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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:29 AM ET

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David L. Warnock

Named as an officer, director or promoter on SEC Form D filings · NM, MD, NC, MI, FL, IL · Apr 16, 2009 → Feb 22, 2022

21deals (issuers)
$653.4Mreported sold
393investors
37Form D filings
2009–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: Oct 24, 2026, 12:57 AM ET

The short version

David L. Warnock is listed as an executive officer, director, and promoter on 37 SEC Form D filings by 21 issuers between Apr 2009 and Nov 2025. Largest by amount reported sold: CAMDEN PARTNERS V D&O SPV, L.P. (Baltimore, MD — pooled investment fund — 2021; $116.9M reported sold to 14 investors), CAMDEN PARTNERS V-A SPV, L.P. (Baltimore, MD — pooled investment fund — 2021; $116.9M reported sold to 3 investors), CAMDEN PARTNERS V SPV, L.P. (Baltimore, MD — pooled investment fund — 2021; $116.9M reported sold to 77 investors), CAMDEN PARTNERS STRATEGIC FUND IV LP (Baltimore, MD — pooled investment fund — 2009; $92.3M reported sold to 84 investors), CAMDEN PARTNERS STRATEGIC FUND VI, L.P. (Baltimore, MD — pooled investment fund — 2022; $76.6M reported sold to 36 investors) and 16 more (all listed below).

What this means That is a lot of deals — 21 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $653.4M sold in total.

Listed alongside Meghan M. McGee (11 shared filings), Ari Blum (9 shared filings), Gary Neff (8 shared filings), Richard Sorrells (8 shared filings), J. TODD SHERMAN (7 shared filings) and 93 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 3 sponsor groups: Catalio (42 issuers, $2.21B reported sold, 2009–2026), Santa Rosa (4 issuers, $36.7M reported sold, 2010–2014) and Group linked by Billy D. Prim (5 issuers, $41.7M reported sold, 2009–2018).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 11 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 37 public filings for David L. Warnock and found 22 differences, 4 worth asking the sponsor about: Amount sold went down between filings; David L. Warnock appears on 4 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David L. Warnock has not run yet — it is #4,260 of 34,157 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (checked Oct 24, 2026) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 12:57 AM ET.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

David W. Warnock closed
United States Bankruptcy Court, N.D. Ohio · No. 17-10743 · Filed Feb 14, 2017 · Closed Nov 16, 2017
Role of David W. Warnock: Debtor · Outcome: Case closed 2017-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state); middle initial differs
David L Warnock and Patricia A. Warnock closed
United States Bankruptcy Court, M.D. Georgia · No. 10-50619 · Filed Feb 26, 2010 · Closed Jun 25, 2010
Role of David L Warnock and Patricia A. Warnock: Debtor · Outcome: Case closed 2010-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)
David E. Warnock closed
United States Bankruptcy Court, E.D. California · No. 08-13613 · Filed Jun 23, 2008 · Closed Oct 24, 2008
Role of David E. Warnock: Debtor · Outcome: Case closed 2008-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
David W. Warnock and Renee R. Warnock closed
United States Bankruptcy Court, S.D. Ohio · No. 2:06-bk-51172 · Filed Mar 24, 2006 · Closed Aug 3, 2007
Role of David W. Warnock and Renee R. Warnock: Debtor · Outcome: Case closed 2007-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state); middle initial differs
David M. Warnock and Janice J. Warnock closed
United States Bankruptcy Court, D. South Dakota · No. 04-40091 · Filed Jan 23, 2004 · Closed May 14, 2007
Role of David M. Warnock and Janice J. Warnock: Debtor · Outcome: Case closed 2007-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in SD (not a filing state); middle initial differs
David Warnock and Teri Warnock closed
United States Bankruptcy Court, S.D. Georgia · No. 02-20477 · Filed Apr 15, 2002 · Closed Mar 25, 2008
Role of David Warnock and Teri Warnock: Debtor · Outcome: Case closed 2008-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state); middle initial differs
David R. Warnock and Kathleen M. Warnock closed
United States Bankruptcy Court, D. New Hampshire · No. 01-13012 · Filed Sep 27, 2001 · Closed Jul 1, 2002
Role of David R. Warnock and Kathleen M. Warnock: Debtor · Outcome: Case closed 2002-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state); middle initial differs
DAVID W WARNOCK and STACEY M WARNOCK closed
United States Bankruptcy Court, E.D. Washington · No. 99-06048 · Filed Oct 12, 1999 · Closed Aug 2, 2000
Role of DAVID W WARNOCK and STACEY M WARNOCK: Debtor · Outcome: Case closed 2000-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state); middle initial differs
David G Warnock and Linda F Warnock closed
United States Bankruptcy Court, S.D. Ohio · No. 3:96-bk-31102 · Filed Mar 15, 1996 · Closed Sep 11, 1998
Role of David G Warnock and Linda F Warnock: Debtor · Outcome: Case closed 1998-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state); middle initial differs
David R. Warnock and Teri S. Warnock closed
United States Bankruptcy Court, S.D. Georgia · No. 95-21060 · Filed Dec 18, 1995 · Closed Jul 14, 1998
Role of David R. Warnock and Teri S. Warnock: Debtor · Outcome: Case closed 1998-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state); middle initial differs
David M. Warnock closed
United States Bankruptcy Court, D. Oregon · No. 89-63480 · Filed Oct 17, 1989 · Closed Sep 18, 1992
Role of David M. Warnock: Debtor · Outcome: Case closed 1992-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 16 federal dockets); 2 people with this name in Form D filings; court in OR (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

