PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:33 AM ET

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David Rosen

Named as an officer, director or promoter on SEC Form D filings · TN · Aug 15, 2025 → Aug 15, 2025

1deal (issuers)
$2.5Mreported sold
4investors
1Form D filing
2025year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:58 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Rosen is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Aug 2025: Velo-1, Inc. (Nashville, TN — other health care — 2025; $2.5M reported sold to 4 investors).

What this means One deal on file with the SEC, filed Aug 2025. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Atsushi Nagahisa (1 shared filing), Lynne Zydowsky (1 shared filing), ROBIN S. READNOUR (1 shared filing) and Scott Holmstrom (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuer belongs to the sponsor group Mgc Venture (5 issuers, $180.4M reported sold, 2018–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Mgc Venture has 5 companies on file and $180.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 35 bankruptcy cases matching the name listed in Key records below.

What this means 38 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for David Rosen and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "David Rosen" (NY) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Rosen has not run yet — it is joining a line of 35,481 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 judgment, 2 dismissed

David Rosen v. Grady A. Sanders judgment
District Court, C.D. California · No. 2:98-cv-07910 · Filed Sep 30, 1998 · Closed Mar 16, 2000 · Nature of suit: 850 Securities, Commodities, Exchange
Role of David Rosen: Plaintiff · Outcome: Terminated 2000-03-16 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in CA (not a filing state)
David Rosen v. Bekins Moving dismissed
District Court, C.D. California · No. 2:97-cv-08690 · Filed Nov 25, 1997 · Closed Dec 17, 1998 · Nature of suit: 380 Other personal property damage
Role of David Rosen: Plaintiff · Outcome: Terminated 1998-12-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in CA (not a filing state)
ACACIA MUTUAL LIFE INS CO v. ROSEN, DAVID S. dismissed
District Court, N.D. Texas · No. · Filed Oct 27, 1987 · Closed Jul 28, 1988 · Nature of suit: 190 Other contract actions
Role of ROSEN, DAVID S.: Defendant · Outcome: Terminated 1988-07-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:58 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Rosen..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

35 cases: 35 closed (disposition not in docket feed)

