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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:32 AM ET

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David Berman

Named as an officer, director or promoter on SEC Form D filings · MA, MI, FL · Oct 17, 2016 → Jul 5, 2024

22deals (issuers)
$925.3Mreported sold
189investors
32Form D filings
2016–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:37 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Berman is listed as an executive officer and director on 32 SEC Form D filings by 22 issuers between Jul 2011 and Oct 2026. Largest by amount reported sold: Lorient Peregrine Investment, LP (Birmingham, MI — pooled investment fund — 2022; $226M reported sold to 11 investors), Lorient Healthcare Fund II, LP (Birmingham, MI — pooled investment fund — 2021; $158.5M reported sold to 34 investors), Lorient Healthcare Fund, LP (Birmingham, MI — pooled investment fund — 2018–2019; $122M reported sold to 26 investors), Lorient Healthcare Fund III, LP (Miami, FL — pooled investment fund — 2023–2024; $107M reported sold to 10 investors), Lorient Pet Services, LLC (Waltham, MA — industry reported as "Other" — 2021; $76M reported sold to 8 investors) and 17 more (all listed below).

What this means That is a lot of deals — 22 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $925.3M sold in total.

Listed alongside Jordan Broome (25 shared filings), Brian Rath (4 shared filings), Lorient Healthcare GP II, LLC (4 shared filings, management entity), Lorient Healthcare GP III, LLC (4 shared filings, management entity), Lorient Healthcare GP, LLC (4 shared filings, management entity) and 28 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 3 sponsor groups: Lorient Healthcare (19 issuers, $901.6M reported sold, 2018–2026), Affectiva (2 issuers, $20M reported sold, 2009–2025) and First (2 issuers, $1.57M reported sold, 2015–2016).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 15 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 32 public filings for David Berman and found 19 differences: Bankruptcy case: Allard v. Angott Record & Tape Sales, Inc; 11% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Berman has not run yet — it is joining a line of 23,539 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:37 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Berman..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

15 cases: 15 closed (disposition not in docket feed)

