PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:36 AM ET

Sponsor Check › Sponsor group

T

Tricon

One sponsor team, 14 deal companies · Toronto, Ontario, Canada (as filed: A6)

Grouped because: 16 shared people, same business address (13 issuers), similar issuer names (13) (automatic match from the filings) · not the same sponsor?

14deal companies
$395.7Mreported sold
814investors
18Form D filings
2012–2022active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Feb 4, 2022 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tricon is a sponsor group of 14 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, same person name on both filings; automatic match from the filings), filing 18 Form D filings between Sep 2012 and Feb 2022.

What this means One team, 14 deal companies, about 10 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $395.7M to 814 investors (latest filing per issuer). Industries as reported: REITS and Finance (6), Pooled Investment Fund (5), Residential (2), Other Real Estate (1). Issuers are based in Ontario, Canada (as filed: A6) (11), CA (3).

What this means $395.7M raised across the group, about $486K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Gary Berman (10 issuers, executive officer, director, and promoter), David Berman (8 issuers, executive officer, director, and promoter), Geoffrey Matus (6 issuers, executive officer, director, and promoter), June Alikhan (6 issuers, executive officer), Glenn Watchorn (3 issuers, executive officer) and 20 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Feb 4, 2022.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: TRICON.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 3 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 18 public filings for Tricon and found 10 differences, 3 worth asking the sponsor about: Tricon includes 3 deals that stopped filing before reaching their target; 20 other issuers file from the same address; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tricon has not run yet — it is joining a line of 36,516 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 dismissed, 1 closed (disposition not in docket feed), 1 judgment

Chicago Regional Council of Carpenters Pension Fund v. Tricon, Inc. dismissed matched at sponsor-group level (Tricon)
District Court, N.D. Illinois · No. 1:05-cv-01543 · Filed Mar 16, 2005 · Closed May 13, 2005 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Tricon, Inc.: Defendant · Outcome: Terminated 2005-05-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 2005, issuer incorporated 2012
Chgo Reg Coun PenFd v. Tricon Inc closed matched at sponsor-group level (Tricon)
District Court, N.D. Illinois · No. 1:04-cv-07944 · Filed Dec 8, 2004 · Closed Oct 14, 2005 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Tricon Inc: Defendant · Outcome: Terminated 2005-10-14 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 2004, issuer incorporated 2012
Trst Chgo P&D Wel v. Tricon Inc judgment matched at sponsor-group level (Tricon)
District Court, N.D. Illinois · No. 1:04-cv-05066 · Filed Aug 2, 2004 · Closed Nov 16, 2004 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Tricon Inc: Defendant · Outcome: Terminated 2004-11-16 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 2004, issuer incorporated 2012
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tricon..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Tricon Inc v. Nibert, Sr. closed matched at sponsor-group level (Tricon)
United States Bankruptcy Court, S.D. Ohio · No. 3:14-ap-03045 · Filed Mar 14, 2014 · Closed Apr 20, 2015
Role of Tricon Inc: Plaintiff · Outcome: Case closed 2015-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state)
Tricon Inc v. Campbell closed matched at sponsor-group level (Tricon)
United States Bankruptcy Court, S.D. Ohio · No. 1:10-ap-01099 · Filed Jul 8, 2010 · Closed Feb 9, 2011
Role of Tricon Inc: Plaintiff · Outcome: Case closed 2011-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

10 differences found between the filings for Tricon — 3 worth asking about (compared 18 filings on Oct 24, 2026)

Worth asking · Sep 11, 2013 – Dec 18, 2013

Tricon includes 3 deals that stopped filing before reaching their target

TRICON XI B-2, L.P. (last filing Dec 18, 2013; $70,000,000 sold of $500,000,000); TRICON XI B, L.P. (last filing Sep 27, 2013; $149,950,000 sold of $500,000,000); Tricon XI A, L.P. (last filing Sep 11, 2013; $125,000,000 sold of $500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

TRICON XI B-2, L.P. — PartnerFacts page ↗TRICON XI B, L.P. — PartnerFacts page ↗Tricon XI A, L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 1, 2021 – Nov 24, 2021

