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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:53 AM ET

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Eugene Bauer

Named as an officer, director or promoter on SEC Form D filings · CA, FL, NJ, MD, PA, NY · Nov 2, 2009 → Jan 8, 2025

11deals (issuers)
$338.8Mreported sold
370investors
52Form D filings
2009–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:03 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Eugene Bauer is listed as an executive officer, director, and promoter on 52 SEC Form D filings by 11 issuers between Jun 2009 and Jan 2025. Largest by amount reported sold: Avalo Therapeutics, Inc. (Rockville, MD — biotechnology — 2012–2017; $130.6M reported sold to 156 investors), Evommune, Inc. (Palo Alto, CA — industry reported as "Other" — 2025; $115.5M reported sold to 25 investors), Dermira, Inc. (Menlo Park, CA — other health care — 2012–2018; $51M reported sold to 15 investors), Aevi Genomic Medicine, Inc. (Wayne, PA — biotechnology — 2009–2017; $28M reported sold to 88 investors), Applied UV, Inc. (Mount Vernon, NY — other health care — 2021; $7.12M reported sold to 1 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $338.8M sold in total.

Listed alongside GENE E. BURLESON (25 shared filings), JOHN P. KEEFE (16 shared filings), MARK A. EDWARDS (16 shared filings), WILLIAM KIRBY (16 shared filings), JOEL S. KANTER (15 shared filings) and 102 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eugene. Each name links to their own page.

2 of the issuers belong to the sponsor group First Wave (4 issuers, $1.4M reported sold, 2010–2019).

What this means A sponsor group is one team that sets up a new company for each deal. First Wave has 4 companies on file and $1.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 52 public filings for Eugene Bauer and found 17 differences, 4 worth asking the sponsor about: 6 bankruptcy cases name the subject or team members; 7 filings report more than 10% of the money raised going to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Eugene Bauer has not run yet — it is joining a line of 28,537 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:03 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Eugene Bauer..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Eugene Bauer closed
United States Bankruptcy Court, W.D. New York · No. 1-17-10076 · Filed Jan 16, 2017 · Closed Jan 19, 2018
Role of Eugene Bauer: Debtor · Outcome: Case closed 2018-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
Eugene H. Bauer and Sharon K. Bauer closed
United States Bankruptcy Court, D. Nebraska · No. 05-42781 · Filed Jul 11, 2005 · Closed Oct 20, 2005
Role of Eugene H. Bauer and Sharon K. Bauer: Debtor · Outcome: Case closed 2005-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); 2 people with this name in Form D filings
Eugene P. Bauer and Alice M. Bauer closed
United States Bankruptcy Court, W.D. Michigan · No. 00-01908 · Filed Mar 9, 2000 · Closed Jul 7, 2000
Role of Eugene P. Bauer and Alice M. Bauer: Debtor · Outcome: Case closed 2000-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Eugene H. Bauer closed
United States Bankruptcy Court, W.D. Missouri · No. 96-20689 · Filed Jun 24, 1996 · Closed Oct 15, 1996
Role of Eugene H. Bauer: Debtor · Outcome: Case closed 1996-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Eugene H. Bauer and Gina M. Bauer closed
United States Bankruptcy Court, D. Nebraska · No. 90-40335 · Filed Mar 15, 1990 · Closed Jun 26, 1990
Role of Eugene H. Bauer and Gina M. Bauer: Debtor · Outcome: Case closed 1990-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); 2 people with this name in Form D filings
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:03 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Eugene Bauer — 4 worth asking about (compared the newest 50 of 52 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jun 12, 2009 – May 24, 2024

