Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:31 AM ET

Sponsor Check › Person

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CHRISTOPHER CHAVEZ

Named as an officer, director or promoter on SEC Form D filings · CA · May 1, 2012 → Aug 21, 2015

1deal (issuers)

$45Mreported sold

34investors

5Form D filings

2012–2015years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

CHRISTOPHER CHAVEZ is listed as an executive officer and director on 5 SEC Form D filings by 1 issuer between May 2012 and Aug 2015: TriVascular Technologies, Inc. (Santa Rosa, CA — other health care — 2012–2015; $45M reported sold to 34 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside DANIEL MOORE (5 shared filings), Douglas Roeder (5 shared filings), Jake Nunn (5 shared filings), Michael Chobotov (5 shared filings), Michael Kramer (5 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around CHRISTOPHER. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 31 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for CHRISTOPHER CHAVEZ and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Christopher Gabriel Chavez" (NM) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for CHRISTOPHER CHAVEZ has not run yet — it is joining a line of 55,667 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Christopher Chavez v. Hyster-Yale Group, Inc. closed

District Court, C.D. California · No. 2:24-cv-05021 · Filed Jun 13, 2024 · Closed Jun 17, 2024

Role of Christopher Chavez: Plaintiff · Outcome: Terminated 2024-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched CHRISTOPHER CHAVEZ..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

31 cases: 3 open, 28 closed (disposition not in docket feed)

Christopher J Chavez open

United States Bankruptcy Court, D. New Mexico · No. 24-11102 · Filed Oct 18, 2024

Role of Christopher J Chavez: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)

Christopher Chavez and Breanna Sue Chavez open

United States Bankruptcy Court, N.D. Illinois · No. 23-15138 · Filed Nov 9, 2023

Role of Christopher Chavez and Breanna Sue Chavez: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Christopher Chavez closed

United States Bankruptcy Court, W.D. Texas · No. 22-50859 · Filed Aug 1, 2022 · Closed Jul 10, 2023

Role of Christopher Chavez: Debtor · Outcome: Case closed 2023-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)

Christopher Chavez and Asaneth Chavez open

United States Bankruptcy Court, S.D. Texas · No. 21-21281 · Filed Nov 5, 2021

Role of Christopher Chavez and Asaneth Chavez: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)

Christopher CHAVEZ closed

United States Bankruptcy Court, E.D. Washington · No. 20-00293 · Filed Feb 13, 2020 · Closed Sep 27, 2023

Role of Christopher CHAVEZ: Debtor · Outcome: Case closed 2023-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)

Christopher D. Chavez closed

United States Bankruptcy Court, M.D. Georgia · No. 19-40970 · Filed Nov 5, 2019 · Closed Apr 20, 2020

Role of Christopher D. Chavez: Debtor · Outcome: Case closed 2020-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

CHRISTOPHER CHAVEZ closed

United States Bankruptcy Court, D. Arizona · No. 4:19-bk-00606 · Filed Jan 18, 2019 · Closed Jul 8, 2019

Role of CHRISTOPHER CHAVEZ: Debtor · Outcome: Case closed 2019-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)

Christopher Chavez and Amber Chavez closed

United States Bankruptcy Court, W.D. Oklahoma · No. 18-13627 · Filed Aug 27, 2018 · Closed Jan 24, 2019

Role of Christopher Chavez and Amber Chavez: Debtor · Outcome: Case closed 2019-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)

Christopher Chavez and Ivon Chavez closed

United States Bankruptcy Court, E.D. California · No. 17-28102 · Filed Dec 14, 2017 · Closed Apr 13, 2018

Role of Christopher Chavez and Ivon Chavez: Debtor · Outcome: Case closed 2018-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)

Christopher B. Chavez and Yolanda Chavez closed

United States Bankruptcy Court, D. New Mexico · No. 14-10248 · Filed Jan 30, 2014 · Closed May 5, 2014

Role of Christopher B. Chavez and Yolanda Chavez: Debtor · Outcome: Case closed 2014-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)

