PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:48 AM ET

Sponsor Check › Person

Stephen Kaplan

Related person on Form D filings · address state as listed: CA · listed Oct 20, 2009 → May 7, 2019

72issuers
200Form D filings
2009–2019years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

2 of 99 offerings report sales commissions totalling $1,755,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $2,000,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗May 7, 2019 D
File 021-338985
$0$0$0None listed on this filing
EDGAR ↗Apr 23, 2019 D
File 021-337847
$0$0$2,000,000 (est.)
An affiliate of the General Partner of the Issuer will receive a $2,000,000 development fee.
None listed on this filing
EDGAR ↗Dec 21, 2016 D/A
File 021-212675
$0$0$0None listed on this filing
EDGAR ↗Dec 21, 2016 D/A
File 021-212676
$0$0$0None listed on this filing
EDGAR ↗Dec 5, 2016 D
File 021-275664
$0$0$0None listed on this filing
EDGAR ↗Dec 5, 2016 D
File 021-275667
$0$0$0None listed on this filing
EDGAR ↗Dec 2, 2016 D/A
File 021-41106
$0$0$0None listed on this filing
EDGAR ↗Dec 2, 2016 D/A
File 021-212437
$0$0$0None listed on this filing
EDGAR ↗Oct 24, 2016 D
File 021-273067
$0$0$0None listed on this filing
EDGAR ↗Oct 14, 2016 D
File 021-272494
$0$0$0None listed on this filing
EDGAR ↗Oct 14, 2016 D
File 021-272495
$0$0$0None listed on this filing
EDGAR ↗Oct 13, 2016 D
File 021-272434
$0$0$0None listed on this filing
EDGAR ↗Oct 13, 2016 D
File 021-272436
$0$0$0None listed on this filing
EDGAR ↗Sep 21, 2016 D
File 021-271012
$0$0$0None listed on this filing
EDGAR ↗Sep 19, 2016 D
File 021-270887
$0$0$0None listed on this filing
EDGAR ↗Sep 19, 2016 D
File 021-270888
$0$0$0None listed on this filing
EDGAR ↗Sep 19, 2016 D
File 021-270889
$0$0$0None listed on this filing
EDGAR ↗Sep 19, 2016 D
File 021-270890
$0$0$0None listed on this filing
EDGAR ↗Aug 17, 2016 D/A
File 021-246256
$0$0$0None listed on this filing
EDGAR ↗Apr 14, 2016 D
File 021-261396
$0 (est.)$0 (est.)$0None listed on this filing
EDGAR ↗Apr 14, 2016 D
File 021-261399
$0 (est.)$0 (est.)$0None listed on this filing
EDGAR ↗Mar 2, 2016 D/A
File 021-212871
$0$0$0None listed on this filing
EDGAR ↗Dec 30, 2015 D/A
File 021-179461
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 30, 2015 D/A
File 021-179462
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 16, 2015 D/A
File 021-217830
$0$0$0None listed on this filing
EDGAR ↗Dec 4, 2015 D/A
File 021-180658
$0$0$0None listed on this filing
EDGAR ↗Dec 4, 2015 D
File 021-252465
$0$0$0None listed on this filing
EDGAR ↗Nov 24, 2015 D/A
File 021-224624
$0$0$0None listed on this filing
EDGAR ↗Nov 24, 2015 D/A
File 021-224625
$0$0$0None listed on this filing
EDGAR ↗Nov 24, 2015 D/A
File 021-224626
$0$0$0None listed on this filing
EDGAR ↗Nov 24, 2015 D/A
File 021-224627
$0$0$0None listed on this filing
EDGAR ↗Nov 24, 2015 D/A
File 021-228979
$0$0$0None listed on this filing
EDGAR ↗Nov 23, 2015 D/A
File 021-224609
$0$0$0None listed on this filing
EDGAR ↗Nov 23, 2015 D/A
File 021-224610
$0$0$0None listed on this filing
EDGAR ↗Nov 23, 2015 D/A
File 021-224779
$0$0$0None listed on this filing
EDGAR ↗Jan 21, 2015 D/A
File 021-212594
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jan 21, 2015 D/A
File 021-212596
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jan 16, 2015 D/A
File 021-194125
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jan 16, 2015 D/A
File 021-194126
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jan 16, 2015 D/A
File 021-194127
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 23, 2014 D/A
File 021-129367
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 23, 2014 D/A
File 021-94581-6L
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 23, 2014 D/A
File 021-129251
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jul 3, 2014 D/A
File 021-199026
$0$0$0 (est.)None listed on this filing
EDGAR ↗Apr 30, 2014 D/A
File 021-194460
$0$0$0None listed on this filing
EDGAR ↗Apr 30, 2014 D/A
File 021-195737
$0$0$0None listed on this filing
EDGAR ↗Apr 29, 2014 D/A
File 021-195736
$0$0$0None listed on this filing
EDGAR ↗Feb 10, 2014 D/A
File 021-177993
$1,270,000$0$0 (est.)Not Applicable no CRD number reported
via Barclays Capital Inc. (CRD 19714 ↗)
EDGAR ↗Feb 10, 2014 D/A
File 021-177994
$485,000$0$0 (est.)Not Applicable no CRD number reported
via Barclays Capital Inc. (CRD 19714 ↗)
EDGAR ↗Feb 3, 2014 D
File 021-211144
$0$0$0None listed on this filing
EDGAR ↗Jan 16, 2014 D
File 021-210231
$0$0$0 (est.)None listed on this filing
EDGAR ↗Nov 27, 2013 D
File 021-207117
$0$0$0None listed on this filing
EDGAR ↗Sep 6, 2013 D
File 021-202421
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Sep 6, 2013 D
File 021-202422
