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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:01 AM ET

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David Roth

Named as an officer, director or promoter on SEC Form D filings · NY, CA, NJ, CO · Aug 26, 2010 → Mar 30, 2026

30deals (issuers)
$39.14Breported sold
3,612investors
65Form D filings
2010–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Roth is listed as an executive officer, director, and promoter on 65 SEC Form D filings by 30 issuers between Jun 2009 and Aug 2026. Largest by amount reported sold: Blackstone Real Estate Partners Europe V L.P. (New York, NY — pooled investment fund — 2016–2017; $8.31B reported sold to 181 investors), Blackstone Real Estate Partners VIII.F L.P. (New York, NY — pooled investment fund — 2015; $8B reported sold to 126 investors), Blackstone Real Estate Partners Asia II L.P. (New York, NY — pooled investment fund — 2017–2018; $5.51B reported sold to 76 investors), Blackstone Real Estate Partners VIII L.P. (New York, NY — pooled investment fund — 2015; $4.52B reported sold to 148 investors), Ares US Real Estate Fund XI, L.P. (Los Angeles, CA — pooled investment fund — 2024–2025; $2.28B reported sold to 61 investors) and 25 more (all listed below).

What this means That is a lot of deals — 30 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $39.14B sold in total.

Listed alongside Anthony W. Beovich (29 shared filings), Giovanni Cutaia (29 shared filings), Jonathan D. Gray (29 shared filings), Kathleen McCarthy (29 shared filings), Kenneth Caplan (29 shared filings) and 76 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 2 sponsor groups: Ares (213 issuers, $113.9B reported sold, 2009–2026) and Blackstone (774 issuers, $1033.12B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 1 state regulator order, 20 bankruptcy cases matching the name listed in Key records below.

What this means 23 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 65 public filings for David Roth and found 19 differences, 3 worth asking the sponsor about: 12 paid sellers are listed without a CRD number; Form D filed 62 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Roth has not run yet — it is joining a line of 45,153 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 dismissed

David Roth v. Hasbro Inc dismissed
District Court, C.D. California · No. 2:13-cv-01835 · Filed Mar 14, 2013 · Closed Apr 9, 2014 · Nature of suit: Contract: Other · Cause: 28:1441 Notice of Removal - Breach of Contract
Role of David Roth: Plaintiff · Outcome: Terminated 2014-04-09 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)
David Roth v. Compuware Corp dismissed
District Court, C.D. California · No. 8:02-cv-00806 · Filed Aug 22, 2002 · Closed Nov 18, 2003 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of David Roth: Plaintiff · Outcome: Terminated 2003-11-18 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Barred Or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): David A. Roth (Registered Representative, Centreville, Virginia)
As listed by the regulator: David A. Roth (Registered Representative, Centreville, Virginia) submitted an Offer of Settlement pursuant to which he was fined $5,000 and barred from association with any NASD member in any capacity. Without admitting or denying the allegations, Roth consented to the described sanctions and to the entry of findings that he falsified account statements of public customers by reflecting corrections that had not occurred. Order / docket ↗ Regulator's list ↗
same full name in the order; 9 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Roth..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

20 cases: 20 closed (disposition not in docket feed)

