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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:20 AM ET

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Gerald Hellerman

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 3, 2010 → Mar 3, 2011

2deals (issuers)
$40.3Mreported sold
4investors
4Form D filings
2010–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gerald Hellerman is listed as a director on 4 SEC Form D filings by 2 issuers between Mar 2010 and Mar 2011: Old Mutual Absolute Return Master Fund, L.L.C. (Rye Brook, NY — pooled investment fund — 2010–2011; $24.1M reported sold to 2 investors) and Old Mutual Emerging Managers Master Fund, L.L.C. (Rye Brook, NY — pooled investment fund — 2010–2011; $16.1M reported sold to 2 investors).

What this means 2 separate companies raised money with this person listed as director. Across those companies the filings report $40.3M sold in total.

Listed alongside George W. Morriss (4 shared filings), Matthew Appelstein (4 shared filings), Paul D. Malek (4 shared filings) and Ross Weissman (4 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gerald. Each name links to their own page.

All 2 issuers belong to the sponsor group Old Mutual (2 issuers, $40.2M reported sold, 2010–2011).

What this means A sponsor group is one team that sets up a new company for each deal. Old Mutual has 2 companies on file and $40.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Gerald Hellerman and found 7 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gerald Hellerman has not run yet — it is joining a line of 13,274 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

Jason Hellerman v. Flock Group, Inc. closed
District Court, C.D. California · No. 2:26-cv-00515 · Filed Jan 16, 2026 · Closed Feb 4, 2026 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1332 Diversity-(Citizenship)
Role of Jason Hellerman: Plaintiff · Outcome: Terminated 2026-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 8 federal dockets); different first name (jason); court in CA (not a filing state)
Hellerman v. Law Office of Richard Clark, PLLC dismissed
District Court, W.D. New York · No. 1:08-cv-00139 · Filed Feb 15, 2008 · Closed Apr 1, 2009 · Nature of suit: 480 Consumer credit
Role of Hellerman: Plaintiff · Outcome: Terminated 2009-04-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 8 federal dockets); surname only in the caption; court in the person's filing state (NY)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gerald Hellerman..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Glass v. S. Hellerman, Inc closed
United States Bankruptcy Court, M.D. Georgia · No. 05-04080 · Filed Jan 25, 2005 · Closed Jun 3, 2005
Role of S. Hellerman, Inc: Defendant · Outcome: Case closed 2005-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 8 federal dockets); different first name (inc); court in GA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Gerald Hellerman — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Mar 3, 2010 – Mar 3, 2011

Amount sold went down between filings — Old Mutual Emerging Managers Master Fund, L.L.C.

The Mar 3, 2010 filing says $16,130,084 sold; the Mar 3, 2011 Form D/A says $16,055,124 sold — $74,960 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 3, 2010 ↗Form D/A (later) · Mar 3, 2011 ↗Old Mutual Emerging Managers Master Fund, L.L.C. — PartnerFacts page ↗
Sources
Note · Dec 1, 2006 – Mar 3, 2011

No amendment in the last 12 months on an offering that may still be open — Old Mutual Emerging Managers Master Fund, L.L.C. (latest filing Mar 3, 2011)

The latest filing for this offering is dated Mar 3, 2011 (first sale Dec 1, 2006). It reports $16,055,124 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 3, 2011 ↗Old Mutual Emerging Managers Master Fund, L.L.C. — PartnerFacts page ↗
Sources
Note · Nov 1, 2006 – Mar 3, 2011

No amendment in the last 12 months on an offering that may still be open — Old Mutual Absolute Return Master Fund, L.L.C. (latest filing Mar 3, 2011)

The latest filing for this offering is dated Mar 3, 2011 (first sale Nov 1, 2006). It reports $24,138,681 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 3, 2011 ↗Old Mutual Absolute Return Master Fund, L.L.C. — PartnerFacts page ↗
Sources
Note · Mar 6, 2014 – Mar 28, 2016

Same name, different state: "Gerald Hellerman" (FL) is a separate record

This page covers filings where the address state is NY. A separate record, "Gerald Hellerman" with address state FL, is listed on 2 filings — most recently by EMERGENT CAPITAL, INC. (Mar 28, 2016). The two records do not overlap in time: this page runs Mar 3, 2010 to Mar 3, 2011; the other runs Mar 6, 2014 to Mar 28, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Gerald Hellerman (FL) — PartnerFacts page ↗Form D · Mar 28, 2016 ↗EMERGENT CAPITAL, INC. — PartnerFacts page ↗Gerald Hellerman (NY) — this page ↗
Sources
Note · Feb 1, 2012 – Feb 25, 2015

