 → Mar 22, 2023

28deals (issuers)
$13.8Breported sold
1,394investors
110Form D filings
2018–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:42 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Helen E. Clement is listed as a director on 110 SEC Form D filings by 28 issuers between Jul 2018 and Mar 2023. Largest by amount reported sold: Wellington Management Investors (Bermuda), Ltd. (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2018–2023; $6.06B reported sold to 481 investors), Wellington Global Equity Long/Short Fund, Ltd. (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2018–2023; $3.07B reported sold to 379 investors), Global Research Equity Extended Fund (Cayman), Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2021–2022; $1.61B reported sold to 92 investors), US Research Equity Extended Fund (Cayman), Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2022; $605.5M reported sold to 34 investors), Magdalena Investors (Cayman), Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2023; $373.6M reported sold to 7 investors) and 23 more (all listed below).

What this means That is a lot of deals — 28 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $13.8B sold in total.

Listed alongside Jonathan C. Conant (110 shared filings), Matthew N. Shea (110 shared filings), Michael J. Feder (104 shared filings), Wellington Management Company, LLP (58 shared filings, management entity), J. Wellington Alternative Investments LLC (43 shared filings, management entity) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Helen. Each name links to their own page.

The issuers belong to 2 sponsor groups: Wellington (105 issuers, $41.43B reported sold, 2009–2026) and Wellington (31 issuers, $3.78B reported sold, 2017–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 110 public filings for Helen E. Clement and found 5 differences, 1 worth asking the sponsor about: 21 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Helen E. Clement has not run yet — it is joining a line of 6,442 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:42 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Helen E. Clement..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

HELEN A CLEMENT closed
United States Bankruptcy Court, D. Nevada · No. 04-19215 · Filed Aug 26, 2004 · Closed Dec 6, 2004
Role of HELEN A CLEMENT: Debtor · Outcome: Case closed 2004-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in NV (not a filing state); middle initial differs
Garrett Clement and Helen Clement closed
United States Bankruptcy Court, E.D. Oklahoma · No. 02-74475 · Filed Dec 11, 2002 · Closed Jul 29, 2008
Role of Helen Clement: Debtor · Outcome: Case closed 2008-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in OK (not a filing state)
James Clement and Helen Clement closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-18315 · Filed Jun 4, 2002 · Closed Jun 30, 2005
Role of Helen Clement: Debtor · Outcome: Case closed 2005-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in PA (not a filing state)
James Clement and Helen Clement closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 01-36288 · Filed Nov 19, 2001 · Closed Oct 30, 2002
Role of Helen Clement: Debtor · Outcome: Case closed 2002-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in PA (not a filing state)
JOHN CLEMENT and HELEN CLEMENT closed
United States Bankruptcy Court, D. Nevada · No. 98-31905 · Filed Jul 10, 1998 · Closed Oct 2, 2002
Role of HELEN CLEMENT: Debtor · Outcome: Case closed 2002-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in NV (not a filing state)
Michael D Clement and Helen W Clement closed
United States Bankruptcy Court, S.D. Texas · No. 96-49594 · Filed Oct 21, 1996 · Closed Mar 26, 1997
Role of Helen W Clement: Debtor · Outcome: Case closed 1997-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in TX (not a filing state); middle initial differs
JOHN CLEMENT and HELEN CLEMENT closed
United States Bankruptcy Court, D. Nevada · No. 96-31122 · Filed Jun 10, 1996 · Closed Nov 17, 1997
Role of HELEN CLEMENT: Debtor · Outcome: Case closed 1997-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in NV (not a filing state)
Renol J. Clement and Helen S. Clement closed
United States Bankruptcy Court, E.D. Louisiana · No. 94-14125 · Filed Dec 6, 1994 · Closed Jan 30, 1997
Role of Helen S. Clement: Debtor · Outcome: Case closed 1997-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in LA (not a filing state); middle initial differs
Ronald R. Clement and Helen E. Clement closed
United States Bankruptcy Court, S.D. Illinois · No. 90-50849 · Filed Oct 25, 1990 · Closed Mar 31, 1992
Role of Helen E. Clement: Debtor · Outcome: Case closed 1992-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 10 federal dockets); court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:42 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Helen E. Clement — 1 worth asking about (compared the newest 50 of 110 filings on Oct 24, 2026; older filings not covered)

