| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Oct 22, 2026 D/A Hudson Cove Credit Opportunity Fund, Ltd File 021-354407 | $0 | $0 | $0 The Investment Manager, or its affiliate, is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Oct 21, 2026 D/A HCHP Offshore Fund File 021-415165 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 21, 2026 D/A HCHP Onshore Fund File 021-415155 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 8, 2026 D Chronometer Long Opportunities Offshore Fund Ltd. File 021-596686 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO CHRONOMETER PARTNERS LP, AS DISCLOSED IN THE ISSUER'S OFFERING MATERIALS. | None listed on this filing | EDGAR ↗ |
| Aug 26, 2026 D/A MILL HILL CONVEX CREDIT FUND LTD. File 021-426835 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO MILL HILL CAPITAL, LLC, AN ENTITY CONTROLLED BY MR. DAVID MENERET, AS DISCLOSED IN ISSUER'S PRIVATE PLACEMENT MEMORANDUM. | None listed on this filing | EDGAR ↗ |
| Aug 5, 2026 D/A Torus Feeder 2 LP File 021-344504 | $0 | $0 | $0 The fund charges a pass-through and performance fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Aug 5, 2026 D/A QRT Dislocation LP File 021-550008 | $0 | $0 | $0 The fund charges a pass-through and performance fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Aug 3, 2026 D Bayforest Innovation Fund US LP File 021-592914 | $0 | $0 | $6,000 (est.) $6,000 relates to the independent director fees. The Investment Manager is also entitled to receive a management fee and performance fee, each as disclosed in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Jul 28, 2026 D/A Qube Fund Ltd File 021-406529 | $0 | $0 | $0 The fund charges a pass-through and performance fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jul 15, 2026 D/A L1 Capital Global Opportunities Master Fund, Ltd. File 021-373782 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 1, 2026 D/A TWOTAIL ALPHA OFFSHORE FUND LTD. File 021-270792 | $0 (est.) | $0 (est.) | $0 (est.) | NONE no CRD number reported | EDGAR ↗ |
| Jul 1, 2026 D/A TWOTAIL ALPHA ONSHORE FUND LP File 021-270794 | $0 (est.) | $0 (est.) | $0 (est.) | NONE no CRD number reported | EDGAR ↗ |
| Jun 29, 2026 D/A Whitebox Multi-Strategy Fund, Ltd. File 021-130411 | $4,952,751 (est.) | $0 | $0 | Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗ Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗ UBS Finanical Services Inc. BrokerCheck CRD 8174 ↗ Rockefeller Financial LLC BrokerCheck CRD 291361 ↗ | EDGAR ↗ |
| Jun 29, 2026 D/A Whitebox Relative Value Fund, Ltd. File 021-130413 | $865,869 (est.) | $0 | $0 | Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗ Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗ Constellar Capital Partners Hong Kong Limited no CRD number reported Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ | EDGAR ↗ |
| Jun 26, 2026 D/A QRT Dislocation Ltd File 021-549994 | $0 | $0 | $0 As discussed in the fund documents, the fund charges a pass-through and performance fee save that no pass-through expenses or performance fee will be charged on undeployed capital. | None listed on this filing | EDGAR ↗ |
| Jun 1, 2026 D/A Lexington Investment Partners Ltd File 021-288215 | $0 | $0 | $0 The issuer pays management fees to an entity owned and controlled by the directors, which fees may be deemed to be indirectly paid out of the gross proceeds of the offering. | None listed on this filing | EDGAR ↗ |