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Aug 13, 2013 D
File 021-201233
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jun 20, 2013 D
File 021-198328
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jun 10, 2013 D/A
File 021-170569
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jun 10, 2013 D/A
File 021-170570
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Apr 4, 2013 D
File 021-194461
$0$0$0None listed on this filing
EDGAR ↗Dec 14, 2012 D
File 021-188428
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Aug 13, 2012 D
File 021-182580
$0$0$0None listed on this filing
EDGAR ↗Feb 2, 2012 D
File 021-172805
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Feb 2, 2012 D
File 021-172806
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 22, 2011 D/A
File 021-152341
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 22, 2011 D/A
File 021-152342
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 1, 2011 D/A
File 021-151306
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 1, 2011 D/A
File 021-151307
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Nov 7, 2011 D
File 021-168315
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Sep 15, 2011 D
File 021-165905
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Sep 15, 2011 D
File 021-165906
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Sep 15, 2011 D
File 021-165907
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Sep 1, 2011 D
File 021-165298
$0$0$0None listed on this filing
EDGAR ↗Jun 15, 2011 D
File 021-161340
$0$0$0None listed on this filing
EDGAR ↗Mar 15, 2011 D
File 021-156710
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Feb 1, 2011 D/A
File 021-138356
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 14, 2010 D
File 021-151837
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 14, 2010 D
File 021-151838
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 2, 2010 D
File 021-151308
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Nov 17, 2010 D
File 021-150636
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Nov 1, 2010 D
File 021-149868
$0$0$0None listed on this filing
EDGAR ↗Oct 21, 2010 D
File 021-149372
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Oct 21, 2010 D
File 021-149373
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Sep 13, 2010 D/A
File 021-134287
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Sep 2, 2010 D/A
File 021-146922
$0$0$0None listed on this filing
EDGAR ↗Jul 27, 2010 D
File 021-145536
$0 (est.)$0 (est.)$0None listed on this filing
EDGAR ↗Jun 9, 2010 D/A
File 021-131813
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jun 9, 2010 D/A
File 021-131810
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Mar 10, 2010 D/A
File 021-129161
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Mar 10, 2010 D/A
File 021-129159
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Mar 9, 2010 D
File 021-139369
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Mar 9, 2010 D
File 021-139370
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Mar 9, 2010 D
File 021-139371
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Mar 9, 2010 D/A
File 021-52821
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Mar 9, 2010 D/A
File 021-129467
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Mar 9, 2010 D/A
File 021-129867
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Mar 9, 2010 D/A
File 021-129866
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Mar 9, 2010 D/A
File 021-94622-4L
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Dec 24, 2009 D
File 021-137191
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Oct 20, 2009 D
File 021-135451
$0 (est.)$0 (est.)$0 (est.)None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗WLV INVESTORS QOZ FUND LLCExecutive Officer
MANAGER OF CO-MANAGER, NALPAK CAPITAL LLC
May 7, 2019D$16,500,000
similar: $1,675,000–$12,980,153
$16,500,00013
similar: 5–37
No minimum reported
similar: $25,000–$86,942
EDGAR ↗WLV MULTI-FAMILY LPExecutive Officer
Chairman of Nalpak Capital, LLC, as Manager of WLV Investors QOZ Fund LLC, Lead Investor
Apr 23, 2019D$23,000,000
similar: $2,250,000–$16,950,000
$23,000,00013
similar: 5–32
$240,000
similar: $15,000–$100,000
EDGAR ↗Oaktree Value Equity Fund (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Dec 21, 2016D/AIndefinite
similar: $155,000–$5,250,000
$41,000,00011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Value Equity Fund (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Dec 21, 2016D/AIndefinite
similar: $155,000–$5,250,000
$276,795,00062
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Emerging Markets Debt Total Return Fund Corporate Feeder (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the GP of the GP.