Worth asking · May 26, 2022 – May 18, 2023

21 people are no longer listed on a later amendment

Helen E. Clement is no longer listed on the May 18, 2023 amendment — Wellington Management Investors (Bermuda), Ltd. · Helen E. Clement is no longer listed on the May 18, 2023 amendment — Wellington Climate Resilience Fund (Cayman), Ltd. · Helen E. Clement is no longer listed on the May 8, 2023 amendment — Wellington Institutional Multi-Strategy Fund (Cayman), Ltd. · Helen E. Clement is no longer listed on the May 8, 2023 amendment — Diamond Brook Investors (Cayman), Ltd. · Helen E. Clement is no longer listed on the May 8, 2023 amendment — Magdalena Investors (Cayman), Ltd. · and 16 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Feb 24, 2023 ↗Form D/A · May 18, 2023 ↗Helen E. Clement — PartnerFacts page ↗Wellington Management Investors (Bermuda), Ltd. — PartnerFacts page ↗
Sources
Note · Mar 31, 2022 – May 26, 2022

Form D filed 56 days after the first sale — Wellington Credit Strategies Fund (Cayman), Ltd.

The filing says the first sale was Mar 31, 2022. The Form D was filed May 26, 2022 — 56 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 41 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 26, 2022 ↗Wellington Credit Strategies Fund (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Feb 1, 2016 – Feb 25, 2022

No amendment in the last 12 months on an offering that may still be open — US Research Equity Extended Fund (Cayman), Ltd. (latest filing Feb 25, 2022)

The latest filing for this offering is dated Feb 25, 2022 (first sale Feb 1, 2016). It reports $605,517,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 25, 2022 ↗US Research Equity Extended Fund (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Jan 2, 2019 – Feb 25, 2021

No amendment in the last 12 months on an offering that may still be open — Statera Investors (Cayman), Ltd. (latest filing Feb 25, 2021)

The latest filing for this offering is dated Feb 25, 2021 (first sale Jan 2, 2019). It reports $15,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 25, 2021 ↗Statera Investors (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Jul 30, 2021 – Jul 15, 2022

Minimum investment changed between filings — Global Research Equity Extended Fund (Cayman), Ltd.

The Jul 30, 2021 filing lists a minimum of $0; the Jul 15, 2022 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 30, 2021 ↗Form D/A (later) · Jul 15, 2022 ↗Global Research Equity Extended Fund (Cayman), Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 110 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