6 bankruptcy cases name the subject or team members

Bankruptcy case: Eugene Bauer — filed Jan 16, 2017 · Bankruptcy case: Applied UV, Inc. and Sterilumen, Inc. — filed May 24, 2024 · Bankruptcy case: Harco Industries, Inc. USA v. Hartounian — filed Jun 1, 2020 · Bankruptcy case: Sears, Roebuck and Co. v. Blue Wave Products, Inc. — filed Nov 7, 2019 · Bankruptcy case: Max Munn — filed Jul 5, 2011 · and 1 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗Docket · United States Bankruptcy Court, S.D. New York ↗Applied UV, Inc. — PartnerFacts page ↗Docket · United States Bankruptcy Court, D. New Jersey ↗
Sources
Worth asking · Jul 15, 2011 – Sep 5, 2014

7 filings report more than 10% of the money raised going to insiders

67% of the money raised went to insiders — First Wave Technologies, Inc. · 67% of the money raised went to insiders — First Wave Technologies, Inc. · 100% of the money raised went to insiders — First Wave Products Group, LLC · 340% of the money raised went to insiders — First Wave Products Group, LLC · 360% of the money raised went to insiders — First Wave Technologies, Inc. · and 2 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Nov 14, 2012 ↗First Wave Technologies, Inc. — PartnerFacts page ↗Form D · Jul 13, 2012 ↗Form D/A · Mar 12, 2012 ↗
Sources
Worth asking · Aug 12, 2010 – Sep 22, 2014

Eugene Bauer appears on 5 deals that stopped filing before reaching their target

DR. TATTOFF, INC. (last filing Sep 22, 2014; $1,456,086 sold of $3,300,000); First Wave Technologies, Inc. (last filing Sep 5, 2014; $1,263,100 sold of $5,025,000); First Wave Products Group, LLC (last filing Mar 12, 2012; $130,000 sold of $2,000,000); Vyteris, Inc. (last filing Jul 6, 2011; $1,060,000 sold of $7,000,000); MEDISYNC BIOSERVICES INC (last filing Aug 12, 2010; $625,000 sold of $1,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

DR. TATTOFF, INC. — PartnerFacts page ↗First Wave Technologies, Inc. — PartnerFacts page ↗First Wave Products Group, LLC — PartnerFacts page ↗Vyteris, Inc. — PartnerFacts page ↗
Sources
Worth asking · Apr 16, 2010 – Jan 8, 2025

12 Form Ds were filed more than 15 days after the first sale

Form D filed 70 days after the first sale — Evommune, Inc. · Form D filed 652 days after the first sale — Evommune, Inc. · Form D filed 1,226 days after the first sale — Evommune, Inc. · Form D filed 1,660 days after the first sale — Evommune, Inc. · Form D filed 153 days after the first sale — DR. TATTOFF, INC. · and 7 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 8, 2025 ↗Evommune, Inc. — PartnerFacts page ↗Form D · Jan 8, 2025 ↗Form D · Jan 8, 2025 ↗
Sources
Note · Apr 16, 2010 – Jan 8, 2025

25 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Evommune, Inc. (latest filing Jan 8, 2025) · No amendment in the last 12 months on an offering that may still be open — Avalo Therapeutics, Inc. (latest filing Sep 16, 2016) · No amendment in the last 12 months on an offering that may still be open — Dermira, Inc. (latest filing Sep 30, 2014) · No amendment in the last 12 months on an offering that may still be open — DR. TATTOFF, INC. (latest filing Sep 22, 2014) · No amendment in the last 12 months on an offering that may still be open — First Wave Technologies, Inc. (latest filing Sep 5, 2014) · and 20 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 8, 2025 ↗Evommune, Inc. — PartnerFacts page ↗Form D · Sep 16, 2016 ↗Avalo Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Sep 30, 2014 – Sep 12, 2016

Eugene Bauer's role changed at Dermira, Inc.: executive officer, director, promoter → executive officer, director

The Sep 30, 2014 filing lists Eugene Bauer as executive officer, director, promoter; the Sep 12, 2016 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Sep 30, 2014 ↗Form D · Sep 12, 2016 ↗Eugene Bauer — PartnerFacts page ↗Dermira, Inc. — PartnerFacts page ↗
Sources
Note · Nov 2, 2009 – Feb 3, 2014