Dec 5, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMERGING MARKETS DEBT TOTAL RETURN FUND PARTNERSHIP FEEDER (CAYMAN), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the GP of the GP.
Dec 5, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$24,705,00046
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$525,00011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Oct 24, 2016DIndefinite
similar: $155,000–$5,250,000
$50,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Oct 14, 2016DIndefinite
similar: $155,000–$5,250,000
$7,110,00041
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Oct 14, 2016DIndefinite
similar: $155,000–$5,250,000
$2,255,00011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Oct 13, 2016DIndefinite
similar: $155,000–$5,250,000
$780,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Oct 13, 2016DIndefinite
similar: $155,000–$5,250,000
$12,205,00015
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Sep 21, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Sep 19, 2016DIndefinite
similar: $155,000–$5,250,000
$1,970,00023
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Sep 19, 2016DIndefinite
similar: $155,000–$5,250,000
$1,195,00020
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Sep 19, 2016DIndefinite
similar: $155,000–$5,250,000
$4,290,00042
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Sep 19, 2016DIndefinite
similar: $155,000–$5,250,000
$940,00016
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Aug 17, 2016D/AIndefinite
similar: $155,000–$5,250,000
$100,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Debt Fund II Feeder (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the GP of the GP.
Apr 14, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Debt Fund II, L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the GP of the GP.
Apr 14, 2016DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Strategic Credit Fund B, L.P.
group: Oaktree
Executive Officer
Executive Officer of the Investment Manager of the Issuer.
Mar 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$298,000,0005
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Oaktree Emerging Markets Equity Fund (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Dec 30, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,149,015,98744
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Emerging Markets Equity Fund (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Dec 30, 2015D/AIndefinite
similar: $155,000–$5,250,000
$420,315,00017
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Value Equity Fund (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Dec 30, 2015D/AIndefinite
similar: $155,000–$5,250,000
$276,795,00062
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Value Equity Fund (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Dec 30, 2015D/AIndefinite
similar: $155,000–$5,250,000
$41,000,00011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$50,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 4, 2015DIndefinite
similar: $155,000–$5,250,000
$450,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 4, 2015D/AIndefinite
similar: $155,000–$5,250,000
$24,705,00046
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 4, 2015D/AIndefinite
similar: $155,000–$5,250,000
$7,765,20213
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 4, 2015D/AIndefinite
similar: $155,000–$5,250,000
$525,00011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 4, 2015D/AIndefinite
similar: $155,000–$5,250,000
$6,489,13240
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 4, 2015D/AIndefinite
similar: $155,000–$5,250,000
$22,450,00017
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 4, 2015D/AIndefinite
similar: $155,000–$5,250,000
$8,975,00013
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund Xb Feeder (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 24, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,171,282,74097
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund Xb, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 24, 2015D/AIndefinite
similar: $155,000–$5,250,000
$5,664,005,090223
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund X Feeder (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 24, 2015D/AIndefinite
similar: $155,000–$5,250,000
$471,551,00066
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund X, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 24, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,162,390,800152
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Global High Yield Bond Fund, L.P.
group: Oaktree
Executive OfficerNov 24, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,273,094,09121
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Opportunities Fund VII, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,284,487,36544
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Opportunities Fund VII (Feeder), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$114,419,36512
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Private Investment Fund IV, L.P.
group: Oaktree
Executive Officer
Executive officer of the manager of the Issuer.
Nov 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$143,601,899109
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Aug 21, 2015DIndefinite
similar: $155,000–$5,250,000
$100,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Strategic Credit Fund B, L.P.
group: Oaktree
Executive Officer
Executive Officer of the Investment Manager of the Issuer.
Mar 3, 2015D/AIndefinite
similar: $155,000–$5,250,000
$298,000,0005
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗OAKTREE MEZZANINE FUND IV (CAYMAN), L.P.
group: Oaktree
Executive Officer
Executive officer of the Director of the General Partner of the fund.
Jan 21, 2015D/AIndefinite
similar: $155,000–$5,250,000
$125,000,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Mezzanine Fund IV, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the general partner of the issuer.