David Berman and Nina Berman closed
United States Bankruptcy Court, S.D. Alabama · No. 13-03461 · Filed Oct 2, 2013 · Closed Jan 24, 2014
Role of David Berman and Nina Berman: Debtor · Outcome: Case closed 2014-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in AL (not a filing state)
David C Berman closed
United States Bankruptcy Court, D. Massachusetts · No. 12-11941 · Filed Mar 9, 2012 · Closed Jun 8, 2012
Role of David C Berman: Debtor · Outcome: Case closed 2012-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (MA)
David Berman and Ericka Berman closed
United States Bankruptcy Court, E.D. California · No. 10-52674 · Filed Dec 14, 2010 · Closed Apr 1, 2011
Role of David Berman and Ericka Berman: Debtor · Outcome: Case closed 2011-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
David W. Berman closed
United States Bankruptcy Court, D. Oregon · No. 05-30762 · Filed Jan 26, 2005 · Closed Jun 8, 2005
Role of David W. Berman: Debtor · Outcome: Case closed 2005-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in OR (not a filing state)
David E. Berman and Sheila L. Berman closed
United States Bankruptcy Court, S.D. California · No. 04-07061 · Filed Aug 10, 2004 · Closed Nov 15, 2004
Role of David E. Berman and Sheila L. Berman: Debtor · Outcome: Case closed 2004-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
David A Berman and Terrie L Berman closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-20561 · Filed Jun 26, 2002 · Closed Oct 23, 2002
Role of David A Berman and Terrie L Berman: Debtor · Outcome: Case closed 2002-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
DAVID L BERMAN and DENA R BERMAN closed
United States Bankruptcy Court, E.D. Washington · No. 02-00227 · Filed Jan 11, 2002 · Closed May 1, 2002
Role of DAVID L BERMAN and DENA R BERMAN: Debtor · Outcome: Case closed 2002-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in WA (not a filing state)
David E. Berman and Sheila L. Berman closed
United States Bankruptcy Court, S.D. California · No. 98-00293 · Filed Jan 9, 1998 · Closed Apr 28, 1998
Role of David E. Berman and Sheila L. Berman: Debtor · Outcome: Case closed 1998-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in CA (not a filing state)
David E. Berman closed
United States Bankruptcy Court, D. Maine · No. 97-20696 · Filed May 8, 1997 · Closed Sep 29, 1997
Role of David E. Berman: Debtor · Outcome: Case closed 1997-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in ME (not a filing state)
David Berman and Linda Berman closed
United States Bankruptcy Court, D. Massachusetts · No. 96-16796 · Filed Sep 9, 1996 · Closed Sep 19, 2001
Role of David Berman and Linda Berman: Debtor · Outcome: Case closed 2001-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (MA)
David Berman and Linda Berman closed
United States Bankruptcy Court, D. Massachusetts · No. 95-15804 · Filed Aug 25, 1995 · Closed Jul 22, 1996
Role of David Berman and Linda Berman: Debtor · Outcome: Case closed 1996-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (MA)
David Berman v. Student Loan Marketing Association closed
United States Bankruptcy Court, N.D. Georgia · No. 95-06494 · Filed Aug 2, 1995 · Closed Jan 8, 1997
Role of David Berman: Plaintiff · Outcome: Case closed 1997-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in GA (not a filing state)
David Berman Nancy Berman closed
United States Bankruptcy Court, N.D. Georgia · No. 95-66147 · Filed May 2, 1995 · Closed Aug 21, 1995
Role of David Berman Nancy Berman: Debtor · Outcome: Case closed 1995-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in GA (not a filing state)
David R. Berman and Liana Berman closed
United States Bankruptcy Court, E.D. Virginia · No. 92-24653 · Filed Aug 13, 1992 · Closed Jan 14, 1993
Role of David R. Berman and Liana Berman: Debtor · Outcome: Case closed 1993-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in VA (not a filing state)
DAVID L BERMAN closed
United States Bankruptcy Court, E.D. Washington · No. 85-00518 · Filed Mar 6, 1985 · Closed Jul 10, 1985
Role of DAVID L BERMAN: Debtor · Outcome: Case closed 1985-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 31 federal dockets); 6 people with this name in Form D filings; court in WA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:37 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

19 differences found between the filings for David Berman (compared 32 filings on Oct 24, 2026)

Note · Feb 12, 1997 – Jul 16, 1997

Bankruptcy case: Allard v. Angott Record & Tape Sales, Inc. — filed Feb 12, 1997

United States Bankruptcy Court, E.D. Michigan docket "Allard v. Angott Record & Tape Sales, Inc." filed Feb 12, 1997, closed Jul 16, 1997. Paul G. Angott (listed on the same filings) is listed as Defendant ("Angott Record & Tape Sales, Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Michigan ↗Paul G. Angott — PartnerFacts page ↗
Sources
Note · Dec 16, 2016

11% of the money raised went to insiders — First Sense Medical, LLC

The Dec 16, 2016 Form D/A reports $1,436,320 sold and $165,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Dec 16, 2016 ↗First Sense Medical, LLC — PartnerFacts page ↗
Sources
Note · Oct 17, 2016

17% of the money raised went to insiders — First Sense Medical, LLC

The Oct 17, 2016 Form D reports $1,000,000 sold and $165,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 17, 2016 ↗First Sense Medical, LLC — PartnerFacts page ↗
Sources
Note · Dec 16, 2016

David Berman appears on 1 deal that stopped filing before reaching its target

First Sense Medical, LLC (last filing Dec 16, 2016; $3,000,000 sold of $8,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

First Sense Medical, LLC — PartnerFacts page ↗
Sources
Note · Mar 17, 2021 – Apr 2, 2021

Form D filed 16 days after the first sale — Lorient Shiftkey Blocker, LLC

The filing says the first sale was Mar 17, 2021. The Form D was filed Apr 2, 2021 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 2, 2021 ↗Lorient Shiftkey Blocker, LLC — PartnerFacts page ↗
Sources
Note · Feb 26, 2021 – Mar 24, 2021