22 differences found between the filings for David L. Warnock — 4 worth asking about (compared 37 filings on Oct 24, 2026)

Worth asking · Sep 13, 2024 – Oct 8, 2024

Amount sold went down between filings — OVERSTONE ASSOCIATES Ltd

The Sep 13, 2024 filing says $593,199 sold; the Oct 8, 2024 Form D/A says $54,120 sold — $539,079 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Sep 13, 2024 ↗Form D/A (later) · Oct 8, 2024 ↗OVERSTONE ASSOCIATES Ltd — PartnerFacts page ↗
Sources
Note · Apr 16, 2009

11% of the money raised went to insiders — QUESTAR ASSESSMENT, INC.

The Apr 16, 2009 Form D reports $4,634,991 sold and $500,000 of the proceeds used for payments to officers, directors or promoters.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Apr 16, 2009 ↗QUESTAR ASSESSMENT, INC. — PartnerFacts page ↗
Sources
Worth asking · Apr 23, 2009 – Jun 12, 2019

David L. Warnock appears on 4 deals that stopped filing before reaching their target

Camden Partners Nexus Fund II, L.P. (last filing Jun 12, 2019; $0 sold of $50,000,000); CIBT Education Group Inc. (last filing Jul 13, 2011; $180,319 sold of $390,691); CAMDEN PARTNERS STRATEGIC FUND IV-A LP (last filing Apr 23, 2009; $3,900,000 sold of $15,000,000); CAMDEN PARTNERS STRATEGIC FUND IV LP (last filing Apr 23, 2009; $92,297,500 sold of $290,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Camden Partners Nexus Fund II, L.P. — PartnerFacts page ↗CIBT Education Group Inc. — PartnerFacts page ↗CAMDEN PARTNERS STRATEGIC FUND IV-A LP — PartnerFacts page ↗CAMDEN PARTNERS STRATEGIC FUND IV LP — PartnerFacts page ↗
Sources
Worth asking · Apr 23, 2009

Paid seller listed without a CRD number: The Inroads Group Ltd. — CAMDEN PARTNERS STRATEGIC FUND IV LP

The Inroads Group Ltd. is listed as receiving sales compensation on 1 filing (Apr 23, 2009) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Apr 23, 2009 ↗BrokerCheck search: The Inroads Group Ltd. ↗CAMDEN PARTNERS STRATEGIC FUND IV LP — PartnerFacts page ↗
Sources
Worth asking · Dec 15, 2008 – Apr 16, 2009

Form D filed 122 days after the first sale — QUESTAR ASSESSMENT, INC.

The filing says the first sale was Dec 15, 2008. The Form D was filed Apr 16, 2009 — 122 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 107 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 16, 2009 ↗QUESTAR ASSESSMENT, INC. — PartnerFacts page ↗
Sources
Note · Dec 21, 2018 – Jan 8, 2019

Form D filed 18 days after the first sale — Pinnacle Automotive Hospitality Services Holdings, Inc.

