Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:22 AM ET

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James Nelson

Named as an officer, director or promoter on SEC Form D filings · IL · Mar 8, 2012 → Jun 23, 2017

1deal (issuers)

$5.21Mreported sold

4investors

8Form D filings

2012–2017years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Nelson is listed as an executive officer and director on 8 SEC Form D filings by 1 issuer between Mar 2012 and Jun 2017: REDWAVE ENERGY, INC. (Boulder, CO — other energy — 2012–2017; $5.21M reported sold to 4 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Patrick Brady (8 shared filings), Frank Egan (7 shared filings), D'Arcy Walsh (2 shared filings) and Rick Chidester (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 35 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for James Nelson and found 11 differences: No amendment in the last 12 months on an offering that may still be open; James Nelson's role changed at REDWAVE ENERGY, INC.: director → executive officer, director; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Nelson has not run yet — it is joining a line of 31,833 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Nelson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

35 cases: 1 open, 34 closed (disposition not in docket feed)

James Nelson open

United States Bankruptcy Court, N.D. Illinois · No. 26-09102 · Filed May 28, 2026

Role of James Nelson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James R Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 24-15138 · Filed Oct 11, 2024 · Closed Jan 31, 2025

Role of James R Nelson: Debtor · Outcome: Case closed 2025-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James E Nelson, Jr closed

United States Bankruptcy Court, N.D. Illinois · No. 24-00252 · Filed Jan 8, 2024 · Closed Jan 22, 2025

Role of James E Nelson, Jr: Debtor · Outcome: Case closed 2025-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James T. Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 22-80496 · Filed May 3, 2022 · Closed Sep 1, 2022

Role of James T. Nelson: Debtor · Outcome: Case closed 2022-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James R. Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 14-82376 · Filed Jul 31, 2014 · Closed Nov 7, 2014

Role of James R. Nelson: Debtor · Outcome: Case closed 2014-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James R Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 14-07410 · Filed Mar 3, 2014 · Closed Jun 16, 2014

Role of James R Nelson: Debtor · Outcome: Case closed 2014-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James E Nelson, Jr. closed

United States Bankruptcy Court, N.D. Illinois · No. 13-35757 · Filed Sep 9, 2013 · Closed Apr 17, 2015

Role of James E Nelson, Jr.: Debtor · Outcome: Case closed 2015-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 12-23427 · Filed Jun 8, 2012 · Closed Oct 1, 2018

Role of James Nelson: Debtor · Outcome: Case closed 2018-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James E Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 11-16073 · Filed Apr 15, 2011 · Closed Aug 31, 2015

Role of James E Nelson: Debtor · Outcome: Case closed 2015-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James C Nelson and Lelia A Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 11-01213 · Filed Jan 13, 2011 · Closed May 27, 2011

Role of James C Nelson and Lelia A Nelson: Debtor · Outcome: Case closed 2011-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James P Nelson and Melanie K. Brooks-Nelson closed

United States Bankruptcy Court, D. Colorado · No. 11-10214 · Filed Jan 6, 2011 · Closed Jan 20, 2015

Role of James P Nelson and Melanie K. Brooks-Nelson: Debtor · Outcome: Case closed 2015-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CO)

James Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 10-56778 · Filed Dec 27, 2010 · Closed Jul 31, 2012

Role of James Nelson: Debtor · Outcome: Case closed 2012-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 10-74824 · Filed Sep 28, 2010 · Closed Mar 21, 2016

Role of James Nelson: Debtor · Outcome: Case closed 2016-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James Nelson, III closed

United States Bankruptcy Court, N.D. Illinois · No. 10-40870 · Filed Sep 13, 2010 · Closed Jan 21, 2011

Role of James Nelson, III: Debtor · Outcome: Case closed 2011-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James L. Nelson closed

United States Bankruptcy Court, D. Colorado · No. 10-26744 · Filed Jul 2, 2010 · Closed Dec 6, 2012

Role of James L. Nelson: Debtor · Outcome: Case closed 2012-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CO)

James W Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 10-70835 · Filed Feb 25, 2010 · Closed Jun 7, 2010

Role of James W Nelson: Debtor · Outcome: Case closed 2010-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James L. Nelson and Carol R. Nelson closed

United States Bankruptcy Court, S.D. Illinois · No. 09-32940 · Filed Nov 2, 2009 · Closed Aug 3, 2010

Role of James L. Nelson and Carol R. Nelson: Debtor · Outcome: Case closed 2010-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James M Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 09-21057 · Filed Jun 10, 2009 · Closed Sep 25, 2009

