Brian D Bell is listed as an executive officer, director, and promoter on 15 SEC Form D filings by 4 issuers between Apr 2010 and May 2019: First Wave Technologies, Inc. (Batavia, NY — other technology — 2010–2014; $1.26M reported sold to 21 investors), First Wave Technologies, Inc. (Batavia, NY — industry reported as "Other" — 2019; $828K reported sold to 12 investors), First Wave Products Group, LLC (Batavia, NY — other technology — 2011–2012; $130K reported sold to 3 investors) and Medical Conservation Devices, LLC (Batavia, NY — other technology — 2012; $50K reported sold to 1 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 9 years. Across those companies the filings report $2.27M sold in total.
Listed alongside Joel Kanter (11 shared filings), Alfred Culliton (10 shared filings), GENE E. BURLESON (10 shared filings), Eugene Bauer (9 shared filings), R. Dean Hautamaki (9 shared filings) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.
All 4 issuers belong to the sponsor group First Wave (4 issuers, $1.4M reported sold, 2010–2019).
What this means A sponsor group is one team that sets up a new company for each deal. First Wave has 4 companies on file and $1.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for Brian D Bell and found 15 differences, 1 worth asking the sponsor about: Form D filed 164 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.