| May 18, 2026 D/A Arini Structured Credit Equity Fund Ltd File 021-481860 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 15, 2026 D/A Prevatt Global Investments Fund, LP File 021-368969 | $0 (est.) | $0 (est.) | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Apr 29, 2026 D Lumir Growth Tech Fund 2 (Cayman), L.P. File 021-582238 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 24, 2026 D Vy Terra II, L.P. File 021-581802 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 23, 2026 D/A Svelland Global Trading Fund File 021-544282 | $70,458 (est.) | $0 (est.) | $0 (est.) The Manager recieves customary management fees. | Castle Hill Capital Partners, Inc. BrokerCheck CRD 000044131 ↗ | EDGAR ↗ |
| Apr 2, 2026 D/A Mill Hill Structured Credit Opportunities Fund Ltd. File 021-509344 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO MILL HILL CAPITAL, LLC, AN ENTITY CONTROLLED BY MR. DAVID MENERET, AS DISCLOSED IN THE ISSUER'S PRIVATE PLACEMENT MEMORANDUM. | None listed on this filing | EDGAR ↗ |
| Mar 13, 2026 D/A Dao Feeder 1 Ltd File 021-507775 | $0 | $0 | $0 The fund charges a pass-through and performance fee that is described in the funds governing documents. | None listed on this filing | EDGAR ↗ |
| Mar 9, 2026 D/A SaddleRock Capital Cayman Fund Ltd File 021-508693 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 24, 2026 D/A SPF Securitized Products Master Fund Ltd. File 021-171269 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 24, 2026 D/A SPF Securitized Products Fund Ltd. File 021-179840 | $0 | $0 | $0 Customary advisory fees are paid to the Investment Manager by the Issuer and by SPF Securitized Products Intermediate Fund Ltd. which acts as a master fund for the Issuer, as provided in the Issuer's offering materials. | Morgan Stanley, Smith Barney LLC BrokerCheck CRD 149777 ↗ Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗via Credit Suisse Securities (USA) LLC ( CRD 816 ↗) iCapital Securities, LLC BrokerCheck CRD 171061 ↗ Credit Suisse AG no CRD number reportedvia Credit Suisse AG J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗via J.P. Morgan Securities LLC ( CRD 79 ↗) Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗ Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗via Wells Fargo Advisors Financial Network, LLC ( CRD 11025 ↗) UBS Asset Management (Americas) LLC BrokerCheck CRD 106838 ↗ | EDGAR ↗ |
| Feb 24, 2026 D/A SPF Securitized Products Intermediate Fund Ltd. File 021-288439 | $0 | $0 | $0 Customary advisory fees are paid to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 6, 2026 D/A Torus Feeder 3 Ltd File 021-385245 | $0 | $0 | $0 The fund charges a pass-through and performance fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Dec 30, 2025 D/A Arini Credit International Fund Ltd File 021-427091 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 29, 2025 D/A MILL HILL CREDIT OPPORTUNITIES FUND LP File 021-277031 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO MILL HILL CAPITAL LLC, AN ENTITY CONTROLLED BY DAVID MENERET, ANDREW BEER AND JOAN PLENSA. | None listed on this filing | EDGAR ↗ |
| Dec 29, 2025 D/A MILL HILL CREDIT OPPORTUNITIES MASTER FUND LP File 021-277040 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO MILL HILL CAPITAL LLC, AN ENTITY CONTROLLED BY DAVID MENERET, ANDREW BEER AND JOAN PLENSA. | None listed on this filing | EDGAR ↗ |
| Dec 29, 2025 D/A MILL HILL CREDIT OPPORTUNITIES FUND LTD. File 021-329055 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO MILL HILL CAPITAL LLC, AN ENTITY CONTROLLED BY DAVID MENERET, ANDREW BEER AND JOAN PLENSA. | None listed on this filing | EDGAR ↗ |