Form D filed 26 days after the first sale — Lorient VBF Co-Invest, LP

The filing says the first sale was Feb 26, 2021. The Form D was filed Mar 24, 2021 — 26 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 11 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 24, 2021 ↗Lorient VBF Co-Invest, LP — PartnerFacts page ↗
Sources
Note · Feb 26, 2021 – Mar 15, 2021

Form D filed 17 days after the first sale — Lorient Pet Services, LLC

The filing says the first sale was Feb 26, 2021. The Form D was filed Mar 15, 2021 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 15, 2021 ↗Lorient Pet Services, LLC — PartnerFacts page ↗
Sources
Note · Mar 24, 2016 – Oct 4, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Lorient Healthcare Fund III, LP (latest filing Oct 4, 2024) · No amendment in the last 12 months on an offering that may still be open — Lorient Healthcare GP III Investment, LP (latest filing Oct 4, 2024) · No amendment in the last 12 months on an offering that may still be open — Lorient Peregrine GP Investment, LP (latest filing Nov 23, 2022) · No amendment in the last 12 months on an offering that may still be open — Affectiva, Inc. (latest filing Apr 5, 2016)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 4, 2024 ↗Lorient Healthcare Fund III, LP — PartnerFacts page ↗Form D/A · Oct 4, 2024 ↗Lorient Healthcare GP III Investment, LP — PartnerFacts page ↗
Sources
Note · Oct 4, 2023 – Oct 4, 2024

David Berman's role changed at Lorient Healthcare Fund III, LP: director → executive officer

The Oct 4, 2023 filing lists David Berman as director; the Oct 4, 2024 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 4, 2023 ↗Form D/A · Oct 4, 2024 ↗David Berman — PartnerFacts page ↗Lorient Healthcare Fund III, LP — PartnerFacts page ↗
Sources
Note · Oct 4, 2023 – Oct 4, 2024

David Berman's role changed at Lorient Healthcare GP III Investment, LP: director → executive officer

The Oct 4, 2023 filing lists David Berman as director; the Oct 4, 2024 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 4, 2023 ↗Form D/A · Oct 4, 2024 ↗David Berman — PartnerFacts page ↗Lorient Healthcare GP III Investment, LP — PartnerFacts page ↗
Sources
Note · Aug 7, 2012 – Apr 5, 2016

David Berman's role changed at Affectiva, Inc.: executive officer, director → director

The Aug 7, 2012 filing lists David Berman as executive officer, director; the Apr 5, 2016 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Aug 7, 2012 ↗Form D · Apr 5, 2016 ↗David Berman — PartnerFacts page ↗Affectiva, Inc. — PartnerFacts page ↗
Sources
Note · Mar 24, 2021 – Oct 12, 2021

Offering amount changed between filings — Lorient Healthcare Fund II, LP

The Mar 24, 2021 filing says $50,360,000 offered; the Oct 12, 2021 Form D/A says $158,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 24, 2021 ↗Form D/A (later) · Oct 12, 2021 ↗Lorient Healthcare Fund II, LP — PartnerFacts page ↗
Sources
Note · Oct 17, 2016 – Dec 16, 2016

Offering amount changed between filings — First Sense Medical, LLC

The Oct 17, 2016 filing says an indefinite amount offered; the Dec 16, 2016 Form D/A says $1,436,320.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 17, 2016 ↗Form D/A (later) · Dec 16, 2016 ↗First Sense Medical, LLC — PartnerFacts page ↗
Sources
Note · Jul 28, 2022

Same name, different state: "David Berman" (X0) is a separate record

This page covers filings where the address state is MA or MI or FL. A separate record, "David Berman" with address state X0, is listed on 1 filing — most recently by Immunocore Holdings plc (Jul 28, 2022). Both records have filings in the same period (Jul 28, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Berman (X0) — PartnerFacts page ↗Form D · Jul 28, 2022 ↗Immunocore Holdings plc — PartnerFacts page ↗David Berman (MA,MI,FL) — this page ↗
Sources
Note · Sep 11, 2012 – Feb 4, 2022

