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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:48 AM ET

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Tim A. Fischell

Named as an officer, director or promoter on SEC Form D filings · MI, SC, NJ, CA · May 28, 2009 → Jan 2, 2018

5deals (issuers)
$144.8Mreported sold
374investors
53Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tim A. Fischell is listed as an executive officer and director on 53 SEC Form D filings by 5 issuers between May 2009 and Jul 2026: Ablative Solutions, Inc. (Wakefield, MA — other health care — 2011–2019; $54.5M reported sold to 149 investors), SVELTE MEDICAL SYSTEMS INC (New Providence, NJ — biotechnology — 2009–2013; $50.4M reported sold to 39 investors), Aseko, Inc. (Atlanta, GA — other technology — 2011–2016; $19.4M reported sold to 36 investors), Vantis Vascular, Inc. (San Jose, CA — industry reported as "Other" — 2018–2026; $18.6M reported sold to 123 investors) and OSTIAL SOLUTIONS LLC (Kalamazoo, MI — other technology — 2009–2011; $1.89M reported sold to 27 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $144.8M sold in total.

Listed alongside Phillip D. Torrence (41 shared filings), David R. Fischell (29 shared filings), David Rosen (17 shared filings), Vartan E. Ghazarossian (16 shared filings), Steven L. Almany (15 shared filings) and 56 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tim. Each name links to their own page.

The issuers belong to 2 sponsor groups: Ostial (2 issuers, $792K reported sold, 2009–2022) and Novus (2 issuers, $20.6M reported sold, 2014–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 53 public filings for Tim A. Fischell and found 22 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tim A. Fischell has not run yet — it is joining a line of 41,342 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tim A. Fischell..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

22 differences found between the filings for Tim A. Fischell — 5 worth asking about (compared the newest 50 of 53 filings on Oct 24, 2026; older filings not covered)

Note · Aug 14, 1995 – Dec 28, 1995

Bankruptcy case: Universal Bank v. Ghazarossian — filed Aug 14, 1995

United States Bankruptcy Court, C.D. California docket "Universal Bank v. Ghazarossian" filed Aug 14, 1995, closed Dec 28, 1995. Vartan E. Ghazarossian (listed on the same filings) is listed as Defendant ("Ghazarossian"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Vartan E. Ghazarossian — PartnerFacts page ↗
Sources
Worth asking · Nov 27, 2009 – Mar 16, 2010

Amount sold went down between filings — SVELTE MEDICAL SYSTEMS INC

The Nov 27, 2009 filing says $6,000,000 sold; the Mar 16, 2010 Form D/A says $4,151,043 sold — $1,848,957 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Nov 27, 2009 ↗Form D/A (later) · Mar 16, 2010 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Worth asking · May 28, 2009 – Nov 27, 2009

Amount sold went down between filings — SVELTE MEDICAL SYSTEMS INC

The May 28, 2009 filing says $6,270,000 sold; the Nov 27, 2009 Form D says $6,000,000 sold — $270,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 28, 2009 ↗Form D (later) · Nov 27, 2009 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Worth asking · May 28, 2009 – Nov 27, 2009

Investor count went down between filings — SVELTE MEDICAL SYSTEMS INC

The May 28, 2009 filing reports 25 investors; the Nov 27, 2009 Form D reports 11 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 28, 2009 ↗Form D (later) · Nov 27, 2009 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Worth asking · Oct 27, 2010 – Aug 14, 2013

7 filings report more than 10% of the money raised going to insiders

36% of the money raised went to insiders — Ablative Solutions, Inc. · 36% of the money raised went to insiders — OSTIAL SOLUTIONS LLC · 100% of the money raised went to insiders — Aseko, Inc. · 14% of the money raised went to insiders — Ablative Solutions, Inc. · 19% of the money raised went to insiders — Ablative Solutions, Inc. · and 2 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Apr 4, 2013 ↗Ablative Solutions, Inc. — PartnerFacts page ↗Form D · May 17, 2011 ↗OSTIAL SOLUTIONS LLC — PartnerFacts page ↗
Sources
Note · Mar 3, 2016 – Mar 21, 2016

Form D filed 18 days after the first sale — Aseko, Inc.

