DAVID STRAKER-SMITH is listed as a director on 5 SEC Form D filings by 1 issuer between Aug 2011 and Aug 2015: LIM ASIA MULTI-STRATEGY FUND INC. (Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2011–2015; $431.9M reported sold to 59 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside ALAN SMITH (5 shared filings), CHRISTOPHER GRUBB (5 shared filings), GEORGE W. LONG (5 shared filings), ROBERT SHULTZ (4 shared filings), BERNARD GRISBY (3 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DAVID. Each name links to their own page.
The issuer belongs to the sponsor group Lim Japan Event (3 issuers, $272.8M reported sold, 2011–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Lim Japan Event has 3 companies on file and $272.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for DAVID STRAKER-SMITH and found 8 differences, 8 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.