The filing says the first sale was Dec 21, 2018. The Form D was filed Jan 8, 2019 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 8, 2019 ↗Pinnacle Automotive Hospitality Services Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Apr 30, 2008 – Jan 6, 2025

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CDM Field Services LLC (latest filing Jan 6, 2025) · No amendment in the last 12 months on an offering that may still be open — CAMDEN PARTNERS INWOOD FUND, L.P. (latest filing Apr 26, 2021) · No amendment in the last 12 months on an offering that may still be open — Pinnacle Automotive Hospitality Services Holdings, Inc. (latest filing Mar 23, 2020) · No amendment in the last 12 months on an offering that may still be open — Pinnacle Automotive Hospitality Services Holdings, Inc. (latest filing Jan 8, 2019) · No amendment in the last 12 months on an offering that may still be open — CP Nexus Sidecar I, LLC (latest filing Nov 13, 2018) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 6, 2025 ↗CDM Field Services LLC — PartnerFacts page ↗Form D · Apr 26, 2021 ↗CAMDEN PARTNERS INWOOD FUND, L.P. — PartnerFacts page ↗
Sources
Note · Jan 8, 2019 – Mar 23, 2020

David L. Warnock's role changed at Pinnacle Automotive Hospitality Services Holdings, Inc.: executive officer, director → director

The Jan 8, 2019 filing lists David L. Warnock as executive officer, director; the Mar 23, 2020 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jan 8, 2019 ↗Form D · Mar 23, 2020 ↗David L. Warnock — PartnerFacts page ↗Pinnacle Automotive Hospitality Services Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Feb 20, 2018 – Jun 12, 2018

David L. Warnock's role changed at Pinnacle Automotive Hospitality Services Holdings, Inc.: director → executive officer, director

The Feb 20, 2018 filing lists David L. Warnock as director; the Jun 12, 2018 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Feb 20, 2018 ↗Form D/A · Jun 12, 2018 ↗David L. Warnock — PartnerFacts page ↗Pinnacle Automotive Hospitality Services Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Nov 22, 2017 – Feb 20, 2018

David L. Warnock's role changed at Pinnacle Automotive Hospitality Services Holdings, Inc.: executive officer, director → director

The Nov 22, 2017 filing lists David L. Warnock as executive officer, director; the Feb 20, 2018 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 22, 2017 ↗Form D · Feb 20, 2018 ↗David L. Warnock — PartnerFacts page ↗Pinnacle Automotive Hospitality Services Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Jul 15, 2024 – Jan 6, 2025

Offering amount changed between filings — CDM Field Services LLC

The Jul 15, 2024 filing says $3,900,000 offered; the Jan 6, 2025 Form D/A says $5,400,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 15, 2024 ↗Form D/A (later) · Jan 6, 2025 ↗CDM Field Services LLC — PartnerFacts page ↗
Sources
Note · Sep 13, 2024 – Oct 8, 2024

Offering amount lowered between filings — OVERSTONE ASSOCIATES Ltd

The Sep 13, 2024 filing says $593,199 offered; the Oct 8, 2024 Form D/A says $54,120.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Sep 13, 2024 ↗Form D/A (later) · Oct 8, 2024 ↗OVERSTONE ASSOCIATES Ltd — PartnerFacts page ↗
Sources
Note · Jun 14, 2017 – Jul 21, 2017

Offering amount changed between filings — Pinnacle Automotive Hospitality Services Holdings, Inc.

The Jun 14, 2017 filing says $800,000 offered; the Jul 21, 2017 Form D/A says $993,476.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 14, 2017 ↗Form D/A (later) · Jul 21, 2017 ↗Pinnacle Automotive Hospitality Services Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Jul 15, 2024 – Jan 6, 2025

Minimum investment changed between filings — CDM Field Services LLC

The Jul 15, 2024 filing lists a minimum of $100,000; the Jan 6, 2025 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 15, 2024 ↗Form D/A (later) · Jan 6, 2025 ↗CDM Field Services LLC — PartnerFacts page ↗
Sources
Note · Sep 13, 2024 – Oct 8, 2024