The filing says the first sale was Mar 3, 2016. The Form D was filed Mar 21, 2016 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 21, 2016 ↗Aseko, Inc. — PartnerFacts page ↗
Sources
Note · Dec 15, 2011 – Jan 4, 2012

Form D filed 20 days after the first sale — Ablative Solutions, Inc.

The filing says the first sale was Dec 15, 2011. The Form D was filed Jan 4, 2012 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 4, 2012 ↗Ablative Solutions, Inc. — PartnerFacts page ↗
Sources
Note · Apr 13, 2011 – May 17, 2011

Form D filed 34 days after the first sale — OSTIAL SOLUTIONS LLC

The filing says the first sale was Apr 13, 2011. The Form D was filed May 17, 2011 — 34 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 19 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 17, 2011 ↗OSTIAL SOLUTIONS LLC — PartnerFacts page ↗
Sources
Note · Jan 29, 2009 – Oct 10, 2024

24 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Vantis Vascular, Inc. (latest filing Oct 10, 2024) · No amendment in the last 12 months on an offering that may still be open — Vantis Vascular, Inc. (latest filing Feb 4, 2022) · No amendment in the last 12 months on an offering that may still be open — Vantis Vascular, Inc. (latest filing Sep 7, 2021) · No amendment in the last 12 months on an offering that may still be open — Vantis Vascular, Inc. (latest filing Dec 14, 2020) · No amendment in the last 12 months on an offering that may still be open — Vantis Vascular, Inc. (latest filing Dec 18, 2018) · and 19 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 10, 2024 ↗Vantis Vascular, Inc. — PartnerFacts page ↗Form D · Feb 4, 2022 ↗Form D · Sep 7, 2021 ↗
Sources
Worth asking · Jan 8, 2019 – Feb 1, 2021

Tim A. Fischell is no longer listed on the Feb 1, 2021 amendment — Ablative Solutions, Inc.

Tim A. Fischell appears on the Jan 8, 2019 Form D (executive officer, director) but not on the Feb 1, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jan 8, 2019 ↗Form D/A · Feb 1, 2021 ↗Tim A. Fischell — PartnerFacts page ↗Ablative Solutions, Inc. — PartnerFacts page ↗
Sources
Note · May 28, 2009 – Nov 27, 2009

Tim A. Fischell's role changed at SVELTE MEDICAL SYSTEMS INC: executive officer, director → executive officer

The May 28, 2009 filing lists Tim A. Fischell as executive officer, director; the Nov 27, 2009 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · May 28, 2009 ↗Form D · Nov 27, 2009 ↗Tim A. Fischell — PartnerFacts page ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Note · May 28, 2009 – Feb 1, 2021

15 offerings changed their target amount between filings

Offering amount changed between filings — Ablative Solutions, Inc. · Offering amount changed between filings — Aseko, Inc. · Offering amount changed between filings — Ablative Solutions, Inc. · Offering amount changed between filings — Ablative Solutions, Inc. · Offering amount changed between filings — Ablative Solutions, Inc. · and 10 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Jan 8, 2019 ↗Form D/A (later) · Feb 1, 2021 ↗Ablative Solutions, Inc. — PartnerFacts page ↗Form D (earlier) · Feb 27, 2015 ↗
Sources
Note · Mar 17, 2010 – Sep 8, 2010

Minimum investment changed between filings — OSTIAL SOLUTIONS LLC

The Mar 17, 2010 filing lists a minimum of $25,000; the Sep 8, 2010 Form D/A lists $4,560.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 17, 2010 ↗Form D/A (later) · Sep 8, 2010 ↗OSTIAL SOLUTIONS LLC — PartnerFacts page ↗
Sources
Note · May 28, 2009 – Nov 27, 2009

Minimum investment changed between filings — SVELTE MEDICAL SYSTEMS INC

The May 28, 2009 filing lists a minimum of $6,250; the Nov 27, 2009 Form D lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 28, 2009 ↗Form D (later) · Nov 27, 2009 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Note · May 28, 2009 – Jun 21, 2012

Tim A. Fischell is written 2 different ways on the filings

listed as "Tim A. Fischell" on 42 filings (from May 28, 2009), and "Tim Fischell" on 11 filings (from Jun 21, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · May 28, 2009 ↗Form D · Jun 21, 2012 ↗Tim A. Fischell — PartnerFacts page ↗
Sources
Note · Jan 13, 2011 – Nov 16, 2012

Industry group changed between filings — Aseko, Inc.