3 of 28 offerings report sales commissions totalling $888,373; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 22, 2023 D/A
Wellington Institutional Multi-Strategy Fund (Cayman), Ltd.
File 021-392984
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 24, 2023 D/A
Diamond Brook Investors (Cayman), Ltd.
File 021-309669
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the Issuer receives customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 24, 2023 D/A
Wellington Strategic European Equity Long/Short Fund (Cayman), Ltd.
File 021-278437
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 24, 2023 D/A
Iguazu Investors (Cayman), SPC
File 021-170887
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 24, 2023 D/A
Bay Pond Select Opportunities Fund (Cayman), Ltd.
File 021-119368
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 24, 2023 D/A
Magdalena Investors (Cayman), Ltd.
File 021-284705
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 24, 2023 D/A
Wellington Management Investors (Bermuda), Ltd.
File 021-127883
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the Issuer receives customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
ICapital, LLC BrokerCheck CRD 122816 ↗		EDGAR ↗
Feb 23, 2023 D/A
Wellington Global Equity Long/Short Fund, Ltd.
File 021-127885
$9,445 (est.)$0 (est.)$0 (est.)
An affiliate of the Issuer receives customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗		EDGAR ↗
Feb 23, 2023 D/A
Aregua Investors (Cayman), Ltd.
File 021-204088
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 23, 2023 D/A
Hawkes Bay Investors (Cayman), Ltd.
File 021-170888
$786,748 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗		EDGAR ↗
Feb 23, 2023 D/A
Pagosa Investors (WGMS) (Cayman), Ltd.
File 021-189965
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the Issuer receives customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 17, 2023 D/A
Emerging Markets Small Cap Discovery Fund (Cayman), Ltd.
File 021-360793
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Jan 25, 2023 D/A
Next Generation Vehicles Fund (Cayman), Ltd.
File 021-323588
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗		EDGAR ↗
Aug 1, 2022 D/A
Wellington Securitized Opportunities, Ltd.
File 021-351888
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Jul 29, 2022 D/A
Wellington India Select Fund, Ltd.
File 021-309965
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Jul 15, 2022 D/A
Global Research Equity Extended Fund (Cayman), Ltd.
File 021-408298
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Jun 29, 2022 D
Wellington Macro Equity Opportunities Fund (Cayman), Ltd.
File 021-450610
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
None listed on this filingEDGAR ↗
Jun 29, 2022 D
Wellington TMT Market Neutral Fund (Cayman), Ltd.
File 021-450613
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
None listed on this filingEDGAR ↗
Jun 24, 2022 D/A
Wellington Climate Resilience Fund (Cayman), Ltd.
File 021-433549
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
None listed on this filingEDGAR ↗
Jun 2, 2022 D/A
Wellington Climate Market Neutral Fund (Cayman), Ltd
File 021-401471
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
None listed on this filingEDGAR ↗
May 26, 2022 D
Wellington Credit Strategies Fund (Cayman), Ltd.
File 021-447149
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 25, 2022 D/A
US Research Equity Extended Fund (Cayman), Ltd.
File 021-257407
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 14, 2022 D
Wellington Dynamic Active Equity Fund (Cayman), Ltd.
File 021-433551
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
None listed on this filingEDGAR ↗
Feb 25, 2021 D/A
Statera Investors (Cayman), Ltd.
File 021-327764
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 24, 2021 D/A
Global Equity Absolute Return Investors (Cayman), Ltd.
File 021-284702
$92,180 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Management Advisers, Inc. BrokerCheck CRD 152768 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗		EDGAR ↗
Feb 24, 2021 D/A
Tise Peak Investors (Cayman), Ltd.
File 021-170884
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 24, 2021 D/A
Global Market Neutral Investors (Cayman) Ltd.
File 021-326520
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 20, 2020 D/A
Wellington Tax Managed Bond Fund (Cayman), Ltd.
File 021-351840
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 28

Every issuer that named Helen E. Clement on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WI
Pooled Investment Fund

Wellington Institutional Multi-Strategy Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 22, 2021 → Mar 22, 2023 · 3 filings
  • Mar 22, 2023 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 22, 2022 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 22, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $10M from 1 investor as of the latest filing. Helen is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DB
Pooled Investment Fund

Diamond Brook Investors (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2018 → Feb 24, 2023 · 6 filings
  • Feb 24, 2023 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2022 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2021 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2020 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $100,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $100M from 1 investor as of the latest filing. Helen is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MI
Pooled Investment Fund · group: Wellington

Magdalena Investors (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2018 → Feb 24, 2023 · 6 filings
  • Feb 24, 2023 · D/A · $373,607,941 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2022 · D/A · $373,607,941 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2021 · D/A · $373,607,941 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2020 · D/A · $370,270,941 sold of Indefinite · 6 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $27,770,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $20,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $373.6M from 7 investors as of the latest filing. Helen is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Wellington

Wellington Strategic European Equity Long/Short Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2018 → Feb 24, 2023 · 6 filings
  • Feb 24, 2023 · D/A · $18,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2022 · D/A · $18,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2021 · D/A · $18,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2020 · D/A · $18,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $18,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $18,250,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $36M from 7 investors as of the latest filing. Helen is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

II
Pooled Investment Fund · group: Wellington

Iguazu Investors (Cayman), SPC

Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2018 → Feb 24, 2023 · 6 filings
  • Feb 24, 2023 · D/A · $323,741,714 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2022 · D/A · $185,741,714 sold of Indefinite · 32 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2021 · D/A · $134,785,283 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2020 · D/A · $134,785,283 sold of Indefinite · 28 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $134,299,027 sold of Indefinite · 29 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $110,804,208 sold of Indefinite · 22 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $347.8M from 35 investors as of the latest filing. Helen is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WM
Pooled Investment Fund · group: Wellington

Wellington Management Investors (Bermuda), Ltd.