Same name, different state: "Gerald Hellerman" (MA) is a separate record

This page covers filings where the address state is NY. A separate record, "Gerald Hellerman" with address state MA, is listed on 4 filings — most recently by Ironsides Partners Opportunity Offshore Fund Ltd. (Feb 25, 2015). The two records do not overlap in time: this page runs Mar 3, 2010 to Mar 3, 2011; the other runs Feb 1, 2012 to Feb 25, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Gerald Hellerman (MA) — PartnerFacts page ↗Form D/A · Feb 25, 2015 ↗Ironsides Partners Opportunity Offshore Fund Ltd. — PartnerFacts page ↗Gerald Hellerman (NY) — this page ↗
Sources
Note · Mar 3, 2010 – Mar 3, 2011

Reported net asset value range changed between filings — Old Mutual Emerging Managers Master Fund, L.L.C.

"$5,000,001 - $25,000,000" (Mar 3, 2010); then "Decline to Disclose" (Mar 3, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 3, 2010 ↗Form D/A · Mar 3, 2011 ↗Old Mutual Emerging Managers Master Fund, L.L.C. — PartnerFacts page ↗
Sources
Note · Mar 3, 2010 – Mar 3, 2011

Reported net asset value range changed between filings — Old Mutual Absolute Return Master Fund, L.L.C.

"$5,000,001 - $25,000,000" (Mar 3, 2010); then "Decline to Disclose" (Mar 3, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 3, 2010 ↗Form D/A · Mar 3, 2011 ↗Old Mutual Absolute Return Master Fund, L.L.C. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 3, 2011 D/A
Old Mutual Absolute Return Master Fund, L.L.C.
File 021-97217
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Mar 3, 2011 D/A
Old Mutual Emerging Managers Master Fund, L.L.C.
File 021-97218
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Gerald Hellerman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OM
Pooled Investment Fund · group: Old Mutual

Old Mutual Emerging Managers Master Fund, L.L.C.

Rye Brook, NY · Mar 3, 2010 → Mar 3, 2011 · 2 filings
  • Mar 3, 2011 · D/A · $16,055,124 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Member of Board of Managers) EDGAR ↗
  • Mar 3, 2010 · D/A · $16,130,084 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Member of Board of Managers) EDGAR ↗

Raised $16.1M from 2 investors as of the latest filing. Gerald is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OM
Pooled Investment Fund · group: Old Mutual

Old Mutual Absolute Return Master Fund, L.L.C.

Rye Brook, NY · Mar 3, 2010 → Mar 3, 2011 · 2 filings
  • Mar 3, 2011 · D/A · $24,138,681 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Member of Board of Managers) EDGAR ↗
  • Mar 3, 2010 · D/A · $20,529,714 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Member of Board of Managers) EDGAR ↗

Raised $24.1M from 2 investors as of the latest filing. Gerald is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Gerald Hellerman — MA, 1 issuer, Feb 1, 2012 → Feb 25, 2015 · no shared issuer
  • Gerald Hellerman — FL, 1 issuer, Mar 6, 2014 → Mar 28, 2016 · no shared issuer

People around Gerald 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Ross Weissman

Executive Officer · 4 shared filings (2 issuers) · also on 3 other issuers

Ross Weissman is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Appelstein

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Gerald Hellerman. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul D. Malek

Director · 4 shared filings (2 issuers)

Listed on the same filings as Gerald Hellerman. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

George W. Morriss

Director · 4 shared filings (2 issuers)

Listed on the same filings as Gerald Hellerman. Their page shows their other deals.

The team behind the deals

OM
Sponsor group

Old Mutual

2 issuers · 4 filings · $40.2M reported sold · 2010–2011

One team, 2 deal companies. Gerald Hellerman is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gerald Hellerman.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gerald Hellerman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gerald Hellerman is listed on: none on file. No website or social profile named in Old Mutual Absolute Return Master Fund, L.L.C.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #355,037 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Rye Brook, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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