Jan 21, 2015D/AIndefinite
similar: $155,000–$5,250,000
$477,500,00014
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Principal Fund VI (Parallel), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Jan 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Principal Fund VI (Feeder), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Jan 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$92,939,8757
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Principal Fund VI, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Jan 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$572,937,45628
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Emerging Markets Equity Fund (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Dec 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$854,765,20319
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Emerging Markets Equity Fund (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Dec 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$302,265,00012
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Value Equity Fund (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Dec 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$41,000,0008
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Value Equity Fund (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Dec 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$271,775,00073
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EXPANDED HIGH YIELD FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Dec 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$5,260,658,476126
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OCM HIGH YIELD TRUST
group: Oaktree
Executive Officer
Executive officer of the Manager of the issuer.
Dec 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,566,941,31860
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE HIGH YIELD BOND FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Dec 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,689,007,075212
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 8, 2014D/AIndefinite
similar: $155,000–$5,250,000
$24,705,00046
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 8, 2014D/AIndefinite
similar: $155,000–$5,250,000
$7,765,20213
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 8, 2014D/AIndefinite
similar: $155,000–$5,250,000
$500,00010
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 8, 2014D/AIndefinite
similar: $155,000–$5,250,000
$6,479,13240
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 5, 2014D/AIndefinite
similar: $155,000–$5,250,000
$21,835,00017
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Dec 5, 2014D/AIndefinite
similar: $155,000–$5,250,000
$8,975,00013
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Opportunities Fund VII (Feeder), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 25, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Opportunities Fund VII, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 25, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund Xb Feeder (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 25, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund Xb, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 25, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund X Feeder (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 25, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund X, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 25, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Private Investment Fund IV, L.P.
group: Oaktree
Executive Officer
Executive officer of the manager of the Issuer.
Nov 25, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Global High Yield Bond Fund, L.P.
group: Oaktree
Executive OfficerNov 24, 2014DIndefinite
similar: $155,000–$5,250,000
$926,976,81910
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Private Investment Fund IV, L.P.
group: Oaktree
Executive Officer
Executive officer of the manager of the Issuer.
Sep 16, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund X, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Sep 12, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund X Feeder (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Sep 12, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund Xb, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Sep 12, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Opportunities Fund Xb Feeder (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Sep 12, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Opportunities Fund VII (Feeder), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Sep 12, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Opportunities Fund VII, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Sep 12, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Jul 3, 2014D/AIndefinite
similar: $155,000–$5,250,000
$7,765,20213
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Jul 3, 2014D/AIndefinite
similar: $155,000–$5,250,000
$12,080,00032
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Emerging Markets Equity Fund (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Jun 6, 2014D/AIndefinite
similar: $155,000–$5,250,000
$84,001,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Emerging Markets Equity Fund (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Jun 6, 2014D/AIndefinite
similar: $155,000–$5,250,000
$246,266,20312
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
May 22, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Emerging Market Opportunities Fund, L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the GP of the Issuer
Apr 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$363,802,98352
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Debt Fund (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the GP of the Issuer
Apr 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$94,000,0007
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Debt Fund, L.P.
group: Oaktree
Executive Officer
Executive Officer of the Managing Member of the General Partner of the GP of the Issuer
Apr 29, 2014D/AIndefinite
similar: $155,000–$5,250,000
$678,050,00030
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OCM HIGH YIELD TRUST
group: Oaktree
Executive Officer
Executive officer of the Manager of the issuer.
Apr 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,565,541,31860
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EXPANDED HIGH YIELD FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Apr 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$5,252,009,828125
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE HIGH YIELD BOND FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Apr 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,646,581,058210
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Principal Fund VI (Parallel), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Mar 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Principal Fund VI (Feeder), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Mar 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$29,939,8753
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Principal Fund VI, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Mar 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$268,437,45619
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Mezzanine Fund IV, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the general partner of the issuer.
Feb 27, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE MEZZANINE FUND IV (CAYMAN), L.P.
group: Oaktree
Executive Officer
Executive officer of the Director of the General Partner of the fund.
Feb 27, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Feb 25, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Feb 25, 2014D/AIndefinite
similar: $155,000–$5,250,000
$500,00010
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Feb 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$8,975,00013
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Opportunities Fund VI (Cayman), L.P.
group: Oaktree
Executive Officer
Executive officer of the director of the general partner of the issuer
Feb 10, 2014D/AIndefinite
similar: $155,000–$5,250,000
$499,518,75045
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Oaktree Real Estate Opportunities Fund VI, L.P.
group: Oaktree
Executive Officer
Executive Officer of the managing member of the general partner of the general partner of the issuer
Feb 10, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,160,325,456157
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Feb 7, 2014D/AIndefinite
similar: $155,000–$5,250,000
$21,300,00012
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Equity International Services, LLCDirector
Stephen Kaplan is a Manager of the Company.