Same name, different state: "David Berman" (A6 or CA) is a separate record

This page covers filings where the address state is MA or MI or FL. A separate record, "David Berman" with address state A6 or CA, is listed on 15 filings — most recently by Berman Medical, Inc. (Jun 24, 2026). Both records have filings in the same period (Oct 17, 2016 to Feb 4, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Berman (A6,CA) — PartnerFacts page ↗Form D · Jun 24, 2026 ↗Berman Medical, Inc. — PartnerFacts page ↗David Berman (MA,MI,FL) — this page ↗
Sources
Note · Jun 30, 2010 – Mar 21, 2013

Same name, different state: "David Berman" (OH) is a separate record

This page covers filings where the address state is MA or MI or FL. A separate record, "David Berman" with address state OH, is listed on 5 filings — most recently by eGenio Education Solutions LLC (Mar 21, 2013). The two records do not overlap in time: this page runs Oct 17, 2016 to Jul 5, 2024; the other runs Jun 30, 2010 to Mar 21, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Berman (OH) — PartnerFacts page ↗Form D · Mar 21, 2013 ↗eGenio Education Solutions LLC — PartnerFacts page ↗David Berman (MA,MI,FL) — this page ↗
Sources
Note · May 11, 2012

Same name, different state: "DAVID JONATHAN BERMAN" (NY) is a separate record

This page covers filings where the address state is MA or MI or FL. A separate record, "DAVID JONATHAN BERMAN" with address state NY, is listed on 1 filing — most recently by SOCIALNETWORK.COM, INC. (May 11, 2012). The two records do not overlap in time: this page runs Oct 17, 2016 to Jul 5, 2024; the other has one filing dated May 11, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

DAVID JONATHAN BERMAN (NY) — PartnerFacts page ↗Form D · May 11, 2012 ↗SOCIALNETWORK.COM, INC. — PartnerFacts page ↗David Berman (MA,MI,FL) — this page ↗
Sources
Note · Oct 4, 2010

Same name, different state: "David Berman" (NY) is a separate record

This page covers filings where the address state is MA or MI or FL. A separate record, "David Berman" with address state NY, is listed on 1 filing — most recently by Ultimate Pros, LLC (Oct 4, 2010). The two records do not overlap in time: this page runs Oct 17, 2016 to Jul 5, 2024; the other has one filing dated Oct 4, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Berman (NY) — PartnerFacts page ↗Form D · Oct 4, 2010 ↗Ultimate Pros, LLC — PartnerFacts page ↗David Berman (MA,MI,FL) — this page ↗
Sources
Note · Jul 21, 2011 – Oct 21, 2026

David Berman is listed with 3 different address states: MA, MI, FL

MA on 4 filings (Jul 21, 2011 to Mar 15, 2021); MI on 20 filings (Oct 17, 2016 to Jul 5, 2024); FL on 8 filings (Mar 2, 2023 to Oct 21, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 21, 2011 ↗Form D · Oct 17, 2016 ↗Form D · Mar 2, 2023 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 25 offerings reports sales commissions totalling $1,200,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $165,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 21, 2026 D
L1 Cypress LP
File 021-602049
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 28, 2026 D
LORIENT HEALTHCARE FUND III SIDECAR, LP
File 021-571477
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The performance allocation is fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Oct 4, 2024 D/A
Lorient Healthcare GP III Investment, LP
File 021-493839
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2024 D/A
Lorient Healthcare Fund III, LP
File 021-493836
$0$0$0HOULIHAN LOKEY CAPITAL, INC. BrokerCheck CRD 17708 ↗EDGAR ↗
Jul 5, 2024 D
Lorient Robin Investment, LP
File 021-517894
$0$0$0None listed on this filingEDGAR ↗
Feb 23, 2024 D
Lorient Phoenix Investment, LP
File 021-505939
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2023 D
ZenSupply Inc.
File 021-474781
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2023 D
ZenSupply Inc.
File 021-474770
$0$0$0None listed on this filingEDGAR ↗
Nov 23, 2022 D
Lorient Peregrine GP Investment, LP
File 021-465781
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2022 D
Lorient Peregrine Investment, LP
File 021-460168
$0$0$0
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed made from the proceeds of the offering, including monitoring fees. The amount of such payments cannot be estimated at this time.
Goldman Sachs & Co LLC BrokerCheck CRD 361 ↗EDGAR ↗
Oct 20, 2021 D
Lorient Eagle Investment GP, LP
File 021-417778
$0$0$0None listed on this filingEDGAR ↗
Oct 20, 2021 D
Lorient Eagle Investment, LP
File 021-417775
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2021 D/A
Lorient Healthcare Fund II, LP
File 021-393324
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2021 D
Lorient Healthcare Parallel Fund II, LP
File 021-416624
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2021 D
Lorient Shiftkey Blocker, LLC
File 021-394491
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2021 D
Lorient Shiftkey Investment, LP
File 021-394439
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2021 D
Lorient VBF Co-Invest, LP
File 021-393339
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2021 D
Lorient Healthcare GP II Investment, LP
File 021-393327
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2021 D
Lorient Pet Services, LLC
File 021-392306
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2021 D
Transitions Acquisition, LP
File 021-385680
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2019 D/A
Lorient Healthcare Fund, LP
File 021-314661
$1,200,000 (est.)$0 (est.)$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
Sparring Partners Capital LLC BrokerCheck CRD 133780 ↗EDGAR ↗
Dec 16, 2016 D/A
First Sense Medical, LLC
File 021-272676
$0$0$165,000 (est.)None listed on this filingEDGAR ↗
Apr 5, 2016 D
Affectiva, Inc.
File 021-260649
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2012 D
Affectiva, Inc.
File 021-182296
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2011 D
Affectiva, Inc.
File 021-163275
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 22