Christopher J. Chavez closed

United States Bankruptcy Court, D. New Mexico · No. 13-11722 · Filed May 17, 2013 · Closed Aug 26, 2013

Role of Christopher J. Chavez: Debtor · Outcome: Case closed 2013-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)

Christopher M. Chavez closed

United States Bankruptcy Court, N.D. Indiana · No. 13-11485 · Filed May 16, 2013 · Closed Aug 22, 2013

Role of Christopher M. Chavez: Debtor · Outcome: Case closed 2013-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)

Christopher M. Chavez and Kristin K. Chavez closed

United States Bankruptcy Court, E.D. California · No. 13-21902 · Filed Feb 13, 2013 · Closed Jul 7, 2014

Role of Christopher M. Chavez and Kristin K. Chavez: Debtor · Outcome: Case closed 2014-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)

Christopher L. Chavez and Aneda E. Chavez closed

United States Bankruptcy Court, D. New Mexico · No. 12-14189 · Filed Nov 15, 2012 · Closed Jun 26, 2013

Role of Christopher L. Chavez and Aneda E. Chavez: Debtor · Outcome: Case closed 2013-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)

Christopher N Chavez and Cathy S Chavez closed

United States Bankruptcy Court, D. Minnesota · No. 10-37006 · Filed Sep 24, 2010 · Closed Jan 19, 2011

Role of Christopher N Chavez and Cathy S Chavez: Debtor · Outcome: Case closed 2011-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)

Christopher M Chavez closed

United States Bankruptcy Court, D. Colorado · No. 10-31017 · Filed Aug 18, 2010 · Closed Apr 4, 2011

Role of Christopher M Chavez: Debtor · Outcome: Case closed 2011-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)

Christopher S. Chavez and Kimberly M. Chavez closed

United States Bankruptcy Court, E.D. California · No. 09-39228 · Filed Sep 8, 2009 · Closed Nov 25, 2013

Role of Christopher S. Chavez and Kimberly M. Chavez: Debtor · Outcome: Case closed 2013-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)

Christopher Chavez closed

United States Bankruptcy Court, N.D. Ohio · No. 09-17859 · Filed Aug 21, 2009 · Closed Oct 28, 2011

Role of Christopher Chavez: Debtor · Outcome: Case closed 2011-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Christopher R Chavez closed

United States Bankruptcy Court, C.D. California · No. 6:09-bk-18095 · Filed Apr 23, 2009 · Closed Aug 19, 2009

Role of Christopher R Chavez: Debtor · Outcome: Case closed 2009-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)

Christopher A Chavez and Wilma Chavez closed

United States Bankruptcy Court, N.D. Illinois · No. 08-28729 · Filed Oct 24, 2008 · Closed Feb 12, 2009

Role of Christopher A Chavez and Wilma Chavez: Debtor · Outcome: Case closed 2009-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Christopher M Chavez closed

United States Bankruptcy Court, N.D. Illinois · No. 06-17247 · Filed Dec 28, 2006 · Closed Apr 5, 2007

Role of Christopher M Chavez: Debtor · Outcome: Case closed 2007-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Christopher M. Chavez closed

United States Bankruptcy Court, D. New Mexico · No. 04-18166 · Filed Nov 9, 2004 · Closed Feb 22, 2005

Role of Christopher M. Chavez: Debtor · Outcome: Case closed 2005-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)

Christopher S. Chavez and Kimberly M. Chavez closed

United States Bankruptcy Court, E.D. California · No. 04-23603 · Filed Apr 8, 2004 · Closed Jul 30, 2004

Role of Christopher S. Chavez and Kimberly M. Chavez: Debtor · Outcome: Case closed 2004-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)

Christopher D. Chavez and Ramona Hitesan Chavez closed

United States Bankruptcy Court, M.D. Georgia · No. 02-43135 · Filed Dec 5, 2002 · Closed Apr 9, 2003

Role of Christopher D. Chavez and Ramona Hitesan Chavez: Debtor · Outcome: Case closed 2003-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Christopher L. Chavez closed

