David Smith is listed as an executive officer and director on 9 SEC Form D filings by 3 issuers between Apr 2013 and Sep 2025: RunBuggy OMI, Inc. (Tempe, AZ — business services — 2023–2025; $40M reported sold to 19 investors), HealthTell Inc. (San Ramon, CA — other health care — 2013–2015; $26.1M reported sold to 43 investors) and SALUCRO HEALTHCARE SOLUTIONS, LLC (Tempe, AZ — other technology — 2024; $25.1M reported sold to 11 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $91.2M sold in total.
Listed alongside Bill W. Colston (5 shared filings), Craig Asher (3 shared filings), James Lentz (3 shared filings), Kevin Malik (3 shared filings), Paul Conley (3 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
1 of the issuers belongs to the sponsor group Juniper (8 issuers, $52.3M reported sold, 2012–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Juniper has 8 companies on file and $52.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 9 public filings for David Smith and found 12 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.