Every issuer that named David Berman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LC
Pooled Investment Fund · group: Lorient Healthcare

L1 Cypress LP

Miami, FL · Oct 21, 2026
  • Oct 21, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Pooled Investment Fund · group: Lorient Healthcare

LORIENT HEALTHCARE FUND III SIDECAR, LP

Miami, FL · Jan 28, 2026
  • Jan 28, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Pooled Investment Fund · group: Lorient Healthcare

Lorient Healthcare GP III Investment, LP

Miami, FL · Oct 4, 2023 → Oct 4, 2024 · 2 filings
  • Oct 4, 2024 · D/A · $14,680,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Oct 4, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $14.7M from 7 investors as of the latest filing. David is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Pooled Investment Fund · group: Lorient Healthcare

Lorient Healthcare Fund III, LP

Miami, FL · Oct 4, 2023 → Oct 4, 2024 · 2 filings
  • Oct 4, 2024 · D/A · $106,980,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗
  • Oct 4, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $107M from 10 investors as of the latest filing. David is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LR
Pooled Investment Fund · group: Lorient Healthcare

Lorient Robin Investment, LP

Birmingham, MI · Jul 5, 2024
  • Jul 5, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager of General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Pooled Investment Fund · group: Lorient Healthcare

Lorient Phoenix Investment, LP

Birmingham, MI · Feb 23, 2024
  • Feb 23, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Manager of General Partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Z
Retailing

ZenSupply Inc.

Miami, FL · Mar 2, 2023 → Mar 3, 2023 · 2 filings
  • Mar 3, 2023 · D · $53,571 sold of $53,571 · 2 investors · min. No minimum reported · role: Executive Officer, Director (CFO) EDGAR ↗
  • Mar 2, 2023 · D · $650,000 sold of $650,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director (CFO) EDGAR ↗

Raised $650K from 4 investors (100% of the $54K target) as of the latest filing. David is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Pooled Investment Fund · group: Lorient Healthcare

Lorient Peregrine GP Investment, LP

Birmingham, MI · Nov 23, 2022
  • Nov 23, 2022 · D · $0 sold of Indefinite · 7 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

7 investors reported; no amount sold yet as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Pooled Investment Fund · group: Lorient Healthcare

Lorient Peregrine Investment, LP

Birmingham, MI · Sep 28, 2022
  • Sep 28, 2022 · D · $226,000,000 sold of $226,000,000 · 11 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $226M from 11 investors (100% of the $226M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LE
Pooled Investment Fund · group: Lorient Healthcare

