MARK CASTANEDA is listed as an executive officer and director on 6 SEC Form D filings by 3 issuers between Jan 2010 and Jan 2025: Primo Water Corp (Winston-Salem, NC — retailing — 2010; $31.1M reported sold to 28 investors), CDM Field Services LLC (Chicago, IL — business services — 2024–2025; $3.4M reported sold to 15 investors) and Gold Flora Corp. (Costa Mesa, CA — industry reported as "Other" — 2023; 92 investors reported).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $34.5M sold in total.
1 of the issuers belongs to the sponsor group Group linked by Billy D. Prim (5 issuers, $41.7M reported sold, 2009–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Billy D. Prim has 5 companies on file and $41.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for MARK CASTANEDA and found 7 differences, 1 worth asking the sponsor about: Bankruptcy case: Mark Castaneda; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.