5 offerings changed their target amount between filings

Offering amount changed between filings — First Wave Technologies, Inc. · Offering amount changed between filings — First Wave Technologies, Inc. · Offering amount changed between filings — DR. TATTOFF, INC. · Offering amount changed between filings — First Wave Technologies, Inc. · Offering amount changed between filings — AVC Royalty Fund I, LLC

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Jul 10, 2013 ↗Form D/A (later) · Feb 3, 2014 ↗First Wave Technologies, Inc. — PartnerFacts page ↗Form D/A (earlier) · Nov 14, 2012 ↗
Sources
Note · Jul 10, 2013 – Feb 3, 2014

Minimum investment changed between filings — First Wave Technologies, Inc.

The Jul 10, 2013 filing lists a minimum of $53,600; the Feb 3, 2014 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 10, 2013 ↗Form D/A (later) · Feb 3, 2014 ↗First Wave Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jun 7, 2012 – Nov 23, 2012

Minimum investment changed between filings — DR. TATTOFF, INC.

The Jun 7, 2012 filing lists a minimum of $27,000; the Nov 23, 2012 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jun 7, 2012 ↗Form D/A (later) · Nov 23, 2012 ↗DR. TATTOFF, INC. — PartnerFacts page ↗
Sources
Note · Nov 2, 2009 – Jul 2, 2012

Eugene Bauer is written 4 different ways on the filings

listed as "Eugene Bauer" on 26 filings (from Nov 2, 2009), and "Eugene Andrew Bauer" on 4 filings (from Jun 8, 2010), and "Eugene A. Bauer" on 20 filings (from Aug 12, 2010), and "Eugene Andrew Bauer, MD" on the Jul 2, 2012 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 2, 2009 ↗Form D · Jun 8, 2010 ↗Form D · Aug 12, 2010 ↗Form D · Jul 2, 2012 ↗
Sources
Note · Aug 24, 2010 – Jan 22, 2013

Industry group changed between filings — DR. TATTOFF, INC.

"Other Health Care" (Aug 24, 2010 to Nov 23, 2012); then "Health Insurance" (Dec 14, 2012); then "Other Health Care" (Jan 22, 2013 to Sep 22, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Aug 24, 2010 ↗Form D/A · Dec 14, 2012 ↗Form D · Jan 22, 2013 ↗DR. TATTOFF, INC. — PartnerFacts page ↗
Sources
Note · Nov 29, 2011 – Feb 24, 2012

Industry group changed between filings — First Wave Products Group, LLC

"Other Health Care" (Nov 29, 2011); then "Other Technology" (Feb 24, 2012 to Mar 12, 2012).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Nov 29, 2011 ↗Form D · Feb 24, 2012 ↗First Wave Products Group, LLC — PartnerFacts page ↗
Sources
Note · Jun 8, 2010 – Oct 19, 2017

Reported revenue range changed between filings — Aevi Genomic Medicine, Inc.

"Decline to Disclose" (Jun 8, 2010); then "No Revenues" (Oct 19, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 8, 2010 ↗Form D · Oct 19, 2017 ↗Aevi Genomic Medicine, Inc. — PartnerFacts page ↗
Sources
Note · Nov 2, 2009 – Mar 11, 2010

Reported revenue range changed between filings — AVC Royalty Fund I, LLC

"No Revenues" (Nov 2, 2009); then "Decline to Disclose" (Mar 11, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 2, 2009 ↗Form D · Mar 11, 2010 ↗AVC Royalty Fund I, LLC — PartnerFacts page ↗
Sources
Note · Aug 30, 2012 – Jul 31, 2014