David A. Roth closed
United States Bankruptcy Court, W.D. New York · No. 2-24-20444 · Filed Aug 9, 2024 · Closed Dec 13, 2024
Role of David A. Roth: Debtor · Outcome: Case closed 2024-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
David Roth and Leah Rechy Roth closed
United States Bankruptcy Court, E.D. New York · No. 1-20-42267 · Filed Jun 5, 2020 · Closed Jun 29, 2022
Role of David Roth and Leah Rechy Roth: Debtor · Outcome: Case closed 2022-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
David M. Roth closed
United States Bankruptcy Court, D. New Jersey · No. 18-22922 · Filed Jun 27, 2018 · Closed Sep 8, 2021
Role of David M. Roth: Debtor · Outcome: Case closed 2021-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NJ)
David M. Roth closed
United States Bankruptcy Court, D. New Jersey · No. 15-31721 · Filed Nov 19, 2015 · Closed Feb 7, 2017
Role of David M. Roth: Debtor · Outcome: Case closed 2017-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NJ)
David J. Roth closed
United States Bankruptcy Court, E.D. California · No. 15-10235 · Filed Jan 26, 2015 · Closed Dec 31, 2015
Role of David J. Roth: Debtor · Outcome: Case closed 2015-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)
David A. Roth closed
United States Bankruptcy Court, S.D. California · No. 14-08170 · Filed Oct 16, 2014 · Closed Feb 4, 2015
Role of David A. Roth: Debtor · Outcome: Case closed 2015-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)
David A Roth closed
United States Bankruptcy Court, C.D. California · No. 9:14-bk-11807 · Filed Aug 20, 2014 · Closed Oct 2, 2014
Role of David A Roth: Debtor · Outcome: Case closed 2014-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)
David J Roth and Jill P Roth closed
United States Bankruptcy Court, D. New Jersey · No. 13-27564 · Filed Aug 9, 2013 · Closed Nov 18, 2013
Role of David J Roth and Jill P Roth: Debtor · Outcome: Case closed 2013-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NJ)
David J Roth closed
United States Bankruptcy Court, S.D. California · No. 11-18623 · Filed Nov 15, 2011 · Closed Feb 23, 2012
Role of David J Roth: Debtor · Outcome: Case closed 2012-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)
David Roth and Donna M. Roth closed
United States Bankruptcy Court, S.D. New York · No. 11-35287 · Filed Feb 8, 2011 · Closed May 20, 2011
Role of David Roth and Donna M. Roth: Debtor · Outcome: Case closed 2011-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
David A. Roth closed
United States Bankruptcy Court, N.D. California · No. 10-55727 · Filed May 31, 2010 · Closed Mar 31, 2016
Role of David A. Roth: Debtor · Outcome: Case closed 2016-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)
David Roth and Caryn Roth closed
United States Bankruptcy Court, D. New Jersey · No. 09-37113 · Filed Oct 9, 2009 · Closed Jan 29, 2010
Role of David Roth and Caryn Roth: Debtor · Outcome: Case closed 2010-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NJ)
David Roth closed
United States Bankruptcy Court, C.D. California · No. 6:08-bk-17133 · Filed Jun 14, 2008 · Closed Sep 26, 2008
Role of David Roth: Debtor · Outcome: Case closed 2008-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)
David M Roth closed
United States Bankruptcy Court, W.D. New York · No. 2-05-24924 · Filed Sep 21, 2005 · Closed Dec 10, 2008
Role of David M Roth: Debtor · Outcome: Case closed 2008-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
David W. Roth and Deborah Roth closed
United States Bankruptcy Court, N.D. California · No. 00-50584 · Filed Feb 4, 2000 · Closed Feb 22, 2006
Role of David W. Roth and Deborah Roth: Debtor · Outcome: Case closed 2006-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)
Caryn Roth and David Roth closed
United States Bankruptcy Court, D. New Jersey · No. 99-63810 · Filed Dec 13, 1999 · Closed Jan 19, 2000
Role of David Roth: Debtor · Outcome: Case closed 2000-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NJ)
David Roth closed
United States Bankruptcy Court, D. New Jersey · No. 95-37349 · Filed Oct 18, 1995 · Closed Jan 31, 1996
Role of David Roth: Debtor · Outcome: Case closed 1996-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NJ)
David P. Roth closed
United States Bankruptcy Court, N.D. New York · No. 95-60906 · Filed Mar 21, 1995 · Closed Sep 15, 1995
Role of David P. Roth: Debtor · Outcome: Case closed 1995-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (NY)
David A. Roth and Lisa K. Roth closed
United States Bankruptcy Court, C.D. California · No. 8:94-bk-20069 · Filed Oct 3, 1994 · Closed Mar 13, 1995
Role of David A. Roth and Lisa K. Roth: Debtor · Outcome: Case closed 1995-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)
David S. Roth and Sandra M. Roth closed
United States Bankruptcy Court, C.D. California · No. 9:93-bk-11098 · Filed Apr 1, 1993 · Closed Aug 26, 1993
Role of David S. Roth and Sandra M. Roth: Debtor · Outcome: Case closed 1993-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 156 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

19 differences found between the filings for David Roth — 3 worth asking about (compared the newest 50 of 65 filings on Oct 24, 2026; older filings not covered)

Note · Dec 12, 2011 – Feb 6, 2012

Bankruptcy case: Chojnacki v. High-Tor Properties, Inc. — filed Dec 12, 2011

United States Bankruptcy Court, S.D. New York docket "Chojnacki v. High-Tor Properties, Inc." filed Dec 12, 2011, closed Feb 6, 2012. Adam Chojnacki (listed on the same filings) is listed as Plaintiff ("Chojnacki"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jul 16, 1993 – May 1, 2001

Bankruptcy case: John C. Uhlein, III — filed Jul 16, 1993

United States Bankruptcy Court, N.D. New York docket "John C. Uhlein, III" filed Jul 16, 1993, closed May 1, 2001. John Uhlein (listed on the same filings) is listed as Debtor ("John C. Uhlein, III"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Nov 17, 1992 – Jan 29, 1993

Bankruptcy case: A T & T Universal Card Services Corp. v. Chojnacki — filed Nov 17, 1992

