Sponsor Check › Person
Related person on Form D filings · address states as listed: A6, CA · listed Sep 11, 2012 → Feb 4, 2022
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
9 of 13 offerings report sales commissions totalling $6,033,000; 1 reports finder's fees totalling $2,312,500; 1 reports proceeds to related persons totalling $144,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jun 24, 2026 D File 021-588495 | $0 | $0 | $144,000 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 4, 2022 D File 021-432304 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Feb 4, 2022 D File 021-432305 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 18, 2019 D File 021-330944 | $6,250 | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Sep 14, 2017 D File 021-294665 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 30, 2017 D File 021-283677 | $28,000 | $0 | $0 | Canaccord Genuity Inc. BrokerCheck CRD 1020 ↗ |
| EDGAR ↗ | Jan 26, 2015 D File 021-232827 | $6,250 | $0 | $0 | CHARLES HARRISON BrokerCheck CRD 3071551 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) SCOTT HARRISON BrokerCheck CRD 4981070 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) PHYLLIS J. BECK BrokerCheck CRD 1020488 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) LORI MAYFIELD BrokerCheck CRD 4899271 ↗ via H & L EQUITIES, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 18, 2013 D/A File 021-206390 | $525,000 (est.) | $0 | $0 (est.) The management company is entitled to a management fee, which is fully discussed in the Issuer's confidential offering materials. | Triton Pacific Capital, LLC BrokerCheck CRD 40817 ↗ |
| EDGAR ↗ | Sep 27, 2013 D File 021-203643 | $1,848,750 (est.) | $0 | $0 (est.) The management company is entitled to a management fee, which is fully discussed in the Issuer's confidential offering materials. | Triton Pacific Capital, LLC BrokerCheck CRD 40817 ↗ |
| EDGAR ↗ | Sep 11, 2013 D/A File 021-183914 | $0 (est.) | $2,312,500 (est.) | $0 (est.) The management company is entitled to a management fee, which is fully discussed in the Issuer's confidential offering materials. | Triton Pacific Capital, LLC BrokerCheck CRD 40817 ↗ |
| EDGAR ↗ | Aug 27, 2013 D File 021-201938 | $3,600,000 | $0 | $0 (est.) | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ JMP Securities LLC BrokerCheck CRD 22208 ↗ |
| EDGAR ↗ | Aug 19, 2013 D File 021-201533 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 30, 2013 D File 021-191022 | $6,250 | $0 | $0 | H&L Equities, LLC BrokerCheck CRD 113794 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Berman Medical, Inc. | Executive Officer | Jun 24, 2026 | D | $607,000 similar: $829,831–$9,999,998 | $607,000 | 14 similar: 2–15 | $10,000 similar: $10,000–$54,310 |
| EDGAR ↗ | THP JV-1C LLC group: Tricon | Director | Feb 4, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | THP JV-1C LLC group: Tricon | Director | Feb 4, 2022 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | SFR JV-1 CLASS B REIT LLC group: Tricon | Director | Jan 18, 2019 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Hemostemix Inc. | Executive Officer Chief Financial Officer | Sep 14, 2017 | D | $132,071 similar: $2,000,000–$14,000,000 | $0 | 2 similar: 1–19 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Breaking Data Corp. | Executive Officer | Mar 30, 2017 | D | $400,000 similar: $1,100,015–$10,001,163 | $400,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | TRICON MANUFACTURED HOUSING COMMUNITIES LLC group: Tricon | Executive Officer, Promoter OFFICER AND MANAGER | Jan 26, 2015 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | TRICON XI B-2, L.P. group: Tricon | Executive Officer Officer of an indirect General Partner of the Issuer | Dec 18, 2013 | D/A | $500,000,000 similar: $155,000–$5,250,000 | $70,000,000 | 4 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TRICON XI B-2, L.P. group: Tricon | Executive Officer Officer of an indirect General Partner of the Issuer | Nov 14, 2013 | D | $500,000,000 similar: $155,000–$5,250,000 | $40,000,000 | 2 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TRICON XI B, L.P. group: Tricon | Executive Officer Officer of an indirect General Partner of the Issuer | Sep 27, 2013 | D | $500,000,000 similar: $155,000–$5,250,000 | $149,950,000 | 23 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tricon XI A, L.P. group: Tricon | Executive Officer Officer of an indirect General Partner of the Issuer | Sep 11, 2013 | D/A | $500,000,000 similar: $155,000–$5,250,000 | $125,000,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tricon Capital Group Inc. group: Tricon | Executive Officer, Director | Aug 27, 2013 | D | $50,000,000 similar: $2,250,000–$16,950,000 | $50,000,000 | 1 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Tricon Capital Group Inc. group: Tricon | Executive Officer, Director | Aug 19, 2013 | D | $40,000 similar: $2,250,000–$16,950,000 | $40,000 | 1 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Tricon American Homes LLC group: Tricon | Director Manager of Issuer's Manager | Jan 30, 2013 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Tricon XI A, L.P. group: Tricon | Executive Officer, Director, Promoter Officer & Director of the General Partner of the Issuer's General Partner | Sep 11, 2012 | D | $475,000,000 similar: $155,000–$5,250,000 | $100,000,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (6 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as David Berman. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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