Same name, different state: "Eugene Bauer" (NY) is a separate record

This page covers filings where the address state is CA or FL or NJ or MD or PA or NY. A separate record, "Eugene Bauer" with address state NY, is listed on 2 filings — most recently by Kadmon Holdings, LLC (Jul 31, 2014). Both records have filings in the same period (Aug 30, 2012 to Jul 31, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Eugene Bauer (NY) — PartnerFacts page ↗Form D · Jul 31, 2014 ↗Kadmon Holdings, LLC — PartnerFacts page ↗Eugene Bauer (CA,FL,NJ,MD,PA,NY) — this page ↗
Sources
Note · Nov 2, 2009 – Sep 12, 2016

7 address changes between filings

Address moved from Redwood City, CA to Menlo Park, CA — Dermira, Inc. · Address moved from San Francisco, CA to Wayne, PA — Aevi Genomic Medicine, Inc. · Address moved from Wyoming, NY to Princeton, NJ — First Wave Technologies, Inc. · Address moved from Menlo Park, CA to Redwood City, CA — Dermira, Inc. · Address moved from Misgav, Israel (as filed: L3) to San Francisco, CA — Aevi Genomic Medicine, Inc. · and 2 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Sep 30, 2014 ↗Form D · Sep 12, 2016 ↗Dermira, Inc. — PartnerFacts page ↗Form D · Jul 2, 2012 ↗
Sources
Note · Nov 2, 2009 – Jan 8, 2025

Eugene Bauer is listed with 6 different address states: CA, FL, NJ, MD, PA, NY

CA on 41 filings (Nov 2, 2009 to Jan 8, 2025); FL on 1 filing (Aug 12, 2010); NJ on 1 filing (Jul 6, 2011); MD on 5 filings (Apr 4, 2012 to May 8, 2017); PA on 2 filings (Oct 15, 2015 to Oct 19, 2017); NY on 1 filing (Mar 3, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Nov 2, 2009 ↗Form D · Aug 12, 2010 ↗Form D · Jul 6, 2011 ↗Form D · Apr 4, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 52 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