Minimum investment changed between filings — OVERSTONE ASSOCIATES Ltd

The Sep 13, 2024 filing lists a minimum of $3,930; the Oct 8, 2024 Form D/A lists $6,052.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Sep 13, 2024 ↗Form D/A (later) · Oct 8, 2024 ↗OVERSTONE ASSOCIATES Ltd — PartnerFacts page ↗
Sources
Note · Apr 16, 2009 – Nov 26, 2025

David L. Warnock is written 3 different ways on the filings

listed as "David L. Warnock" on 23 filings (from Apr 16, 2009), and "David Warnock" on 13 filings (from Jan 8, 2010), and "David Lyle Warnock" on the Nov 26, 2025 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 16, 2009 ↗Form D · Jan 8, 2010 ↗Form D · Nov 26, 2025 ↗David L. Warnock — PartnerFacts page ↗
Sources
Note · Feb 28, 2017 – Mar 23, 2020

Industry group changed between filings — Pinnacle Automotive Hospitality Services Holdings, Inc.

"Business Services" (Feb 28, 2017 to Jan 8, 2019); then "Other" (Mar 23, 2020).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 28, 2017 ↗Form D · Mar 23, 2020 ↗Pinnacle Automotive Hospitality Services Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Jan 8, 2010 – Dec 1, 2010

Industry group changed between filings — Primo Water Corp

"Other" (Jan 8, 2010 to Oct 7, 2010); then "Retailing" (Dec 1, 2010).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jan 8, 2010 ↗Form D · Dec 1, 2010 ↗Primo Water Corp — PartnerFacts page ↗
Sources
Note · Mar 22, 2010

Same name, different state: "David L. Warnock" (MA) is a separate record

This page covers filings where the address state is NM or MD or NC or MI or FL or IL. A separate record, "David L. Warnock" with address state MA, is listed on 1 filing — most recently by PRINCETON REVIEW INC (Mar 22, 2010). Both records have filings in the same period (Mar 22, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David L. Warnock (MA) — PartnerFacts page ↗Form D/A · Mar 22, 2010 ↗PRINCETON REVIEW INC — PartnerFacts page ↗David L. Warnock (NM,MD,NC,MI,FL,IL) — this page ↗
Sources
Note · Jan 8, 2019 – Mar 23, 2020

Address moved from Tampa, FL to Owings Mills, MD — Pinnacle Automotive Hospitality Services Holdings, Inc.

The people listed on the Jan 8, 2019 filing give Tampa, FL; on the Mar 23, 2020 filing they give Owings Mills, MD.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 8, 2019 ↗Form D · Mar 23, 2020 ↗Pinnacle Automotive Hospitality Services Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Feb 28, 2017 – Jun 14, 2017

Address moved from Baltimore, MD to Tampa, FL — Pinnacle Automotive Hospitality Services Holdings, Inc.

The people listed on the Feb 28, 2017 filing give Baltimore, MD; on the Jun 14, 2017 filing they give Tampa, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 28, 2017 ↗Form D · Jun 14, 2017 ↗Pinnacle Automotive Hospitality Services Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Apr 16, 2009 – Nov 26, 2025

David L. Warnock is listed with 6 different address states: MD, NC, MI, FL, NM, IL