Lorient Eagle Investment GP, LP

Birmingham, MI · Oct 20, 2021
  • Oct 20, 2021 · D · $4,100,000 sold of $4,100,000 · 10 investors · min. No minimum reported · role: Director (Manager of the General Partner of Issuer) EDGAR ↗

Raised $4.1M from 10 investors (100% of the $4.1M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LE
Pooled Investment Fund · group: Lorient Healthcare

Lorient Eagle Investment, LP

Birmingham, MI · Oct 20, 2021
  • Oct 20, 2021 · D · $45,000,000 sold of $45,000,000 · 3 investors · min. No minimum reported · role: Director (Manager of General Partner of Issuer) EDGAR ↗

Raised $45M from 3 investors (100% of the $45M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Pooled Investment Fund · group: Lorient Healthcare

Lorient Healthcare Parallel Fund II, LP

Birmingham, MI · Oct 12, 2021
  • Oct 12, 2021 · D · $66,500,000 sold of $66,500,000 · 6 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $66.5M from 6 investors (100% of the $66.5M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Pooled Investment Fund · group: Lorient Healthcare

Lorient Healthcare Fund II, LP

Birmingham, MI · Mar 24, 2021 → Oct 12, 2021 · 2 filings
  • Oct 12, 2021 · D/A · $158,500,000 sold of $158,500,000 · 34 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗
  • Mar 24, 2021 · D · $50,360,000 sold of $50,360,000 · 14 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $158.5M from 34 investors (100% of the $158.5M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LS
Pooled Investment Fund · group: Lorient Healthcare

Lorient Shiftkey Blocker, LLC

Birmingham, MI · Apr 2, 2021
  • Apr 2, 2021 · D · $8,000,000 sold of $8,000,000 · 1 investors · min. No minimum reported · role: Director (Manager of the Member of the Issuer) EDGAR ↗

Raised $8M from 1 investor (100% of the $8M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LS
Pooled Investment Fund · group: Lorient Healthcare

Lorient Shiftkey Investment, LP

Birmingham, MI · Apr 1, 2021
  • Apr 1, 2021 · D · $25,000,000 sold of $25,000,000 · 13 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $25M from 13 investors (100% of the $25M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LV
Pooled Investment Fund · group: Lorient Healthcare

Lorient VBF Co-Invest, LP

Birmingham, MI · Mar 24, 2021
  • Mar 24, 2021 · D · $12,500,000 sold of $12,500,000 · 2 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $12.5M from 2 investors (100% of the $12.5M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Pooled Investment Fund · group: Lorient Healthcare

Lorient Healthcare GP II Investment, LP

Birmingham, MI · Mar 24, 2021
  • Mar 24, 2021 · D · $11,860,000 sold of $11,860,000 · 11 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $11.9M from 11 investors (100% of the $11.9M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Other · group: Lorient Healthcare

Lorient Pet Services, LLC

Waltham, MA · Mar 15, 2021
  • Mar 15, 2021 · D · $76,000,000 sold of $76,000,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $76M from 8 investors (100% of the $76M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TA
Pooled Investment Fund · group: Lorient Healthcare

Transitions Acquisition, LP

Birmingham, MI · Jan 8, 2021
  • Jan 8, 2021 · D · $24,500,000 sold of $24,500,000 · 2 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $24.5M from 2 investors (100% of the $24.5M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Pooled Investment Fund · group: Lorient Healthcare

Lorient Healthcare Fund, LP

Birmingham, MI · Jun 15, 2018 → Apr 5, 2019 · 4 filings
  • Apr 5, 2019 · D/A · $122,000,000 sold of $122,000,000 · 26 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuers) EDGAR ↗
  • Mar 27, 2019 · D/A · $122,000,000 sold of $122,000,000 · 26 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuers) EDGAR ↗
  • Jul 24, 2018 · D/A · $122,000,000 sold of $122,000,000 · 26 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuers) EDGAR ↗
  • Jun 15, 2018 · D · $0 sold of $122,000,000 · 0 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $122M from 26 investors (100% of the $122M target) as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FS
Other Health Care · group: First

First Sense Medical, LLC

Pontiac, MI · Oct 17, 2016 → Dec 16, 2016 · 2 filings
  • Dec 16, 2016 · D/A · $1,436,320 sold of $1,436,320 · 24 investors · min. $1 · role: Director EDGAR ↗
  • Oct 17, 2016 · D · $1,000,000 sold of Indefinite · 1 investors · min. $1 · role: Director EDGAR ↗

Raised $3M from 24 investors (100% of the $1.44M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other Technology · group: Affectiva

Affectiva, Inc.