Feb 3, 2014D$215,000
similar: $750,000–$13,000,000
$215,0009
similar: 1–13
No minimum reported
similar: $6,403–$560,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Jan 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$5,534,13227
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Jan 16, 2014DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Townsquare Media, LLC
group: Townsquare
DirectorNov 27, 2013D$16,240,861
similar: $500,000–$7,000,000
$16,240,8614
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Oaktree European Dislocation Fund, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Sep 6, 2013DIndefinite$110,511,3006No minimum reported
EDGAR ↗Oaktree European Dislocation Fund (U.S.), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Sep 6, 2013DIndefinite$107,500,0008No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Aug 13, 2013DIndefinite$00No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Jul 3, 2013DIndefinite$7,975,00022No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Jul 3, 2013D/AIndefinite$7,025,00011No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Jun 20, 2013DIndefinite$3,400,00011No minimum reported
EDGAR ↗Oaktree Opportunities Fund IX (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Jun 10, 2013D/AIndefinite$810,845,00061No minimum reported
EDGAR ↗Oaktree Opportunities Fund IX, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Jun 10, 2013D/AIndefinite$4,101,967,930162No minimum reported
EDGAR ↗Oaktree Emerging Markets Equity Fund (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Jun 7, 2013D/AIndefinite$12,501,0003No minimum reported
EDGAR ↗Oaktree Emerging Markets Equity Fund (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Jun 7, 2013D/AIndefinite$21,501,0005No minimum reported
EDGAR ↗Oaktree Real Estate Opportunities Fund VI (Cayman), L.P.
group: Oaktree
Executive Officer
Executive officer of the director of the general partner of the issuer
May 10, 2013D/AIndefinite$87,435,0008No minimum reported
EDGAR ↗Oaktree Real Estate Opportunities Fund VI, L.P.
group: Oaktree
Executive Officer
Executive Officer of the managing member of the general partner of the general partner of the issuer
May 10, 2013D/AIndefinite$710,335,00033No minimum reported
EDGAR ↗Oaktree Real Estate Debt Fund, L.P.
group: Oaktree
Executive Officer
Executive Officer of the Managing Member of the General Partner of the GP of the Issuer
Apr 30, 2013DIndefinite$00No minimum reported
EDGAR ↗Oaktree Real Estate Debt Fund (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the GP of the Issuer
Apr 30, 2013DIndefinite$00No minimum reported
EDGAR ↗OCM HIGH YIELD TRUST
group: Oaktree
Executive Officer
Executive officer of the Manager of the issuer.
Apr 23, 2013D/AIndefinite$2,414,738,27954No minimum reported
EDGAR ↗OAKTREE HIGH YIELD BOND FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Apr 23, 2013D/AIndefinite$2,558,838,303205No minimum reported
EDGAR ↗OAKTREE EXPANDED HIGH YIELD FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Apr 23, 2013D/AIndefinite$4,908,333,168119No minimum reported
EDGAR ↗Oaktree Emerging Market Opportunities Fund (Feeder), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the General Partner of the GP of the Issuer
Apr 4, 2013DIndefinite$00No minimum reported
EDGAR ↗Oaktree Emerging Market Opportunities Fund, L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the GP of the Issuer
Apr 4, 2013DIndefinite$00No minimum reported
EDGAR ↗Oaktree Principal Fund VI (Parallel), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Mar 28, 2013DIndefinite$00No minimum reported
EDGAR ↗Oaktree Principal Fund VI (Feeder), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Mar 28, 2013DIndefinite$00No minimum reported
EDGAR ↗Oaktree Principal Fund VI, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Mar 28, 2013DIndefinite$00No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Jan 23, 2013D/AIndefinite$2,485,00015No minimum reported
EDGAR ↗Oaktree Opportunities Fund IX (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Dec 20, 2012D/AIndefinite$838,850,00061No minimum reported
EDGAR ↗Oaktree Opportunities Fund IX, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Dec 20, 2012D/AIndefinite$4,078,816,000161No minimum reported
EDGAR ↗Oaktree Private Investment Fund 2012, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the Issuer.