MD on 28 filings (Apr 16, 2009 to Feb 22, 2022); NC on 2 filings (Jan 8, 2010 to Oct 7, 2010); MI on 1 filing (Jul 2, 2010); FL on 1 filing (Feb 20, 2018); NM on 4 filings (Jul 15, 2024 to Nov 26, 2025); IL on 1 filing (Jan 6, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 16, 2009 ↗Form D · Jan 8, 2010 ↗Form D · Jul 2, 2010 ↗Form D · Feb 20, 2018 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 32 offerings report sales commissions totalling $798,991; 0 report finder's fees; 3 report proceeds to related persons totalling $820,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 26, 2025 D
OVERSTONE ASSOCIATES Ltd
File 021-565125
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2025 D/A
CDM Field Services LLC
File 021-518794
$0$0$0None listed on this filingEDGAR ↗
Oct 8, 2024 D/A
OVERSTONE ASSOCIATES Ltd
File 021-523971
$0$0$0None listed on this filingEDGAR ↗
Feb 22, 2022 D
CAMDEN PARTNERS STRATEGIC FUND VI, L.P.
File 021-434376
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 26, 2021 D
CAMDEN PARTNERS INWOOD FUND, L.P.
File 021-397149
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 13, 2021 D
CAMDEN PARTNERS V D&O SPV, L.P.
File 021-386145
$0$0 (est.)$0 (est.)
The general partner is entitled to carried interest and management fees. Such carried interest and management fees are fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Jan 13, 2021 D
CAMDEN PARTNERS V-A SPV, L.P.
File 021-386147
$0$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 13, 2021 D
CAMDEN PARTNERS V SPV, L.P.
File 021-386146
$0$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Dec 30, 2020 D
CAMDEN PARTNERS OCP I, LP
File 021-384698
$0$0 (est.)$0 (est.)
The general partner is entitled to carried interest. Such carried interest is fully discussed in the Issuer's governing documents.
None listed on this filingEDGAR ↗
Mar 23, 2020 D
Pinnacle Automotive Hospitality Services Holdings, Inc.
File 021-363428
$0$0$0None listed on this filingEDGAR ↗
Nov 5, 2019 D
Network for Good, Inc.
File 021-352656
$758,969$0$0Capstone Headwaters BrokerCheck CRD 132185 ↗EDGAR ↗
Sep 4, 2019 D/A
CAMDEN PARTNERS IV SPV, L.P.
File 021-328434
$0$0$0 (est.)
The Issuer's General Partner, or an Affiliate of the Issuer's General Partner, may be entitled to receive a Management Fee in accordance with the Issuer's governing documentation, as amended from time to time.
None listed on this filingEDGAR ↗
Jun 12, 2019 D/A
Camden Partners Nexus Fund II, L.P.
File 021-341675
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2019 D
Pinnacle Automotive Hospitality Services Holdings, Inc.
File 021-329979
$0$0$0None listed on this filingEDGAR ↗
Nov 13, 2018 D
CP Nexus Sidecar I, LLC
File 021-325558
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2018 D
Pinnacle Automotive Hospitality Services Holdings, Inc.
File 021-319148
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2018 D
Pinnacle Automotive Hospitality Services Holdings, Inc.
File 021-315268
$0$0$20,000 (est.)
Proceeds from the exercise of warrants issued in this offering will be used for general operating needs, which may include salaries of executive officers or directors.
None listed on this filingEDGAR ↗
Jun 12, 2018 D/A
Pinnacle Automotive Hospitality Services Holdings, Inc.
File 021-288707
$0$0$0None listed on this filingEDGAR ↗
Mar 28, 2018 D
Calvert Education Services, LLC
File 021-308767
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2018 D
Pinnacle Automotive Hospitality Services Holdings, Inc.
File 021-305968
$0$0$0None listed on this filingEDGAR ↗
Nov 22, 2017 D
Pinnacle Automotive Hospitality Services Holdings, Inc.
File 021-299354
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2017 D
Pinnacle Automotive Hospitality Services Holdings, Inc.
File 021-281491
$0$0$0None listed on this filingEDGAR ↗
Oct 30, 2015 D
QUESTAR ASSESSMENT, INC.
File 021-250388
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2013 D
CES Acquisition Corp.
File 021-195002
$0$0$0N/A no CRD number reportedEDGAR ↗
Jul 13, 2011 D
CIBT Education Group Inc.
File 021-162826
$0$0$0None listed on this filingEDGAR ↗
Dec 1, 2010 D
Primo Water Corp
File 021-151249
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2010 D
Primo Water Corp
File 021-148701
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2010 D
Santa Rosa Consulting, Inc.
File 021-144388
$0$0$300,000
The issuer used $300,000 of the offering proceeds to pay Vineyard Capital Group for amounts owed for services unrelated to the offering performed by Vineyard Capital Group for the issuer prior to the date of the offering.
N/A no CRD number reportedEDGAR ↗
Jan 8, 2010 D
Primo Water Corp
File 021-90393
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2009 D/A
CAMDEN PARTNERS STRATEGIC FUND IV-A LP
File 021-117989
$1,861$0$0CSP Securities, LP BrokerCheck CRD 136941 ↗EDGAR ↗
Apr 23, 2009 D/A
CAMDEN PARTNERS STRATEGIC FUND IV LP
File 021-117977
$38,161$0$0CSP Securities, LP BrokerCheck CRD 136941 ↗
The Inroads Group Ltd. no CRD number reported		EDGAR ↗
Apr 16, 2009 D
QUESTAR ASSESSMENT, INC.
File 021-72660-3N
$0$0$500,000None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 21

