Gerald Hellerman is listed as a director on 2 SEC Form D filings by 1 issuer between Mar 2014 and Mar 2016: EMERGENT CAPITAL, INC. (Boca Raton, FL — insurance — 2014–2016; $31.5M reported sold to 32 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Andrew Dakos (2 shared filings), Antony Mitchell (2 shared filings), James Chadwick (2 shared filings), Michael Altschuler (2 shared filings), Michael Crow (2 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gerald. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Gerald Hellerman and found 3 differences: Form D filed 17 days after the first sale; Same name, different state: "Gerald Hellerman" (MA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.