"Other Technology" (Jan 13, 2011 to Sep 16, 2011); then "Other Health Care" (Nov 16, 2012 to Mar 21, 2016).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jan 13, 2011 ↗Form D · Nov 16, 2012 ↗Aseko, Inc. — PartnerFacts page ↗
Sources
Note · May 28, 2009 – Jun 21, 2012

Industry group changed between filings — SVELTE MEDICAL SYSTEMS INC

"Biotechnology" (May 28, 2009 to Jul 15, 2011); then "Other Health Care" (Dec 14, 2011); then "Biotechnology" (Jun 21, 2012 to Jun 4, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D/A · May 28, 2009 ↗Form D · Dec 14, 2011 ↗Form D · Jun 21, 2012 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Note · Nov 29, 2011 – Jan 4, 2012

Industry group changed between filings — Ablative Solutions, Inc.

"Biotechnology" (Nov 29, 2011); then "Other Health Care" (Jan 4, 2012 to Feb 1, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Nov 29, 2011 ↗Form D · Jan 4, 2012 ↗Ablative Solutions, Inc. — PartnerFacts page ↗
Sources
Note · Jan 13, 2011 – Nov 16, 2012

Reported revenue range changed between filings — Aseko, Inc.

"$1,000,001 - $5,000,000" (Jan 13, 2011); then "Decline to Disclose" (Nov 16, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 13, 2011 ↗Form D · Nov 16, 2012 ↗Aseko, Inc. — PartnerFacts page ↗
Sources
Note · May 28, 2009 – Oct 27, 2010

Reported revenue range changed between filings — SVELTE MEDICAL SYSTEMS INC

"Decline to Disclose" (May 28, 2009); then "No Revenues" (Mar 16, 2010); then "$1 - $1,000,000" (Oct 27, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · May 28, 2009 ↗Form D/A · Mar 16, 2010 ↗Form D · Oct 27, 2010 ↗SVELTE MEDICAL SYSTEMS INC — PartnerFacts page ↗
Sources
Note · Sep 16, 2011 – Oct 10, 2024

6 address changes between filings

Address moved from Kalamazoo, MI to San Jose, CA — Vantis Vascular, Inc. · Address moved from San Jose, CA to Wakefield, MA — Ablative Solutions, Inc. · Address moved from Palo Alto, CA to San Jose, CA — Ablative Solutions, Inc. · Address moved from Kalamazoo, MI to Palo Alto, CA — Ablative Solutions, Inc. · Address moved from Kalamazoo, MI to New Providence, NJ — SVELTE MEDICAL SYSTEMS INC · and 1 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Feb 4, 2022 ↗Form D · Oct 10, 2024 ↗Vantis Vascular, Inc. — PartnerFacts page ↗Form D · Jan 8, 2019 ↗
Sources
Note · May 28, 2009 – Jul 10, 2026