10 of 42 offerings report sales commissions totalling $4,745,778; 3 report finder's fees totalling $2,350,345; 11 report proceeds to related persons totalling $4,004,390. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 8, 2025 D
Evommune, Inc.
File 021-534510
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2025 D
Evommune, Inc.
File 021-534516
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2025 D
Evommune, Inc.
File 021-534546
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2025 D
Evommune, Inc.
File 021-534380
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2021 D
Applied UV, Inc.
File 021-391130
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2018 D
Dermira, Inc.
File 021-329222
$0$0$0None listed on this filingEDGAR ↗
Dec 18, 2017 D
Dermira, Inc.
File 021-300967
$0$0$0None listed on this filingEDGAR ↗
Oct 19, 2017 D
Aevi Genomic Medicine, Inc.
File 021-297065
$0$0$0None listed on this filingEDGAR ↗
May 8, 2017 D
Avalo Therapeutics, Inc.
File 021-286257
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2016 D
Avalo Therapeutics, Inc.
File 021-270815
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2016 D
Dermira, Inc.
File 021-270454
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2015 D
Aevi Genomic Medicine, Inc.
File 021-249442
$0$0$0None listed on this filingEDGAR ↗
Sep 30, 2014 D
Dermira, Inc.
File 021-225481
$0$1,950,345$0Leerink Partners LLC BrokerCheck CRD 39011 ↗EDGAR ↗
Sep 22, 2014 D/A
DR. TATTOFF, INC.
File 021-216434
$7,500 (est.)$0$0Dawson James Securities BrokerCheck CRD 130645 ↗
via Robert Keyser (CRD 1291503 ↗)
EDGAR ↗
Sep 5, 2014 D
First Wave Technologies, Inc.
File 021-224179
$0$0$90,000 (est.)None listed on this filingEDGAR ↗
Jul 21, 2014 D
Avalo Therapeutics, Inc.
File 021-221427
$0$300,000 (est.)$755,000Trout Capital LLC BrokerCheck CRD 131489 ↗EDGAR ↗
Feb 3, 2014 D/A
First Wave Technologies, Inc.
File 021-181181
$0$0$125,000 (est.)None listed on this filingEDGAR ↗
Oct 9, 2013 D
DR. TATTOFF, INC.
File 021-204305
$0$0$0None listed on this filingEDGAR ↗
Oct 1, 2013 D/A
DR. TATTOFF, INC.
File 021-193871
$0$0$0None listed on this filingEDGAR ↗
Oct 1, 2013 D
DR. TATTOFF, INC.
File 021-203783
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2013 D
Avalo Therapeutics, Inc.
File 021-202469
$555,000 (est.)$0$0 (est.)Maxim Group, LLC BrokerCheck CRD 120708 ↗EDGAR ↗
Jun 13, 2013 D
Dermira, Inc.
File 021-197911
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2013 D
DR. TATTOFF, INC.
File 021-190575
$0$0$0None listed on this filingEDGAR ↗
Dec 14, 2012 D/A
DR. TATTOFF, INC.
File 021-182440
$19,000$0$0Jay B. Gutterman BrokerCheck CRD 1109171 ↗EDGAR ↗
Nov 23, 2012 D/A
DR. TATTOFF, INC.
File 021-179411
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2012 D
Dermira, Inc.
File 021-184023
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2012 D
Aevi Genomic Medicine, Inc.
File 021-180622
$952,919 (est.)$0$555,000 (est.)
proceeds to be used for general corporate purposes including payment of salaries
Maxim Group LLC BrokerCheck CRD 281147 ↗EDGAR ↗
Apr 17, 2012 D
DR. TATTOFF, INC.
File 021-176802
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2012 D
Avalo Therapeutics, Inc.
File 021-176170
$2,207,919 (est.)$0$1,074,960 (est.)Maxim Group LLC BrokerCheck CRD 120708 ↗EDGAR ↗
Mar 12, 2012 D/A
First Wave Products Group, LLC
File 021-169322
$0$0$130,000 (est.)None listed on this filingEDGAR ↗
Feb 24, 2012 D
First Wave Technologies, Inc.
File 021-173912
$0$0$180,000 (est.)None listed on this filingEDGAR ↗
Feb 24, 2012 D
First Wave Products Group, LLC
File 021-173914
$0$0$170,000None listed on this filingEDGAR ↗
Oct 26, 2011 D
DR. TATTOFF, INC.
File 021-167846
$150,000 (est.)$0$0Equity Source Partners, LLC BrokerCheck CRD 140227 ↗
via Cary W. Sucoff (CRD 1156732 ↗)

Dawson James Securities, Inc. BrokerCheck CRD 130645 ↗		EDGAR ↗
Jul 15, 2011 D
First Wave Technologies, Inc.
File 021-163006
$0$0$15,000 (est.)None listed on this filingEDGAR ↗
Jul 6, 2011 D
Vyteris, Inc.
File 021-162380
$7,500$0$0Adam Stern BrokerCheck CRD 1726306 ↗
via Spencer Trask Ventures, Inc. (CRD 28373 ↗)
EDGAR ↗
Nov 4, 2010 D
Aevi Genomic Medicine, Inc.
File 021-150016
$222,350 (est.)$0$0 (est.)Maxim Group LLC BrokerCheck CRD 120708 ↗
Equity Source Partners, LLC BrokerCheck CRD 140227 ↗		EDGAR ↗
Aug 24, 2010 D
DR. TATTOFF, INC.
File 021-146832
$23,590 (est.)$0$87,100 (est.)Dawson James Securities Inc. BrokerCheck CRD 130645 ↗EDGAR ↗
Aug 12, 2010 D
MEDISYNC BIOSERVICES INC
File 021-146335
$0$100,000 (est.)$0Spencer Trask Ventures BrokerCheck CRD 28373 ↗
via Spencer Trask Ventures (CRD 28373 ↗)
EDGAR ↗
Jun 8, 2010 D
Aevi Genomic Medicine, Inc.
File 021-143076
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 2, 2010 D
AVC Royalty Fund I, LLC
File 021-142874
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2010 D
AVC Royalty Fund I, LLC
File 021-135770
$0$0$0None listed on this filingEDGAR ↗
Jun 23, 2009 D
Aevi Genomic Medicine, Inc.
File 021-54183
$600,000 (est.)$0$822,330 (est.)
Payments reflect salary and bonus required to be paid to executive officers pursuant to employment contracts through March 2010.
Newbridge Securities Corporation BrokerCheck CRD 104065 ↗
via Newbridge Securities Corporation (CRD 104065 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Eugene Bauer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

