PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:05 AM ET

Sponsor Check › Person

Frank Egan

Related person on Form D filings · address states as listed: IL, NY, A6, CA, MA, FL, TX, CO · listed Dec 16, 2009 → Aug 14, 2018

11issuers
43Form D filings
2009–2018years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 36 offerings reports sales commissions totalling $120,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗May 28, 2019 D
File 021-340462
$0$0$0None listed on this filing
EDGAR ↗Apr 4, 2019 D
File 021-336500
$0$0$0None listed on this filing
EDGAR ↗Dec 10, 2018 D/A
File 021-316110
$0$0$0None listed on this filing
EDGAR ↗Sep 27, 2018 D
File 021-322280
$0$0$0
None other than compensation to executive officers in their roles as employees.
None listed on this filing
EDGAR ↗Aug 14, 2018 D
File 021-319169
$0$0$0 (est.)None listed on this filing
EDGAR ↗Mar 12, 2018 D/A
File 021-280035
$0$0$0None listed on this filing
EDGAR ↗Jun 23, 2017 D
File 021-289307
$0$0$0
None, except indirectly through salary.
None listed on this filing
EDGAR ↗Dec 19, 2016 D
File 021-276601
$0$0$0None listed on this filing
EDGAR ↗Dec 15, 2016 D
File 021-276406
$0$0$0
None, other than compensation to executive officers in their roles as employees.
None listed on this filing
EDGAR ↗Aug 31, 2016 D
File 021-269837
$0$0$0None listed on this filing
EDGAR ↗Jul 26, 2016 D
File 021-267682
$0$0$0
None, other than indirectly, through the payment of salaries.
None listed on this filing
EDGAR ↗Jul 6, 2016 D
File 021-266420
$0$0$0 (est.)
Proceeds are used for general corporate purposes. The executive officer will receive compensation from the Issuer's revenues and investment proceeds.
None listed on this filing
EDGAR ↗Feb 3, 2016 D
File 021-256659
$0$0$0None listed on this filing
EDGAR ↗Nov 24, 2015 D
File 021-251789
$0$0$0None listed on this filing
EDGAR ↗Aug 24, 2015 D
File 021-246275
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jun 4, 2015 D
File 021-241139
$0$0$0None listed on this filing
EDGAR ↗Mar 13, 2015 D
File 021-235925
$0$0$0None listed on this filing
EDGAR ↗Mar 2, 2015 D
File 021-234959
$0$0$0None listed on this filing
EDGAR ↗Jan 13, 2015 D
File 021-232010
$0$0$0None listed on this filing
EDGAR ↗Jul 18, 2014 D/A
File 021-213608
$0$0$0None listed on this filing
EDGAR ↗Jul 15, 2014 D
File 021-221049
$0$0$0
None, other than compensation to executive officers in their roles as employees.
None listed on this filing
EDGAR ↗Jul 3, 2014 D
File 021-220315
$0$0$0None listed on this filing
EDGAR ↗May 23, 2014 D/A
File 021-198760
$0$0$0None listed on this filing
EDGAR ↗Apr 16, 2014 D/A
File 021-199505
$0$0$0None listed on this filing
EDGAR ↗Nov 22, 2013 D/A
File 021-206867
$120,000$0$0CEA Atlantic Advisors, LLC BrokerCheck CRD 127146 ↗
EDGAR ↗Nov 12, 2013 D
File 021-206133
$0$0$0None listed on this filing
EDGAR ↗May 10, 2013 D
File 021-196271
$0$0$0None listed on this filing
EDGAR ↗Feb 27, 2013 D
File 021-192495
$0$0$0None listed on this filing
EDGAR ↗Sep 17, 2012 D
File 021-184243
$0$0$0None listed on this filing
EDGAR ↗Jun 25, 2012 D
File 021-180235
$0$0$0None listed on this filing
EDGAR ↗Jun 8, 2012 D
File 021-179490
$0$0$0None listed on this filing
EDGAR ↗Feb 9, 2012 D
File 021-173140
$0$0$0None listed on this filing
EDGAR ↗May 12, 2011 D
File 021-159697
$0$0$0None listed on this filing
EDGAR ↗Apr 27, 2011 D/A
File 021-156192
$0$0$0None listed on this filing
EDGAR ↗Feb 18, 2011 D
File 021-155585
$0$0$0None listed on this filing
EDGAR ↗Dec 16, 2009 D
File 021-55199
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗REDWAVE ENERGY, INC.DirectorMay 28, 2019D$10,007,497
similar: $1,000,000–$16,613,798
$5,207,4984
similar: 2–13
$1
similar: $10,000–$100,000
EDGAR ↗Ioxus, Inc.DirectorApr 4, 2019D$2,000,000
similar: $500,000–$7,000,000
$2,000,0005
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Ioxus, Inc.DirectorDec 10, 2018D/A$8,609,999
similar: $1,000,000–$16,613,798
$8,609,9996
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗MTPV Power Corp
group: Mtpv
DirectorSep 27, 2018D$23,880,802
similar: $1,100,015–$10,001,163
$17,895,93812
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Aquilon Energy Services, Inc.DirectorAug 14, 2018D$20,000,000
similar: $1,100,015–$10,001,163
$14,566,7139
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Ioxus, Inc.DirectorJul 5, 2018D$8,609,999
similar: $1,000,000–$16,613,798
$7,150,3996
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Ioxus, Inc.DirectorMar 12, 2018D/A$16,176,833
similar: $1,000,000–$16,613,798
$16,176,8338
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗REDWAVE ENERGY, INC.DirectorJun 23, 2017DIndefinite
similar: $1,000,000–$16,613,798
$599,9992
similar: 2–13
$1
similar: $10,000–$100,000
EDGAR ↗Ioxus, Inc.DirectorFeb 3, 2017D$10,000,000
similar: $1,000,000–$16,613,798
$6,536,8325
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗VanDyne SuperTurbo, Inc.DirectorDec 19, 2016D$7,982,918
similar: $1,100,015–$10,001,163
$3,535,7572
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗MTPV Power Corp
group: Mtpv
DirectorDec 15, 2016D$5,000,000
similar: $1,100,015–$10,001,163
$5,000,00010
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Ioxus, Inc.DirectorAug 31, 2016D$3,400,000
similar: $1,000,000–$16,613,798
$1,600,0003
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗REDWAVE ENERGY, INC.DirectorJul 26, 2016D$1,350,000
similar: $1,100,015–$10,001,163
$1,350,0003
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Aquilon Energy Services, Inc.DirectorJul 6, 2016D$19,876,615
similar: $1,100,015–$10,001,163
$13,876,61614
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Ioxus, Inc.DirectorFeb 3, 2016D$15,000,000
similar: $1,000,000–$16,613,798
$400,0002
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Arctic Sand Technologies, Inc.DirectorNov 24, 2015D$19,352,603
similar: $1,100,015–$10,001,163
$19,352,6035
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗REDWAVE ENERGY, INC.DirectorAug 24, 2015D$1,000,000
similar: $1,100,015–$10,001,163
$1,000,0001
similar: 2–14
$1,000,000
similar: $5,000–$50,000
EDGAR ↗Ioxus, Inc.DirectorJun 4, 2015D$3,599,644
similar: $1,000,000–$16,613,798
$295,8003
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗REDWAVE ENERGY, INC.DirectorMar 13, 2015D$1,000,000
similar: $1,100,015–$10,001,163
$1,000,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗BRIGHTVOLT, INCDirectorMar 2, 2015D$6,000,000
similar: $1,100,015–$10,001,163
$6,000,0003
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗BRIGHTVOLT, INCDirectorJan 13, 2015D$500,000
similar: $1,100,015–$10,001,163
$500,0002
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗REDWAVE ENERGY, INC.DirectorJul 18, 2014D/A$3,000,000
similar: $1,100,015–$10,001,163
$1,000,0001
similar: 2–14
$1,000,000
similar: $5,000–$50,000
EDGAR ↗MTPV Power Corp
group: Mtpv
DirectorJul 15, 2014D$11,262,964
similar: $1,100,015–$10,001,163
$11,262,96421
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗BRIGHTVOLT, INCDirectorJul 3, 2014D$9,000,000
similar: $1,100,015–$10,001,163
$3,000,0008
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Skyonic CorpDirectorMay 23, 2014D/A$52,704,960
similar: $1,000,000–$16,613,798
$51,544,99211
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Ioxus, Inc.DirectorApr 16, 2014D/A$21,000,000
similar: $1,000,000–$16,613,798
$21,000,0008
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗REDWAVE ENERGY, INC.DirectorMar 14, 2014D$3,000,000
similar: $1,000,000–$10,000,000
$1,000,0001
similar: 1–11
$1,000,000
similar: $5,000–$50,000
EDGAR ↗BRIGHTVOLT, INCDirectorNov 22, 2013D/A$10,027,362
similar: $1,100,015–$10,001,163
$3,527,3625
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗BRIGHTVOLT, INCDirectorNov 22, 2013D$10,027,362
similar: $1,100,015–$10,001,163
$3,527,3625
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Legend3D, Inc.DirectorNov 12, 2013D$3,000,000
similar: $1,100,015–$10,001,163
$3,000,0003
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Ioxus, Inc.DirectorJul 12, 2013D$20,000,000
similar: $1,000,000–$16,613,798
$15,000,0006
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Skyonic CorpDirectorJun 28, 2013D$50,999,999
similar: $1,000,000–$16,613,798
$39,044,99410
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗REDWAVE ENERGY, INC.DirectorMay 10, 2013D$1,000,000
similar: $1,100,015–$10,001,163
$1,000,0001
similar: 2–14
$1,000,000
similar: $5,000–$50,000
EDGAR ↗EPAY SYSTEMS, INCDirectorFeb 27, 2013D$1,200,840
similar: $500,000–$7,000,000
$1,200,84017
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ONECHIP PHOTONICS CORPDirectorSep 17, 2012D$17,193,577
similar: $1,100,015–$10,001,163
$15,567,5167
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Skyonic CorpDirectorJun 25, 2012D$70,497,108
similar: $1,000,000–$16,613,798
$19,865,4716
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Arctic Sand Technologies, Inc.DirectorJun 8, 2012D$9,100,132
similar: $1,100,015–$10,001,163
$6,600,0004
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Legend3D, Inc.DirectorFeb 9, 2012D$19,000,000
similar: $1,100,015–$10,001,163
$19,000,0006
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ONECHIP PHOTONICS CORPDirectorMay 12, 2011D$16,994,647
similar: $1,100,015–$10,001,163
$16,994,6477
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Ioxus, Inc.DirectorApr 27, 2011D/A$21,000,000
similar: $1,000,000–$16,613,798
$21,000,0004
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗Ioxus, Inc.DirectorMar 4, 2011D$18,000,000
similar: $1,000,000–$16,613,798
$12,000,0002
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗EPAY SYSTEMS, INCDirectorFeb 18, 2011D$1,228,200
similar: $500,000–$7,000,000
$1,018,2008
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗EPAY SYSTEMS, INCDirectorDec 16, 2009D$2,109,675
similar: $500,000–$7,000,000
$2,109,67510
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); Other / 506(b) (18,678 filings); Other Technology / 506(b) (17,390 filings); Other Technology / 506(c) (805 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (1 management entity, 39 people)

People and management entities the issuers listed as related persons on the same Form D filings as Frank Egan. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Ben Aissa entity — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • William Lese — 13 shared filings (2 issuers) · role as listed: Director · also listed on 10 other issuers
  • Mark McGough — 12 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Henry Barber — 10 shared filings (1 issuer) · role as listed: Executive Officer
  • Patrick Brady — 8 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • James Nelson — 7 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • James Norrod — 7 shared filings (1 issuer) · role as listed: Director
  • John Major — 6 shared filings (3 issuers) · role as listed: Director · also listed on 6 other issuers
  • Zachary Shulman — 6 shared filings (1 issuer) · role as listed: Director · also listed on 11 other issuers
  • Mark Little — 6 shared filings (2 issuers) · role as listed: Director
  • James Sims — 5 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Jim Norrod — 5 shared filings (1 issuer) · role as listed: Director
  • Vivek Mohindra — 5 shared filings (1 issuer) · role as listed: Director
  • Alex W. Hart — 5 shared filings (1 issuer) · role as listed: Director
  • Neil S. Suslak — 4 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Alexander Schlaepfer — 4 shared filings (1 issuer) · role as listed: Director
  • Ronnie Sarkar — 4 shared filings (1 issuer) · role as listed: Director
  • Donald Runkle — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Robert Nardelli — 4 shared filings (1 issuer) · role as listed: Director
  • Roger Hickey — 3 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Carl Berg — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • David B. Corey — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Robert DiMatteo — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • David Mather — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Art Toscanini — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Scott Gardner — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Joe David Jones — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Gary Davison — 3 shared filings (2 issuers) · roles as listed: Director, Executive Officer
  • Michael Dorsey — 3 shared filings (1 issuer) · role as listed: Director
  • Paul Duggan — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Michael Lebby — 2 shared filings (1 issuer) · role as listed: Director
  • Valery Tolstikhin — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Gudmundur Hjartarson — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Paul Amirault — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Carlton G. Amdahl — 2 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Gary Morgenthaler — 2 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Ed Shapiro — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Charisse Pacheco — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Mark R. Risch — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Chris Mortensen — 2 shared filings (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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