Tim A. Fischell is listed with 4 different address states: MI, SC, NJ, CA

MI on 40 filings (May 28, 2009 to Feb 4, 2022); SC on 8 filings (Nov 16, 2012 to Mar 21, 2016); NJ on 2 filings (Apr 29, 2013 to Jun 4, 2013); CA on 3 filings (Jan 8, 2019 to Jul 10, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · May 28, 2009 ↗Form D · Nov 16, 2012 ↗Form D · Apr 29, 2013 ↗Form D · Jan 8, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 53 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 35 offerings report sales commissions; 2 report finder's fees totalling $575,849; 13 report proceeds to related persons totalling $3,726,603. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 10, 2026 D
Vantis Vascular, Inc.
File 021-590303
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2024 D
Vantis Vascular, Inc.
File 021-526461
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2022 D
Vantis Vascular, Inc.
File 021-432266
$0$0$0None listed on this filingEDGAR ↗
Sep 7, 2021 D
Vantis Vascular, Inc.
File 021-412485
$0$0$0None listed on this filingEDGAR ↗
Dec 14, 2020 D
Vantis Vascular, Inc.
File 021-383086
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2019 D
Ablative Solutions, Inc.
File 021-329913
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Dec 18, 2018 D
Vantis Vascular, Inc.
File 021-328264
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 2, 2018 D
Ablative Solutions, Inc.
File 021-302146
$0$0$0None listed on this filingEDGAR ↗
Mar 1, 2017 D
Ablative Solutions, Inc.
File 021-281541
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 21, 2016 D
Aseko, Inc.
File 021-259688
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Nov 12, 2015 D
Ablative Solutions, Inc.
File 021-251091
$0$0$25,000 (est.)None listed on this filingEDGAR ↗
Aug 20, 2015 D/A
Aseko, Inc.
File 021-234930
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 12, 2015 D/A
Ablative Solutions, Inc.
File 021-209426
$0$0$375,000 (est.)None listed on this filingEDGAR ↗
Aug 14, 2014 D
Aseko, Inc.
File 021-222930
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 13, 2013 D
Aseko, Inc.
File 021-206230
$0$0$80,000 (est.)None listed on this filingEDGAR ↗
Nov 7, 2013 D/A
Ablative Solutions, Inc.
File 021-194476
$0$0$375,000 (est.)None listed on this filingEDGAR ↗
Jul 15, 2013 D
Aseko, Inc.
File 021-199696
$0$0$80,000 (est.)None listed on this filingEDGAR ↗
Jun 4, 2013 D/A
SVELTE MEDICAL SYSTEMS INC
File 021-195730
$0$0$229,642 (est.)None listed on this filingEDGAR ↗
Nov 16, 2012 D
Aseko, Inc.
File 021-187169
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2012 D
Aseko, Inc.
File 021-187173
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2012 D
Ablative Solutions, Inc.
File 021-180282
$0$0$500,000 (est.)None listed on this filingEDGAR ↗
Jun 21, 2012 D
SVELTE MEDICAL SYSTEMS INC
File 021-180116
$0$0$800,000 (est.)None listed on this filingEDGAR ↗
Mar 29, 2012 D/A
Ablative Solutions, Inc.
File 021-169312
$0$0$300,000 (est.)None listed on this filingEDGAR ↗
Feb 10, 2012 D
Ablative Solutions, Inc.
File 021-173267
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 24, 2012 D
Ablative Solutions, Inc.
File 021-172382
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 4, 2012 D
Ablative Solutions, Inc.
File 021-171150
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 14, 2011 D
SVELTE MEDICAL SYSTEMS INC
File 021-170051
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 16, 2011 D
Aseko, Inc.
File 021-165994
$0$435,849 (est.)$86,961 (est.)
Partial payment of accrued wages
M.M. Dillon & Co. LLC BrokerCheck CRD 19878 ↗
via Jeff Swarz (CRD 1563420 ↗)
EDGAR ↗
Jul 15, 2011 D/A
SVELTE MEDICAL SYSTEMS INC
File 021-149681
$0$0$725,000 (est.)None listed on this filingEDGAR ↗
Jun 9, 2011 D
Aseko, Inc.
File 021-161042
$0$140,000 (est.)$0 (est.)M.M. Dillon & Co. LLC BrokerCheck CRD 19878 ↗
via Jeff Swarz (CRD 1563420 ↗)
EDGAR ↗
May 27, 2011 D
Aseko, Inc.
File 021-160446
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 17, 2011 D
OSTIAL SOLUTIONS LLC
File 021-159957
$0$0$50,000 (est.)None listed on this filingEDGAR ↗
Jan 13, 2011 D
Aseko, Inc.
File 021-153682
$0$0$100,000 (est.)None listed on this filingEDGAR ↗
Sep 8, 2010 D/A
OSTIAL SOLUTIONS LLC
File 021-83620
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2010 D/A
SVELTE MEDICAL SYSTEMS INC
File 021-102229
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Tim A. Fischell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

VV
Other · group: Novus

Vantis Vascular, Inc.

San Jose, CA · Dec 18, 2018 → Jul 10, 2026 · 6 filings
  • Jul 10, 2026 · D · $18,639,500 sold of $21,500,000 · 123 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 10, 2024 · D · $14,338,798 sold of $22,199,202 · 114 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 4, 2022 · D · $7,043,766 sold of $8,023,666 · 73 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 7, 2021 · D · $503,500 sold of $800,000 · 17 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 14, 2020 · D · $700,000 sold of $1,000,000 · 20 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 18, 2018 · D · $485,000 sold of $1,750,000 · 14 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $18.6M from 123 investors (87% of the $21.5M target) as of the latest filing. Tim is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Other Health Care

Ablative Solutions, Inc.