20 other issuers file from the same address — 2 member issuers (TFCC US Senior Debt Fund International I LP; TFCC US Senior Real Estate Fund International II LP)

The address on file, 22 St. Clair Avenue East, Suite 200, Toronto, Ontario, Canada (as filed: A6), is used by 22 issuers in our index across 4 sponsor groups; 20 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

TFCC US Senior Debt Fund International I LP — PartnerFacts page ↗TFCC US Senior Real Estate Fund International II LP — PartnerFacts page ↗EDGAR filer page · TFCC US Senior Debt Fund International I LP ↗
Sources
Worth asking · Jan 18, 2019

13 other issuers file from the same address — 3 member issuers (SFR JV-1 REIT 2 LLC; SFR JV-1 REIT 1 LLC; SFR JV-1 CLASS B REIT LLC)

The address on file, 260 California Street, Suite 803, San Francisco, CA, is used by 16 issuers in our index across 4 sponsor groups; 13 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

SFR JV-1 REIT 2 LLC — PartnerFacts page ↗SFR JV-1 REIT 1 LLC — PartnerFacts page ↗SFR JV-1 CLASS B REIT LLC — PartnerFacts page ↗EDGAR filer page · SFR JV-1 REIT 2 LLC ↗
Sources
Note · Aug 31, 2012 – Sep 10, 2014

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — TAH ASSET MANAGEMENT LLC (latest filing Sep 10, 2014) · No amendment in the last 12 months on an offering that may still be open — TAH OPERATIONS LLC (latest filing Sep 10, 2014) · No amendment in the last 12 months on an offering that may still be open — TRICON XI B-2, L.P. (latest filing Dec 18, 2013) · No amendment in the last 12 months on an offering that may still be open — TRICON XI B, L.P. (latest filing Sep 27, 2013) · No amendment in the last 12 months on an offering that may still be open — Tricon XI A, L.P. (latest filing Sep 11, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 10, 2014 ↗TAH ASSET MANAGEMENT LLC — PartnerFacts page ↗Form D · Sep 10, 2014 ↗TAH OPERATIONS LLC — PartnerFacts page ↗
Sources
Note · Sep 11, 2012 – Sep 11, 2013

4 role changes for the same people across filings

June Alikhan's role changed at Tricon XI A, L.P.: executive officer, promoter → executive officer · David Berman's role changed at Tricon XI A, L.P.: executive officer, director, promoter → executive officer · Gary Berman's role changed at Tricon XI A, L.P.: executive officer, promoter → executive officer · Geoffrey Matus's role changed at Tricon XI A, L.P.: promoter → executive officer

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · Sep 11, 2012 ↗Form D/A · Sep 11, 2013 ↗June Alikhan — PartnerFacts page ↗Tricon XI A, L.P. — PartnerFacts page ↗
Sources
Note · Sep 11, 2012 – Sep 11, 2013

Offering amount changed between filings — Tricon XI A, L.P.

The Sep 11, 2012 filing says $475,000,000 offered; the Sep 11, 2013 Form D/A says $500,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 11, 2012 ↗Form D/A (later) · Sep 11, 2013 ↗Tricon XI A, L.P. — PartnerFacts page ↗
Sources
Note · Sep 11, 2012 – Sep 11, 2013

Reported net asset value range changed between filings — Tricon XI A, L.P.

"Over $100,000,000" (Sep 11, 2012); then "Decline to Disclose" (Sep 11, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 11, 2012 ↗Form D/A · Sep 11, 2013 ↗Tricon XI A, L.P. — PartnerFacts page ↗
Sources
Note · Jan 30, 2013 – Feb 4, 2022

Member companies were formed in 2 different states

Delaware (11), Ontario, Canada (3) — out of 14 member issuers. The odd ones out: Tricon Capital Group Inc. (Ontario, Canada); TFCC US Senior Debt Fund International I LP (Ontario, Canada); TFCC US Senior Real Estate Fund International II LP (Ontario, Canada).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Tricon — sponsor group page ↗Tricon Capital Group Inc. — PartnerFacts page ↗TFCC US Senior Debt Fund International I LP — PartnerFacts page ↗TFCC US Senior Real Estate Fund International II LP — PartnerFacts page ↗
Sources
Note · Jan 30, 2013 – Feb 4, 2022

Member companies list addresses in 2 different states

Ontario, Canada (as filed: A6) (11), CA (3).