United States Bankruptcy Court, W.D. New York docket "A T & T Universal Card Services Corp. v. Chojnacki" filed Nov 17, 1992, closed Jan 29, 1993. Adam Chojnacki (listed on the same filings) is listed as Defendant ("Chojnacki"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Apr 16, 2021

23% of the money raised went to insiders — Core-Arms, LLC

The Apr 16, 2021 Form D reports $1,050,000 sold and $240,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Worth asking · Mar 23, 2016 – Dec 31, 2025

12 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Korea Asset Investment Securities Co., Ltd. — Ares US Real Estate Fund XI, L.P. · Paid seller listed without a CRD number: Mirae Asset Securities Co., Ltd. — Ares US Real Estate Fund XI, L.P. · Paid seller listed without a CRD number: Korea Asset Investment Securities Co., Ltd. — Ares US Real Estate Fund X, L.P. · Paid seller listed without a CRD number: Citibank Canada Investment Funds Limited — Ares US Real Estate Opportunity Fund III, L.P. · Paid seller listed without a CRD number: Bank Julius Baer & Co. Ltd. — Blackstone Real Estate Partners Asia II L.P. · and 7 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Mar 19, 2025 – May 20, 2025

Form D filed 62 days after the first sale — LAVIT HOLDINGS INC.

The filing says the first sale was Mar 19, 2025. The Form D was filed May 20, 2025 — 62 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 47 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Dec 15, 2017 – Apr 16, 2021

Form D filed 1,218 days after the first sale — Core-Arms, LLC

The filing says the first sale was Dec 15, 2017. The Form D was filed Apr 16, 2021 — 1,218 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,203 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Sep 21, 2017 – May 20, 2025

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — LAVIT HOLDINGS INC. (latest filing May 20, 2025) · No amendment in the last 12 months on an offering that may still be open — Ares US Real Estate Opportunity Fund IV, L.P. (latest filing Oct 30, 2023) · No amendment in the last 12 months on an offering that may still be open — Ares US Real Estate Fund X, L.P. (latest filing Oct 11, 2022) · No amendment in the last 12 months on an offering that may still be open — Ares US Real Estate Opportunity Fund III, L.P. (latest filing Apr 6, 2021) · No amendment in the last 12 months on an offering that may still be open — AREOF III Co-Invest (Onshore), L.P. (latest filing Oct 15, 2020) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Feb 22, 2017 – Sep 6, 2017

Offering amount changed between filings — Blackstone Real Estate Partners Europe V L.P.

The Feb 22, 2017 filing says an indefinite amount offered; the Sep 6, 2017 Form D/A says $8,306,450,963.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Feb 22, 2017 – Sep 6, 2017

Offering amount changed between filings — BREP Europe V (Alberta) L.P.

The Feb 22, 2017 filing says an indefinite amount offered; the Sep 6, 2017 Form D/A says $2,114,192,621.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jan 12, 2016 – Aug 16, 2024

David Roth is written 2 different ways on the filings

listed as "David Roth" on 49 filings (from Jan 12, 2016), and "David A. Roth" on 3 filings (from Aug 16, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Sep 4, 2014 – Aug 7, 2024

Same name, different state: "David Roth" (FL) is a separate record

This page covers filings where the address state is NY or CA or NJ or CO. A separate record, "David Roth" with address state FL, is listed on 28 filings — most recently by SouthOcean Real Estate Partners VI, LLC (Aug 7, 2024). Both records have filings in the same period (Sep 4, 2014 to Aug 7, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 1, 2023 – Apr 28, 2023

Same name, different state: "David A. Roth" (MA) is a separate record

This page covers filings where the address state is NY or CA or NJ or CO. A separate record, "David A. Roth" with address state MA, is listed on 3 filings — most recently by Allarity Therapeutics, Inc. (Apr 28, 2023). Both records have filings in the same period (Mar 1, 2023 to Apr 28, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 7, 2017

Same name, different state: "David Alan Roth" (NV) is a separate record

This page covers filings where the address state is NY or CA or NJ or CO. A separate record, "David Alan Roth" with address state NV, is listed on 1 filing — most recently by GivingBuilders LLC (Nov 7, 2017). Both records have filings in the same period (Nov 7, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 23, 2010 – Jun 2, 2016

Same name, different state: "David Roth" (TX) is a separate record

This page covers filings where the address state is NY or CA or NJ or CO. A separate record, "David Roth" with address state TX, is listed on 3 filings — most recently by Icon Capital Corp (Jun 2, 2016). Both records have filings in the same period (Aug 26, 2010 to Jun 2, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 9, 2009

Same name, different state: "David Roth" (CT) is a separate record

This page covers filings where the address state is NY or CA or NJ or CO. A separate record, "David Roth" with address state CT, is listed on 1 filing — most recently by Genomas Inc (Apr 9, 2009). The two records do not overlap in time: this page runs Aug 26, 2010 to Mar 30, 2026; the other has one filing dated Apr 9, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 20, 2025 – Aug 18, 2026

Address moved from New York, NY to Brick Township, NJ — LAVIT HOLDINGS INC.