| Dec 16, 2025 D/A HCEP Onshore Fund File 021-372556 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 16, 2025 D/A HCEP Offshore Fund File 021-372562 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 21, 2025 D/A Qube Fund LP File 021-530101 | $0 | $0 | $0 The fund charges a pass-through and performance fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Nov 21, 2025 D/A Prism Feeder 2 LP File 021-530119 | $0 | $0 | $0 The fund charges a pass-through and performance fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Nov 14, 2025 D Arini Diversified Alpha International Fund LP File 021-564144 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 28, 2025 D/A HCEP Long Only Offshore Fund File 021-528342 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 28, 2025 D/A HCEP Long Only Onshore Fund File 021-528339 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 16, 2025 D/A Dynamic Alpha Commodity Fund, Ltd. File 021-384529 | $0 | $0 | $0 Customary Advisory fees will be paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Aug 13, 2025 D/A Ridgedale Offshore Multi Strategy Program, SPC File 021-457186 | $7,799 (est.) | $0 | $0 Ridgedale Management LLC and/or its affiliates will receive customary management fees and/or performance allocations as described in the Issuer's Confidential Private Placement Memorandum. | Longship Alternative Asset Management BrokerCheck CRD 126798 ↗ Enclave Capital LLC BrokerCheck CRD 22732 ↗ Fairview Securities, Inc. BrokerCheck CRD 35703 ↗ Silver Leaf Partners, LLC BrokerCheck CRD 126694 ↗ Stonehaven, LLC BrokerCheck CRD 118913 ↗ | EDGAR ↗ |
| Jul 28, 2025 D Vy Space III, L.P. File 021-552884 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 28, 2025 D Dharana Fund II, L.P. File 021-552887 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 24, 2025 D Prime Opportunities Partners SPC File 021-552660 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 30, 2025 D/A Manteio GALIS Fund Ltd. File 021-413308 | $0 | $0 | $0 (est.) The Investment Manager will receive a fee calculated on a series-by-series basis and an affiliate of the Investment Manager will receive incentive allocations as more fully set forth in the offering materials. | None listed on this filing | EDGAR ↗ |
| Mar 14, 2025 D/A Prism Feeder 1 Ltd File 021-507772 | $0 | $0 | $0 The fund charges a pass-through and performance fee that is described in the funds governing documents. | None listed on this filing | EDGAR ↗ |
| Feb 28, 2025 D Bayforest Innovation Fund US LP File 021-539500 | $0 | $0 | $6,000 (est.) $6,000 relates to the independent director fees. The Investment Manager is also entitled to receive a management fee and performance fee, each as disclosed in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Nov 21, 2024 D Prime Opportunities Partners SPC File 021-530021 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 10, 2024 D/A SAPIC Sector (SPC) File 021-222026 | $0 | $0 | $0 Customary advisory fees are paid to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Aug 29, 2024 D Pearl Diver Floating Rate Investment Grade (Cayman) Feeder Fund File 021-522766 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 2, 2024 D/A Vy Space II, L.P. File 021-387800 | $0 | $0 | $0 The Issuer will pay the General Partner an annual management fee as outlined in the Issuer's offering material. | None listed on this filing | EDGAR ↗ |
| Jul 30, 2024 D Isometry Saudi Long-Only Offshore Fund, Ltd. File 021-520079 | $0 | $0 | $0 The Issuer's Manager will receive a customary management fee, as described in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Jun 18, 2024 D/A Folius Digital Opportunities Offshore Ltd. File 021-402891 | $0 (est.) | $0 (est.) | $0 (est.) Folius Ventures LLC and certain persons listed in item 3 may receive a management fee based on the value of the issuer's assets and/or a performance fee based on the value of the issuer's profits. | None listed on this filing | EDGAR ↗ |