Role of James M Nelson: Debtor · Outcome: Case closed 2009-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James T. Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 09-16604 · Filed May 7, 2009 · Closed Oct 1, 2009

Role of James T. Nelson: Debtor · Outcome: Case closed 2009-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James T. Nelson, Jr. closed

United States Bankruptcy Court, N.D. Illinois · No. 08-73498 · Filed Oct 31, 2008 · Closed Feb 10, 2009

Role of James T. Nelson, Jr.: Debtor · Outcome: Case closed 2009-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James D Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 08-21101 · Filed Aug 12, 2008 · Closed Nov 17, 2008

Role of James D Nelson: Debtor · Outcome: Case closed 2008-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James Nelson and Laverne Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 08-08437 · Filed Apr 8, 2008 · Closed Apr 27, 2012

Role of James Nelson and Laverne Nelson: Debtor · Outcome: Case closed 2012-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James A. Nelson and Katherine T Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 08-03867 · Filed Feb 20, 2008 · Closed Jun 3, 2013

Role of James A. Nelson and Katherine T Nelson: Debtor · Outcome: Case closed 2013-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James Nelson, III closed

United States Bankruptcy Court, N.D. Illinois · No. 07-22081 · Filed Nov 26, 2007 · Closed Jan 29, 2010

Role of James Nelson, III: Debtor · Outcome: Case closed 2010-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James R Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 07-13103 · Filed Jul 20, 2007 · Closed Nov 30, 2007

Role of James R Nelson: Debtor · Outcome: Case closed 2007-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James A. Nelson and Joyce A. Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 07-10032 · Filed Jun 5, 2007 · Closed Dec 21, 2007

Role of James A. Nelson and Joyce A. Nelson: Debtor · Outcome: Case closed 2007-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James G. Nelson and Dawn R. Nelson closed

United States Bankruptcy Court, D. Colorado · No. 06-14875 · Filed Jul 28, 2006 · Closed Oct 4, 2011

Role of James G. Nelson and Dawn R. Nelson: Debtor · Outcome: Case closed 2011-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (CO)

James Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 06-06884 · Filed Jun 13, 2006 · Closed Oct 20, 2006

Role of James Nelson: Debtor · Outcome: Case closed 2006-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James W Nelson, Jr. closed

United States Bankruptcy Court, N.D. Illinois · No. 05-58128 · Filed Oct 15, 2005 · Closed Apr 3, 2006

Role of James W Nelson, Jr.: Debtor · Outcome: Case closed 2006-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 05-37535 · Filed Sep 15, 2005 · Closed Mar 28, 2006

Role of James Nelson: Debtor · Outcome: Case closed 2006-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James D. Nelson and Robin M. Nelson closed

United States Bankruptcy Court, C.D. Illinois · No. 05-92482 · Filed Jul 12, 2005 · Closed Nov 7, 2005

Role of James D. Nelson and Robin M. Nelson: Debtor · Outcome: Case closed 2005-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James R. Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 05-03641 · Filed Feb 4, 2005 · Closed Oct 6, 2009

Role of James R. Nelson: Debtor · Outcome: Case closed 2009-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James G Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 05-03510 · Filed Feb 3, 2005 · Closed May 12, 2005

Role of James G Nelson: Debtor · Outcome: Case closed 2005-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James A. Nelson and Bonnie L. Nelson closed

United States Bankruptcy Court, N.D. Illinois · No. 05-02917 · Filed Jan 31, 2005 · Closed May 27, 2005

Role of James A. Nelson and Bonnie L. Nelson: Debtor · Outcome: Case closed 2005-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

James Nelson, Jr closed

United States Bankruptcy Court, N.D. Illinois · No. 05-01413 · Filed Jan 18, 2005 · Closed Nov 30, 2005

Role of James Nelson, Jr: Debtor · Outcome: Case closed 2005-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 1184 federal dockets); 10 people with this name in Form D filings; court in the person's filing state (IL)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for James Nelson (compared 8 filings on Oct 24, 2026)

Note · Jun 15, 2017 – Jun 23, 2017

No amendment in the last 12 months on an offering that may still be open — REDWAVE ENERGY, INC. (latest filing Jun 23, 2017)

The latest filing for this offering is dated Jun 23, 2017 (first sale Jun 15, 2017). It reports $599,999 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 23, 2017 ↗REDWAVE ENERGY, INC. — PartnerFacts page ↗