E
Other

Evommune, Inc.

Palo Alto, CA · Jan 7, 2025 → Jan 8, 2025 · 4 filings
  • Jan 8, 2025 · D · $115,499,956 sold of $115,499,956 · 25 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 8, 2025 · D · $57,500,000 sold of $57,500,000 · 16 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 8, 2025 · D · $81,799,952 sold of $84,449,985 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 7, 2025 · D · $12,462,474 sold of $12,462,474 · 18 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $115.5M from 25 investors (100% of the $115.5M target) as of the latest filing. Eugene is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AU
Other Health Care

Applied UV, Inc.

Mount Vernon, NY · Mar 3, 2021
  • Mar 3, 2021 · D · $7,122,500 sold of $7,122,500 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.12M from 1 investor (100% of the $7.12M target) as of the latest filing. Eugene is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

D
Other Health Care

Dermira, Inc.

Menlo Park, CA · Sep 12, 2012 → Dec 31, 2018 · 6 filings
  • Dec 31, 2018 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 18, 2017 · D · $500,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 12, 2016 · D · $1,500,000 sold of $1,500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 30, 2014 · D · $50,999,991 sold of $50,999,996 · 15 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jun 13, 2013 · D · $25,000,000 sold of $25,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Sep 12, 2012 · D · $34,006,738 sold of $42,006,739 · 7 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $51M from 15 investors (100% of the $1M target) as of the latest filing. Eugene is listed as executive officer, director, promoter on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Biotechnology

Aevi Genomic Medicine, Inc.

Wayne, PA · Jun 23, 2009 → Oct 19, 2017 · 6 filings
  • Oct 19, 2017 · D · $28,000,000 sold of $28,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 15, 2015 · D · $3,200,000 sold of $3,200,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 2, 2012 · D · $9,529,196 sold of $9,529,382 · 88 investors · min. $15,000 · role: Director EDGAR ↗
  • Nov 4, 2010 · D · $4,001,500 sold of $4,001,500 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2010 · D · $430,370 sold of $430,370 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 23, 2009 · D · $265,000 sold of $5,000,000 · 5 investors · min. $50,000 · role: Director EDGAR ↗

Raised $28M from 88 investors (100% of the $28M target) as of the latest filing. Eugene is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Biotechnology

Avalo Therapeutics, Inc.

Rockville, MD · Apr 4, 2012 → May 8, 2017 · 5 filings
  • May 8, 2017 · D · $5,000,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 16, 2016 · D · $1,000,000 sold of $15,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 21, 2014 · D · $16,259,016 sold of $33,259,016 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 6, 2013 · D · $6,805,883 sold of $10,000,000 · 146 investors · min. $5,000 · role: Director EDGAR ↗
  • Apr 4, 2012 · D · $22,137,301 sold of $22,500,000 · 156 investors · min. $24,000 · role: Director EDGAR ↗

Raised $130.6M from 156 investors (100% of the $5M target) as of the latest filing. Eugene is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DT
Other Health Care

DR. TATTOFF, INC.