Dec 14, 2012DIndefinite$00No minimum reported
EDGAR ↗Townsquare Media, LLC
group: Townsquare
DirectorAug 13, 2012D$15,100,000$15,100,0008No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Jul 3, 2012DIndefinite$2,125,0003No minimum reported
EDGAR ↗Oaktree Emerging Markets Equity Fund (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Jun 8, 2012DIndefinite$00No minimum reported
EDGAR ↗Oaktree Emerging Markets Equity Fund (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of the Director of the General Partner of the General Partner of the Issuer
Jun 8, 2012DIndefinite$00No minimum reported
EDGAR ↗Oaktree Real Estate Opportunities Fund VI (Cayman), L.P.
group: Oaktree
Executive Officer
Executive officer of the director of the general partner of the issuer
May 10, 2012DIndefinite$00No minimum reported
EDGAR ↗Oaktree Real Estate Opportunities Fund VI, L.P.
group: Oaktree
Executive Officer
Executive Officer of the managing member of the general partner of the general partner of the issuer
May 10, 2012DIndefinite$00No minimum reported
EDGAR ↗OAKTREE EXPANDED HIGH YIELD FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Apr 23, 2012D/AIndefinite$4,747,999,890115No minimum reported
EDGAR ↗OAKTREE EXPANDED HIGH YIELD FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Apr 23, 2012D/AIndefinite$4,733,399,890115No minimum reported
EDGAR ↗OAKTREE HIGH YIELD BOND FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Apr 23, 2012D/AIndefinite$2,396,576,657178No minimum reported
EDGAR ↗OCM HIGH YIELD TRUST
group: Oaktree
Executive Officer
Executive officer of the Manager of the issuer.
Apr 23, 2012D/AIndefinite$2,324,252,49250No minimum reported
EDGAR ↗Oaktree Opportunities Fund IX (Parallel 2), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Feb 2, 2012DIndefinite$00No minimum reported
EDGAR ↗Oaktree Opportunities Fund IX (Parallel), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Feb 2, 2012DIndefinite$00No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Jan 27, 2012D/AIndefinite$1,060,00010No minimum reported
EDGAR ↗Oaktree Real Estate Opportunities Fund V (Cayman), L.P.
group: Oaktree
Executive Officer
Executive officer of the director of the general partner of the issuer
Dec 22, 2011D/AIndefinite$132,844,60012No minimum reported
EDGAR ↗Oaktree Real Estate Opportunities Fund V, L.P.
group: Oaktree
Executive Officer
Executive Officer of the managing member of the general partner of the general partner of the issuer
Dec 22, 2011D/AIndefinite$997,365,22665No minimum reported
EDGAR ↗Oaktree Opportunities Fund IX, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Dec 22, 2011DIndefinite$00No minimum reported
EDGAR ↗Oaktree Opportunities Fund IX (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Dec 22, 2011DIndefinite$00No minimum reported
EDGAR ↗Oaktree European Principal Fund III, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Dec 1, 2011D/AIndefinite$3,469,208,59277No minimum reported
EDGAR ↗Oaktree European Principal Fund III (U.S.), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Dec 1, 2011D/AIndefinite$1,018,791,81565No minimum reported
EDGAR ↗Oaktree European Principal Fund III (Cayman), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Nov 7, 2011DIndefinite$171,222,1508No minimum reported
EDGAR ↗Oaktree Huntington Investment Fund AIF (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of Oaktree Fund GP III, L.P., the Managing Member of Oaktree Fund GP AIF, LLC, the general partner of Oaktree Fund AIF Series, L.P. - Series K, the general partner of Oaktree Huntington Investment Fund AIF (Delaware), L.P.
Sep 15, 2011DIndefinite$1,000,000,0001No minimum reported
EDGAR ↗Oaktree Opportunities Fund VIII (Parallel) AIF (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of Oaktree Fund GP III, L.P., the Managing Member of Oaktree Fund GP AIF, LLC, the general partner of Oaktree Fund AIF Series, L.P. - Series G, the general partner of Oaktree Opportunities Fund VIII (Parallel) AIF (Delaware), L.P.
Sep 15, 2011DIndefinite$580,000,0006No minimum reported
EDGAR ↗Oaktree Opportunities Fund VIII AIF (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of Oaktree Fund GP III, L.P., the Managing Member of Oaktree Fund GP AIF, LLC, the general partner of Oaktree Fund AIF Series, L.P. - Series G, the general partner of Oaktree Opportunities Fund VIII AIF (Delaware), L.P.
Sep 15, 2011DIndefinite$3,709,365,670263No minimum reported
EDGAR ↗Townsquare Media, LLC
group: Townsquare
DirectorSep 1, 2011D$57,161,072$57,161,0722No minimum reported
EDGAR ↗Townsquare Media, LLC
group: Townsquare
DirectorJun 15, 2011D$7,000,000$7,000,0002No minimum reported
EDGAR ↗OCM HIGH YIELD TRUST
group: Oaktree
Executive Officer
Executive officer of the Manager of the issuer.
