PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:45 AM ET

Sponsor Check › Sponsor group

W

Wellington

One sponsor team, 31 deal companies · Boston, MA

Grouped because: 10 shared people, 7 shared management entities, same business address (23 issuers), similar issuer names (18) · 9 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

31deal companies
$3.78Breported sold
1,058investors
168Form D filings
2017–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jul 1, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Wellington is a sponsor group of 31 issuers that PartnerFacts links to one sponsor (shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, shared people, similar issuer names; automatic match from the filings), filing 168 Form D filings between Mar 2017 and Jul 2026.

What this means One team, 31 deal companies, about 9 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $3.78B to 1,058 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (31). Issuers are based in MA (23), Cayman Islands (as filed: E9) (8).

What this means $3.78B raised across the group, about $3.57M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Wellington Management Company, LLP (29 issuers, executive officer and promoter, entity), Wellington Funds (US) LLC (20 issuers, executive officer and promoter, entity), Wellington Management Funds Inc. (14 issuers, executive officer and promoter, entity), Christopher G. Kirk (8 issuers, executive officer and director), Gregory S. Konzal (8 issuers, executive officer and director) and 15 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jul 1, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: WELLINGTON MANAGEMENT COMPANY LLP; WELLINGTON ALTERNATIVE INVESTMENTS and 2 more.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 5 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 168 public filings for Wellington and found 11 differences, 3 worth asking the sponsor about: Adviser WELLINGTON MANAGEMENT COMPANY LLP reports disciplinary disclosures on Form ADV; 25 other issuers file from the same address; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Wellington has not run yet — it is joining a line of 60,335 names; searches run around the clock at the hosts' allowed rate. Searched so far: 692 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 3 dismissed, 1 open, 1 closed (disposition not in docket feed)

Gennari Consulting, Inc. v. Wellington Corp, LLC dismissed matched at sponsor-group level (Wellington)
District Court, N.D. Ohio · No. 4:19-cv-02885 · Filed Dec 13, 2019 · Closed Feb 14, 2020 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Wellington Corp, LLC: Defendant · Outcome: Terminated 2020-02-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state)
Wellington Corp LLC v. Gennari Consulting, Inc. open matched at sponsor-group level (Wellington)
District Court, N.D. Ohio · No. 4:19-cv-01464 · Filed Jun 25, 2019 · Nature of suit: Contract: Other · Cause: 28:1441 Petition for Removal- Breach of Contract
Role of Wellington Corp LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state)
Gennari Consulting, Inc. v. Wellington Corp, LLC closed matched at sponsor-group level (Wellington)
District Court, D. Maryland · No. 1:19-cv-01851 · Filed Jun 24, 2019 · Closed Dec 13, 2019 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Wellington Corp, LLC: Defendant · Outcome: Terminated 2019-12-13 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MD (not the issuer's state)
RTC v. Wellington, Inc. dismissed matched at sponsor-group level (Wellington)
District Court, D. Nebraska · No. 8:91-cv-00674 · Filed Nov 19, 1991 · Closed Mar 24, 1992 · Nature of suit: 220 Foreclosure
Role of Wellington, Inc.: Defendant · Outcome: Terminated 1992-03-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NE (not the issuer's state); filed 1991, issuer incorporated 2016
WELLINGTON CORP v. U S FIDELITY AND GUARANTY dismissed matched at sponsor-group level (Wellington)
District Court, E.D. Kentucky · No. · Filed May 5, 1987 · Closed Sep 13, 1989 · Nature of suit: 190 Other contract actions
Role of WELLINGTON CORP: Plaintiff · Outcome: Terminated 1989-09-13 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
exact company name; name has one distinctive word; court in KY (not the issuer's state); filed 1987, issuer incorporated 2016
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Wellington..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Bond Purchase, L.L.C. v. Wellington, L.L.C. closed matched at sponsor-group level (Wellington)
United States Bankruptcy Court, W.D. Missouri · No. 99-04243 · Filed Jul 22, 1999 · Closed Aug 9, 1999
Role of Wellington, L.L.C.: Defendant · Outcome: Case closed 1999-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state); filed 1999, issuer incorporated 2016
Wellington Co closed matched at sponsor-group level (Wellington)
United States Bankruptcy Court, N.D. Illinois · No. 92-10848 · Filed May 13, 1992 · Closed Sep 15, 1992
Role of Wellington Co: Debtor · Outcome: Case closed 1992-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 1992, issuer incorporated 2016
The Wellington Corp. closed matched at sponsor-group level (Wellington)
United States Bankruptcy Court, N.D. Illinois · No. 86-16473 · Filed Oct 21, 1986 · Closed May 13, 1988
Role of The Wellington Corp.: Debtor · Outcome: Case closed 1988-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 1986, issuer incorporated 2016
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

11 differences found between the filings for Wellington — 3 worth asking about (compared the newest 50 of 168 filings on Oct 24, 2026; older filings not covered)

Worth asking · Oct 30, 1979

Adviser WELLINGTON MANAGEMENT COMPANY LLP reports disciplinary disclosures on Form ADV

The firm's Form ADV answers "yes" to Item 11 (disciplinary history) — items 11D(2). It is linked to Wellington Compound Growth, L.P. (member issuer). Our match estimate: 80%. Status on file: Approved since Oct 30, 1979.

What this means The firm answered "yes" to at least one disciplinary question on its SEC adviser form. The details are in the ADV on adviserinfo.sec.gov.