Wakefield, MA · Nov 29, 2011 → Jan 8, 2019 · 20 filings
  • Jan 8, 2019 · D · $17,462,926 sold of $77,462,992 · 104 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 2, 2018 · D · $4,010,990 sold of $10,000,000 · 24 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 1, 2017 · D · $11,376,064 sold of $15,842,992 · 88 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Nov 12, 2015 · D · $2,460,000 sold of $6,500,000 · 24 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 12, 2015 · D/A · $14,590,000 sold of $18,000,000 · 149 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 22, 2014 · D/A · $14,300,000 sold of $17,500,000 · 144 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 7, 2014 · D · $9,575,077 sold of $12,500,000 · 100 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 7, 2013 · D/A · $7,995,000 sold of $8,000,000 · 98 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 29, 2013 · D/A · $5,000,000 sold of $7,000,000 · 71 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 14, 2013 · D/A · $2,705,000 sold of $5,000,000 · 41 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 20, 2013 · D/A · $2,000,000 sold of $2,000,000 · 30 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 4, 2013 · D · $1,050,000 sold of $1,500,000 · 13 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 26, 2012 · D · $5,369,383 sold of $5,600,000 · 72 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 29, 2012 · D/A · $3,050,500 sold of $3,200,000 · 64 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 10, 2012 · D · $990 sold of $990 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 10, 2012 · D/A · $1,462,500 sold of $2,500,000 · 34 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 24, 2012 · D · $500 sold of $500 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 4, 2012 · D · $5,000 sold of $5,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 4, 2012 · D/A · $907,500 sold of $2,500,000 · 22 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 29, 2011 · D · $457,500 sold of $1,500,000 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $54.5M from 149 investors (70% of the $77.5M target) as of the latest filing. Tim is listed as executive officer, director on 20 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other Health Care

Aseko, Inc.

Atlanta, GA · Jan 13, 2011 → Mar 21, 2016 · 12 filings
  • Mar 21, 2016 · D · $4,999,865 sold of $5,000,000 · 36 investors · min. $6,500 · role: Director EDGAR ↗
  • Aug 20, 2015 · D/A · $5,100,000 sold of $5,300,000 · 14 investors · min. $10,000 · role: Director EDGAR ↗
  • Feb 27, 2015 · D · $2,500,000 sold of $2,600,000 · 11 investors · min. $10,000 · role: Director EDGAR ↗
  • Aug 14, 2014 · D · $2,500,000 sold of $2,500,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 13, 2013 · D · $2,971,815 sold of $3,000,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2013 · D · $3,499,997 sold of $3,500,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2012 · D · $2,525,000 sold of $2,525,000 · 34 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2012 · D · $1,475,000 sold of $1,475,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 16, 2011 · D · $8,273,078 sold of $10,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 9, 2011 · D · $2,000,000 sold of $2,000,000 · 1 investors · min. $2,000,000 · role: Director EDGAR ↗
  • May 27, 2011 · D · $462,150 sold of $462,150 · 1 investors · min. $462,150 · role: Director EDGAR ↗
  • Jan 13, 2011 · D · $100,000 sold of $100,000 · 5 investors · min. $20,000 · role: Director EDGAR ↗

Raised $19.4M from 36 investors (100% of the $5M target) as of the latest filing. Tim is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Biotechnology

SVELTE MEDICAL SYSTEMS INC

New Providence, NJ · May 28, 2009 → Jun 4, 2013 · 9 filings
  • Jun 4, 2013 · D/A · $4,307,884 sold of $5,470,329 · 7 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 29, 2013 · D · $1,809,555 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 21, 2012 · D · $5,000,000 sold of $7,000,000 · 13 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 14, 2011 · D · $18,784,666 sold of $35,000,000 · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 15, 2011 · D/A · $9,694,400 sold of $12,000,000 · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2010 · D · $4,492,700 sold of $6,000,000 · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 16, 2010 · D/A · $4,151,043 sold of $10,000,000 · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 27, 2009 · D · $6,000,000 sold of $9,000,000 · 11 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 28, 2009 · D/A · $6,270,000 sold of $8,000,000 · 25 investors · min. $6,250 · role: Executive Officer, Director EDGAR ↗

Raised $50.4M from 39 investors (100% of the $5.47M target) as of the latest filing. Tim is listed as executive officer, director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OS
Other Technology · group: Ostial