| May 23, 2024 D Vy Nous, L.P. File 021-514051 | $0 | $0 | $0 The issuer will pay the General Partner an annual management fee as outlined in the issuer's offering material. | None listed on this filing | EDGAR ↗ |
| Feb 23, 2024 D/A VYC24 Ltd File 021-411942 | $0 | $0 | $0 The Issuer will pay the General Partner an annual management fee as outlined in the Isssuer's offering material | None listed on this filing | EDGAR ↗ |
| Jan 12, 2024 D Bayforest Innovation Fund US LP File 021-502318 | $0 | $0 | $0 The Investment Manager is entitled to receive a management fee and the General Partner is entitled to receive a performance fee, each as disclosed in the Issuer's offering materials | None listed on this filing | EDGAR ↗ |
| Dec 18, 2023 D VY CEREBRUM L.P. File 021-499946 | $0 | $0 | $0 The Issuer will pay the General Partner an annual management fee as outlined in the Issuer's offering material | None listed on this filing | EDGAR ↗ |
| Dec 7, 2023 D VY FUND III L.P. File 021-499003 | $0 | $0 | $0 The Issuer will pay the General Partner an annual management fee as outlined in the Issuer's offering material. | None listed on this filing | EDGAR ↗ |
| Oct 17, 2023 D Prime Opportunities Partners SPC File 021-494895 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 26, 2023 D/A Vy Terra, L.P. File 021-415673 | $0 | $0 | $0 The Issuer will pay the General Partner an annual management fee as outlined in the Issuer's offering material. | None listed on this filing | EDGAR ↗ |
| Mar 14, 2023 D Isometry Global Offshore Fund, Ltd. File 021-475784 | $0 | $0 | $0 The Issuer's manager will receive a customary management fee, as described in the Issuer's offering documents. | None listed on this filing | EDGAR ↗ |
| Jan 17, 2023 D Bayforest Innovation Fund US LP File 021-470853 | $0 | $0 | $0 The Investment Manager is entitled to receive a management fee and the General Partner is entitled to receive a performance fee, each as disclosed in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Oct 18, 2022 D Prime Opportunities Partners SPC File 021-462043 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 27, 2022 D/A PANDORA SELECT FUND LTD File 021-58591 | $167,927 (est.) | $0 | $0 | Emergent Finanacial Group, Inc. BrokerCheck CRD 37891 ↗ Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗ | EDGAR ↗ |
| Jun 27, 2022 D/A Whitebox Credit Fund, Ltd. File 021-130416 | $216,667 (est.) | $0 | $0 | Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗ Register Financial Associates, Inc. BrokerCheck CRD 30568 ↗ | EDGAR ↗ |
| Sep 28, 2021 D/A TMAM-GO Japan Engagement Fund (JEF) Ltd File 021-349826 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Jul 9, 2021 D/A Liquid Alternative Beta Index Fund, Ltd. File 021-163008 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | - no CRD number reportedvia Credit Suisse Securities (USA) LLC ( CRD 816 ↗) | EDGAR ↗ |
| Jun 21, 2021 D/A TMAM-GO Japan Engagement Fund (JEF) LP File 021-314891 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing | EDGAR ↗ |
| Feb 16, 2021 D Isometry Dynamics Offshore Fund, Ltd. File 021-389466 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 14, 2020 D/A Deep Basin Long-Short Fund Ltd File 021-294592 | $0 | $0 | $0 Customary management fees will be paid to Deep Basin Capital LP, as disclosed in Issuer's private offering memorandum | None listed on this filing | EDGAR ↗ |
| Jul 31, 2020 D Deep Basin Energy Commodity Fund Ltd. File 021-372276 | $0 | $0 | $0 (est.) The Investment Manager will receive a fee on a series by series basis and an affiliate of the Investment Manager will receive incentive allocations as more fully set forth in the offering materials. | None listed on this filing | EDGAR ↗ |
