Sponsor Check › Person
Related person on Form D filings · address states as listed: CT, CA, MD · listed Mar 12, 2015 → Jul 13, 2023
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
1 of 25 offerings reports sales commissions totalling $269,000; 0 report finder's fees; 9 report proceeds to related persons totalling $2,547,500. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Aug 20, 2026 D File 021-594804 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 13, 2023 D File 021-486763 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 18, 2022 D File 021-446037 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 4, 2022 D File 021-444331 | $269,000 | $0 | $0 | Aegis Capital Corp. BrokerCheck CRD 15007 ↗ |
| EDGAR ↗ | Mar 12, 2019 D/A File 021-235727 | $0 | $0 | $500,000 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 12, 2019 D File 021-334592 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 26, 2018 D/A File 021-305141 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 12, 2017 D/A File 021-275385 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 12, 2017 D File 021-284572 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 10, 2016 D/A File 021-223836 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 12, 2015 D File 021-251091 | $0 | $0 | $25,000 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 12, 2015 D/A File 021-209426 | $0 | $0 | $375,000 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 21, 2014 D File 021-212314 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 3, 2014 D File 021-209183 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 7, 2013 D/A File 021-194476 | $0 | $0 | $375,000 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 2, 2013 D File 021-203875 | $0 | $0 | $100,000 (est.) | None listed on this filing |
| EDGAR ↗ | Aug 20, 2013 D/A File 021-194884 | $0 | $0 | $272,500 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 13, 2012 D File 021-188345 | $0 | $0 | $100,000 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 9, 2012 D File 021-186778 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 26, 2012 D File 021-180282 | $0 | $0 | $500,000 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 29, 2012 D/A File 021-169312 | $0 | $0 | $300,000 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 10, 2012 D File 021-173267 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 24, 2012 D File 021-172382 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 4, 2012 D File 021-171150 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 27, 2011 D File 021-167903 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | AMPLIFICA HOLDINGS GROUP, INC. group: Amplifica | Director | Aug 20, 2026 | D | $25,000,000 similar: $2,000,000–$19,999,994 | $25,000,000 | 28 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Aruene Corp | Executive Officer, Director Chief Executive Officer and Director | Jul 13, 2023 | D | $5,000,000 similar: $829,831–$9,999,998 | $3,080,000 | 20 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Aruene Corp | Executive Officer, Director, Promoter | May 18, 2022 | D | $3,000,000 similar: $829,831–$9,999,998 | $2,931,011 | 8 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | AMPLIFICA HOLDINGS GROUP, INC. group: Amplifica | Director | May 4, 2022 | D | $20,000,000 similar: $2,000,000–$19,999,994 | $2,690,000 | 20 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Mar 12, 2019 | D | $2,000,000 similar: $1,100,015–$10,001,163 | $200,000 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Mar 12, 2019 | D/A | $15,000,000 similar: $1,100,015–$10,001,163 | $15,000,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Nov 26, 2018 | D/A | $17,000,000 similar: $1,100,015–$10,001,163 | $13,451,779 | 40 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Feb 8, 2018 | D/A | $12,000,000 similar: $1,100,015–$10,001,163 | $5,270,000 | 10 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Feb 8, 2018 | D | $12,000,000 similar: $1,100,015–$10,001,163 | $5,270,000 | 24 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Jul 12, 2017 | D/A | $11,000,000 similar: $1,100,015–$10,001,163 | $3,269,555 | 8 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Skyline Vet Pharma, Inc. group: Skyline | Director | Apr 12, 2017 | D | $5,011,760 similar: $1,694,259–$16,000,000 | $5,011,760 | 23 similar: 1–13 | No minimum reported similar: $10,000–$55,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Nov 30, 2016 | D | $5,000,000 similar: $1,100,015–$10,001,163 | $2,169,555 | 3 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Mar 10, 2016 | D/A | $31,117,692 similar: $1,100,015–$10,001,163 | $6,386,421 | 70 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Nov 12, 2015 | D | $6,500,000 similar: $829,831–$9,999,998 | $2,460,000 | 24 similar: 2–15 | $25,000 similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Mar 12, 2015 | D/A | $31,117,692 similar: $1,100,015–$10,001,163 | $5,826,421 | 70 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Mar 12, 2015 | D | $15,000,000 similar: $1,100,015–$10,001,163 | $15,000,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Jan 12, 2015 | D/A | $18,000,000 similar: $829,831–$9,999,998 | $14,590,000 | 149 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Oct 22, 2014 | D/A | $17,500,000 similar: $829,831–$9,999,998 | $14,300,000 | 144 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Aug 29, 2014 | D | $6,589,156 similar: $1,100,015–$10,001,163 | $5,776,211 | 67 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Feb 21, 2014 | D | $2,500,000 similar: $1,100,015–$10,001,163 | $1,674,000 | 15 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Jan 7, 2014 | D | $12,500,000 similar: $829,831–$9,999,998 | $9,575,077 | 100 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Jan 3, 2014 | D | $2,212,035 similar: $1,100,015–$10,001,163 | $2,212,035 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Nov 7, 2013 | D/A | $8,000,000 similar: $829,831–$9,999,998 | $7,995,000 | 98 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Oct 29, 2013 | D/A | $7,000,000 similar: $829,831–$9,999,998 | $5,000,000 | 71 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Oct 2, 2013 | D | $1,500,000 similar: $1,100,015–$10,001,163 | $589,990 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Aug 20, 2013 | D/A | $3,225,000 similar: $1,100,015–$10,001,163 | $3,224,999 | 49 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Aug 14, 2013 | D/A | $5,000,000 similar: $829,831–$9,999,998 | $2,705,000 | 41 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | May 20, 2013 | D/A | $2,000,000 similar: $829,831–$9,999,998 | $2,000,000 | 30 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Apr 11, 2013 | D | $2,725,000 similar: $1,100,015–$10,001,163 | $2,226,421 | 44 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Apr 4, 2013 | D | $1,500,000 similar: $829,831–$9,999,998 | $1,050,000 | 13 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | eNeura, INC. | Executive Officer, Director | Dec 13, 2012 | D | $3,500,000 similar: $1,100,015–$10,001,163 | $132,500 | 12 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | eNeura, INC. | Executive Officer | Nov 9, 2012 | D | $1,600,000 similar: $1,100,015–$10,001,163 | $1,000,000 | 16 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Jun 26, 2012 | D | $5,600,000 similar: $829,831–$9,999,998 | $5,369,383 | 72 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Mar 29, 2012 | D/A | $3,200,000 similar: $829,831–$9,999,998 | $3,050,500 | 64 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Feb 10, 2012 | D | $990 similar: $829,831–$9,999,998 | $990 | 1 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Feb 10, 2012 | D/A | $2,500,000 similar: $829,831–$9,999,998 | $1,462,500 | 34 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Jan 24, 2012 | D | $500 similar: $829,831–$9,999,998 | $500 | 1 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Jan 4, 2012 | D | $5,000 similar: $829,831–$9,999,998 | $5,000 | 2 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Jan 4, 2012 | D/A | $2,500,000 similar: $829,831–$9,999,998 | $907,500 | 22 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Ablative Solutions, Inc. | Director | Nov 29, 2011 | D | $1,500,000 similar: $2,000,000–$19,999,994 | $457,500 | 12 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | H.O.P. Entertainment, LLC | Executive Officer, Director Chief Executive Officer and Director | Oct 27, 2011 | D | $8,500,000 similar: $500,000–$7,000,000 | $8,500,000 | 0 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as David Rosen. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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