David Rosen and Gail A. Rosen closed
United States Bankruptcy Court, M.D. Florida · No. 6:21-bk-04951 · Filed Oct 29, 2021 · Closed Nov 3, 2022
Role of David Rosen and Gail A. Rosen: Debtor · Outcome: Case closed 2022-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)
David M Rosen and Cory L Rosen closed
United States Bankruptcy Court, N.D. Illinois · No. 20-80272 · Filed Feb 11, 2020 · Closed Jun 1, 2020
Role of David M Rosen and Cory L Rosen: Debtor · Outcome: Case closed 2020-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in IL (not a filing state)
David Rosen closed
United States Bankruptcy Court, D. New Jersey · No. 16-15312 · Filed Mar 22, 2016 · Closed Jun 28, 2016
Role of David Rosen: Debtor · Outcome: Case closed 2016-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in NJ (not a filing state)
David H Rosen and Arren J Rosen closed
United States Bankruptcy Court, D. Maine · No. 15-20696 · Filed Oct 8, 2015 · Closed May 14, 2018
Role of David H Rosen and Arren J Rosen: Debtor · Outcome: Case closed 2018-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in ME (not a filing state)
David B Rosen closed
United States Bankruptcy Court, C.D. California · No. 1:14-bk-13853 · Filed Aug 18, 2014 · Closed Jan 19, 2018
Role of David B Rosen: Debtor · Outcome: Case closed 2018-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in CA (not a filing state)
David Rosen closed
United States Bankruptcy Court, N.D. California · No. 14-42051 · Filed May 9, 2014 · Closed Dec 7, 2016
Role of David Rosen: Debtor · Outcome: Case closed 2016-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in CA (not a filing state)
David Rosen closed
United States Bankruptcy Court, N.D. Illinois · No. 13-34733 · Filed Aug 30, 2013 · Closed Dec 20, 2013
Role of David Rosen: Debtor · Outcome: Case closed 2013-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in IL (not a filing state)
DAVID A. ROSEN closed
United States Bankruptcy Court, D. Nevada · No. 12-22135 · Filed Oct 26, 2012 · Closed Jan 31, 2013
Role of DAVID A. ROSEN: Debtor · Outcome: Case closed 2013-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in NV (not a filing state)
David Rosen and Clara Charny closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-61903 · Filed Dec 3, 2010 · Closed Feb 12, 2019
Role of David Rosen and Clara Charny: Debtor · Outcome: Case closed 2019-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in CA (not a filing state)
David E. Rosen closed
United States Bankruptcy Court, W.D. Texas · No. 10-12409 · Filed Aug 30, 2010 · Closed Mar 18, 2014
Role of David E. Rosen: Debtor · Outcome: Case closed 2014-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in TX (not a filing state)
David B. Rosen closed
United States Bankruptcy Court, C.D. California · No. 1:10-bk-15822 · Filed May 16, 2010 · Closed Feb 23, 2022
Role of David B. Rosen: Debtor · Outcome: Case closed 2022-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in CA (not a filing state)
David B Rosen and Karen L Rosen closed
United States Bankruptcy Court, C.D. California · No. 1:10-bk-14853 · Filed Apr 26, 2010 · Closed Nov 17, 2011
Role of David B Rosen and Karen L Rosen: Debtor · Outcome: Case closed 2011-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in CA (not a filing state)
David Rosen closed
United States Bankruptcy Court, N.D. New York · No. 10-10097 · Filed Jan 15, 2010 · Closed May 13, 2010
Role of David Rosen: Debtor · Outcome: Case closed 2010-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)
David Rosen closed
United States Bankruptcy Court, N.D. Illinois · No. 09-11607 · Filed Apr 1, 2009 · Closed May 30, 2012
Role of David Rosen: Debtor · Outcome: Case closed 2012-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in IL (not a filing state)
David I Rosen closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 06-15024 · Filed Oct 31, 2006 · Closed Feb 16, 2007
Role of David I Rosen: Debtor · Outcome: Case closed 2007-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in PA (not a filing state)
David M Rosen closed
United States Bankruptcy Court, C.D. California · No. 8:06-bk-11434 · Filed Aug 26, 2006 · Closed Mar 12, 2007
Role of David M Rosen: Debtor · Outcome: Case closed 2007-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in CA (not a filing state)
David B Rosen closed
United States Bankruptcy Court, N.D. Ohio · No. 05-22051 · Filed Aug 12, 2005 · Closed Dec 12, 2005
Role of David B Rosen: Debtor · Outcome: Case closed 2005-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in OH (not a filing state)
David Rosen closed
United States Bankruptcy Court, S.D. New York · No. 05-10488 · Filed Jan 29, 2005 · Closed May 9, 2005
Role of David Rosen: Debtor · Outcome: Case closed 2005-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)
David S Rosen closed
United States Bankruptcy Court, M.D. Florida · No. 8:04-bk-24604 · Filed Dec 23, 2004 · Closed Jan 19, 2006
Role of David S Rosen: Debtor · Outcome: Case closed 2006-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)
DAVID M ROSEN closed
United States Bankruptcy Court, D. Minnesota · No. 04-36032 · Filed Oct 15, 2004 · Closed Feb 8, 2008
Role of DAVID M ROSEN: Debtor · Outcome: Case closed 2008-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in MN (not a filing state)
David B Rosen closed
United States Bankruptcy Court, E.D. New York · No. 1-04-21982 · Filed Aug 19, 2004 · Closed Jan 8, 2007
Role of David B Rosen: Debtor · Outcome: Case closed 2007-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)
David E Rosen closed
United States Bankruptcy Court, S.D. Ohio · No. 2:04-bk-57873 · Filed May 19, 2004 · Closed Sep 15, 2004
Role of David E Rosen: Debtor · Outcome: Case closed 2004-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in OH (not a filing state)
David W Rosen closed
United States Bankruptcy Court, D. Idaho · No. 01-42365 · Filed Dec 13, 2001 · Closed Feb 27, 2002
Role of David W Rosen: Debtor · Outcome: Case closed 2002-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in ID (not a filing state)
David G. Rosen and Gail A. Rosen closed
United States Bankruptcy Court, S.D. Florida. · No. 01-22476 · Filed Apr 6, 2001 · Closed Jul 25, 2001
Role of David G. Rosen and Gail A. Rosen: Debtor · Outcome: Case closed 2001-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)
David R. Rosen closed
United States Bankruptcy Court, E.D. Michigan · No. 00-48900 · Filed Jun 12, 2000 · Closed Aug 28, 2003
Role of David R. Rosen: Debtor · Outcome: Case closed 2003-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in MI (not a filing state)
David S. Rosen and Deborah L. Rosen closed
United States Bankruptcy Court, D. Maryland · No. 00-53654 · Filed Mar 22, 2000 · Closed Jun 22, 2000
Role of David S. Rosen and Deborah L. Rosen: Debtor · Outcome: Case closed 2000-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in MD (not a filing state)
David I Rosen closed
United States Bankruptcy Court, N.D. Illinois · No. 00-02197 · Filed Jan 25, 2000 · Closed May 5, 2000
Role of David I Rosen: Debtor · Outcome: Case closed 2000-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in IL (not a filing state)
David W Rosen closed
United States Bankruptcy Court, D. Idaho · No. 99-41905 · Filed Nov 19, 1999 · Closed May 22, 2000
Role of David W Rosen: Debtor · Outcome: Case closed 2000-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in ID (not a filing state)
David R. Rosen closed
United States Bankruptcy Court, D. Massachusetts · No. 99-47044 · Filed Nov 15, 1999 · Closed Apr 13, 2000
Role of David R. Rosen: Debtor · Outcome: Case closed 2000-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in MA (not a filing state)
David N. Rosen closed
United States Bankruptcy Court, S.D. Florida. · No. 98-26773 · Filed Sep 23, 1998 · Closed Jan 20, 1999
Role of David N. Rosen: Debtor · Outcome: Case closed 1999-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)
David C. Rosen and Debbye D. Rosen closed
United States Bankruptcy Court, N.D. Texas · No. 97-34669 · Filed May 22, 1997 · Closed Dec 1, 2000
Role of David C. Rosen and Debbye D. Rosen: Debtor · Outcome: Case closed 2000-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in TX (not a filing state)
David Rosen and Philomena L. Rosen closed
United States Bankruptcy Court, N.D. New York · No. 96-14922 · Filed Sep 19, 1996 · Closed Feb 11, 1997
Role of David Rosen and Philomena L. Rosen: Debtor · Outcome: Case closed 1997-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)
DAVID L. ROSEN and ISOBEL ROSEN closed
United States Bankruptcy Court, D. Nevada · No. 96-20313 · Filed Jan 19, 1996 · Closed Jun 7, 1996
Role of DAVID L. ROSEN and ISOBEL ROSEN: Debtor · Outcome: Case closed 1996-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in NV (not a filing state)
David E Rosen closed
United States Bankruptcy Court, S.D. Florida. · No. 95-23465 · Filed Sep 7, 1995 · Closed May 9, 1996
Role of David E Rosen: Debtor · Outcome: Case closed 1996-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)
David L. Rosen closed
United States Bankruptcy Court, S.D. Florida. · No. 91-24296 · Filed Nov 20, 1991 · Closed Apr 7, 1992
Role of David L. Rosen: Debtor · Outcome: Case closed 1992-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:58 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for David Rosen (compared 1 filing on Oct 24, 2026)