Form ADV · WELLINGTON MANAGEMENT COMPANY LLP ↗Wellington Compound Growth, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jun 29, 2022 – Jul 1, 2026

25 other issuers file from the same address — 9 member issuers (Wellington Asian Opportunities, L.P.; Wellington Climate Innovation Fund I, L.P.; Wellington Climate Innovation Feeder Fund (Cayman) I L.P.; …)

The address on file, 280 Congress Street, Boston, MA, is used by 34 issuers in our index across 2 sponsor groups; 25 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Wellington Asian Opportunities, L.P. — PartnerFacts page ↗Wellington Climate Innovation Fund I, L.P. — PartnerFacts page ↗Wellington Climate Innovation Feeder Fund (Cayman) I L.P. — PartnerFacts page ↗EDGAR filer page · Wellington Asian Opportunities, L.P. ↗
Sources
Note · Feb 20, 2020 – Jul 1, 2026

85 other issuers file from the same address — 8 member issuers (Wellington Securitized Opportunities, Ltd.; Wellington India Select Fund, Ltd.; Next Generation Vehicles Fund (Cayman), Ltd.; …)

The address on file, Ogier Global (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9), is used by 93 issuers in our index across 36 sponsor groups; 85 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Wellington Securitized Opportunities, Ltd. — PartnerFacts page ↗Wellington India Select Fund, Ltd. — PartnerFacts page ↗Next Generation Vehicles Fund (Cayman), Ltd. — PartnerFacts page ↗EDGAR filer page · Wellington Securitized Opportunities, Ltd. ↗
Sources
Note · Nov 1, 2018 – Jul 1, 2025

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Next Generation Vehicles Fund (Cayman), Ltd. (latest filing Jul 1, 2025) · No amendment in the last 12 months on an offering that may still be open — Wellington Natural Gas Opportunities II Fund (Cayman), Ltd. (latest filing Jul 1, 2025) · No amendment in the last 12 months on an offering that may still be open — Wellington Natural Gas Opportunities II Fund, L.P. (latest filing May 2, 2025) · No amendment in the last 12 months on an offering that may still be open — Next Generation Vehicles Fund, L.P. (latest filing Jan 23, 2025) · No amendment in the last 12 months on an offering that may still be open — Wellington Climate Market Neutral Fund, L.P. (latest filing Jul 14, 2023) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 1, 2025 ↗Next Generation Vehicles Fund (Cayman), Ltd. — PartnerFacts page ↗Form D/A · Jul 1, 2025 ↗Wellington Natural Gas Opportunities II Fund (Cayman), Ltd. — PartnerFacts page ↗
Sources
Worth asking · May 18, 2023 – Jul 1, 2026

20 people are no longer listed on a later amendment

Gregory S. Konzal is no longer listed on the Jul 1, 2026 amendment — Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd. · Gregory S. Konzal is no longer listed on the Jul 1, 2026 amendment — Wellington Securitized Opportunities, Ltd. · Gregory S. Konzal is no longer listed on the Jul 1, 2026 amendment — Wellington Climate Resilience Fund (Cayman), Ltd. · Wellington Funds (US) LLC is no longer listed on the Jun 5, 2026 amendment — Wellington India Select Fund, Ltd. · Gregory S. Konzal is no longer listed on the Jun 5, 2026 amendment — Wellington India Select Fund, Ltd. · and 15 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jul 1, 2025 ↗Form D/A · Jul 1, 2026 ↗Gregory S. Konzal — PartnerFacts page ↗Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Feb 19, 2021 – Jul 1, 2025

21 role changes for the same people across filings

Gregory S. Konzal's role changed at Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd.: executive officer → director · Carmine A. Taglione's role changed at Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd.: executive officer → director · Wellington Management Company, LLP's role changed at Wellington Securitized Opportunities, Ltd.: executive officer, promoter → executive officer · Wellington Funds (US) LLC's role changed at Wellington Securitized Opportunities, Ltd.: executive officer, promoter → executive officer · Wellington Management Company, LLP's role changed at Wellington Durable Enterprises, L.P.: executive officer, promoter → executive officer · and 16 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Mar 11, 2025 ↗Form D/A · Jul 1, 2025 ↗Gregory S. Konzal — PartnerFacts page ↗Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Jul 1, 2025 – Jul 1, 2026

4 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Wellington Securitized Opportunities, Ltd. · Address on file is a registered agent / shared office — Wellington Climate Resilience Fund (Cayman), Ltd. · Address on file is a registered agent / shared office — Wellington India Select Fund, Ltd. · Address on file is a registered agent / shared office — Next Generation Vehicles Fund (Cayman), Ltd.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Jul 1, 2026 ↗Wellington Securitized Opportunities, Ltd. — PartnerFacts page ↗Form D/A · Jul 1, 2026 ↗Wellington Climate Resilience Fund (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Feb 20, 2020 – Jul 1, 2026

Member companies were formed in 2 different states

Delaware (19), Cayman Islands (12) — out of 31 member issuers. The odd ones out: Wellington Securitized Opportunities, Ltd. (Cayman Islands); Wellington India Select Fund, Ltd. (Cayman Islands); Next Generation Vehicles Fund (Cayman), Ltd. (Cayman Islands); Wellington Tax Managed Bond Fund (Cayman), Ltd. (Cayman Islands); Emerging Markets Small Cap Discovery Fund (Cayman), Ltd. (Cayman Islands); Wellington Climate Market Neutral Fund (Cayman), Ltd (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Wellington — sponsor group page ↗Wellington Securitized Opportunities, Ltd. — PartnerFacts page ↗Wellington India Select Fund, Ltd. — PartnerFacts page ↗Next Generation Vehicles Fund (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Feb 20, 2020 – Jul 1, 2026