Hamilton, Bermuda (as filed: D0) · Jul 6, 2018 → Feb 24, 2023 · 7 filings
  • Feb 24, 2023 · D/A · $4,323,870,544 sold of Indefinite · 256 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2022 · D/A · $4,323,870,544 sold of Indefinite · 256 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2021 · D/A · $4,322,870,544 sold of Indefinite · 256 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2020 · D/A · $4,322,870,544 sold of Indefinite · 256 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 13, 2019 · D/A · $4,355,919,073 sold of Indefinite · 236 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $4,355,919,073 sold of Indefinite · 236 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $4,355,419,073 sold of Indefinite · 235 investors · min. $100,000 · role: Director EDGAR ↗

Raised $6.06B from 481 investors as of the latest filing. Helen is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
Pooled Investment Fund · group: Wellington

Bay Pond Select Opportunities Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2018 → Feb 24, 2023 · 7 filings
  • Feb 24, 2023 · D/A · $211,056,544 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2022 · D/A · $195,772,650 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2021 · D/A · $185,746,455 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2020 · D/A · $185,746,455 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 7, 2019 · D/A · $185,746,455 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $185,746,455 sold of Indefinite · 17 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $185,746,455 sold of Indefinite · 17 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $222.6M from 23 investors as of the latest filing. Helen is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Wellington

Pagosa Investors (WGMS) (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2018 → Feb 23, 2023 · 6 filings
  • Feb 23, 2023 · D/A · $133,800,000 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2022 · D/A · $132,800,000 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2021 · D/A · $132,200,000 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2020 · D/A · $113,200,000 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $100,200,000 sold of Indefinite · 18 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $96,800,000 sold of Indefinite · 17 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $137.3M from 22 investors as of the latest filing. Helen is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Wellington

Aregua Investors (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2018 → Feb 23, 2023 · 6 filings
  • Feb 23, 2023 · D/A · $11,250,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2022 · D/A · $11,250,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2021 · D/A · $11,250,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2020 · D/A · $11,250,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $11,250,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $11,250,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $11.3M from 3 investors as of the latest filing. Helen is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WG
Pooled Investment Fund · group: Wellington

Wellington Global Equity Long/Short Fund, Ltd.

Hamilton, Bermuda (as filed: D0) · Jul 6, 2018 → Feb 23, 2023 · 6 filings
  • Feb 23, 2023 · D/A · $2,802,481,635 sold of Indefinite · 341 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2022 · D/A · $2,743,136,634 sold of Indefinite · 336 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2021 · D/A · $2,665,727,958 sold of Indefinite · 330 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2020 · D/A · $2,592,894,574 sold of Indefinite · 320 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $2,475,588,918 sold of Indefinite · 323 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $2,448,751,728 sold of Indefinite · 319 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $3.07B from 379 investors as of the latest filing. Helen is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: Wellington

Hawkes Bay Investors (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2018 → Feb 23, 2023 · 7 filings
  • Feb 23, 2023 · D/A · $219,647,330 sold of Indefinite · 155 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2022 · D/A · $219,647,330 sold of Indefinite · 155 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2021 · D/A · $217,377,330 sold of Indefinite · 154 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2020 · D/A · $196,429,860 sold of Indefinite · 146 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 13, 2019 · D/A · $195,079,860 sold of Indefinite · 143 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 13, 2018 · D/A · $182,758,860 sold of Indefinite · 124 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $169,245,860 sold of Indefinite · 113 investors · min. $100,000 · role: Director EDGAR ↗

Raised $316.2M from 157 investors as of the latest filing. Helen is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Wellington