Sources

Form D · Jun 23, 2017 ↗ (Jun 23, 2017)
REDWAVE ENERGY, INC. — PartnerFacts page ↗ (May 28, 2019)

Note · Mar 7, 2014 – Jul 18, 2014

No amendment in the last 12 months on an offering that may still be open — REDWAVE ENERGY, INC. (latest filing Jul 18, 2014)

The latest filing for this offering is dated Jul 18, 2014 (first sale Mar 7, 2014). It reports $1,000,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Jul 18, 2014 ↗REDWAVE ENERGY, INC. — PartnerFacts page ↗

Sources

Form D/A · Jul 18, 2014 ↗ (Jul 18, 2014)
REDWAVE ENERGY, INC. — PartnerFacts page ↗ (May 28, 2019)

Note · Mar 8, 2012 – May 10, 2013

James Nelson's role changed at REDWAVE ENERGY, INC.: director → executive officer, director

The Mar 8, 2012 filing lists James Nelson as director; the May 10, 2013 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Mar 8, 2012 ↗Form D · May 10, 2013 ↗James Nelson — PartnerFacts page ↗REDWAVE ENERGY, INC. — PartnerFacts page ↗

Sources

Form D · Mar 8, 2012 ↗ (Mar 8, 2012)
Form D · May 10, 2013 ↗ (May 10, 2013)
James Nelson — PartnerFacts page ↗
REDWAVE ENERGY, INC. — PartnerFacts page ↗ (May 28, 2019)

Note · Mar 8, 2012 – Jun 23, 2017

Industry group changed between filings — REDWAVE ENERGY, INC.

"Other Technology" (Mar 8, 2012 to Jul 26, 2016); then "Other Energy" (Jun 23, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Mar 8, 2012 ↗Form D · Jun 23, 2017 ↗REDWAVE ENERGY, INC. — PartnerFacts page ↗

Sources

Form D · Mar 8, 2012 ↗ (Mar 8, 2012)
Form D · Jun 23, 2017 ↗ (Jun 23, 2017)
REDWAVE ENERGY, INC. — PartnerFacts page ↗ (May 28, 2019)

Note · May 13, 2016 – May 5, 2020

Same name, different state: "James G. Nelson" (NC) is a separate record

This page covers filings where the address state is IL. A separate record, "James G. Nelson" with address state NC, is listed on 3 filings — most recently by Kerdea Technologies, Inc. (May 5, 2020). Both records have filings in the same period (May 13, 2016 to Jun 23, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James G. Nelson (NC) — PartnerFacts page ↗Form D · May 5, 2020 ↗Kerdea Technologies, Inc. — PartnerFacts page ↗James Nelson (IL) — this page ↗

Sources

James G. Nelson (NC) — PartnerFacts page ↗ (May 5, 2020)
Form D · May 5, 2020 ↗ (May 5, 2020)
Kerdea Technologies, Inc. — PartnerFacts page ↗ (May 5, 2020)
James Nelson (IL) — this page ↗ (Jun 23, 2017)

Note · Dec 10, 2010 – Mar 2, 2012

Same name, different state: "JAMES B. NELSON" (CA) is a separate record

This page covers filings where the address state is IL. A separate record, "JAMES B. NELSON" with address state CA, is listed on 17 filings — most recently by Liquipel Corp (Jun 9, 2015). The two records do not overlap in time: this page runs Mar 8, 2012 to Jun 23, 2017; the other runs Dec 10, 2010 to Mar 2, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

JAMES B. NELSON (CA) — PartnerFacts page ↗Form D · Jun 9, 2015 ↗Liquipel Corp — PartnerFacts page ↗James Nelson (IL) — this page ↗

Sources

JAMES B. NELSON (CA) — PartnerFacts page ↗ (Mar 2, 2012)
Form D · Jun 9, 2015 ↗ (Jun 9, 2015)
Liquipel Corp — PartnerFacts page ↗ (Jun 9, 2015)
James Nelson (IL) — this page ↗ (Jun 23, 2017)

Note · Mar 2, 2009 – Mar 1, 2010

Same name, different state: "James A. Nelson" (NJ) is a separate record

This page covers filings where the address state is IL. A separate record, "James A. Nelson" with address state NJ, is listed on 2 filings — most recently by ROUNDBOX INC (Mar 1, 2010). The two records do not overlap in time: this page runs Mar 8, 2012 to Jun 23, 2017; the other runs Mar 2, 2009 to Mar 1, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James A. Nelson (NJ) — PartnerFacts page ↗Form D · Mar 1, 2010 ↗ROUNDBOX INC — PartnerFacts page ↗James Nelson (IL) — this page ↗