Member companies list addresses in 2 different states

MA (23), Cayman Islands (as filed: E9) (8). 8 members use a registered-agent or shared-office address: Wellington Securitized Opportunities, Ltd. (Ogier Global (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); Wellington India Select Fund, Ltd. (Ogier Global (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); Next Generation Vehicles Fund (Cayman), Ltd. (Ogier Global (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); Wellington Tax Managed Bond Fund (Cayman), Ltd. (Ogier Global (Cayman) Limited, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Wellington — sponsor group page ↗Wellington Securitized Opportunities, Ltd. — PartnerFacts page ↗Wellington India Select Fund, Ltd. — PartnerFacts page ↗Next Generation Vehicles Fund (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Feb 14, 2022 – Jul 1, 2026

Issuer used a different name before — Wellington Climate Resilience Fund (Cayman), Ltd.

SEC records list prior names for this filer: Wellington Climate Adaptation Fund (Cayman), Ltd.. The current name on file is "Wellington Climate Resilience Fund (Cayman), Ltd.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Wellington Climate Resilience Fund (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Apr 12, 2018 – Jun 5, 2026

Issuer used a different name before — Wellington India Select Fund, Ltd.

SEC records list prior names for this filer: Wellington India Opportunities Fund, Ltd.. The current name on file is "Wellington India Select Fund, Ltd.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Wellington India Select Fund, Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 168 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