Note · Jul 31, 2025 – Aug 15, 2025

No amendment in the last 12 months on an offering that may still be open — Velo-1, Inc. (latest filing Aug 15, 2025)

The latest filing for this offering is dated Aug 15, 2025 (first sale Jul 31, 2025). It reports $2,500,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 15, 2025 ↗Velo-1, Inc. — PartnerFacts page ↗
Sources
Note · Oct 3, 2016 – Sep 25, 2026

Same name, different state: "David Rosen" (NY) is a separate record

This page covers filings where the address state is TN. A separate record, "David Rosen" with address state NY, is listed on 32 filings — most recently by Rubric Capital Partners LP (Sep 25, 2026). Both records have filings in the same period (Aug 15, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Rosen (NY) — PartnerFacts page ↗Form D/A · Sep 25, 2026 ↗Rubric Capital Partners LP — PartnerFacts page ↗David Rosen (TN) — this page ↗
Sources
Note · Mar 12, 2015 – Jul 13, 2023

Same name, different state: "David Rosen" (CT or CA or MD) is a separate record

This page covers filings where the address state is TN. A separate record, "David Rosen" with address state CT or CA or MD, is listed on 41 filings — most recently by AMPLIFICA HOLDINGS GROUP, INC. (Aug 20, 2026). The two records do not overlap in time: this page has one filing dated Aug 15, 2025; the other runs Mar 12, 2015 to Jul 13, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Rosen (CT,CA,MD) — PartnerFacts page ↗Form D · Aug 20, 2026 ↗AMPLIFICA HOLDINGS GROUP, INC. — PartnerFacts page ↗David Rosen (TN) — this page ↗
Sources
Note · Jan 30, 2014 – Jan 14, 2020