What this means The same team filing from more than one place can mean an office move or deals held by different entities. Ask where the sponsor actually operates.

Tricon — sponsor group page ↗SFR JV-1 REIT 2 LLC — PartnerFacts page ↗SFR JV-1 REIT 1 LLC — PartnerFacts page ↗SFR JV-1 CLASS B REIT LLC — PartnerFacts page ↗
Sources
Note · Jan 30, 2013

Issuer used a different name before — Tricon American Homes LLC

SEC records list prior names for this filer: Florida Home Rental JV LLC. The current name on file is "Tricon American Homes LLC".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Tricon American Homes LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

10 of 16 offerings report sales commissions totalling $6,017,500; 1 reports finder's fees totalling $2,312,500; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 4, 2022 D
THP JV-1C LLC
File 021-432304
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 4, 2022 D
THP JV-1C LLC
File 021-432305
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 24, 2021 D
TFCC US Senior Real Estate Fund International II LP
File 021-422391
$0$0$0None listed on this filingEDGAR ↗
Feb 1, 2021 D
TFCC US Senior Debt Fund International I LP
File 021-388018
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2019 D
SFR JV-1 REIT 2 LLC
File 021-330946
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 18, 2019 D
SFR JV-1 REIT 1 LLC
File 021-330945
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 18, 2019 D
SFR JV-1 CLASS B REIT LLC
File 021-330944
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 26, 2015 D
TRICON MANUFACTURED HOUSING COMMUNITIES LLC
File 021-232827
$6,250$0$0CHARLES HARRISON BrokerCheck CRD 3071551 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

SCOTT HARRISON BrokerCheck CRD 4981070 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

PHYLLIS J. BECK BrokerCheck CRD 1020488 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

PATRICK J. WHELCHEL BrokerCheck CRD 5389090 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)