2 of 31 offerings report sales commissions totalling $5,961,749; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 1, 2026 D/A
Wellington Securitized Opportunities, Ltd.
File 021-351888
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
Jul 1, 2026 D/A
Wellington Climate Resilience Fund (Cayman), Ltd.
File 021-433549
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
Jul 1, 2026 D/A
Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd.
File 021-481483
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
Jun 5, 2026 D/A
Wellington India Select Fund, Ltd.
File 021-309965
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
May 8, 2026 D/A
Wellington-CIS Global Equity Fund, L.P.
File 021-481489
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
May 8, 2026 D/A
Wellington-CIS Fixed Income Fund, L.P.
File 021-481490
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
Feb 20, 2026 D/A
Wellington Select Quality Equity, L.P.
File 021-293357
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
Feb 13, 2026 D/A
Wellington Compound Growth, L.P.
File 021-282140
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
Feb 13, 2026 D/A
Wellington Durable Enterprises, L.P.
File 021-307443
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
Feb 13, 2026 D/A
Wellington Extended Horizons, L.P.
File 021-316383
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
Nov 26, 2025 D/A
Wellington Select China, L.P.
File 021-313863
$16,269 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 000000079 ↗		EDGAR ↗
Jul 1, 2025 D/A
Next Generation Vehicles Fund (Cayman), Ltd.
File 021-323588
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 000000079 ↗		EDGAR ↗
Jul 1, 2025 D/A
Wellington Natural Gas Opportunities II Fund (Cayman), Ltd.
File 021-481369
$0$0$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
May 2, 2025 D/A
Wellington Natural Gas Opportunities II Fund, L.P.
File 021-480674
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗EDGAR ↗
Jan 23, 2025 D/A
Next Generation Vehicles Fund, L.P.
File 021-323586
$5,945,480 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 000152768 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 000000079 ↗		EDGAR ↗
Jul 14, 2023 D/A
Wellington Climate Market Neutral Fund, L.P.
File 021-406466
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Jun 30, 2023 D/A
Wellington Focused Asia Equity, L.P.
File 021-325562
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
May 18, 2023 D/A
Emerging Markets Small Cap Discovery Fund (Cayman), Ltd.
File 021-360793
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
May 18, 2023 D/A
Wellington Climate Market Neutral Fund (Cayman), Ltd
File 021-401471
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
None listed on this filingEDGAR ↗
Apr 25, 2023 D/A
Wellington Climate Innovation Fund I, L.P.
File 021-462824
$0$0$0WELLINGTON FUNDS DISTRIBUTORS INC. BrokerCheck CRD 152768 ↗EDGAR ↗
Apr 25, 2023 D/A
Wellington Climate Innovation Feeder Fund (Cayman) I L.P.
File 021-462833
$0$0$0WELLINGTON FUNDS DISTRIBUTORS INC. BrokerCheck CRD 152768 ↗EDGAR ↗
Apr 25, 2023 D/A
Wellington Climate Innovation Fund (Cayman) I L.P.
File 021-462831
$0$0$0WELLINGTON FUNDS DISTRIBUTORS INC. BrokerCheck CRD 152768 ↗EDGAR ↗
Jan 10, 2023 D/A
Wellington Dynamic Active Equity Fund, L.P.
File 021-428669
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Sep 6, 2022 D/A
Emerging Markets Small Cap Discovery Fund, L.P.
File 021-342612
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Jun 29, 2022 D
Wellington Asian Opportunities, L.P.
File 021-450603
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
None listed on this filingEDGAR ↗
Jun 24, 2022 D/A
Wellington Climate Resilience Fund L.P.
File 021-430067
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
None listed on this filingEDGAR ↗
Feb 16, 2022 D/A
Pan European Small Cap Equity, L.P.
File 021-389602
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 14, 2022 D
Wellington Dynamic Active Equity Fund (Cayman), Ltd.
File 021-433551
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
None listed on this filingEDGAR ↗
Feb 20, 2020 D/A
Wellington Contingent Securities, L.P.
File 021-288660
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 20, 2020 D/A
Wellington Tax Managed Bond Fund, L.P.
File 021-351839
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
Feb 20, 2020 D/A
Wellington Tax Managed Bond Fund (Cayman), Ltd.
File 021-351840
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Wellington Funds Distributors Inc. BrokerCheck CRD 152768 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 31 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Wellington in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗WC Wellington Compound Growth, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressBOSTON, MAPooled Investment Fund11$266,159,760
offering Indefinite · similar: $155,000–$5,250,000
30
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2026
EDGAR ↗WC Wellington Contingent Securities, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressBOSTON, MAPooled Investment Fund4$85,010,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2020
EDGAR ↗WS Wellington Select Quality Equity, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressBOSTON, MAPooled Investment Fund10$163,678,359
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2026
EDGAR ↗WD Wellington Durable Enterprises, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressBOSTON, MAPooled Investment Fund9$77,285,171
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2026
EDGAR ↗WI Wellington India Select Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund12$191,990,000
offering Indefinite · similar: $155,000–$5,250,000
21
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗WS Wellington Select China, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressBOSTON, MAPooled Investment Fund10$526,560,000
offering Indefinite · similar: $155,000–$5,250,000
76
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2025
EDGAR ↗WE Wellington Extended Horizons, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressBOSTON, MAPooled Investment Fund9$91,358,149
offering Indefinite · similar: $155,000–$5,250,000
77
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2026
EDGAR ↗NG Next Generation Vehicles Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund8$364,285,000
offering Indefinite · similar: $155,000–$5,250,000
493
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2025
EDGAR ↗NG Next Generation Vehicles Fund (Cayman), Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund12$26,069,000
offering Indefinite · similar: $155,000–$5,250,000
97
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2025
EDGAR ↗WF Wellington Focused Asia Equity, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressBOSTON, MAPooled Investment Fund7$108,710,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2023