OSTIAL SOLUTIONS LLC

Kalamazoo, MI · Aug 3, 2009 → May 17, 2011 · 6 filings
  • May 17, 2011 · D · $137,530 sold of $349,996 · 5 investors · min. $24,990 · role: Executive Officer, Director EDGAR ↗
  • Sep 8, 2010 · D/A · $1,892,560 sold of $2,000,000 · 27 investors · min. $4,560 · role: Executive Officer, Director EDGAR ↗
  • Mar 17, 2010 · D/A · $1,673,200 sold of $2,000,000 · 20 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Nov 20, 2009 · D/A · $1,210,000 sold of $1,600,000 · 17 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Oct 14, 2009 · D/A · $910,000 sold of $1,600,000 · 11 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Aug 3, 2009 · D · $730,000 sold of $1,600,000 · 8 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $1.89M from 27 investors (100% of the $350K target) as of the latest filing. Tim is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Tim 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip D. Torrence

Executive Officer · 41 shared filings (3 issuers) · also on 2 other issuers

Phillip D. Torrence is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David R. Fischell

Executive Officer, Director · 29 shared filings (2 issuers) · also on 6 other issuers

David R. Fischell is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Rosen

Director · 17 shared filings (1 issuer) · also on 5 other issuers

David Rosen is on 6 issuers in total — a repeat sponsor. Their page lists every one.

VG
No photo found yet (own website and image search run after this page is viewed)
Person

Vartan E. Ghazarossian

Executive Officer, Director · 16 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Steven L. Almany

Director · 15 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert E. Fischell

Executive Officer, Director · 12 shared filings (2 issuers) · also on 6 other issuers

Robert E. Fischell is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Bowen

Director · 11 shared filings (2 issuers)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robby Booth

Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Pomeranz

Executive Officer, Director · 9 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mina Sooch

Director · 9 shared filings (1 issuer) · also on 6 other issuers

Mina Sooch is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Flanagan

Director · 9 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark A. Kielek

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Fulchino

Director · 8 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Leonard

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Cheryl Pegus

Director · 8 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Frank

Director, Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert W. Croce

Director · 7 shared filings (1 issuer) · also on 11 other issuers

Robert W. Croce is on 12 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Dale Grogan

Director · 7 shared filings (1 issuer) · also on 24 other issuers

Dale Grogan is on 25 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Kevin Plemmons

Executive Officer, Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Shayne E. Plemmons

Executive Officer · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Raymie McFarland

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Diver

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

LV
No photo found yet (own website and image search run after this page is viewed)
Person

Lynn Vogel

Director · 6 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Gottlieb

Director · 6 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Beneke

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

FS
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Saltiel

Executive Officer, Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Len Pinchuk

Director · 6 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Burpee

Director · 5 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Johnson

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lionel Sterling

Director · 5 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Charlie Dorn Smith

Director · 4 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Eddie Floyd

Director · 4 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Trefor Thomas

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Molly O'Neill

Director · 4 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Buckman

Director · 3 shared filings (1 issuer) · also on 10 other issuers

Paul Buckman is on 11 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Bode

Director · 3 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard T. Spencer

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Randy Hawkins

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Turner

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

NH
No photo found yet (own website and image search run after this page is viewed)
Person

Nicole Haratani

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Tim A. Fischell. Their page shows their other deals.

The team behind the deals

O
Sponsor group

Ostial

2 issuers · 15 filings · $792K reported sold · 2009–2022

One team, 2 deal companies. Tim A. Fischell is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Tim A. Fischell.

N
Sponsor group

Novus

2 issuers · 8 filings · $20.6M reported sold · 2014–2026

One team, 2 deal companies. Tim A. Fischell is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Tim A. Fischell.

Same business address

8 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Tim A. Fischell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Tim A. Fischell is listed on: none on file. No website or social profile named in SVELTE MEDICAL SYSTEMS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #191,977 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New Providence, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Michigan state courts — find the court ↗South Carolina state courts — find the court ↗New Jersey state courts — find the court ↗California — find the county court ↗Los Angeles Superior Court case search ↗Georgia state courts — find the court ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Michigan Secretary of State business search ↗South Carolina Secretary of State business search ↗New Jersey Secretary of State business search ↗California Secretary of State business search ↗Georgia Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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