LORI MAYFIELD BrokerCheck CRD 4899271 ↗
via H & L EQUITIES, LLC (CRD 113794 ↗)
EDGAR ↗
Sep 10, 2014 D
TAH OPERATIONS LLC
File 021-224458
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2014 D
TAH ASSET MANAGEMENT LLC
File 021-224462
$0$0$0None listed on this filingEDGAR ↗
Dec 18, 2013 D/A
TRICON XI B-2, L.P.
File 021-206390
$525,000 (est.)$0$0 (est.)
The management company is entitled to a management fee, which is fully discussed in the Issuer's confidential offering materials.
Triton Pacific Capital, LLC BrokerCheck CRD 40817 ↗EDGAR ↗
Sep 27, 2013 D
TRICON XI B, L.P.
File 021-203643
$1,848,750 (est.)$0$0 (est.)
The management company is entitled to a management fee, which is fully discussed in the Issuer's confidential offering materials.
Triton Pacific Capital, LLC BrokerCheck CRD 40817 ↗EDGAR ↗
Sep 11, 2013 D/A
Tricon XI A, L.P.
File 021-183914
$0 (est.)$2,312,500 (est.)$0 (est.)
The management company is entitled to a management fee, which is fully discussed in the Issuer's confidential offering materials.
Triton Pacific Capital, LLC BrokerCheck CRD 40817 ↗EDGAR ↗
Aug 27, 2013 D
Tricon Capital Group Inc.
File 021-201938
$3,600,000$0$0 (est.)J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
JMP Securities LLC BrokerCheck CRD 22208 ↗		EDGAR ↗
Aug 19, 2013 D
Tricon Capital Group Inc.
File 021-201533
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jan 30, 2013 D
Tricon American Homes LLC
File 021-191022
$6,250$0$0H&L Equities, LLC BrokerCheck CRD 113794 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 14 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Tricon in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗TX Tricon XI A, L.P.shared people, same person name on both filings, same business address, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Pooled Investment Fund2$125,000,0002$5,000,0002012–2013
EDGAR ↗TA Tricon American Homes LLCshared people, same person name on both filings, same business address, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)REITS and Finance1$125,000125$1,0002013–2013
EDGAR ↗TC Tricon Capital Group Inc.shared people, same person name on both filings, same business address, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Other Real Estate2$50,000,0001No minimum reported2013–2013
EDGAR ↗TX TRICON XI B, L.P.shared people, same person name on both filings, same business address, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Pooled Investment Fund1$149,950,000
offering $500,000,000 · similar: $155,000–$5,250,000
23
similar: 4–27
$2,000,000
similar: $1,000–$100,000
2013–2013
EDGAR ↗TX TRICON XI B-2, L.P.shared people, same person name on both filings, same business address, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Pooled Investment Fund2$70,000,000
offering $500,000,000 · similar: $155,000–$5,250,000
4
similar: 4–27
$2,000,000
similar: $1,000–$100,000
2013–2013
EDGAR ↗TO TAH OPERATIONS LLCshared people, same business address, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Residential1$0
offering Indefinite · similar: $1,675,000–$12,980,153
17
similar: 5–37
No minimum reported
similar: $25,000–$86,942
2014–2014
EDGAR ↗TA TAH ASSET MANAGEMENT LLCshared people, same business address, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Residential1$0
offering Indefinite · similar: $1,675,000–$12,980,153
17
similar: 5–37
No minimum reported
similar: $25,000–$86,942
2014–2014
EDGAR ↗TM TRICON MANUFACTURED HOUSING COMMUNITIES LLCshared people, same person name on both filings, same business address, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)REITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2015–2015
EDGAR ↗SJ SFR JV-1 REIT 2 LLCshared people, same business address, similar issuer namesSAN FRANCISCO, CAREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2019–2019
EDGAR ↗SJ SFR JV-1 REIT 1 LLCshared people, same business address, similar issuer namesSAN FRANCISCO, CAREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2019–2019
EDGAR ↗SJ SFR JV-1 CLASS B REIT LLCshared people, same person name on both filings, same business address, similar issuer namesSAN FRANCISCO, CAREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2019–2019
EDGAR ↗TU TFCC US Senior Debt Fund International I LPshared people, same business address, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗TU TFCC US Senior Real Estate Fund International II LPshared people, same business address, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗TJ THP JV-1C LLCshared people, same person name on both filingsTORONTO, Ontario, Canada (as filed: A6)REITS and Finance2$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2022–2022

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Residential / 506(b) (4,183 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Feb 4, 2022THP JV-1C LLCDREITS and Finance$125,000$125,000
EDGAR ↗Feb 4, 2022THP JV-1C LLCDREITS and Finance$125,000$125,000
EDGAR ↗Nov 24, 2021TFCC US Senior Real Estate Fund International II LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 1, 2021TFCC US Senior Debt Fund International I LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 18, 2019SFR JV-1 CLASS B REIT LLCDREITS and Finance$125,000$125,000
EDGAR ↗Jan 18, 2019SFR JV-1 REIT 1 LLCDREITS and Finance$125,000$125,000
EDGAR ↗Jan 18, 2019SFR JV-1 REIT 2 LLCDREITS and Finance$125,000$125,000
EDGAR ↗Jan 26, 2015TRICON MANUFACTURED HOUSING COMMUNITIES LLCDREITS and Finance$125,000$125,000
EDGAR ↗Sep 10, 2014TAH ASSET MANAGEMENT LLCDResidentialIndefinite$0
EDGAR ↗Sep 10, 2014TAH OPERATIONS LLCDResidentialIndefinite$0
EDGAR ↗Dec 18, 2013TRICON XI B-2, L.P.D/APooled Investment Fund$500,000,000$70,000,000
EDGAR ↗Nov 14, 2013TRICON XI B-2, L.P.DPooled Investment Fund$500,000,000$40,000,000
EDGAR ↗Sep 27, 2013TRICON XI B, L.P.DPooled Investment Fund$500,000,000$149,950,000
EDGAR ↗Sep 11, 2013Tricon XI A, L.P.D/APooled Investment Fund$500,000,000$125,000,000
EDGAR ↗Aug 27, 2013Tricon Capital Group Inc.DOther Real Estate$50,000,000$50,000,000
EDGAR ↗Aug 19, 2013Tricon Capital Group Inc.DOther Real Estate$40,000$40,000
EDGAR ↗Jan 30, 2013Tricon American Homes LLCDREITS and Finance$125,000$125,000
EDGAR ↗Sep 11, 2012Tricon XI A, L.P.DPooled Investment Fund$475,000,000$100,000,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Feb 4, 2022. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2012), REITS and Finance (2013), Other Real Estate (2013), Pooled Investment Fund (2013), Residential (2014), REITS and Finance (2015–2019), Pooled Investment Fund (2021). Latest offering: REITS and Finance (2022; most recent Feb 4, 2022).