The people listed on the May 20, 2025 filing give New York, NY; on the Aug 18, 2026 filing they give Brick Township, NJ.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Apr 16, 2021 – Nov 12, 2025

Address moved from Laguna Hills, CA to Irvine, CA — Core-Arms, LLC

The people listed on the Apr 16, 2021 filing give Laguna Hills, CA; on the Nov 12, 2025 filing they give Irvine, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jan 12, 2016 – Aug 18, 2026

David Roth is listed with 4 different address states: NY, CA, CO, NJ

NY on 43 filings (Jan 12, 2016 to Mar 30, 2026); CA on 5 filings (Oct 15, 2020 to Nov 12, 2025); CO on 3 filings (Aug 16, 2024 to Aug 17, 2026); NJ on 1 filing (Aug 18, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 65 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

7 of 37 offerings report sales commissions totalling $45,736,713; 0 report finder's fees; 3 report proceeds to related persons totalling $735,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 18, 2026 D
LAVIT HOLDINGS INC.
File 021-594622
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 17, 2026 D/A
Ares Real Estate Income Trust Inc.
File 021-521810
$0$0$0Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Mar 30, 2026 D
Ares US Real Estate XI Co-Invest (CP) LP
File 021-578317
$0$0$0 (est.)
The Issuer's Manager or an affiliate of the Issuer's Manager will receive a fee for services payable by the Issuer generally equal to a percentage of invested capital.
None listed on this filingEDGAR ↗
Dec 31, 2025 D/A
Ares US Real Estate Fund XI, L.P.
File 021-532972
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate of the Issuer's Manager will receive a fee for services payable by the Issuer generally equal to a percentage of invested capital.
Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗
Korea Asset Investment Securities Co., Ltd. no CRD number reported
Mirae Asset Securities Co., Ltd. no CRD number reported
EDGAR ↗
Nov 12, 2025 D/A
Core-Arms, LLC
File 021-396240
$0$0$240,000 (est.)None listed on this filingEDGAR ↗
Oct 27, 2025 D
Ares SH Partners LP
File 021-562138
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate of the Issuer's Manager will receive a fee for services payable by the Issuer generally equal to a percentage of invested capital.
Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗EDGAR ↗
May 20, 2025 D
LAVIT HOLDINGS INC.
File 021-546709
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 30, 2024 D
Ares HRO-C Partners, L.P.
File 021-522946
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate of the Issuer's Manager will receive a fee for services payable by the Issuer generally equal to a percentage of invested capital.
Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Oct 30, 2023 D/A
Ares US Real Estate Opportunity Fund IV, L.P.
File 021-462411
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate of the Issuer's Manager will receive a fee for services payable by the Issuer generally equal to a percentage of invested capital.
Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗
Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
EDGAR ↗
May 18, 2023 D
AREOF IV Co-Invest P, L.P.
File 021-482107
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate of the Issuer's Manager will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Oct 11, 2022 D/A
Ares US Real Estate Fund X, L.P.
File 021-402785
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate of the Issuer's Manager will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Korea Asset Investment Securities Co., Ltd. no CRD number reported
EDGAR ↗
May 5, 2022 D
Ares CARS Co-Invest, L.P.
File 021-444669
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate of the Issuer's Manager will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Feb 28, 2022 D
New CARS OP LLC
File 021-435241
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2022 D
CARS Management Co. LLC
File 021-435242
$0$0$0None listed on this filingEDGAR ↗
Apr 19, 2021 D
Ares Ground Lease Partners, L.P.
File 021-396266
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate of the Issuer's Manager will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Apr 6, 2021 D/A
Ares US Real Estate Opportunity Fund III, L.P.
File 021-354060
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate of the Issuer's Manager will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗
Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
Citibank Canada Investment Funds Limited no CRD number reported
EDGAR ↗
Mar 19, 2021 D
Ares Midway Partners, L.P.
File 021-392883
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate of the Issuer's Manager will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Oct 15, 2020 D
AREOF III Co-Invest (Onshore), L.P.
File 021-377953
$0 (est.)$0 (est.)$0 (est.)Ares Investor Services LLC BrokerCheck CRD 166219 ↗EDGAR ↗
Apr 11, 2019 D
AREG 601 W. 29 Co-Invest Member LLC
File 021-337036
$306,990 (est.)$0$0
The Issuer's Managing Member or an affiliate will receive a management fee payable by the Issuers generally equal to a percentage of invested capital.
Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
EDGAR ↗
Feb 6, 2018 D/A
Blackstone Real Estate Partners Asia II L.P.
File 021-295006
$3,814,800 (est.)$0$0Bank Julius Baer & Co. Ltd. no CRD number reported
NH Investment & Securities Co., Ltd. no CRD number reported
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Feb 6, 2018 D/A
Blackstone Real Estate Partners Asia II (Lux) SCSp
File 021-295014
$985,200 (est.)$0$0J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Oct 4, 2017 D/A
BREP Asia II Feeder L.P.
File 021-295008
$0 (est.)$0$0Bank Julius Baer & Co. Ltd. no CRD number reported
NH Investment & Securities Co., Ltd. no CRD number reported
EDGAR ↗
Sep 19, 2017 D
BREP Asia II Feeder B L.P.
File 021-295010
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2017 D/A
BREP Europe V (Alberta) L.P.
File 021-254934
$309,189 (est.)$0$0NH Investment & Securities Co., Ltd. no CRD number reported
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Sep 6, 2017 D/A
Blackstone Real Estate Partners Europe V L.P.
File 021-254932
$9,450,943$0$0Park Hill Group LLC BrokerCheck CRD 135898 ↗
via Park Hill Group LLC (CRD 135898 ↗)