| Dec 19, 2019 D/A Whitebox Asymmetric Opportunities Fund, Ltd File 021-140395 | $1,383,431 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors's fees. | Constellar Capital Partners Hong Kong Limited no CRD number reported | EDGAR ↗ |
| Dec 2, 2019 D PLINTH ART FUND LP File 021-354526 | $0 | $0 | $0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO PLINTH CAPITAL LP, AN ENTITY CONTROLLED BY MR. JOHNNY WU, AS DISCLOSED IN ISSUER'S PRIVATE PLACEMENT MEMORANDUM. | None listed on this filing | EDGAR ↗ |
| Jan 24, 2019 D/A KALEIDOSCOPE PRISM OFFSHORE FUND, LTD. File 021-249560 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Dec 6, 2018 D/A KALEIDOSCOPE SPECTRUM OFFSHORE FUND, LTD. File 021-272158 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Mar 23, 2018 D/A Dollar Senior Loan Fund, Ltd. File 021-129926 | $0 | $0 | $0 | - no CRD number reported | EDGAR ↗ |
| Mar 23, 2018 D/A Dollar Senior Loan Offshore Fund, Ltd. File 021-207042 | $0 | $0 | $0 | - no CRD number reported | EDGAR ↗ |
| Oct 26, 2017 D/A ILS Property & Casualty Fund II, L.P. File 021-297256 | $0 | $0 | $0 Customary advisory fees will be paid to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Oct 26, 2017 D/A ILS Property & Casualty Feeder Fund II, L.P. File 021-297243 | $0 | $0 | $0 Customary advisory fees will be paid to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Jun 27, 2017 D/A Aroya Investment Partners Offshore, Ltd. File 021-265854 | $0 | $0 | $0 (est.) The investment manager of the Issuer, Aroya Capital LP, is entitled to receive a management fee equal to a percentage of the Issuer's net asset value. | None listed on this filing | EDGAR ↗ |
| Dec 23, 2016 D/A Staysail Capital Discipline SPC File 021-253770 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Aug 19, 2016 D/A Credit Suisse Systematic Trading Volatility Fund, Ltd. File 021-183262 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Aug 12, 2016 D/A FORT WARREN OPPORTUNITIES OFFSHORE FUND, LTD. File 021-222834 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees, the amounts of which cannot be estimated at this time. | None listed on this filing | EDGAR ↗ |
| Jun 10, 2016 D/A SPF Securitized Products Intermediate Fund Ltd. File 021-179839 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | - no CRD number reported - no CRD number reportedvia Credit Suisse Securities (USA) LLC ( CRD 816 ↗) - no CRD number reported | EDGAR ↗ |
| Jun 10, 2016 D/A Altemis Liquid Strategies Fund SPC File 021-241400 | $82,500 (est.) | $0 | $0 (est.) The Manager may receive a monthly fee based on net asset value of the interests, reduced by any fees paid to placement agent, as more fully set forth in the offering materials. | Alternative Asset Investment Management Securities, LLC BrokerCheck CRD 135131 ↗ | EDGAR ↗ |
| Feb 5, 2016 D/A Phoenix Distressed Opportunities Fund (Cayman) Ltd. File 021-130414 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 22, 2016 D/A West Side Student Loan Offshore Fund Ltd File 021-237354 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 7, 2015 D/A Z Class Access Fund (Onshore), L.P. File 021-168626 | $0 | $0 | $0 | Not Applicable no CRD number reported via Not Applicable | EDGAR ↗ |
| Jul 22, 2015 D/A Whitebox Relative Value Fund, LP File 021-130415 | $161,502 (est.) | $0 | $0 | Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗ | EDGAR ↗ |
| Jul 22, 2015 D/A Whitebox Multi-Strategy Fund, LP File 021-130412 | $1,059,671 (est.) | $0 | $0 | Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗ | EDGAR ↗ |
| Jul 22, 2015 D/A Whitebox Credit Fund, LP File 021-130417 | $738,329 (est.) | $0 | $0 | Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗ | EDGAR ↗ |