EDGAR ↗EM Emerging Markets Small Cap Discovery Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressBOSTON, MAPooled Investment Fund5$13,710,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2022
EDGAR ↗WS Wellington Securitized Opportunities, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund11$273,204,544
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$100,000
similar: $1,000–$100,000
2019–2026
EDGAR ↗WT Wellington Tax Managed Bond Fund (Cayman), Ltd.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2019–2020
EDGAR ↗WT Wellington Tax Managed Bond Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗EM Emerging Markets Small Cap Discovery Fund (Cayman), Ltd.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund6$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2023
EDGAR ↗PE Pan European Small Cap Equity, L.P.shared management entity, same business addressBOSTON, MAPooled Investment Fund2$7,660,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗WC Wellington Climate Market Neutral Fund (Cayman), Ltdshared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund4$22,500,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2021–2023
EDGAR ↗WC Wellington Climate Market Neutral Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund3$30,220,932
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗WD Wellington Dynamic Active Equity Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗WC Wellington Climate Resilience Fund L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗WD Wellington Dynamic Active Equity Fund (Cayman), Ltd.shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗WC Wellington Climate Resilience Fund (Cayman), Ltd.shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund7$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2022–2026
EDGAR ↗WA Wellington Asian Opportunities, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗WC Wellington Climate Innovation Fund I, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$90,265,000
offering Indefinite · similar: $500,000–$16,420,250
128
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2022–2023
EDGAR ↗WC Wellington Climate Innovation Feeder Fund (Cayman) I L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$174,355,000
offering Indefinite · similar: $500,000–$16,420,250
23
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2022–2023
EDGAR ↗WC Wellington Climate Innovation Fund (Cayman) I L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$3,100,000
offering Indefinite · similar: $500,000–$16,420,250
2
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2022–2023
EDGAR ↗WN Wellington Natural Gas Opportunities II Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund3$60,910,000
offering Indefinite · similar: $155,000–$5,250,000
41
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗WN Wellington Natural Gas Opportunities II Fund (Cayman), Ltd.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)BOSTON, MAPooled Investment Fund5$1,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2023–2025
EDGAR ↗WC Wellington-CIS Global Equity Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund4$839,787,832
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2026
EDGAR ↗WC Wellington-CIS Fixed Income Fund, L.P.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund4$177,797,064
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2026
EDGAR ↗WC Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd.shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)BOSTON, MAPooled Investment Fund6$180,206,465
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$100,000
similar: $1,000–$100,000
2023–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jul 1, 2026Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$180,206,465
EDGAR ↗Jul 1, 2026Wellington Securitized Opportunities, Ltd.D/APooled Investment FundIndefinite$273,204,544
EDGAR ↗Jul 1, 2026Wellington Climate Resilience Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jun 5, 2026Wellington India Select Fund, Ltd.D/APooled Investment FundIndefinite$191,990,000
EDGAR ↗May 8, 2026Wellington-CIS Global Equity Fund, L.P.D/APooled Investment FundIndefinite$839,787,832
EDGAR ↗May 8, 2026Wellington-CIS Fixed Income Fund, L.P.D/APooled Investment FundIndefinite$177,797,064
EDGAR ↗Feb 20, 2026Wellington Select Quality Equity, L.P.D/APooled Investment FundIndefinite$163,678,359
EDGAR ↗Feb 13, 2026Wellington Extended Horizons, L.P.D/APooled Investment FundIndefinite$91,358,149
EDGAR ↗Feb 13, 2026Wellington Durable Enterprises, L.P.D/APooled Investment FundIndefinite$77,285,171
EDGAR ↗Feb 13, 2026Wellington Compound Growth, L.P.D/APooled Investment FundIndefinite$266,159,760
EDGAR ↗Nov 26, 2025Wellington Select China, L.P.D/APooled Investment FundIndefinite$526,560,000
EDGAR ↗Jul 1, 2025Next Generation Vehicles Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$26,069,000
EDGAR ↗Jul 1, 2025Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$104,057,465
EDGAR ↗Jul 1, 2025Wellington Securitized Opportunities, Ltd.D/APooled Investment FundIndefinite$273,204,544
EDGAR ↗Jul 1, 2025Wellington Climate Resilience Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jul 1, 2025Wellington Natural Gas Opportunities II Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Jun 6, 2025Wellington India Select Fund, Ltd.D/APooled Investment FundIndefinite$169,990,000
EDGAR ↗May 9, 2025Wellington-CIS Global Equity Fund, L.P.D/APooled Investment FundIndefinite$781,017,832
EDGAR ↗May 9, 2025Wellington-CIS Fixed Income Fund, L.P.D/APooled Investment FundIndefinite$119,712,064
EDGAR ↗May 2, 2025Wellington Natural Gas Opportunities II Fund, L.P.D/APooled Investment FundIndefinite$60,910,000
EDGAR ↗Mar 11, 2025Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$93,057,465
EDGAR ↗Mar 11, 2025Wellington Natural Gas Opportunities II Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Mar 11, 2025Wellington Climate Resilience Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Mar 7, 2025Wellington Securitized Opportunities, Ltd.D/APooled Investment FundIndefinite$273,204,544
EDGAR ↗Mar 7, 2025Next Generation Vehicles Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$26,069,000
EDGAR ↗Feb 21, 2025Wellington Select Quality Equity, L.P.D/APooled Investment FundIndefinite$163,318,359
EDGAR ↗Feb 14, 2025Wellington Extended Horizons, L.P.D/APooled Investment FundIndefinite$91,258,149
EDGAR ↗Feb 14, 2025Wellington Durable Enterprises, L.P.D/APooled Investment FundIndefinite$76,800,171
EDGAR ↗Feb 14, 2025Wellington Compound Growth, L.P.D/APooled Investment FundIndefinite$265,541,460
EDGAR ↗Jan 23, 2025Next Generation Vehicles Fund, L.P.D/APooled Investment FundIndefinite$364,285,000
EDGAR ↗Nov 27, 2024Wellington Select China, L.P.D/APooled Investment FundIndefinite$524,310,000
EDGAR ↗Jun 6, 2024Wellington India Select Fund, Ltd.D/APooled Investment FundIndefinite$142,490,000