NH Investment & Securities Co., Ltd. no CRD number reported
Compass Private Equity XIV Fondo De Inversion no CRD number reported
Bank Julius Baer & Co., Ltd. no CRD number reported
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
via UBS Financial Services Inc. (CRD 8174 ↗)

Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Apr 12, 2016 D
BREP Europe V Feeder B L.P.
File 021-261083
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2016 D
Blackstone Edison Managed Partners L.P.
File 021-256361
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2016 D
Blackstone Edison Managed Partners.TE L.P.
File 021-256362
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2015 D/A
Blackstone Real Estate Partners VIII L.P.
File 021-232631
$20,488,566$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
via UBS Financial Services Inc. (CRD 8174 ↗)

Bank Julius Baer & Co. Ltd. no CRD number reported
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Oct 29, 2015 D/A
Blackstone Real Estate Partners VIII.F L.P.
File 021-232643
$10,381,025$0$0Compass Group Global Advisors S.A. no CRD number reported
NH Investment & Securities Co., Ltd. no CRD number reported
The Hongkong and Shanghai Banking Corporation Limited, Private Banking division no CRD number reported
The Hongkong and Shanghai Banking Corporation Limited, Singapore Branch, Private Banking division no CRD number reported
HSBC Private Bank (Suisse) SA no CRD number reported
HSBC Private Bank (Monaco) S.A. no CRD number reported
HSBC Private Bank (Luxembourg) S.A. no CRD number reported
HSBC Private Bank (UK) Limited no CRD number reported
HSBC Private Bank (C.I.) Limited no CRD number reported
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)

J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
via J.P. Morgan Securities LLC (CRD 79 ↗)
EDGAR ↗
Oct 16, 2015 D
AppFirst, Inc.
File 021-249503
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2015 D
AppFirst, Inc.
File 021-233959
$0$0$0
A certain portion of the gross proceeds of the offering may be used to pay regular salaries and fees of the employees and consultants of the Company, including salaries and fees to the officers named in Item 3 above.
None listed on this filingEDGAR ↗
May 23, 2014 D
AppFirst, Inc.
File 021-217925
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Dec 18, 2012 D
AppFirst, Inc.
File 021-188547
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2011 D
AppFirst, Inc.
File 021-165346
$0$0$0None listed on this filingEDGAR ↗
Aug 26, 2010 D
AppFirst, Inc.
File 021-146970
$0$0$220,000 (est.)
Salaries
None listed on this filingEDGAR ↗
Jun 24, 2009 D
AppFirst, Inc.
File 021-132226
$0$0$275,000
Salaries
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 30

Every issuer that named David Roth on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

LAVIT HOLDINGS INC.

Brick Township, NJ · May 20, 2025 → Aug 18, 2026 · 2 filings
  • Aug 18, 2026 · D · $4,758,943 sold of $5,000,000 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 20, 2025 · D · $6,014,722 sold of $6,500,000 · 53 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.72M from 53 investors (100% of the $5M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Ares

Ares Real Estate Income Trust Inc.

Denver, CO · Aug 16, 2024 → Aug 17, 2026 · 3 filings
  • Aug 17, 2026 · D/A · $715,083,181 sold of Indefinite · 1,960 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 18, 2025 · D/A · $67,065,261 sold of Indefinite · 489 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 16, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $715.1M from 1,960 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares US Real Estate XI Co-Invest (CP) LP

Los Angeles, CA · Mar 30, 2026
  • Mar 30, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares US Real Estate Fund XI, L.P.