| Jul 22, 2015 D/A Whitebox Asymmetric Opportunities Fund, LP File 021-140390 | $65,649 (est.) | $0 | $0 | Emergent Financial Group, Inc. BrokerCheck CRD 37891 ↗ | EDGAR ↗ |
| Jul 20, 2015 D Staysail Diversified Alternative Risk Premia Fund, Ltd. File 021-244060 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | n/a no CRD number reportedvia Credit Suisse Securities (USA) LLC ( CRD 816 ↗) | EDGAR ↗ |
| Jul 17, 2015 D Carlyle Global Market Strategies Commodities Funding 2015-1, Ltd. File 021-244000 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 1, 2015 D/A Credit Suisse Merger Arbitrage Liquid Index Fund, Ltd. File 021-163014 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 24, 2015 D/A SAPIC-98 Fund Ltd. File 021-141667 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as Provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Apr 8, 2015 D Denali Capital CLO XI, Ltd. File 021-237541 | $1,855,000 | $0 | $0 | N/A no CRD number reported | EDGAR ↗ |
| Feb 6, 2015 D/A LEVANTO LTD File 021-127835 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Oct 14, 2014 D JMP Credit Advisors CLO III Ltd. File 021-226293 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 2, 2014 D/A CS Fixed Income Opportunities Fund Ltd File 021-185205 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Jun 13, 2014 D Carlyle Global Market Strategies Commodities Funding 2014-1, Ltd. File 021-219135 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 6, 2014 D/A ILS Property & Casualty Master Fund Ltd. File 021-179126 | $0 | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ | EDGAR ↗ |
| May 30, 2014 D Washington Mill CLO Ltd. File 021-218301 | $95,000 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Mar 11, 2014 D/A KKR Equity Strategies Ltd File 021-164288 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Feb 7, 2014 D/A BOREAS LTD File 021-127820 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Dec 18, 2013 D Sudbury Mill CLO Ltd. File 021-208207 | $23,000 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Dec 9, 2013 D Standard Life Investments Global Absolute Return Strategies Onshore Feeder Fund, LP File 021-207622 | $0 | $0 | $0 | None no CRD number reported | EDGAR ↗ |
| Dec 9, 2013 D abrdn Global Absolute Return Strategies Offshore Feeder Fund Ltd. File 021-207618 | $0 | $0 | $0 | None no CRD number reportedvia Standard Life Investments Securities, LLC. ( CRD 157233 ↗) | EDGAR ↗ |
| Dec 6, 2013 D/A ILS Property & Casualty Feeder Fund Ltd. File 021-188031 | $0 | $0 | $0 | n/a BrokerCheck CRD 000 ↗via Credit Suisse Securities (USA) LLC ( CRD 816 ↗) | EDGAR ↗ |
| Aug 22, 2013 D/A Credit Suisse Systematic Trading CTA 2.0 Fund, Ltd. File 021-183261 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Jun 12, 2013 D Atrium X File 021-197856 | $3,021,177 | $0 | $0 | None no CRD number reportedvia Credit Suisse Securities (USA) LLC ( CRD 816 ↗) | EDGAR ↗ |
| Jun 6, 2013 D Brookside Mill CLO Ltd. File 021-197546 | $2,300,625 | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ | EDGAR ↗ |
| Apr 25, 2013 D/A Core Index Tracker, Ltd. File 021-158894 | $0 | $0 | $0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. | None listed on this filing | EDGAR ↗ |
| Dec 20, 2012 D/A AETNA PARTNERS DIVERSIFIED FUND (CAYMAN) LTD File 021-128979 | $3,781 (est.) | $0 | $27,634 (est.) Includes the total management fee paid by Issuer to Investment Manager and the director's fees paid for services rendered for calendar year 2012. | MAFG RIA Services, Inc. BrokerCheck CRD 35690 ↗ Cambridge Investment Research, Inc. BrokerCheck CRD 39543 ↗ Capital Guardian, LLC BrokerCheck CRD 137919 ↗ Advisory Group Equity Services Ltd. BrokerCheck CRD 15427 ↗ | EDGAR ↗ |
| Nov 27, 2012 D/A CBAM Resolute Fund Ltd. File 021-164525 | $4,505 | $0 | $0 | Cain Brothers & Company, LLC BrokerCheck CRD 13649 ↗ | EDGAR ↗ |
