Denis Sutton is listed as a director on 2 SEC Form D filings by 1 issuer between Aug 2010 and Jan 2011: WORKSTREAM INC (Maitland, FL — other technology — 2010–2011; $1.25M reported sold to 20 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Biju Kulathakal (2 shared filings), David Kennedy (2 shared filings), Ezra Schneier (2 shared filings), Jeffrey Moss (2 shared filings), John Long (2 shared filings) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Denis. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Denis Sutton and found 3 differences: Denis Sutton appears on 1 deal that stopped filing before reaching its target; Form D filed 18 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.