Los Angeles, CA · Dec 20, 2024 → Dec 31, 2025 · 3 filings
  • Dec 31, 2025 · D/A · $2,277,100,000 sold of Indefinite · 61 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 22, 2025 · D/A · $2,166,100,000 sold of Indefinite · 58 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 20, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.28B from 61 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Manufacturing

Core-Arms, LLC

Irvine, CA · Apr 16, 2021 → Nov 12, 2025 · 2 filings
  • Nov 12, 2025 · D/A · $5,420,000 sold of Indefinite · 75 investors · min. $5,000 · role: Executive Officer, Promoter EDGAR ↗
  • Apr 16, 2021 · D · $1,050,000 sold of Indefinite · 21 investors · min. $5,000 · role: Executive Officer, Promoter EDGAR ↗

Raised $5.42M from 75 investors as of the latest filing. David is listed as executive officer, promoter on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares SH Partners LP

Los Angeles, CA · Oct 27, 2025
  • Oct 27, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares HRO-C Partners, L.P.

Los Angeles, CA · Aug 30, 2024
  • Aug 30, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares US Real Estate Opportunity Fund IV, L.P.

Los Angeles, CA · Oct 20, 2022 → Oct 30, 2023 · 2 filings
  • Oct 30, 2023 · D/A · $1,520,147,351 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 20, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.52B from 54 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

AREOF IV Co-Invest P, L.P.

Los Angeles, CA · May 18, 2023
  • May 18, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares US Real Estate Fund X, L.P.

Los Angeles, CA · Jun 14, 2021 → Oct 11, 2022 · 3 filings
  • Oct 11, 2022 · D/A · $1,831,137,741 sold of Indefinite · 545 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 2, 2022 · D/A · $1,189,125,000 sold of Indefinite · 307 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 14, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.83B from 545 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares CARS Co-Invest, L.P.

Los Angeles, CA · May 5, 2022
  • May 5, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Ares

CARS Management Co. LLC

Los Angeles, CA · Feb 28, 2022
  • Feb 28, 2022 · D · $1,850,000 sold of $1,850,000 · 5 investors · min. No minimum reported · role: Executive Officer (Executive Officer of Manager of Issuer) EDGAR ↗

Raised $1.85M from 5 investors (100% of the $1.85M target) as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial · group: Ares

New CARS OP LLC

Los Angeles, CA · Feb 28, 2022
  • Feb 28, 2022 · D · $60,851,209 sold of $60,851,209 · 7 investors · min. No minimum reported · role: Executive Officer (Executive Officer of Sole Member of Managing Member of Issuer) EDGAR ↗

Raised $60.9M from 7 investors (100% of the $60.9M target) as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Ground Lease Partners, L.P.

Los Angeles, CA · Apr 19, 2021
  • Apr 19, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares US Real Estate Opportunity Fund III, L.P.

Los Angeles, CA · Nov 22, 2019 → Apr 6, 2021 · 3 filings
  • Apr 6, 2021 · D/A · $1,697,296,500 sold of Indefinite · 112 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 28, 2020 · D/A · $1,106,702,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 22, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.7B from 112 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

Ares Midway Partners, L.P.

Los Angeles, CA · Mar 19, 2021
  • Mar 19, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

AREOF III Co-Invest (Onshore), L.P.

Los Angeles, CA · Oct 15, 2020
  • Oct 15, 2020 · D · $36,738,000 sold of Indefinite · 63 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $36.7M from 63 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ares

AREG 601 W. 29 Co-Invest Member LLC

Los Angeles, CA · Apr 11, 2019
  • Apr 11, 2019 · D · $30,551,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $30.6M from 1 investor as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackstone

Blackstone Real Estate Partners Asia II (Lux) SCSp

New York, NY · Sep 19, 2017 → Feb 6, 2018 · 2 filings
  • Feb 6, 2018 · D/A · $316,850,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Sep 19, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗

Raised $316.9M from 26 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackstone

Blackstone Real Estate Partners Asia II L.P.

New York, NY · Sep 19, 2017 → Feb 6, 2018 · 3 filings
  • Feb 6, 2018 · D/A · $5,506,145,000 sold of Indefinite · 76 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Oct 4, 2017 · D/A · $4,893,145,000 sold of Indefinite · 66 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Sep 19, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗

Raised $5.51B from 76 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackstone

BREP Asia II Feeder L.P.

New York, NY · Sep 19, 2017 → Oct 4, 2017 · 2 filings
  • Oct 4, 2017 · D/A · $1,487,860,000 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Sep 19, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗

Raised $1.49B from 28 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackstone

BREP Asia II Feeder B L.P.

New York, NY · Sep 19, 2017
  • Sep 19, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackstone

BREP Europe V (Alberta) L.P.