Same name, different state: "David Rosen" (IL) is a separate record

This page covers filings where the address state is TN. A separate record, "David Rosen" with address state IL, is listed on 5 filings — most recently by Jenny's of Illinois I, LLC (Jan 14, 2020). The two records do not overlap in time: this page has one filing dated Aug 15, 2025; the other runs Jan 30, 2014 to Jan 14, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Rosen (IL) — PartnerFacts page ↗Form D · Jan 14, 2020 ↗Jenny's of Illinois I, LLC — PartnerFacts page ↗David Rosen (TN) — this page ↗
Sources
Note · Jun 5, 2013

Same name, different state: "David Rosen" (OR) is a separate record

This page covers filings where the address state is TN. A separate record, "David Rosen" with address state OR, is listed on 1 filing — most recently by HELIKON CYCLES LLC (Jun 5, 2013). The two records do not overlap in time: this page has one filing dated Aug 15, 2025; the other has one filing dated Jun 5, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Rosen (OR) — PartnerFacts page ↗Form D · Jun 5, 2013 ↗HELIKON CYCLES LLC — PartnerFacts page ↗David Rosen (TN) — this page ↗
Sources
Note · Jan 7, 2011 – Oct 25, 2011

Same name, different state: "David Rosen" (KS) is a separate record

This page covers filings where the address state is TN. A separate record, "David Rosen" with address state KS, is listed on 2 filings — most recently by ARATANA THERAPEUTICS, INC. (Oct 25, 2011). The two records do not overlap in time: this page has one filing dated Aug 15, 2025; the other runs Jan 7, 2011 to Oct 25, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Rosen (KS) — PartnerFacts page ↗Form D · Oct 25, 2011 ↗ARATANA THERAPEUTICS, INC. — PartnerFacts page ↗David Rosen (TN) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 15, 2025 D
Velo-1, Inc.
File 021-554953
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Rosen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

V1
Other Health Care · group: Mgc Venture

Velo-1, Inc.

Nashville, TN · Aug 15, 2025
  • Aug 15, 2025 · D · $2,500,000 sold of $3,000,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $2.5M from 4 investors (83% of the $3M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Rosen — NY, 15 issuers, Oct 3, 2016 → Sep 25, 2026 · no shared issuer
  • David Rosen — CT, CA, MD, 6 issuers, Mar 12, 2015 → Jul 13, 2023 · no shared issuer
  • David Rosen — IL, 5 issuers, Jan 30, 2014 → Jan 14, 2020 · no shared issuer
  • David Rosen — KS, 1 issuer, Jan 7, 2011 → Oct 25, 2011 · no shared issuer
  • David Rosen — OR, 1 issuer, Jun 5, 2013 → Jun 5, 2013 · no shared issuer
  • David Rosen — Australia (as filed: C3), 1 issuer, Mar 4, 2016 → Mar 4, 2016 · no shared issuer
  • David E Rosen — IL, 1 issuer, Mar 26, 2012 → Mar 26, 2012 · no shared issuer
  • DAVID ISRAEL ROSEN — CA, 1 issuer, Jul 6, 2015 → Jul 6, 2015 · no shared issuer

People around David 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

ROBIN S. READNOUR

Director · 1 shared filing (1 issuer) · also on 5 other issuers

ROBIN S. READNOUR is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Holmstrom

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Rosen. Their page shows their other deals.

AN
No photo found yet (own website and image search run after this page is viewed)
Person

Atsushi Nagahisa

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Rosen. Their page shows their other deals.

LZ
No photo found yet (own website and image search run after this page is viewed)
Person

Lynne Zydowsky

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Rosen. Their page shows their other deals.

The team behind the deals

MV
Sponsor group

Mgc Venture

5 issuers · 5 filings · $180.4M reported sold · 2018–2025

One team, 5 deal companies. David Rosen is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Rosen.

Same business address

8 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Rosen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Rosen is listed on: none on file. No website or social profile named in Velo-1, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #62,719 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Nashville, TN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Davidson County TN Circuit Court Clerk case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Tennessee Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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