Every issuer that named David L. Warnock on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OA
Other Technology

OVERSTONE ASSOCIATES Ltd

Richmond, United Kingdom (as filed: X0) · Sep 13, 2024 → Nov 26, 2025 · 3 filings
  • Nov 26, 2025 · D · $58,471 sold of $58,471 · 3 investors · min. $13,177 · role: Director EDGAR ↗
  • Oct 8, 2024 · D/A · $54,120 sold of $54,120 · 18 investors · min. $6,052 · role: Director EDGAR ↗
  • Sep 13, 2024 · D · $593,199 sold of $593,199 · 18 investors · min. $3,930 · role: Director EDGAR ↗

Raised $593K from 18 investors (100% of the $58K target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Business Services

CDM Field Services LLC

Chicago, IL · Jul 15, 2024 → Jan 6, 2025 · 2 filings
  • Jan 6, 2025 · D/A · $3,400,000 sold of $5,400,000 · 15 investors · min. $25,000 · role: Director EDGAR ↗
  • Jul 15, 2024 · D · $1,900,000 sold of $3,900,000 · 8 investors · min. $100,000 · role: Director EDGAR ↗

Raised $3.4M from 15 investors (63% of the $5.4M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Catalio

CAMDEN PARTNERS STRATEGIC FUND VI, L.P.

Baltimore, MD · Feb 22, 2022
  • Feb 22, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $76.6M from 36 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Catalio

CAMDEN PARTNERS INWOOD FUND, L.P.

Baltimore, MD · Apr 26, 2021
  • Apr 26, 2021 · D · $17,500,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $17.5M from 3 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Catalio

CAMDEN PARTNERS V-A SPV, L.P.

Baltimore, MD · Jan 13, 2021
  • Jan 13, 2021 · D · $116,922,645 sold of $116,922,645 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $116.9M from 3 investors (100% of the $116.9M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Catalio

CAMDEN PARTNERS V SPV, L.P.

Baltimore, MD · Jan 13, 2021
  • Jan 13, 2021 · D · $116,922,645 sold of $116,922,645 · 77 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $116.9M from 77 investors (100% of the $116.9M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Catalio

CAMDEN PARTNERS V D&O SPV, L.P.

Baltimore, MD · Jan 13, 2021
  • Jan 13, 2021 · D · $116,922,645 sold of $116,922,645 · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $116.9M from 14 investors (100% of the $116.9M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Catalio

CAMDEN PARTNERS OCP I, LP

Baltimore, MD · Dec 30, 2020
  • Dec 30, 2020 · D · $8,019,676 sold of $8,019,676 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $8.02M from 1 investor (100% of the $8.02M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Other · group: Catalio

Pinnacle Automotive Hospitality Services Holdings, Inc.

Owings Mills, MD · Feb 28, 2017 → Mar 23, 2020 · 10 filings
  • Mar 23, 2020 · D · $1,000,000 sold of $3,000,000 · 5 investors · min. $24,000 · role: Director EDGAR ↗
  • Jan 8, 2019 · D · $2,017,253 sold of $3,771,804 · 15 investors · min. $50,000 · role: Executive Officer, Director (Chairman) EDGAR ↗
  • Aug 14, 2018 · D · $339,994 sold of $2,000,000 · 3 investors · min. $50,000 · role: Executive Officer, Director (Chairman) EDGAR ↗
  • Jun 25, 2018 · D · $1,000,001 sold of $3,502,061 · 9 investors · min. No minimum reported · role: Executive Officer, Director (Chairman) EDGAR ↗
  • Jun 12, 2018 · D/A · $493,476 sold of $993,476 · 8 investors · min. No minimum reported · role: Executive Officer, Director (Chairman) EDGAR ↗
  • Feb 20, 2018 · D · $610,072 sold of $7,300,001 · 3 investors · min. $15,000 · role: Director EDGAR ↗
  • Nov 22, 2017 · D · $756,672 sold of $756,672 · 2 investors · min. No minimum reported · role: Director, Executive Officer (Chairman) EDGAR ↗
  • Jul 21, 2017 · D/A · $436,401 sold of $993,476 · 7 investors · min. No minimum reported · role: Executive Officer, Director (Chairman) EDGAR ↗
  • Jun 14, 2017 · D · $300,000 sold of $800,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director (Chairman) EDGAR ↗
  • Feb 28, 2017 · D · $8,786,082 sold of $8,786,082 · 8 investors · min. No minimum reported · role: Executive Officer, Director (Chairman) EDGAR ↗