Emerging Markets Small Cap Discovery Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 18, 2020 → Feb 17, 2023 · 4 filings
  • Feb 17, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 18, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 18, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 18, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Helen is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NG
Pooled Investment Fund · group: Wellington

Next Generation Vehicles Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 4, 2021 → Jan 25, 2023 · 3 filings
  • Jan 25, 2023 · D/A · $25,564,000 sold of Indefinite · 93 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 25, 2022 · D/A · $23,239,000 sold of Indefinite · 86 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 4, 2021 · D/A · $15,032,000 sold of Indefinite · 64 investors · min. $100,000 · role: Director EDGAR ↗

Raised $26.1M from 97 investors as of the latest filing. Helen is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WS
Pooled Investment Fund · group: Wellington

Wellington Securitized Opportunities, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 30, 2021 → Aug 1, 2022 · 2 filings
  • Aug 1, 2022 · D/A · $273,204,544 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 30, 2021 · D/A · $273,204,544 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $273.2M from 4 investors as of the latest filing. Helen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WI
Pooled Investment Fund · group: Wellington

Wellington India Select Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 30, 2021 → Jul 29, 2022 · 2 filings
  • Jul 29, 2022 · D/A · $54,750,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 30, 2021 · D/A · $54,750,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗

Raised $192M from 21 investors as of the latest filing. Helen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GR
Pooled Investment Fund · group: Wellington

Global Research Equity Extended Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 30, 2021 → Jul 15, 2022 · 2 filings
  • Jul 15, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 30, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.61B from 92 investors as of the latest filing. Helen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WT
Pooled Investment Fund · group: Wellington

Wellington TMT Market Neutral Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 29, 2022
  • Jun 29, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $240K from 1 investor as of the latest filing. Helen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WM
Pooled Investment Fund · group: Wellington

Wellington Macro Equity Opportunities Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jun 29, 2022
  • Jun 29, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Helen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WC
Pooled Investment Fund · group: Wellington

Wellington Climate Resilience Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 14, 2022 → Jun 24, 2022 · 2 filings
  • Jun 24, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 14, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Helen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WC
Pooled Investment Fund · group: Wellington

Wellington Climate Market Neutral Fund (Cayman), Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jun 2, 2021 → Jun 2, 2022 · 2 filings
  • Jun 2, 2022 · D/A · $22,500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 2, 2021 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $22.5M from 1 investor as of the latest filing. Helen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WC
Pooled Investment Fund

Wellington Credit Strategies Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · May 26, 2022
  • May 26, 2022 · D · $58,470,310 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗

Raised $115M from 5 investors as of the latest filing. Helen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UR
Pooled Investment Fund · group: Wellington

US Research Equity Extended Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2018 → Feb 25, 2022 · 5 filings
  • Feb 25, 2022 · D/A · $605,517,000 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2021 · D/A · $605,517,000 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2020 · D/A · $605,517,000 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $605,517,000 sold of Indefinite · 34 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $605,517,000 sold of Indefinite · 34 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $605.5M from 34 investors as of the latest filing. Helen is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WD
Pooled Investment Fund · group: Wellington

Wellington Dynamic Active Equity Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 14, 2022
  • Feb 14, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Helen is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Wellington

Statera Investors (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 12, 2018 → Feb 25, 2021 · 4 filings
  • Feb 25, 2021 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2020 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 12, 2019 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 12, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $15M from 1 investor as of the latest filing. Helen is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GM
Pooled Investment Fund

Global Market Neutral Investors (Cayman) Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 26, 2018 → Feb 24, 2021 · 4 filings
  • Feb 24, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 25, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 22, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 26, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Helen is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GE
Pooled Investment Fund · group: Wellington

Global Equity Absolute Return Investors (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2018 → Feb 24, 2021 · 4 filings
  • Feb 24, 2021 · D/A · $260,333,112 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2020 · D/A · $257,758,112 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $257,758,112 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $148,519,612 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $260.3M from 20 investors as of the latest filing. Helen is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TP
Pooled Investment Fund · group: Wellington

