Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, MD · listed May 14, 2009 → Apr 13, 2023
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
4 of 22 offerings report sales commissions totalling $3,829,744; 2 report finder's fees totalling $1,951,025; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Apr 13, 2023 D File 021-478677 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 4, 2022 D File 021-454872 | $285,558 | $0 | $0 | H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗ |
| EDGAR ↗ | Dec 21, 2021 D File 021-426200 | $400,620 | $0 | $0 | H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗ |
| EDGAR ↗ | Dec 6, 2021 D File 021-423683 | $2,077,499 | $0 | $0 | H. C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗ SVB Leerink LLC BrokerCheck CRD 39011 ↗ |
| EDGAR ↗ | Dec 17, 2020 D File 021-383478 | $1,066,067 | $0 | $0 | H. C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗ |
| EDGAR ↗ | Dec 31, 2018 D File 021-329222 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 21, 2015 D File 021-246251 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 30, 2014 D File 021-225481 | $0 | $1,950,345 | $0 | Leerink Partners LLC BrokerCheck CRD 39011 ↗ |
| EDGAR ↗ | Jun 18, 2014 D File 021-219438 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 12, 2013 D File 021-207908 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 7, 2013 D File 021-205972 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 13, 2013 D File 021-197911 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 8, 2012 D File 021-186705 | $0 | $680 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 12, 2012 D File 021-184023 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 15, 2012 D File 021-179861 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 1, 2012 D File 021-177489 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 7, 2012 D File 021-173009 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 4, 2011 D File 021-168227 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 18, 2011 D File 021-158551 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 15, 2010 D File 021-145049 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 20, 2009 D File 021-117105 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 16, 2009 D File 021-99184 | $0 | $0 | $0 (est.) | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Addex Therapeutics Ltd. | Director | Apr 13, 2023 | D | $3,733,334 similar: $2,000,000–$19,999,994 | $3,733,334 | 1 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Addex Therapeutics Ltd. | Director | Aug 4, 2022 | D | $4,230,500 similar: $2,000,000–$19,999,994 | $4,230,500 | 1 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Addex Therapeutics Ltd. | Director | Dec 21, 2021 | D | $5,935,118 similar: $2,000,000–$19,999,994 | $5,935,118 | 1 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Regulus Therapeutics Inc. | Director | Dec 6, 2021 | D | $34,624,999 similar: $1,694,259–$16,000,000 | $34,624,999 | 16 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | Regulus Therapeutics Inc. | Director | Dec 17, 2020 | D | $34,537,555 similar: $1,694,259–$16,000,000 | $19,383,037 | 18 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | Dermira, Inc. | Director | Dec 31, 2018 | D | $1,000,000 similar: $829,831–$9,999,998 | $1,000,000 | 1 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | TriVascular Technologies, Inc. | Director | Aug 21, 2015 | D | $10,000,000 similar: $829,831–$9,999,998 | $10,000,000 | 5 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Dermira, Inc. | Director | Sep 30, 2014 | D | $50,999,996 similar: $829,831–$9,999,998 | $50,999,991 | 15 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | HYPERION THERAPEUTICS INC | Director | Jun 18, 2014 | D | $7,990,674 similar: $1,694,259–$16,000,000 | $7,990,674 | 0 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | TriVascular Technologies, Inc. | Director | Dec 12, 2013 | D | $1,950,270 similar: $829,831–$9,999,998 | $1,950,270 | 2 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | TriVascular Technologies, Inc. | Director | Nov 7, 2013 | D | $40,000,000 similar: $829,831–$9,999,998 | $39,643,841 | 23 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Dermira, Inc. | Director | Jun 13, 2013 | D | $25,000,000 similar: $829,831–$9,999,998 | $25,000,000 | 5 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | TriVascular Technologies, Inc. | Director | Nov 8, 2012 | D | $68,000 similar: $829,831–$9,999,998 | $68,000 | 2 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Dermira, Inc. | Director | Sep 12, 2012 | D | $42,006,739 similar: $829,831–$9,999,998 | $34,006,738 | 7 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | TriVascular Technologies, Inc. | Director | Jun 15, 2012 | D | $60,388,000 similar: $829,831–$9,999,998 | $35,421,757 | 34 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | TriVascular Technologies, Inc. | Director | May 1, 2012 | D | $4,000,001 similar: $829,831–$9,999,998 | $4,000,001 | 22 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | TriVascular Technologies, Inc. | Director | Feb 7, 2012 | D | $7,200,000 similar: $829,831–$9,999,998 | $7,161,013 | 22 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | HYPERION THERAPEUTICS INC | Director | Nov 4, 2011 | D | $15,030,000 similar: $1,694,259–$16,000,000 | $7,500,749 | 10 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | HYPERION THERAPEUTICS INC | Director | Apr 18, 2011 | D | $35,000,000 similar: $1,694,259–$16,000,000 | $17,471,998 | 10 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | TriVascular Technologies, Inc. | Director | Jul 15, 2010 | D | $45,000,000 similar: $829,831–$9,999,998 | $45,000,000 | 18 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | TriVascular Technologies, Inc. | Director | Nov 20, 2009 | D | $31,000,000 similar: $829,831–$9,999,998 | $30,505,087 | 22 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | HYPERION THERAPEUTICS INC | Director | Jul 16, 2009 | D | $45,461,554 similar: $1,694,259–$16,000,000 | $21,981,863 | 9 similar: 1–13 | $64,214 similar: $10,000–$55,000 |
| EDGAR ↗ | HYPERION THERAPEUTICS INC | Director | May 14, 2009 | D | $15,000,000 similar: $1,694,259–$16,000,000 | $12,988,762 | 12 similar: 1–13 | $742 similar: $10,000–$55,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); Pharmaceuticals / 506(b) (800 filings); Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Jake Nunn. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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