United States Bankruptcy Court, D. Utah · No. 00-34086 · Filed Dec 5, 2000 · Closed Mar 14, 2001

Role of Christopher L. Chavez: Debtor · Outcome: Case closed 2001-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)

Christopher E. Chavez closed

United States Bankruptcy Court, S.D. Georgia · No. 97-10519 · Filed Feb 26, 1997 · Closed Jul 8, 1997

Role of Christopher E. Chavez: Debtor · Outcome: Case closed 1997-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Christopher J Chavez and Kathy O Chavez closed

United States Bankruptcy Court, C.D. California · No. 6:96-bk-26571 · Filed Oct 2, 1996 · Closed Feb 10, 1997

Role of Christopher J Chavez and Kathy O Chavez: Debtor · Outcome: Case closed 1997-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)

Christopher E. Chavez closed

United States Bankruptcy Court, N.D. Georgia · No. 96-74005 · Filed Sep 9, 1996 · Closed Feb 4, 1997

Role of Christopher E. Chavez: Debtor · Outcome: Case closed 1997-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Christopher P. Chavez and Kathy L. Chavez closed

United States Bankruptcy Court, E.D. Kentucky · No. 96-20057 · Filed Jan 19, 1996 · Closed Oct 28, 1996

Role of Christopher P. Chavez and Kathy L. Chavez: Debtor · Outcome: Case closed 1996-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)

CHRISTOPHER CHAVEZ and FREDA CHAVEZ closed

United States Bankruptcy Court, S.D. Mississippi · No. 95-08110 · Filed Jun 5, 1995 · Closed Sep 7, 2000

Role of CHRISTOPHER CHAVEZ and FREDA CHAVEZ: Debtor · Outcome: Case closed 2000-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)

Christopher Chavez closed

United States Bankruptcy Court, N.D. Illinois · No. 85-00352 · Filed Jan 9, 1985 · Closed Sep 13, 1985

Role of Christopher Chavez: Debtor · Outcome: Case closed 1985-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 64 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for CHRISTOPHER CHAVEZ (compared 5 filings on Oct 24, 2026)

Note · Nov 1, 2013 – Nov 7, 2013

No amendment in the last 12 months on an offering that may still be open — TriVascular Technologies, Inc. (latest filing Nov 7, 2013)

The latest filing for this offering is dated Nov 7, 2013 (first sale Nov 1, 2013). It reports $39,643,841 sold of $40,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 7, 2013 ↗TriVascular Technologies, Inc. — PartnerFacts page ↗

Sources

Form D · Nov 7, 2013 ↗ (Nov 7, 2013)
TriVascular Technologies, Inc. — PartnerFacts page ↗ (Aug 21, 2015)

Note · Jun 1, 2012 – Jun 15, 2012

No amendment in the last 12 months on an offering that may still be open — TriVascular Technologies, Inc. (latest filing Jun 15, 2012)

The latest filing for this offering is dated Jun 15, 2012 (first sale Jun 1, 2012). It reports $35,421,757 sold of $60,388,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Jun 15, 2012 ↗TriVascular Technologies, Inc. — PartnerFacts page ↗

Sources

Form D · Jun 15, 2012 ↗ (Jun 15, 2012)
TriVascular Technologies, Inc. — PartnerFacts page ↗ (Aug 21, 2015)

Note · Apr 1, 2022 – Apr 11, 2022

Same name, different state: "Christopher Gabriel Chavez" (NM) is a separate record

This page covers filings where the address state is CA. A separate record, "Christopher Gabriel Chavez" with address state NM, is listed on 2 filings — most recently by Intellect Asset Management Mini Pool LLC (Apr 11, 2022). The two records do not overlap in time: this page runs May 1, 2012 to Aug 21, 2015; the other runs Apr 1, 2022 to Apr 11, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher Gabriel Chavez (NM) — PartnerFacts page ↗Form D/A · Apr 11, 2022 ↗Intellect Asset Management Mini Pool LLC — PartnerFacts page ↗CHRISTOPHER CHAVEZ (CA) — this page ↗