EDGAR ↗May 10, 2024Wellington-CIS Global Equity Fund, L.P.D/APooled Investment FundIndefinite$681,045,832
EDGAR ↗May 10, 2024Wellington-CIS Fixed Income Fund, L.P.D/APooled Investment FundIndefinite$94,665,964
EDGAR ↗May 3, 2024Wellington Natural Gas Opportunities II Fund, L.P.D/APooled Investment FundIndefinite$29,000,000
EDGAR ↗Mar 11, 2024Wellington Natural Gas Opportunities II Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Mar 11, 2024Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$29,067,665
EDGAR ↗Mar 11, 2024Wellington Climate Resilience Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Mar 8, 2024Next Generation Vehicles Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$26,069,000
EDGAR ↗Mar 8, 2024Wellington India Select Fund, Ltd.D/APooled Investment FundIndefinite$54,750,000
EDGAR ↗Mar 8, 2024Wellington Securitized Opportunities, Ltd.D/APooled Investment FundIndefinite$273,204,544
EDGAR ↗Feb 21, 2024Wellington Select Quality Equity, L.P.D/APooled Investment FundIndefinite$163,318,359
EDGAR ↗Feb 16, 2024Wellington Extended Horizons, L.P.D/APooled Investment FundIndefinite$89,908,149
EDGAR ↗Feb 16, 2024Wellington Durable Enterprises, L.P.D/APooled Investment FundIndefinite$75,700,171
EDGAR ↗Feb 16, 2024Wellington Compound Growth, L.P.D/APooled Investment FundIndefinite$260,541,460
EDGAR ↗Jan 25, 2024Next Generation Vehicles Fund, L.P.D/APooled Investment FundIndefinite$364,285,000
EDGAR ↗Dec 1, 2023Wellington Select China, L.P.D/APooled Investment FundIndefinite$521,310,000
EDGAR ↗Jul 14, 2023Wellington Climate Market Neutral Fund, L.P.D/APooled Investment FundIndefinite$30,220,932
EDGAR ↗Jun 30, 2023Wellington Focused Asia Equity, L.P.D/APooled Investment FundIndefinite$108,710,000
EDGAR ↗May 25, 2023Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗May 25, 2023Wellington Natural Gas Opportunities II Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗May 18, 2023Wellington Climate Resilience Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗May 18, 2023Next Generation Vehicles Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$25,564,000
EDGAR ↗May 18, 2023Wellington Climate Market Neutral Fund (Cayman), LtdD/APooled Investment FundIndefinite$22,500,000
EDGAR ↗May 18, 2023Emerging Markets Small Cap Discovery Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗May 18, 2023Wellington India Select Fund, Ltd.D/APooled Investment FundIndefinite$54,750,000
EDGAR ↗May 18, 2023Wellington Securitized Opportunities, Ltd.D/APooled Investment FundIndefinite$273,204,544
EDGAR ↗May 11, 2023Wellington-CIS Fixed Income Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 11, 2023Wellington-CIS Global Equity Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 11, 2023Wellington-CIS Diversifying Strategies Fund (Cayman), Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗May 10, 2023Wellington Natural Gas Opportunities II Fund (Cayman), Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗May 8, 2023Next Generation Vehicles Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$25,564,000
EDGAR ↗May 8, 2023Wellington Climate Market Neutral Fund (Cayman), LtdD/APooled Investment FundIndefinite$22,500,000
EDGAR ↗May 8, 2023Emerging Markets Small Cap Discovery Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗May 8, 2023Wellington India Select Fund, Ltd.D/APooled Investment FundIndefinite$54,750,000
EDGAR ↗May 8, 2023Wellington Securitized Opportunities, Ltd.D/APooled Investment FundIndefinite$273,204,544
EDGAR ↗May 3, 2023Wellington Natural Gas Opportunities II Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 25, 2023Wellington Climate Innovation Fund (Cayman) I L.P.D/APooled Investment FundIndefinite$3,100,000
EDGAR ↗Apr 25, 2023Wellington Climate Innovation Feeder Fund (Cayman) I L.P.D/APooled Investment FundIndefinite$174,355,000
EDGAR ↗Apr 25, 2023Wellington Climate Innovation Fund I, L.P.D/APooled Investment FundIndefinite$90,265,000
EDGAR ↗Feb 21, 2023Wellington Select Quality Equity, L.P.D/APooled Investment FundIndefinite$159,218,359
EDGAR ↗Feb 17, 2023Wellington Extended Horizons, L.P.D/APooled Investment FundIndefinite$88,183,149
EDGAR ↗Feb 17, 2023Wellington Durable Enterprises, L.P.D/APooled Investment FundIndefinite$75,395,167
EDGAR ↗Feb 17, 2023Wellington Compound Growth, L.P.D/APooled Investment FundIndefinite$226,288,760
EDGAR ↗Feb 17, 2023Emerging Markets Small Cap Discovery Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jan 25, 2023Next Generation Vehicles Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$25,564,000
EDGAR ↗Jan 25, 2023Next Generation Vehicles Fund, L.P.D/APooled Investment FundIndefinite$363,535,000
EDGAR ↗Jan 10, 2023Wellington Dynamic Active Equity Fund, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Dec 1, 2022Wellington Select China, L.P.D/APooled Investment FundIndefinite$451,810,000
EDGAR ↗Oct 26, 2022Wellington Climate Innovation Fund (Cayman) I L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 26, 2022Wellington Climate Innovation Feeder Fund (Cayman) I L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 26, 2022Wellington Climate Innovation Fund I, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 6, 2022Emerging Markets Small Cap Discovery Fund, L.P.D/APooled Investment FundIndefinite$13,710,000
EDGAR ↗Sep 6, 2022Wellington Select China, L.P.D/APooled Investment FundIndefinite$451,810,000
EDGAR ↗Aug 1, 2022Wellington Securitized Opportunities, Ltd.D/APooled Investment FundIndefinite$273,204,544
EDGAR ↗Jul 29, 2022Wellington India Select Fund, Ltd.D/APooled Investment FundIndefinite$54,750,000
EDGAR ↗Jul 15, 2022Wellington Climate Market Neutral Fund, L.P.D/APooled Investment FundIndefinite$29,987,497
EDGAR ↗Jun 30, 2022Wellington Focused Asia Equity, L.P.D/APooled Investment FundIndefinite$83,010,000
EDGAR ↗Jun 29, 2022Wellington Asian Opportunities, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 24, 2022Wellington Climate Resilience Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jun 24, 2022Wellington Climate Resilience Fund L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Jun 2, 2022Wellington Climate Market Neutral Fund (Cayman), LtdD/APooled Investment FundIndefinite$22,500,000
EDGAR ↗Feb 18, 2022Emerging Markets Small Cap Discovery Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Feb 18, 2022Emerging Markets Small Cap Discovery Fund, L.P.D/APooled Investment FundIndefinite$13,710,000
EDGAR ↗Feb 18, 2022Wellington Compound Growth, L.P.D/APooled Investment FundIndefinite$211,657,474
EDGAR ↗Feb 18, 2022Wellington Focused Asia Equity, L.P.D/APooled Investment FundIndefinite$81,310,000
EDGAR ↗Feb 18, 2022Wellington Select Quality Equity, L.P.D/APooled Investment FundIndefinite$115,218,359
EDGAR ↗Feb 18, 2022Wellington Extended Horizons, L.P.D/APooled Investment FundIndefinite$86,083,149
EDGAR ↗Feb 18, 2022Wellington Durable Enterprises, L.P.D/APooled Investment FundIndefinite$75,145,167
EDGAR ↗Feb 18, 2022Wellington Select China, L.P.D/APooled Investment FundIndefinite$438,310,000