Apr 22, 2011D/AIndefinite$2,280,352,49250No minimum reported
EDGAR ↗OAKTREE HIGH YIELD BOND FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Apr 22, 2011D/AIndefinite$2,289,125,783170No minimum reported
EDGAR ↗OAKTREE EXPANDED HIGH YIELD FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Apr 22, 2011D/AIndefinite$4,492,643,305111No minimum reported
EDGAR ↗Oaktree Private Investment Fund 2010, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the Partnership.
Mar 15, 2011DIndefinite$78,925,00037No minimum reported
EDGAR ↗Oaktree Power Opportunities Fund III, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Fund GP I, L.P., the managing member of Oaktree Fund GP, LLC, the general partner of Oaktree Power Opportunities Fund III GP, L.P., the general partner of the issuer
Feb 1, 2011D/AIndefinite$679,190,00061No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the issuer
Jan 28, 2011D/AIndefinite$450,0005No minimum reported
EDGAR ↗Oaktree Real Estate Opportunities Fund V (Cayman), L.P.
group: Oaktree
Executive Officer
Executive officer of the director of the general partner of the issuer
Dec 22, 2010DIndefinite$00No minimum reported
EDGAR ↗Oaktree Real Estate Opportunities Fund V, L.P.
group: Oaktree
Executive Officer
Executive Officer of the managing member of the general partner of the general partner of the issuer
Dec 22, 2010DIndefinite$00No minimum reported
EDGAR ↗Oaktree European Principal Fund III (Parallel) Feeder, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Dec 14, 2010DIndefinite$00No minimum reported
EDGAR ↗Oaktree European Principal Fund III (Parallel), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Dec 14, 2010DIndefinite$00No minimum reported
EDGAR ↗Oaktree European Principal Fund III (Delaware), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Dec 2, 2010DIndefinite$00No minimum reported
EDGAR ↗Oaktree European Principal Fund III (U.S.), L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Dec 2, 2010DIndefinite$00No minimum reported
EDGAR ↗Oaktree European Principal Fund III, L.P.
group: Oaktree
Executive Officer
Executive Officer of the director of the general partner of the general partner of the issuer
Dec 2, 2010DIndefinite$00No minimum reported
EDGAR ↗Oaktree Power Opportunities Fund III (Parallel), L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Fund GP I, L.P., the managing member of Oaktree Fund GP, LLC, the general partner of Oaktree Power Opportunities Fund III GP, L.P., the general partner of the issuer
Nov 17, 2010DIndefinite$50,000,0001No minimum reported
EDGAR ↗Townsquare Media, LLC
group: Townsquare
DirectorNov 1, 2010D$15,000,000$5,000,0001No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., manager of OCM Employee Investment Fund, LLC
Oct 21, 2010DIndefinite$00No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., manager of OCM Employee Investment Fund, LLC
Oct 21, 2010DIndefinite$00No minimum reported
EDGAR ↗Oaktree Opportunities Fund VIII (Parallel), L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., the director of Oaktree Opportunities Fund VIII GP Ltd., the general partner of Oaktree Opportunities Fund VIII GP, L.P., the general partner of Oaktree Opportunities Fund VIII (Parallel), L.P.
Sep 13, 2010D/AIndefinite$980,000,0006No minimum reported
EDGAR ↗Townsquare Media, LLC
group: Townsquare
DirectorSep 2, 2010D/A$43,519,634$43,519,6342No minimum reported
EDGAR ↗Townsquare Media, LLC
group: Townsquare
DirectorAug 26, 2010D$43,519,634$43,519,6342No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., manager of OCM Employee Investment Fund, LLC
Jul 30, 2010D/AIndefinite$12,425,0006No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., manager of OCM Employee Investment Fund, LLC
Jul 30, 2010D/AIndefinite$12,425,0009No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., manager of OCM Employee Investment Fund, LLC
Jul 27, 2010DIndefinite$2,230,00017No minimum reported
EDGAR ↗Oaktree Opportunities Fund VIII, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., the director of Oaktree Opportunities Fund VIII GP Ltd., the general partner of Oaktree Opportunities Fund VIII GP, L.P., the general partner of Oaktree Opportunities Fund VIII, L.P.
Jun 9, 2010D/AIndefinite$3,978,629,520213No minimum reported
EDGAR ↗Oaktree Opportunities Fund VIII (Cayman) Ltd.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., director of Oaktree Opportunities Fund VIII (Cayman) Ltd.
Jun 9, 2010D/AIndefinite$557,921,85741No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., Manager of OCM Employee Investment Fund, LLC
Apr 16, 2010D/AIndefinite$500,00010No minimum reported
EDGAR ↗OAKTREE EXPANDED HIGH YIELD FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Mar 11, 2010D/AIndefinite$3,974,769,451100No minimum reported
EDGAR ↗Oaktree Mezzanine Fund III, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the general partner of the issuer.