Sources

Christopher Gabriel Chavez (NM) — PartnerFacts page ↗ (Apr 11, 2022)
Form D/A · Apr 11, 2022 ↗ (Apr 11, 2022)
Intellect Asset Management Mini Pool LLC — PartnerFacts page ↗ (Apr 11, 2022)
CHRISTOPHER CHAVEZ (CA) — this page ↗ (Aug 21, 2015)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 1 reports finder's fees totalling $680; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 21, 2015 D TriVascular Technologies, Inc. File 021-246251	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 7, 2013 D TriVascular Technologies, Inc. File 021-205972	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 8, 2012 D TriVascular Technologies, Inc. File 021-186705	$0	$680	$0	None listed on this filing	EDGAR ↗
Jun 15, 2012 D TriVascular Technologies, Inc. File 021-179861	$0	$0	$0	None listed on this filing	EDGAR ↗
May 1, 2012 D TriVascular Technologies, Inc. File 021-177489	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Christopher Chavez on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

TriVascular Technologies, Inc.

Santa Rosa, CA · May 1, 2012 → Aug 21, 2015 · 5 filings

Aug 21, 2015 · D · $10,000,000 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Nov 7, 2013 · D · $39,643,841 sold of $40,000,000 · 23 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Nov 8, 2012 · D · $68,000 sold of $68,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Jun 15, 2012 · D · $35,421,757 sold of $60,388,000 · 34 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
May 1, 2012 · D · $4,000,001 sold of $4,000,001 · 22 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $45M from 34 investors (100% of the $10M target) as of the latest filing. Christopher is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Christopher Gabriel Chavez — NM, 1 issuer, Apr 1, 2022 → Apr 11, 2022 · no shared issuer
Christopher G. Chavez — CA, 1 issuer, Apr 7, 2017 → Apr 7, 2017 · no shared issuer

People around Christopher 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Image matched by name on crunchbase.com ↗

Person

Michael Chobotov

Executive Officer, Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Christopher Chavez. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ryan Drant

Director · 5 shared filings (1 issuer) · also on 37 other issuers

Ryan Drant is on 38 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jake Nunn

Director · 5 shared filings (1 issuer) · also on 4 other issuers

Jake Nunn is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Thomas

Director, Executive Officer · 5 shared filings (1 issuer) · also on 4 other issuers

Robert Thomas is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Douglas Roeder

Director · 5 shared filings (1 issuer) · also on 4 other issuers

Douglas Roeder is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Kramer

Executive Officer · 5 shared filings (1 issuer) · also on 13 other issuers

Michael Kramer is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

DANIEL MOORE

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Christopher Chavez. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Shapiro

Director · 4 shared filings (1 issuer) · also on 5 other issuers

James Shapiro is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

James Scopa

Director · 4 shared filings (1 issuer) · also on 6 other issuers

James Scopa is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

SAMUEL E. BRASCH

Director · 3 shared filings (1 issuer)

Listed on the same filings as Christopher Chavez. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Arun Ramamoorthy

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Arun Ramamoorthy is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Kimberley Elting

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Christopher Chavez. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Kim

Director · 2 shared filings (1 issuer) · also on 32 other issuers

David Kim is on 33 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Vivek K. Jayaraman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Chavez. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Shari L. O'Quinn

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Chavez. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

JAMES P. SCOPA

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Chavez. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to CHRISTOPHER CHAVEZ by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Christopher Chavez is listed on: none on file. No website or social profile named in TriVascular Technologies, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #298,576 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Santa Rosa, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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CHRISTOPHER CHAVEZ

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — TriVascular Technologies, Inc. (latest filing Nov 7, 2013)

No amendment in the last 12 months on an offering that may still be open — TriVascular Technologies, Inc. (latest filing Jun 15, 2012)

Same name, different state: "Christopher Gabriel Chavez" (NM) is a separate record

5. Money to insiders

Deals 1

People around Christopher 16

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person