Tise Peak Investors (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jul 6, 2018 → Feb 24, 2021 · 4 filings
  • Feb 24, 2021 · D/A · $5,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 24, 2020 · D/A · $5,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 8, 2019 · D/A · $5,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2018 · D/A · $5,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $5.5M from 2 investors as of the latest filing. Helen is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WT
Pooled Investment Fund · group: Wellington

Wellington Tax Managed Bond Fund (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 25, 2019 → Feb 20, 2020 · 2 filings
  • Feb 20, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 25, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Helen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Helen 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WM
Management entity

Wellington Management Company, LLP

Executive Officer, Promoter · 58 shared filings (20 issuers) · also on 102 other issuers

Wellington Management Company, LLP is on 122 issuers in total — a repeat sponsor. Their page lists every one.

JW
Management entity

J. Wellington Alternative Investments LLC

Executive Officer · 43 shared filings (7 issuers) · also on 1 other issuer

J. Wellington Alternative Investments LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

WA
Management entity

WELLINGTON ALTERNATIVE INVESTMENTS LLC

Executive Officer, Promoter · 39 shared filings (10 issuers) · also on 77 other issuers

WELLINGTON ALTERNATIVE INVESTMENTS LLC is on 87 issuers in total — a repeat sponsor. Their page lists every one.

JW
Management entity

J. Wellington Management Company LLP

Executive Officer · 24 shared filings (4 issuers) · also on 2 other issuers

J. Wellington Management Company LLP is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WF
Management entity

Wellington Funds (US) LLC

Executive Officer, Promoter · 13 shared filings (5 issuers) · also on 15 other issuers

Wellington Funds (US) LLC is on 20 issuers in total — a repeat sponsor. Their page lists every one.

WM
Management entity

Wellington Management Singapore Pte. Ltd.

Executive Officer, Promoter · 5 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Helen E. Clement. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew N. Shea

Director · 110 shared filings (28 issuers) · also on 1 other issuer

Matthew N. Shea is on 29 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan C. Conant

Director · 110 shared filings (28 issuers) · also on 1 other issuer

Jonathan C. Conant is on 29 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Feder

Director · 104 shared filings (26 issuers) · also on 9 other issuers

Michael J. Feder is on 35 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

W
Sponsor group

Wellington

105 issuers · 814 filings · $41.43B reported sold · 2009–2026

One team, 105 deal companies. Helen E. Clement is listed on 16 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Helen E. Clement.

W
Sponsor group

Wellington

31 issuers · 168 filings · $3.78B reported sold · 2017–2026

One team, 31 deal companies. Helen E. Clement is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Helen E. Clement.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 21 of the 28 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Wellington Institutional Multi-Strategy Fund (Cayman), Ltd., Wellington Securitized Opportunities, Ltd., Global Research Equity Extended Fund (Cayman), Ltd., Wellington Climate Resilience Fund (Cayman), Ltd., Wellington Macro Equity Opportunities Fund (Cayman), Ltd., Wellington Credit Strategies Fund (Cayman), Ltd., Wellington Strategic European Equity Long/Short Fund (Cayman), Ltd., Wellington India Select Fund, Ltd., Next Generation Vehicles Fund (Cayman), Ltd., Magdalena Investors (Cayman), Ltd., Diamond Brook Investors (Cayman), Ltd., Aregua Investors (Cayman), Ltd., Emerging Markets Small Cap Discovery Fund (Cayman), Ltd., Wellington Climate Market Neutral Fund (Cayman), Ltd, Wellington TMT Market Neutral Fund (Cayman), Ltd., US Research Equity Extended Fund (Cayman), Ltd., Wellington Dynamic Active Equity Fund (Cayman), Ltd., Statera Investors (Cayman), Ltd., Global Equity Absolute Return Investors (Cayman), Ltd., Global Market Neutral Investors (Cayman) Ltd., Wellington Tax Managed Bond Fund (Cayman), Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Helen E. Clement by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 28 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Helen E. Clement is listed on: none on file. No website or social profile named in Wellington Management Investors (Bermuda), Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #15,070 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Hamilton, D0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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