Edward A. Poletti is listed as an executive officer and director on 33 SEC Form D filings by 13 issuers between Feb 2010 and Nov 2017. Largest by amount reported sold: CFIG GSOCS II Feeder, L.P. (New York, NY — pooled investment fund — 2013; $32.5M reported sold to 46 investors), IP III CO-INVESTORS, L.P. (New York, NY — pooled investment fund — 2010–2017; $31M reported sold to 43 investors), CFIG Co-Investors, L.P. (New York, NY — pooled investment fund — 2010–2017; $30.4M reported sold to 28 investors), CFIG AG Net Lease III Feeder Fund, L.P. (New York, NY — pooled investment fund — 2013; $25.9M reported sold to 57 investors), CANDLEWOOD CAPITAL PARTNERS CO-INVESTORS LP (New York, NY — pooled investment fund — 2010; $18.3M reported sold to 12 investors) and 8 more (all listed below).
What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $189.9M sold in total.
The issuers belong to 3 sponsor groups: Credit Suisse (37 issuers, $1.69B reported sold, 2009–2023), Cfig Gsocs (4 issuers, $103.7M reported sold, 2013–2014) and Cs Chrp (2 issuers, $64.8M reported sold, 2010–2011).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 33 public filings for Edward A. Poletti and found 8 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Edward A. Poletti is no longer listed on the Nov 8, 2018 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.