EDGAR ↗Feb 16, 2022Pan European Small Cap Equity, L.P.D/APooled Investment FundIndefinite$7,660,000
EDGAR ↗Feb 14, 2022Wellington Dynamic Active Equity Fund (Cayman), Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Feb 14, 2022Wellington Climate Resilience Fund (Cayman), Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 25, 2022Next Generation Vehicles Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$23,239,000
EDGAR ↗Jan 25, 2022Next Generation Vehicles Fund, L.P.D/APooled Investment FundIndefinite$298,110,000
EDGAR ↗Jan 20, 2022Wellington Climate Resilience Fund L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 10, 2022Wellington Dynamic Active Equity Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 4, 2021Next Generation Vehicles Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$15,032,000
EDGAR ↗Jul 30, 2021Wellington India Select Fund, Ltd.D/APooled Investment FundIndefinite$54,750,000
EDGAR ↗Jul 30, 2021Wellington Securitized Opportunities, Ltd.D/APooled Investment FundIndefinite$273,204,544
EDGAR ↗Jul 15, 2021Wellington Climate Market Neutral Fund, L.P.DPooled Investment FundIndefinite$28,809,462
EDGAR ↗Jun 2, 2021Wellington Climate Market Neutral Fund (Cayman), LtdDPooled Investment FundIndefinite$0
EDGAR ↗Feb 19, 2021Wellington Focused Asia Equity, L.P.D/APooled Investment FundIndefinite$36,510,000
EDGAR ↗Feb 19, 2021Wellington Compound Growth, L.P.D/APooled Investment FundIndefinite$202,400,032
EDGAR ↗Feb 19, 2021Next Generation Vehicles Fund, L.P.D/APooled Investment FundIndefinite$173,250,000
EDGAR ↗Feb 19, 2021Wellington Select Quality Equity, L.P.D/APooled Investment FundIndefinite$115,218,359
EDGAR ↗Feb 19, 2021Wellington Extended Horizons, L.P.D/APooled Investment FundIndefinite$57,819,000
EDGAR ↗Feb 19, 2021Emerging Markets Small Cap Discovery Fund, L.P.D/APooled Investment FundIndefinite$11,960,000
EDGAR ↗Feb 19, 2021Wellington Select China, L.P.D/APooled Investment FundIndefinite$276,510,000
EDGAR ↗Feb 19, 2021Wellington Durable Enterprises, L.P.D/APooled Investment FundIndefinite$74,595,167
EDGAR ↗Feb 18, 2021Emerging Markets Small Cap Discovery Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Feb 16, 2021Pan European Small Cap Equity, L.P.DPooled Investment FundIndefinite$5,010,000
EDGAR ↗Aug 4, 2020Next Generation Vehicles Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$4,452,000
EDGAR ↗Jul 31, 2020Wellington India Select Fund, Ltd.D/APooled Investment FundIndefinite$54,750,000
EDGAR ↗Jul 31, 2020Wellington Securitized Opportunities, Ltd.D/APooled Investment FundIndefinite$245,904,544
EDGAR ↗Feb 21, 2020Wellington Select China, L.P.D/APooled Investment FundIndefinite$170,610,000
EDGAR ↗Feb 20, 2020Wellington Tax Managed Bond Fund, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Feb 20, 2020Emerging Markets Small Cap Discovery Fund, L.P.D/APooled Investment FundIndefinite$1,210,000
EDGAR ↗Feb 20, 2020Next Generation Vehicles Fund, L.P.D/APooled Investment FundIndefinite$77,835,000
EDGAR ↗Feb 20, 2020Wellington Focused Asia Equity, L.P.D/APooled Investment FundIndefinite$32,510,000
EDGAR ↗Feb 20, 2020Wellington Contingent Securities, L.P.D/APooled Investment FundIndefinite$85,010,000
EDGAR ↗Feb 20, 2020Wellington Durable Enterprises, L.P.D/APooled Investment FundIndefinite$74,370,167
EDGAR ↗Feb 20, 2020Wellington Select Quality Equity, L.P.D/APooled Investment FundIndefinite$74,718,359
EDGAR ↗Feb 20, 2020Wellington Extended Horizons, L.P.D/APooled Investment FundIndefinite$34,869,000
EDGAR ↗Feb 20, 2020Wellington India Select Fund, Ltd.D/APooled Investment FundIndefinite$54,750,000
EDGAR ↗Feb 20, 2020Wellington Tax Managed Bond Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Feb 20, 2020Wellington Securitized Opportunities, Ltd.D/APooled Investment FundIndefinite$221,779,544
EDGAR ↗Feb 20, 2020Wellington Compound Growth, L.P.D/APooled Investment FundIndefinite$178,452,804
EDGAR ↗Feb 20, 2020Next Generation Vehicles Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$3,102,000
EDGAR ↗Feb 18, 2020Emerging Markets Small Cap Discovery Fund (Cayman), Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Nov 13, 2019Wellington Focused Asia Equity, L.P.D/APooled Investment FundIndefinite$32,510,000
EDGAR ↗Oct 25, 2019Wellington Securitized Opportunities, Ltd.DPooled Investment FundIndefinite$218,554,544
EDGAR ↗Oct 25, 2019Wellington Tax Managed Bond Fund (Cayman), Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 25, 2019Wellington Tax Managed Bond Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 15, 2019Next Generation Vehicles Fund (Cayman), Ltd.D/APooled Investment FundIndefinite$3,535,000
EDGAR ↗Oct 15, 2019Next Generation Vehicles Fund, L.P.D/APooled Investment FundIndefinite$65,610,000
EDGAR ↗Aug 16, 2019Wellington Select Quality Equity, L.P.D/APooled Investment FundIndefinite$64,718,359
EDGAR ↗Jul 10, 2019Wellington Extended Horizons, L.P.D/APooled Investment FundIndefinite$24,034,000
EDGAR ↗Jun 24, 2019Emerging Markets Small Cap Discovery Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 13, 2019Wellington Contingent Securities, L.P.D/APooled Investment FundIndefinite$85,010,000
EDGAR ↗Jun 13, 2019Wellington Compound Growth, L.P.D/APooled Investment FundIndefinite$156,975,678
EDGAR ↗May 31, 2019Wellington Select China, L.P.D/APooled Investment FundIndefinite$44,010,000
EDGAR ↗Apr 12, 2019Wellington India Select Fund, Ltd.D/APooled Investment FundIndefinite$53,750,000
EDGAR ↗Mar 12, 2019Wellington Durable Enterprises, L.P.D/APooled Investment FundIndefinite$73,220,167
EDGAR ↗Nov 13, 2018Wellington Focused Asia Equity, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 15, 2018Next Generation Vehicles Fund (Cayman), Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 15, 2018Next Generation Vehicles Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 17, 2018Wellington Select Quality Equity, L.P.D/APooled Investment FundIndefinite$50,262,542
EDGAR ↗Jul 10, 2018Wellington Extended Horizons, L.P.DPooled Investment FundIndefinite$11,010,000
EDGAR ↗Jun 13, 2018Wellington Compound Growth, L.P.D/APooled Investment FundIndefinite$118,881,183
EDGAR ↗Jun 13, 2018Wellington Contingent Securities, L.P.D/APooled Investment FundIndefinite$75,010,000
EDGAR ↗Jun 5, 2018Wellington Select China, L.P.DPooled Investment FundIndefinite$4,010,000
EDGAR ↗Apr 12, 2018Wellington India Select Fund, Ltd.DPooled Investment FundIndefinite$30,500,000
EDGAR ↗Mar 12, 2018Wellington Durable Enterprises, L.P.DPooled Investment FundIndefinite$64,470,167
EDGAR ↗Aug 23, 2017Wellington Select Quality Equity, L.P.DPooled Investment FundIndefinite$27,262,542
EDGAR ↗Jun 13, 2017Wellington Compound Growth, L.P.D/APooled Investment FundIndefinite$42,909,890
EDGAR ↗Jun 13, 2017Wellington Contingent Securities, L.P.DPooled Investment FundIndefinite$75,010,000
EDGAR ↗Mar 9, 2017Wellington Compound Growth, L.P.DPooled Investment FundIndefinite$15,698,865