Sources

James A. Nelson (NJ) — PartnerFacts page ↗ (Mar 1, 2010)
Form D · Mar 1, 2010 ↗ (Mar 1, 2010)
ROUNDBOX INC — PartnerFacts page ↗ (Mar 1, 2010)
James Nelson (IL) — this page ↗ (Jun 23, 2017)

Note · Sep 11, 2009 – Nov 5, 2009

Same name, different state: "James H. Nelson, III" (OH) is a separate record

This page covers filings where the address state is IL. A separate record, "James H. Nelson, III" with address state OH, is listed on 3 filings — most recently by AMERICAN KIDNEY STONE MANAGEMENT LTD (Nov 5, 2009). The two records do not overlap in time: this page runs Mar 8, 2012 to Jun 23, 2017; the other runs Sep 11, 2009 to Nov 5, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James H. Nelson, III (OH) — PartnerFacts page ↗Form D/A · Nov 5, 2009 ↗AMERICAN KIDNEY STONE MANAGEMENT LTD — PartnerFacts page ↗James Nelson (IL) — this page ↗

Sources

James H. Nelson, III (OH) — PartnerFacts page ↗ (Nov 5, 2009)
Form D/A · Nov 5, 2009 ↗ (Nov 5, 2009)
AMERICAN KIDNEY STONE MANAGEMENT LTD — PartnerFacts page ↗ (Jul 9, 2021)
James Nelson (IL) — this page ↗ (Jun 23, 2017)

Note · Jul 16, 2009

Same name, different state: "James A Nelson" (FL) is a separate record

This page covers filings where the address state is IL. A separate record, "James A Nelson" with address state FL, is listed on 1 filing — most recently by International RV Rental,LLC (Jul 16, 2009). The two records do not overlap in time: this page runs Mar 8, 2012 to Jun 23, 2017; the other has one filing dated Jul 16, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James A Nelson (FL) — PartnerFacts page ↗Form D · Jul 16, 2009 ↗International RV Rental,LLC — PartnerFacts page ↗James Nelson (IL) — this page ↗

Sources

James A Nelson (FL) — PartnerFacts page ↗ (Jul 16, 2009)
Form D · Jul 16, 2009 ↗ (Jul 16, 2009)
International RV Rental,LLC — PartnerFacts page ↗ (Jul 16, 2009)
James Nelson (IL) — this page ↗ (Jun 23, 2017)

Note · Jul 26, 2016 – Jun 23, 2017

Address moved from Chicago, IL to Wheaton, IL — REDWAVE ENERGY, INC.

The people listed on the Jul 26, 2016 filing give Chicago, IL; on the Jun 23, 2017 filing they give Wheaton, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 26, 2016 ↗Form D · Jun 23, 2017 ↗REDWAVE ENERGY, INC. — PartnerFacts page ↗

Sources

Form D · Jul 26, 2016 ↗ (Jul 26, 2016)
Form D · Jun 23, 2017 ↗ (Jun 23, 2017)
REDWAVE ENERGY, INC. — PartnerFacts page ↗ (May 28, 2019)

Note · Mar 8, 2012 – May 10, 2013

Address moved from Glen Ellyn, IL to Chicago, IL — REDWAVE ENERGY, INC.

The people listed on the Mar 8, 2012 filing give Glen Ellyn, IL; on the May 10, 2013 filing they give Chicago, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 8, 2012 ↗Form D · May 10, 2013 ↗REDWAVE ENERGY, INC. — PartnerFacts page ↗

Sources

Form D · Mar 8, 2012 ↗ (Mar 8, 2012)
Form D · May 10, 2013 ↗ (May 10, 2013)
REDWAVE ENERGY, INC. — PartnerFacts page ↗ (May 28, 2019)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 7 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 23, 2017 D REDWAVE ENERGY, INC. File 021-289307	$0	$0	$0 None, except indirectly through salary.	None listed on this filing	EDGAR ↗
Jul 26, 2016 D REDWAVE ENERGY, INC. File 021-267682	$0	$0	$0 None, other than indirectly, through the payment of salaries.	None listed on this filing	EDGAR ↗
Aug 24, 2015 D REDWAVE ENERGY, INC. File 021-246275	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Mar 13, 2015 D REDWAVE ENERGY, INC. File 021-235925	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 18, 2014 D/A REDWAVE ENERGY, INC. File 021-213608	$0	$0	$0	None listed on this filing	EDGAR ↗
May 10, 2013 D REDWAVE ENERGY, INC. File 021-196271	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 8, 2012 D REDWAVE ENERGY, INC. File 021-174578	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James Nelson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Energy

REDWAVE ENERGY, INC.