Raised $8.79M from 15 investors (100% of the $3M target) as of the latest filing. David is listed as director, executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NF
Other Technology

Network for Good, Inc.

Washington, DC · Nov 5, 2019
  • Nov 5, 2019 · D · $11,158,495 sold of $11,158,495 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11.2M from 5 investors (100% of the $11.2M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Catalio

CAMDEN PARTNERS IV SPV, L.P.

Baltimore, MD · Sep 4, 2019
  • Sep 4, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (MANAGING MEMBER OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Catalio

Camden Partners Nexus Fund II, L.P.

Baltimore, MD · Jun 11, 2019 → Jun 12, 2019 · 2 filings
  • Jun 12, 2019 · D/A · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Director (Manager and Member of the General Partner of the Issuer) EDGAR ↗
  • Jun 11, 2019 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Director (Manager and Member of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CN
Pooled Investment Fund · group: Catalio

CP Nexus Sidecar I, LLC

Baltimore, MD · Nov 13, 2018
  • Nov 13, 2018 · D · $1,650,000 sold of $3,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.65M from 14 investors (55% of the $3M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Other

Calvert Education Services, LLC

Hunt Valley, MD · Mar 28, 2018
  • Mar 28, 2018 · D · $13,323,858 sold of $14,177,900 · 22 investors · min. $27,694 · role: Director EDGAR ↗

Raised $13.3M from 22 investors (94% of the $14.2M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

QA
Other

QUESTAR ASSESSMENT, INC.

Apple Valley, MN · Apr 16, 2009 → Oct 30, 2015 · 2 filings
  • Oct 30, 2015 · D · $5,000,000 sold of $5,000,000 · 14 investors · min. $2 · role: Director EDGAR ↗
  • Apr 16, 2009 · D · $4,634,991 sold of $4,634,991 · 11 investors · min. $15,000 · role: Director EDGAR ↗

Raised $5M from 14 investors (100% of the $5M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Other

CES Acquisition Corp.

Baltimore, MD · Apr 15, 2013
  • Apr 15, 2013 · D · $4,175,000 sold of $4,500,000 · 16 investors · min. $50,000 · role: Executive Officer, Director (President and Director of Issuer) EDGAR ↗

Raised $4.17M from 16 investors (93% of the $4.5M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CE
Other

CIBT Education Group Inc.

Vancouver, British Columbia, Canada (as filed: A1) · Jul 13, 2011
  • Jul 13, 2011 · D · $180,319 sold of $390,691 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $180K from 2 investors (46% of the $391K target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PW
Retailing · group: Group linked by Billy D. Prim

Primo Water Corp

Winston-Salem, NC · Jan 8, 2010 → Dec 1, 2010 · 3 filings
  • Dec 1, 2010 · D · $31,050,000 sold of $31,050,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 7, 2010 · D · $3,418,167 sold of $3,418,167 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 8, 2010 · D · $15,000,000 sold of $15,000,000 · 28 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $31.1M from 28 investors (100% of the $31.1M target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SR
Other Technology · group: Santa Rosa

Santa Rosa Consulting, Inc.