New York, NY · Jan 12, 2016 → Sep 6, 2017 · 6 filings
  • Sep 6, 2017 · D/A · $2,114,192,621 sold of $2,114,192,621 · 72 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Feb 22, 2017 · D/A · $1,416,184,180 sold of Indefinite · 62 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Sep 22, 2016 · D/A · $1,203,842,500 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Jul 14, 2016 · D/A · $1,196,842,500 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Mar 23, 2016 · D/A · $1,163,459,500 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Jan 12, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗

Raised $2.11B from 72 investors (100% of the $2.11B target) as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackstone

Blackstone Real Estate Partners Europe V L.P.

New York, NY · Jan 12, 2016 → Sep 6, 2017 · 8 filings
  • Sep 6, 2017 · D/A · $8,306,450,963 sold of $8,306,450,963 · 181 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Feb 22, 2017 · D/A · $7,122,916,772 sold of Indefinite · 157 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Dec 19, 2016 · D/A · $7,035,755,242 sold of Indefinite · 152 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Nov 14, 2016 · D/A · $6,875,802,242 sold of Indefinite · 148 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Sep 22, 2016 · D/A · $6,748,262,492 sold of Indefinite · 139 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Jul 14, 2016 · D/A · $6,323,269,424 sold of Indefinite · 129 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Mar 23, 2016 · D/A · $3,809,058,424 sold of Indefinite · 104 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗
  • Jan 12, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗

Raised $8.31B from 181 investors (100% of the $8.31B target) as of the latest filing. David is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackstone

BREP Europe V Feeder B L.P.

New York, NY · Apr 12, 2016
  • Apr 12, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Of the Delaware General Partner of the GP) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackstone

Blackstone Edison Managed Partners.TE L.P.

New York, NY · Jan 29, 2016
  • Jan 29, 2016 · D · $104,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Of the General Partner of the GP of the Issuer.) EDGAR ↗

Raised $104.5M from 2 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackstone

Blackstone Edison Managed Partners L.P.

New York, NY · Jan 29, 2016
  • Jan 29, 2016 · D · $588,500,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Of the General Partner of the GP of the Issuer.) EDGAR ↗

Raised $588.5M from 8 investors as of the latest filing. David is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackstone

Blackstone Real Estate Partners VIII.F L.P.

New York, NY · Jul 16, 2015 → Oct 29, 2015 · 2 filings
  • Oct 29, 2015 · D/A · $8,004,613,722 sold of $8,004,613,722 · 126 investors · min. No minimum reported · role: Executive Officer (Of the General Partner of the GP of the Issuer.) EDGAR ↗
  • Jul 16, 2015 · D/A · $7,805,497,722 sold of Indefinite · 122 investors · min. No minimum reported · role: Executive Officer (Of the General Partner of the GP of the Issuer.) EDGAR ↗

Raised $8B from 126 investors (100% of the $8B target) as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Blackstone

Blackstone Real Estate Partners VIII L.P.

New York, NY · Jul 16, 2015 → Oct 29, 2015 · 2 filings
  • Oct 29, 2015 · D/A · $4,518,105,154 sold of $4,518,105,154 · 148 investors · min. No minimum reported · role: Executive Officer (Of the General Partner of the GP of the Issuer.) EDGAR ↗
  • Jul 16, 2015 · D/A · $3,867,221,154 sold of Indefinite · 145 investors · min. No minimum reported · role: Executive Officer (Of the General Partner of the GP of the Issuer.) EDGAR ↗

Raised $4.52B from 148 investors (100% of the $4.52B target) as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

AppFirst, Inc.

New York, NY · Jun 24, 2009 → Oct 16, 2015 · 7 filings
  • Oct 16, 2015 · D · $1,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗
  • Feb 12, 2015 · D · $2,175,000 sold of $2,500,000 · 5 investors · min. $10,000 · role: Executive Officer, Director (Chief Executive Officer, Director) EDGAR ↗
  • May 23, 2014 · D · $2,650,000 sold of $2,750,000 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 18, 2012 · D · $8,720,203 sold of $8,720,203 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 2, 2011 · D · $3,575,902 sold of $4,000,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 26, 2010 · D · $1,080,000 sold of $1,500,000 · 5 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Jun 24, 2009 · D · $1,000,000 sold of $1,000,000 · 4 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $8.72M from 9 investors (100% of the $3M target) as of the latest filing. David is listed as director, promoter, executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Roth — FL, 18 issuers, Sep 4, 2014 → Aug 7, 2024 · no shared issuer
  • David Roth — CT, 1 issuer, Apr 9, 2009 → Apr 9, 2009 · no shared issuer
  • David Roth — TX, 1 issuer, Aug 23, 2010 → Jun 2, 2016 · no shared issuer
  • David Alan Roth — NV, 1 issuer, Nov 7, 2017 → Nov 7, 2017 · no shared issuer
  • David A. Roth — MA, 1 issuer, Mar 1, 2023 → Apr 28, 2023 · no shared issuer
  • David Roth — British Columbia, Canada (as filed: A1), 1 issuer, Aug 16, 2022 → Jul 19, 2024 · no shared issuer
  • David Roth — Panama (as filed: R1), 1 issuer, Jul 9, 2026 → Oct 1, 2026 · no shared issuer
  • David Roth — MA, 1 issuer, Jan 17, 2018 → Sep 21, 2022 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Manager Ares Real Estate Management Holdings, LLC