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jul 1, 2026. Industry history, as reported on each offering's latest filing: All 31 offerings reported: Pooled Investment Fund (2017–2023).

People across the group

NameRolesIssuers hereFirst → last listed
WM Wellington Management Company, LLP entityExecutive Officer, Promoter29Mar 9, 2017 → Jul 1, 2026
WF Wellington Funds (US) LLC entityExecutive Officer, Promoter20Mar 9, 2017 → Feb 20, 2026
WM Wellington Management Funds Inc. entityExecutive Officer, Promoter14Jun 13, 2017 → Feb 20, 2026
GK Gregory S. KonzalDirector, Executive Officer8May 8, 2023 → Jul 1, 2025
MH Michelle L. HunterDirector, Executive Officer8May 8, 2023 → Mar 11, 2025
CK Christopher G. KirkDirector, Executive Officer8May 8, 2023 → May 25, 2023
MS Matthew N. SheaDirector8Oct 15, 2018 → Feb 17, 2023
JC Jonathan C. ConantDirector8Apr 12, 2018 → Feb 17, 2023
HC Helen E. ClementDirector8Oct 25, 2019 → Feb 17, 2023
MF Michael J. FederDirector7Jun 2, 2021 → Jul 1, 2026
CT Carmine A. TaglioneDirector, Executive Officer6Mar 8, 2024 → Jul 1, 2026
WA WELLINGTON ALTERNATIVE INVESTMENTS LLC entityExecutive Officer, Promoter6Jul 15, 2021 → May 8, 2026
GP Georgia PrinslooDirector, Executive Officer5Jul 1, 2025 → Jul 1, 2026
WM Wellington Management Singapore Pte. Ltd. entityExecutive Officer, Promoter4Oct 15, 2018 → May 18, 2023
WM WELLINGTON MANAGEMENT INVESTMENT, INC. entityExecutive Officer3Oct 26, 2022 → Apr 25, 2023
AK Amy B. KramerDirector3Apr 12, 2018 → Feb 20, 2020
WM Wellington Management Hong Kong Limited entityExecutive Officer, Promoter2Jun 5, 2018 → Feb 18, 2022
GP Georgia PrinslooDirector1Jun 6, 2025 → Jun 5, 2026
WM Wellington Management International Ltd. entityExecutive Officer, Promoter1Feb 16, 2021 → Feb 16, 2022
SB Sergio A. BetancourtDirector1Oct 25, 2019 → Jul 31, 2020

Business registration (state registry / Secretary of State)

None of the 30 issuers (first 30 of 31 issuers checked; each issuer page has its own record) has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

WELLINGTON MANAGEMENT COMPANY LLP — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Oct 30, 1979 · SEC file 801-15908 · Main office: BOSTON, MA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,428,048,671,402 as reported on Form ADV filed Jul 9, 2026 (Item 5.F(2)(c)) · 1,559 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.WELLINGTON.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 9, 2026: 1 of 24 answered “Yes”
  • Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (4 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

WELLINGTON ALTERNATIVE INVESTMENTS — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Apr 29, 2016 · SEC file 801-107461 · Main office: BOSTON, MA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $92,174,562,107 as reported on Form ADV filed Sep 29, 2026 (Item 5.F(2)(c)) · 124 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): twitter.com/Wellington_Mgmt ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 29, 2026: 1 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (3 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

WELLINGTON FUNDS (US) LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Sep 12, 2017 · SEC file 801-111643 · Main office: BOSTON, MA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $5,408,062,700 as reported on Form ADV filed Jul 9, 2026 (Item 5.F(2)(c)) · 16 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/showcase/65394709/admin ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 9, 2026: 1 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (3 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

WELLINGTON MANAGEMENT HONG KONG LIMITED — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 2, 2013 · SEC file 801-77319 · Main office: CENTRAL, HONG KONG · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $14,150,803,322 as reported on Form ADV filed Jul 9, 2026 (Item 5.F(2)(c)) · 49 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.youtube.com/channel/UCLxxQTYBPCBn4DOXH1ON52w ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 9, 2026: 1 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (3 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare, issuer filed in MA · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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