Boston, MA · Jul 21, 2011 → Apr 5, 2016 · 3 filings
  • Apr 5, 2016 · D · $3,999,999 sold of $14,999,998 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 7, 2012 · D · $12,000,000 sold of $12,000,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 21, 2011 · D · $5,728,350 sold of $5,728,350 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $20M from 10 investors (100% of the $15M target) as of the latest filing. David is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Berman — Ontario, Canada (as filed: A6), CA, 11 issuers, Sep 11, 2012 → Feb 4, 2022 · no shared issuer
  • David Berman — OH, 1 issuer, Jun 30, 2010 → Mar 21, 2013 · no shared issuer
  • David Berman — NY, 1 issuer, Oct 4, 2010 → Oct 4, 2010 · no shared issuer
  • David Berman — United Kingdom (as filed: X0), 1 issuer, Jul 28, 2022 → Jul 28, 2022 · no shared issuer
  • DAVID JONATHAN BERMAN — NY, 1 issuer, May 11, 2012 → May 11, 2012 · no shared issuer

People around David 33

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LH
Management entity

Lorient Healthcare GP, LLC

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

LH
Management entity

Lorient Healthcare GP II, LLC

Director · 4 shared filings (3 issuers)

Listed on the same filings as David Berman. Their page shows their other deals.

LH
Management entity

Lorient Healthcare GP III, LLC

Director, Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as David Berman. Their page shows their other deals.

LS
Management entity

Lorient Shiftkey GP, LLC

Director · 2 shared filings (2 issuers)

Listed on the same filings as David Berman. Their page shows their other deals.

LE
Management entity

Lorient Eagle GP, LP

Director · 2 shared filings (2 issuers)

Listed on the same filings as David Berman. Their page shows their other deals.

LP
Management entity

Lorient Peregrine GP, LLC

Director · 2 shared filings (2 issuers)

Listed on the same filings as David Berman. Their page shows their other deals.

LV
Management entity

Lorient VBF GP, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

LT
Management entity

Lorient Transitions, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

LP
Management entity

Lorient Phoenix GP, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

LR
Management entity

Lorient Robin GP, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

LC
Management entity

L1 Cypress GP LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Mitchell

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Rath

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Rana el Kaliouby

Executive Officer, Director, Promoter · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Berman. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

John Nauseef

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Hans Lindroth

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Rosalind Picard

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Berman. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Newton

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Berman. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Krentz

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

BO
No photo found yet (own website and image search run after this page is viewed)
Person

Brad Oleshansky

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Berman. Their page shows their other deals.

PA
No photo found yet (own website and image search run after this page is viewed)
Person

Paul G. Angott

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Berman. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Klevens

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew March

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Friedland

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Hayes

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

Anthony Hayes is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Krentz

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

Wendy Wu

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

NL
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Langeveld

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Meier

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Wilson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Bachleda

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Berman. Their page shows their other deals.

The team behind the deals

LH
Sponsor group

Lorient Healthcare

19 issuers · 25 filings · $901.6M reported sold · 2018–2026

One team, 19 deal companies. David Berman is listed on 19 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Berman.

A
Sponsor group

Affectiva

2 issuers · 7 filings · $20M reported sold · 2009–2025

One team, 2 deal companies. David Berman is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Berman.

F
Sponsor group

First

2 issuers · 6 filings · $1.57M reported sold · 2015–2016

One team, 2 deal companies. David Berman is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Berman.

Same business address

21 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 22 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Berman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 22 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Berman is listed on: none on file. No website or social profile named in Lorient Peregrine Investment, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #143,772 of 374,652 in line (1,189 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Birmingham, MI). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗Michigan state courts — find the court ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗Michigan Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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