People across the group

NameRolesIssuers hereFirst → last listed
GB Gary BermanExecutive Officer, Director, Promoter10Sep 11, 2012 → Feb 4, 2022
DB David BermanExecutive Officer, Director, Promoter8Sep 11, 2012 → Feb 4, 2022
GM Geoffrey MatusExecutive Officer, Director, Promoter6Sep 11, 2012 → Jan 18, 2019
JA June AlikhanExecutive Officer6Sep 11, 2012 → Sep 10, 2014
GW Glenn WatchornExecutive Officer3Aug 19, 2013 → Nov 24, 2021
MW Margaret WhelanExecutive Officer3Sep 11, 2013 → Dec 18, 2013
YM YISRAEL DOV MEYERDirector2Feb 1, 2021 → Nov 24, 2021
MT MANO THIYAGARAJAHExecutive Officer, Director2Feb 1, 2021 → Nov 24, 2021
SG Seth GreenspanExecutive Officer2Feb 1, 2021 → Nov 24, 2021
CM CAROLYN MONTGOMERYExecutive Officer2Feb 1, 2021 → Nov 24, 2021
JE Jon EllenzweigDirector2Jan 18, 2019 → Jan 18, 2019
DW Denise WuDirector2Jan 18, 2019 → Jan 18, 2019
AB ALAN O'BRIENExecutive Officer2Sep 10, 2014 → Sep 10, 2014
JE Jonathan EllenzweigExecutive Officer2Sep 10, 2014 → Sep 10, 2014
JS JOHN SURIANOExecutive Officer2Sep 10, 2014 → Sep 10, 2014
AL ADAM LEVINSONExecutive Officer2Sep 10, 2014 → Sep 10, 2014
GM Geoffrey MattusDirector1Feb 4, 2022 → Feb 4, 2022
TU TFCC US SENIOR REAL ESTATE II GP INC. entityPromoter1Nov 24, 2021 → Nov 24, 2021
TU TFCC US SENIOR DEBT I GP INC entityPromoter1Feb 1, 2021 → Feb 1, 2021
TH TRICON HOLDINGS USA LLC entityPromoter1Sep 10, 2014 → Sep 10, 2014
TA TRICON AMERICAN HOMES LLC entityPromoter1Sep 10, 2014 → Sep 10, 2014
JK J. Michael KnowltonDirector1Aug 19, 2013 → Aug 27, 2013
AT Aida TammerDirector1Aug 19, 2013 → Aug 27, 2013
GM Geoff MatusDirector1Aug 19, 2013 → Aug 27, 2013
DS Duff ScottDirector1Aug 19, 2013 → Aug 27, 2013

Business registration (state registry / Secretary of State)

None of the 14 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

TRICON (legal name: TRICON CAPITAL GP INC) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 30, 2012 · SEC file 801-74415 · Main office: TORONTO · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $152,130,000 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 9 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.TRICONRESIDENTIAL.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on issuer name = adviser other name, no state to compare · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:41 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Tricon as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Tricon's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #325,704 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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