Mar 10, 2010D/AIndefinite$807,210,00053No minimum reported
EDGAR ↗Oaktree Mezzanine Fund III (Cayman) Ltd.
group: Oaktree
Executive Officer
Executive officer of the Director of the fund.
Mar 10, 2010D/AIndefinite$145,000,0007No minimum reported
EDGAR ↗OAKTREE NON-U.S. CONVERTIBLE FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Mar 9, 2010D/AIndefinite$61,526,00316No minimum reported
EDGAR ↗OCM INTERNATIONAL CONVERTIBLE TRUST
group: Oaktree
Executive Officer
Executive officer of the Manager of the issuer.
Mar 9, 2010D/AIndefinite$192,506,85512No minimum reported
EDGAR ↗OAKTREE HIGH YIELD BOND FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Mar 9, 2010D/AIndefinite$2,003,332,608162No minimum reported
EDGAR ↗OCM HIGH YIELD TRUST
group: Oaktree
Executive Officer
Executive officer of the Manager of the issuer.
Mar 9, 2010D/AIndefinite$2,018,088,89945No minimum reported
EDGAR ↗OCM CONVERTIBLE TRUST
group: Oaktree
Executive Officer
Executive officer of the Manager of the issuer.
Mar 9, 2010D/AIndefinite$654,136,22021No minimum reported
EDGAR ↗Oaktree High Income Convertible Fund, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Mar 9, 2010D/AIndefinite$136,392,7138No minimum reported
EDGAR ↗OAKTREE HIGH INCOME CONVERTIBLE FUND II, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the issuer.
Mar 9, 2010D/AIndefinite$135,938,18224No minimum reported
EDGAR ↗Oaktree Opportunities Fund VIIIb (Cayman) Ltd.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., director of Oaktree Opportunities Fund VIIIb (Cayman) Ltd.
Mar 9, 2010DIndefinite$00No minimum reported
EDGAR ↗Oaktree Opportunities Fund VIIIb (Parallel), L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., the director of Oaktree Opportunities Fund VIIIb GP Ltd., the general partner of Oaktree Opportunities Fund VIIIb GP, L.P., the general partner of Oaktree Opportunities Fund VIIIb (Parallel), L.P.
Mar 9, 2010DIndefinite$00No minimum reported
EDGAR ↗Oaktree Opportunities Fund VIIIb, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., the director of Oaktree Opportunities Fund VIIIb GP Ltd., the general partner of Oaktree Opportunities Fund VIIIb GP, L.P., the general partner of Oaktree Opportunities Fund VIIIb, L.P.
Mar 9, 2010DIndefinite$00No minimum reported
EDGAR ↗Oaktree Power Opportunities Fund III, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Fund GP I, L.P., the general partner of Oaktree Power Opportunities Fund III GP, L.P., the general partner of the issuer
Feb 2, 2010DIndefinite$00No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., Manager of OCM Employee Investment Fund, LLC
Jan 27, 2010DIndefinite$450,0005No minimum reported
EDGAR ↗Oaktree PPIP Private Fund, L.P.
group: Oaktree
Executive Officer
Executive officer of the general partner of the general partner of the issuer.
Dec 24, 2009DIndefinite$425,805,00039No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., Manager of OCM Employee Investment Fund, LLC
Dec 24, 2009DIndefinite$500,0003No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., Manager of OCM Employee Investment Fund, LLC
Nov 30, 2009DIndefinite$2,925,00017No minimum reported
EDGAR ↗OAKTREE EMPLOYEE INVESTMENT FUND, L.P.
group: Oaktree
Executive Officer
Executive officer of Oaktree Capital Management, L.P., Manager of OCM Employee Investment Fund, LLC
Nov 30, 2009DIndefinite$3,005,0009No minimum reported
EDGAR ↗Oaktree Private Investment Fund 2009, L.P.
group: Oaktree
Executive Officer
Executive officer of the managing member of the general partner of the Partnership.
Oct 20, 2009DIndefinite$7,100,0008No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Stephen A. Kaplan — address state CA, 59 issuers, Apr 16, 2009 → May 20, 2026 · listed on 21 of the same issuers as this record (same name, kept as separate records)
  • Stephen B. Kaplan — address state FL, 1 issuer, May 30, 2014 → May 30, 2014 · no shared issuer found
  • Stephen R. Kaplan — address state CA, 1 issuer, May 14, 2010 → Dec 16, 2010 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (40 management entities, 0 people)

People and management entities the issuers listed as related persons on the same Form D filings as Stephen Kaplan. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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