Executive Officer · 14 shared filings (7 issuers) · also on 6 other issuers

Manager Ares Real Estate Management Holdings, LLC is on 13 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

BREP Asia II L.L.C.

Promoter · 8 shared filings (4 issuers)

Listed on the same filings as David Roth. Their page shows their other deals.

Management entity

Blackstone Real Estate Associates VIII L.P.

Promoter · 6 shared filings (4 issuers) · also on 3 other issuers

Blackstone Real Estate Associates VIII L.P. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

BREA VIII L.L.C.

Promoter · 6 shared filings (4 issuers) · also on 3 other issuers

BREA VIII L.L.C. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Blackstone Holdings IV, L.P.

Promoter · 6 shared filings (3 issuers)

Listed on the same filings as David Roth. Their page shows their other deals.

Management entity

Ares Real Estate Management Holdings, LLC

Executive Officer · 3 shared filings (3 issuers) · also on 15 other issuers

Ares Real Estate Management Holdings, LLC is on 18 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Ares SH6 Advisors LP

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Roth. Their page shows their other deals.

Management entity

Ares Midway GP, L.P.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Roth. Their page shows their other deals.

Management entity

Ares Ground Lease GP, L.P.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Roth. Their page shows their other deals.

Management entity

Ares CARS REIT Manager LLC

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Roth. Their page shows their other deals.

Management entity

Ares CARS Superholdco LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Roth. Their page shows their other deals.

Management entity

Ares CARS Interholdco LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Roth. Their page shows their other deals.

Management entity

Ares HRO-C Advisors, L.P.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Roth. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony W. Beovich

Executive Officer · 29 shared filings (11 issuers) · also on 164 other issuers

Anthony W. Beovich is on 175 issuers in total — a repeat sponsor. Their page lists every one.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Nadeem Meghji

Executive Officer · 29 shared filings (11 issuers) · also on 76 other issuers

Nadeem Meghji is on 87 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Giovanni Cutaia

Executive Officer · 29 shared filings (11 issuers) · also on 90 other issuers

Giovanni Cutaia is on 101 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen McCarthy

Executive Officer · 29 shared filings (11 issuers) · also on 103 other issuers

Kathleen McCarthy is on 114 issuers in total — a repeat sponsor. Their page lists every one.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Caplan

Executive Officer · 29 shared filings (11 issuers) · also on 100 other issuers

Kenneth Caplan is on 111 issuers in total — a repeat sponsor. Their page lists every one.

PQ
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Quinlan

Executive Officer · 29 shared filings (11 issuers) · also on 111 other issuers

Paul Quinlan is on 122 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan D. Gray

Executive Officer · 29 shared filings (11 issuers) · also on 78 other issuers

Jonathan D. Gray is on 89 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Stein

Executive Officer · 29 shared filings (11 issuers) · also on 110 other issuers

William Stein is on 121 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Casey

Executive Officer · 29 shared filings (11 issuers) · also on 9 other issuers

Michael Casey is on 20 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tyler Henritze

Executive Officer · 29 shared filings (11 issuers) · also on 76 other issuers

Tyler Henritze is on 87 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Glaubach

Executive Officer, Director · 24 shared filings (15 issuers) · also on 1 other issuer

Jay Glaubach is on 16 issuers in total — a repeat sponsor. Their page lists every one.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew E Holm

Executive Officer, Director · 21 shared filings (15 issuers) · also on 2 other issuers

Andrew E Holm is on 17 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Ares

213 issuers · 354 filings · $113.9B reported sold · 2009–2026

One team, 213 deal companies. David Roth is listed on 16 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Roth.

Sponsor group

Blackstone

774 issuers · 1494 filings · $1033.12B reported sold · 2009–2026

One team, 774 deal companies. David Roth is listed on 11 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Roth.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 30 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Ares Real Estate Income Trust Inc., AREOF IV Co-Invest P, L.P., Ares Ground Lease Partners, L.P., Ares Midway Partners, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Roth by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 30 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Roth is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

blackstone.com ↗ found on Blackstone Real Estate Partners Asia II (Lux) SCSp (blackstone.com — same registered sponsor family (group "Blackstone"); known from issuer CIK 1743614 (archive))

Change history

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