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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:33 AM ET

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EM
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Eric McCue

Named as an officer, director or promoter on SEC Form D filings · CA · Oct 24, 2014 → May 17, 2019

2deals (issuers)
$82Mreported sold
23investors
5Form D filings
2014–2019years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Eric McCue is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Oct 2014 and May 2019: COOLA LLC (Carlsbad, CA — retailing — 2019; $74.1M reported sold to 1 investors) and GovX, Inc. (La Jolla, CA — industry reported as "Other" — 2014–2016; $7.87M reported sold to 22 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $82M sold in total.

Listed alongside Anthony T. Farwell (4 shared filings), Carol Schnugg (4 shared filings), Fir M. Geene (4 shared filings), G. Nicholas Farwell (4 shared filings), Philip McConkey (4 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.

1 of the issuers belongs to the sponsor group Closingcorp (2 issuers, $6.98M reported sold, 2009–2020).

What this means A sponsor group is one team that sets up a new company for each deal. Closingcorp has 2 companies on file and $6.98M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Eric McCue and found 8 differences, 2 worth asking the sponsor about: Bankruptcy case: Eric A. McCue; Form D filed 217 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Eric McCue has not run yet — it is joining a line of 23,816 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Eric McCue..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Eric A. McCue closed
United States Bankruptcy Court, W.D. Michigan · No. 05-06979 · Filed May 13, 2005 · Closed Oct 21, 2005
Role of Eric A. McCue: Debtor · Outcome: Case closed 2005-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Eric McCue — 2 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · May 13, 2005 – Oct 21, 2005

Bankruptcy case: Eric A. McCue — filed May 13, 2005

United States Bankruptcy Court, W.D. Michigan docket "Eric A. McCue" filed May 13, 2005, closed Oct 21, 2005. Eric McCue is listed as Debtor ("Eric A. McCue"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Oct 9, 2008 – Feb 18, 2014

Bankruptcy case: James Chou and Geene Itoyo Chou — filed Oct 9, 2008

United States Bankruptcy Court, N.D. California docket "James Chou and Geene Itoyo Chou" filed Oct 9, 2008, closed Feb 18, 2014. Fir M. Geene (listed on the same filings) is listed as Debtor ("James Chou and Geene Itoyo Chou"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Mar 21, 2014 – Oct 24, 2014

Form D filed 217 days after the first sale — GovX, Inc.

The filing says the first sale was Mar 21, 2014. The Form D was filed Oct 24, 2014 — 217 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 202 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Nov 30, 2015 – Jan 28, 2016

Form D filed 59 days after the first sale — GovX, Inc.

The filing says the first sale was Nov 30, 2015. The Form D was filed Jan 28, 2016 — 59 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 44 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Nov 30, 2015 – Jan 28, 2016

No amendment in the last 12 months on an offering that may still be open — GovX, Inc. (latest filing Jan 28, 2016)

The latest filing for this offering is dated Jan 28, 2016 (first sale Nov 30, 2015). It reports $3,108,751 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 31, 2014 – Jan 14, 2015

No amendment in the last 12 months on an offering that may still be open — GovX, Inc. (latest filing Jan 14, 2015)

The latest filing for this offering is dated Jan 14, 2015 (first sale Dec 31, 2014). It reports $3,685,300 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 21, 2014 – Oct 24, 2014

No amendment in the last 12 months on an offering that may still be open — GovX, Inc. (latest filing Oct 24, 2014)

The latest filing for this offering is dated Oct 24, 2014 (first sale Mar 21, 2014). It reports $7,869,998 sold of $10,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 28, 2016 – Oct 26, 2016

Eric McCue's role changed at GovX, Inc.: executive officer → executive officer, director

The Jan 28, 2016 filing lists Eric McCue as executive officer; the Oct 26, 2016 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $750,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 17, 2019 D
COOLA LLC
File 021-339886
$0$0$750,000None listed on this filingEDGAR ↗
Oct 26, 2016 D
GovX, Inc.
File 021-273263
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2016 D
GovX, Inc.
File 021-256141
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2015 D
GovX, Inc.
File 021-232236
$0$0$0None listed on this filingEDGAR ↗
Oct 24, 2014 D
GovX, Inc.
File 021-227112
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Eric McCue on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Retailing

COOLA LLC

Carlsbad, CA · May 17, 2019
  • May 17, 2019 · D · $74,127,192 sold of $74,127,192 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $74.1M from 1 investor (100% of the $74.1M target) as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Closingcorp

GovX, Inc.

La Jolla, CA · Oct 24, 2014 → Oct 26, 2016 · 4 filings
  • Oct 26, 2016 · D · $3,728,482 sold of $3,728,482 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 28, 2016 · D · $3,108,751 sold of $5,000,000 · 5 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 14, 2015 · D · $3,685,300 sold of $5,000,000 · 6 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Oct 24, 2014 · D · $7,869,998 sold of $10,000,000 · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $7.87M from 22 investors (100% of the $3.73M target) as of the latest filing. Eric is listed as executive officer, director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Eric 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony T. Farwell

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Eric McCue. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Staffan Encrantz

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Eric McCue. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

G. Nicholas Farwell

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Eric McCue. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Philip McConkey

Director · 4 shared filings (1 issuer)

Listed on the same filings as Eric McCue. Their page shows their other deals.

FG
No photo found yet (own website and image search run after this page is viewed)
Person

Fir M. Geene

Director · 4 shared filings (1 issuer)

Listed on the same filings as Eric McCue. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Carol Schnugg

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Eric McCue. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Alberga

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Eric McCue. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Van Buskirk

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric McCue. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Shannon Van Buskirk

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric McCue. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Davin

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric McCue. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher J Birchby

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric McCue. Their page shows their other deals.

The team behind the deals

Sponsor group

Closingcorp

2 issuers · 13 filings · $6.98M reported sold · 2009–2020

One team, 2 deal companies. Eric McCue is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric McCue.

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Eric McCue by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Eric McCue is listed on: none on file. No website or social profile named in COOLA LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #234,642 of 374,652 in line (1,195 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Carlsbad, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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