Beverly Hills,, CA · Aug 24, 2010 → Sep 22, 2014 · 16 filings
  • Sep 22, 2014 · D/A · $75,000 sold of $2,000,000 · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Apr 29, 2014 · D · $0 sold of $2,000,000 · 0 investors · min. $25,000 · role: Director EDGAR ↗
  • Oct 9, 2013 · D · $25,000 sold of $2,000,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗
  • Oct 1, 2013 · D · $485,000 sold of $2,000,000 · 6 investors · min. $25,000 · role: Director EDGAR ↗
  • Oct 1, 2013 · D/A · $125,000 sold of $1,500,000 · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 25, 2013 · D · $75,000 sold of $1,500,000 · 2 investors · min. $25,000 · role: Director EDGAR ↗
  • Jan 22, 2013 · D · $300,000 sold of $300,000 · 3 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 14, 2012 · D/A · $1,456,086 sold of $2,500,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 23, 2012 · D/A · $1,406,086 sold of $2,500,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 23, 2012 · D/A · $592,500 sold of $1,250,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 11, 2012 · D/A · $1,122,850 sold of $2,500,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 9, 2012 · D · $774,500 sold of $2,500,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2012 · D · $250,000 sold of $1,026,000 · 3 investors · min. $27,000 · role: Director EDGAR ↗
  • Apr 17, 2012 · D · $297,240 sold of $3,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 26, 2011 · D · $0 sold of $1,500,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 24, 2010 · D · $1,261,086 sold of $3,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.46M from 20 investors (73% of the $2M target) as of the latest filing. Eugene is listed as director on 16 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FW
Other Technology · group: First Wave

First Wave Technologies, Inc.

Batavia, NY · Jul 15, 2011 → Sep 5, 2014 · 7 filings
  • Sep 5, 2014 · D · $395,000 sold of $1,075,000 · 4 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 3, 2014 · D/A · $1,263,100 sold of $2,338,100 · 21 investors · min. $25,000 · role: Director EDGAR ↗
  • Jul 10, 2013 · D/A · $1,263,100 sold of $2,000,000 · 21 investors · min. $53,600 · role: Director EDGAR ↗
  • Nov 14, 2012 · D/A · $44,710 sold of $1,500,003 · 4 investors · min. $53,600 · role: Director EDGAR ↗
  • Jul 13, 2012 · D · $44,710 sold of $750,400 · 4 investors · min. $53,600 · role: Director EDGAR ↗
  • Feb 24, 2012 · D · $50,000 sold of $5,025,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗
  • Jul 15, 2011 · D · $80,000 sold of $750,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗

Raised $1.26M from 21 investors (100% of the $1.07M target) as of the latest filing. Eugene is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FW
Other Technology · group: First Wave

First Wave Products Group, LLC

Batavia, NY · Feb 24, 2012 → Mar 12, 2012 · 2 filings
  • Mar 12, 2012 · D/A · $130,000 sold of $1,000,000 · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 24, 2012 · D · $50,000 sold of $2,000,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗

Raised $130K from 3 investors (13% of the $1M target) as of the latest filing. Eugene is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

V
Other Health Care

Vyteris, Inc.

Fair Lawn, NJ · Jul 6, 2011
  • Jul 6, 2011 · D · $75,000 sold of $2,000,000 · 2 investors · min. $25,000 · role: Director EDGAR ↗

Raised $1.06M from 15 investors (53% of the $2M target) as of the latest filing. Eugene is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MB
Other Health Care

MEDISYNC BIOSERVICES INC

Delray Beach, FL · Aug 12, 2010
  • Aug 12, 2010 · D · $625,000 sold of $1,500,000 · 16 investors · min. $10,000 · role: Director EDGAR ↗

Raised $625K from 16 investors (42% of the $1.5M target) as of the latest filing. Eugene is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AR
Other

AVC Royalty Fund I, LLC

Fremont, CA · Nov 2, 2009 → Jun 2, 2010 · 3 filings
  • Jun 2, 2010 · D · $50,000 sold of $2,000,000 · 1 investors · min. $20,000 · role: Director (Director of Managing Member) EDGAR ↗
  • Mar 11, 2010 · D · $2,024,100 sold of $2,024,100 · 10 investors · min. $20,000 · role: Director EDGAR ↗
  • Nov 2, 2009 · D · $1,440,000 sold of $1,440,000 · 5 investors · min. $20,000 · role: Director (Director of Managing Member) EDGAR ↗