| Nov 27, 2012 D/A CBAM Intrepid Fund Ltd. File 021-164527 | $4,270 | $0 | $0 | Cain Brothers & Company, LLC BrokerCheck CRD 13649 ↗ | EDGAR ↗ |
| Nov 16, 2012 D/A Candlewood Structured Credit Fund, Ltd File 021-173821 | $0 | $0 | $0 The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual profits. | Kelson Capital LLC BrokerCheck CRD 149477 ↗ Far Hills Group, LLC BrokerCheck CRD 32243 ↗ Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ | EDGAR ↗ |
| Nov 16, 2012 D/A Candlewood Special Situations Fund, Ltd. File 021-129995 | $0 | $0 | $0 The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual net profits. | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗via Credit Suisse Securities (USA) LLC ( CRD 816 ↗) | EDGAR ↗ |
| Oct 26, 2012 D/A LibreMax Offshore Fund, Ltd. File 021-150003 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jul 12, 2012 D/A ARCHVIEW MASTER FUND LTD File 021-127186 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 12, 2012 D/A ARCHVIEW OFFSHORE FUND LTD. File 021-145066 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 29, 2012 D CS Armajaro Commodities Fund Ltd File 021-175868 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ | EDGAR ↗ |
| Mar 26, 2012 D Finisterre Sovereign Debt HedgeFocus Fund Ltd File 021-175592 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ | EDGAR ↗ |
| Mar 26, 2012 D York Total Return HedgeFocus Fund Ltd File 021-175597 | $30,500 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ | EDGAR ↗ |
| Mar 26, 2012 D Gavea Global Macro HedgeFocus Fund Ltd File 021-175599 | $1,500 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ | EDGAR ↗ |
| Mar 21, 2012 D/A HEALTHCOR OFFSHORE LTD File 021-80770 | $0 | $0 | $0 (est.) The Management Company (or its affiliate) of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Mar 21, 2012 D/A HEALTHCOR HYBRID OFFSHORE LTD File 021-105952 | $0 | $0 | $0 (est.) The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Mar 21, 2012 D/A HealthCor Long Offshore Fund, Ltd. File 021-161494 | $0 | $0 | $0 (est.) The Management Company (or its affiliate) of the issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing | EDGAR ↗ |
| Mar 9, 2012 D/A SEIX CREDIT OPPORTUNITIES OFFSHORE FUND, LTD. File 021-129051 | $0 | $0 | $7,469,962 (est.) No direct payments to any listed individuals; base and incentive fees paid to Manager. Compensation of approximately $668,900 paid to some of the listed persons for 2011 from Manager's fees paid by Issuer and an affiliated fund. | Seix Investment Advisors LLC no CRD number reported SunTrust Investment Services, Inc. BrokerCheck CRD 17499 ↗ SunTrust Bank (Personal Asset Management Division of Wealth and Investment Management) no CRD number reported Harvest Oak Capital, LLC no CRD number reported EFG Bank AG no CRD number reported | EDGAR ↗ |
| Mar 5, 2012 D/A Perry Partners International, Inc. (Relating to Class 2 Tranche F, H, K, L, O, P, Q, T, U & V Shares) File 021-56560 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ | EDGAR ↗ |
| Mar 1, 2012 D Benefit Street Credit Alpha Fund Ltd. File 021-174171 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 19, 2012 D/A Alphadyne International Fund, Ltd. File 021-127359 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 17, 2012 D Alphadyne Diversified Strategies Fund, Ltd. File 021-171953 | $0 | $0 | $0 | Fusion Partners no CRD number reported | EDGAR ↗ |
| Apr 15, 2009 D CAI Distressed Debt Opportunity Fund Ltd. File 021-130261 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 15, 2009 D CAI Distressed Debt Opportunity Master Fund Ltd. File 021-130267 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |