Ed Shapiro is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Sep 2009 and May 2019: Legend3D, Inc. (Carlsbad, CA — other technology — 2009–2013; $19M reported sold to 16 investors) and WLV INVESTORS QOZ FUND LLC (Santa Monica, CA — residential — 2019; $16.5M reported sold to 13 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $35.5M sold in total.
Listed alongside Alan Folkman (3 shared filings), Ali Erfan (3 shared filings), David Martin (3 shared filings), Barry Sandrew, Ph.D. (2 shared filings), Bob Pollack (2 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ed. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Ed Shapiro and found 4 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.