Raised $2.02M from 10 investors (100% of the $2M target) as of the latest filing. Eugene is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Eugene Bauer — NY, 1 issuer, Aug 30, 2012 → Jul 31, 2014 · no shared issuer

People around Eugene 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

AV
Management entity

Arbor Vita Corporation

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

GENE E. BURLESON

Director · 25 shared filings (4 issuers) · also on 1 other issuer

GENE E. BURLESON is on 5 issuers in total — a repeat sponsor. Their page lists every one.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

MARK A. EDWARDS

Executive Officer · 16 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN P. KEEFE

Executive Officer, Director, Promoter · 16 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM KIRBY

Director, Promoter · 16 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

JOEL S. KANTER

Director · 15 shared filings (2 issuers)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

IK
No photo found yet (own website and image search run after this page is viewed)
Person

IAN KIRBY

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian D Bell

Executive Officer, Director · 9 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

R. Dean Hautamaki

Director · 9 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne R. Hellman

Director · 9 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Joel Kanter

Director · 9 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Alfred Culliton

Director · 8 shared filings (2 issuers)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Luis Pena

Executive Officer, Promoter, Director · 8 shared filings (2 issuers)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

IB
No photo found yet (own website and image search run after this page is viewed)
Person

Isaac Blech

Director · 7 shared filings (2 issuers) · also on 18 other issuers

Isaac Blech is on 20 issuers in total — a repeat sponsor. Their page lists every one.

HZ
No photo found yet (own website and image search run after this page is viewed)
Person

HARRY L. ZIMMERMAN

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas G. Wiggans

Executive Officer, Director, Promoter · 6 shared filings (1 issuer) · also on 5 other issuers

Thomas G. Wiggans is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Alastair Clemow

Director · 6 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

Fred Craves

Director · 6 shared filings (1 issuer) · also on 4 other issuers

Fred Craves is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sol J Barer

Director · 5 shared filings (2 issuers) · also on 7 other issuers

Sol J Barer is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Allan Brukardt

Director · 5 shared filings (2 issuers)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Fust

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Matthew Fust is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Leonard Pearlman

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Phyllis Bellin

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Devon McMurray

Director · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Bellomo

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jake Nunn

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Jake Nunn is on 5 issuers in total — a repeat sponsor. Their page lists every one.

WR
No photo found yet (own website and image search run after this page is viewed)
Person

William R. Ringo

Director · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Hopfner

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew L. Guggenhime

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Magnus Persson

Director · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher M. Griffith

Executive Officer, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Kaiser

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Derek DiRocco

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

FW
No photo found yet (own website and image search run after this page is viewed)
Person

Felice Verduyn-van Weegen

Director · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Carver

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Moss

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Francois Beaubien

Director · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jeegar Patel

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

YY
No photo found yet (own website and image search run after this page is viewed)
Person

Yuexin Yu

Director · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Janice Drew

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Eugene Bauer. Their page shows their other deals.

The team behind the deals

FW
Sponsor group

First Wave

4 issuers · 15 filings · $1.4M reported sold · 2010–2019

One team, 4 deal companies. Eugene Bauer is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eugene Bauer.

Same business address

8 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 11 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Eugene Bauer by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Eugene Bauer is listed on: none on file. No website or social profile named in Dermira, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #242,166 of 374,652 in line (1,352 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Menlo Park, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗New Jersey state courts — find the court ↗Maryland Judiciary case search ↗Pennsylvania UJS portal case search ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Florida Secretary of State business search ↗New Jersey Secretary of State business search ↗Maryland Secretary of State business search ↗Pennsylvania Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

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