Boulder, CO · Mar 8, 2012 → Jun 23, 2017 · 8 filings

Jun 23, 2017 · D · $599,999 sold of Indefinite · 2 investors · min. $1 · role: Executive Officer, Director EDGAR ↗
Jul 26, 2016 · D · $1,350,000 sold of $1,350,000 · 3 investors · min. $1 · role: Executive Officer, Director (Chief Executive Officer, President and Director) EDGAR ↗
Aug 24, 2015 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. $1,000,000 · role: Executive Officer, Director (Chief Executive Officer, President and Director) EDGAR ↗
Mar 13, 2015 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer, President and Director) EDGAR ↗
Jul 18, 2014 · D/A · $1,000,000 sold of $3,000,000 · 1 investors · min. $1,000,000 · role: Executive Officer, Director (Chief Executive Officer, President and Director) EDGAR ↗
Mar 14, 2014 · D · $1,000,000 sold of $3,000,000 · 1 investors · min. $1,000,000 · role: Executive Officer, Director (Chief Executive Officer, President and Director) EDGAR ↗
May 10, 2013 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. $1,000,000 · role: Executive Officer, Director (Chief Executive Officer, President and Director) EDGAR ↗
Mar 8, 2012 · D · $2,000,000 sold of $2,000,000 · 1 investors · min. $2,000,000 · role: Director EDGAR ↗

Raised $5.21M from 4 investors as of the latest filing. James is listed as executive officer, director on 8 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (9)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

James Nelson — CT, NY, 4 issuers, Jan 25, 2011 → May 23, 2017 · no shared issuer
JAMES NELSON — British Columbia, Canada (as filed: A1), 4 issuers, Aug 29, 2014 → Sep 23, 2022 · no shared issuer
James G. Nelson — NC, 2 issuers, May 13, 2016 → May 5, 2020 · no shared issuer
JAMES B. NELSON — CA, 2 issuers, Dec 10, 2010 → Mar 2, 2012 · no shared issuer
James A. Nelson — NJ, 1 issuer, Mar 2, 2009 → Mar 1, 2010 · no shared issuer
James H. Nelson, III — OH, 1 issuer, Sep 11, 2009 → Nov 5, 2009 · no shared issuer
James A Nelson — FL, 1 issuer, Jul 16, 2009 → Jul 16, 2009 · no shared issuer
James Nelson — NJ, 1 issuer, Sep 24, 2013 → Sep 24, 2013 · no shared issuer
James Nelson — FL, 1 issuer, Oct 21, 2013 → Oct 21, 2013 · no shared issuer

People around James 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Patrick Brady

Executive Officer, Director · 8 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Nelson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Frank Egan

Director · 7 shared filings (1 issuer) · also on 10 other issuers

Frank Egan is on 11 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

D'Arcy Walsh

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Nelson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Rick Chidester

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Nelson. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Nelson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Nelson is listed on: none on file. No website or social profile named in REDWAVE ENERGY, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #234,019 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boulder, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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James Nelson

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — REDWAVE ENERGY, INC. (latest filing Jun 23, 2017)

No amendment in the last 12 months on an offering that may still be open — REDWAVE ENERGY, INC. (latest filing Jul 18, 2014)

James Nelson's role changed at REDWAVE ENERGY, INC.: director → executive officer, director

Industry group changed between filings — REDWAVE ENERGY, INC.

Same name, different state: "James G. Nelson" (NC) is a separate record

Same name, different state: "JAMES B. NELSON" (CA) is a separate record

Same name, different state: "James A. Nelson" (NJ) is a separate record

Same name, different state: "James H. Nelson, III" (OH) is a separate record

Same name, different state: "James A Nelson" (FL) is a separate record

Address moved from Chicago, IL to Wheaton, IL — REDWAVE ENERGY, INC.

Address moved from Glen Ellyn, IL to Chicago, IL — REDWAVE ENERGY, INC.

5. Money to insiders

Deals 1

REDWAVE ENERGY, INC.

People around James 4

Patrick Brady

Frank Egan

D'Arcy Walsh

Rick Chidester

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person