Bloomfield Hills, MI · Jul 2, 2010
  • Jul 2, 2010 · D · $25,000,000 sold of $25,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25M from 17 investors (100% of the $25M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CP
Pooled Investment Fund · group: Catalio

CAMDEN PARTNERS STRATEGIC FUND IV-A LP

Baltimore, MD · Apr 23, 2009
  • Apr 23, 2009 · D/A · $3,900,000 sold of $15,000,000 · 9 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $3.9M from 9 investors (26% of the $15M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CP
Pooled Investment Fund · group: Catalio

CAMDEN PARTNERS STRATEGIC FUND IV LP

Baltimore, MD · Apr 23, 2009
  • Apr 23, 2009 · D/A · $92,297,500 sold of $290,000,000 · 84 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $92.3M from 84 investors (32% of the $290M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David L. Warnock — MA, 1 issuer, Mar 22, 2010 → Mar 22, 2010 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CP
Management entity

CAMDEN PARTNERS V SPV, LLC

Promoter · 3 shared filings (3 issuers)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

CP
Management entity

Camden Partners Strategic IV,

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

CP
Management entity

Camden Partners Nexus II, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

CP
Management entity

CAMDEN PARTNERS OCP MANAGER, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

CP
Management entity

CAMDEN PARTNERS INWOOD, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Meghan M. McGee

Director, Executive Officer · 11 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David L. Warnock. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Ari Blum

Director · 9 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David L. Warnock. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Sorrells

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Neff

Director · 8 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John Hornbeck

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

J. TODD SHERMAN

Promoter, Executive Officer · 7 shared filings (7 issuers)

J. TODD SHERMAN is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Tagler

Executive Officer · 6 shared filings (6 issuers) · also on 4 other issuers

Jason Tagler is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry B. South

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

David A. Nichols

Director, Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS RUTHERFORD

Executive Officer · 6 shared filings (6 issuers)

THOMAS RUTHERFORD is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Donald W. Hughes

Executive Officer, Director · 5 shared filings (4 issuers) · also on 1 other issuer

Donald W. Hughes is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

MARK CASTANEDA

Executive Officer, Director · 5 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David L. Warnock. Their page shows their other deals.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Norwicz

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

MEGAN MCGEE

Executive Officer · 5 shared filings (5 issuers)

MEGAN MCGEE is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

RENU BHATIA

Director · 3 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

ALEXANDRA AI XIAN TAN

Director · 3 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Shane H. Kim

Executive Officer, Director · 3 shared filings (3 issuers) · also on 3 other issuers

Shane H. Kim is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Billy D. Prim

Executive Officer, Director, Promoter · 3 shared filings (1 issuer) · also on 4 other issuers

Billy D. Prim is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Wade Dupree

Director · 3 shared filings (1 issuer) · also on 10 other issuers

David Wade Dupree is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD BRENNER

Director · 3 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Tomas Rios

Director · 3 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Todd Sherman

Director · 3 shared filings (2 issuers)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Richard M. Johnston

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard M. Berkeley

Executive Officer · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as David L. Warnock. Their page shows their other deals.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Chris L. Nguyen

Director · 2 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Bonsal, III

Director · 2 shared filings (2 issuers) · also on 7 other issuers

Frank Bonsal, III is on 9 issuers in total — a repeat sponsor. Their page lists every one.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Gruneich

Director · 2 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew L. Simon

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Theodore Naegeli

Director · 2 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Malcolm McQuilkin

Director · 2 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael S Gunter

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Duane G Goodwin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David L. Warnock. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Catalio

42 issuers · 80 filings · $2.21B reported sold · 2009–2026

One team, 42 deal companies. David L. Warnock is listed on 12 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David L. Warnock.

SR
Sponsor group

Santa Rosa

4 issuers · 5 filings · $36.7M reported sold · 2010–2014

One team, 4 deal companies. David L. Warnock is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David L. Warnock.

GL
Sponsor group

Group linked by Billy D. Prim

5 issuers · 7 filings · $41.7M reported sold · 2009–2018

One team, 5 deal companies. David L. Warnock is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David L. Warnock.

Same business address

37 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 21 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David L. Warnock by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 21 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David L. Warnock is listed on: none on file. No website or social profile named in CAMDEN PARTNERS V-A SPV, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #201,280 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Baltimore, MD). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Mexico state courts — find the court ↗Maryland Judiciary case search ↗North Carolina eCourts portal ↗Michigan state courts — find the court ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Cook County Clerk of Court case search ↗Minnesota court records online ↗District of Columbia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Mexico Secretary of State business search ↗Maryland Secretary of State business search ↗North Carolina Secretary of State business search ↗Michigan Secretary of State business search ↗Florida Secretary of State business search ↗Illinois Secretary of State business search ↗Minnesota Secretary of State business search ↗OpenCorporates ↗

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