Thomas Davin is listed as a director on 2 SEC Form D filings by 1 issuer between Jan 2016 and Oct 2016: GovX, Inc. (La Jolla, CA — industry reported as "Other" — 2016; $7.87M reported sold to 22 investors).
What this means One deal on file with the SEC, filed Oct 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Anthony T. Farwell (2 shared filings), Carol Schnugg (2 shared filings), David Alberga (2 shared filings), Eric McCue (2 shared filings), Fir M. Geene (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.
The issuer belongs to the sponsor group Closingcorp (2 issuers, $6.98M reported sold, 2009–2020).
What this means A sponsor group is one team that sets up a new company for each deal. Closingcorp has 2 companies on file and $6.98M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Thomas Davin and found 3 differences: Bankruptcy case: James Chou and Geene Itoyo Chou; Form D filed 59 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.