PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:44 AM ET

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David Smith

Named as an officer, director or promoter on SEC Form D filings · IL · Nov 6, 2017 → Jan 9, 2020

2deals (issuers)
$46.8Mreported sold
64investors
2Form D filings
2017–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:40 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Smith is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Nov 2017 and Jan 2020: Treehouse Real Estate Investment Trust, Inc. (Chicago, IL — reits and finance — 2020; $45.5M reported sold to 56 investors) and Armada Logistics, Inc. (Cambridge, MA — other technology — 2017; $1.31M reported sold to 8 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $46.8M sold in total.

Listed alongside Ann Kono (1 shared filing), Brian Kabot (1 shared filing), Charles R. Holzer (1 shared filing), Jonathan Trauben (1 shared filing), Kenneth T. Lombard (1 shared filing) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

1 of the issuers belongs to the sponsor group Src Mme (5 issuers, $77M reported sold, 2018–2020).

What this means A sponsor group is one team that sets up a new company for each deal. Src Mme has 5 companies on file and $77M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 3 state regulator orders, 22 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for David Smith and found 9 differences, 2 worth asking the sponsor about: IL securities regulator order of prohibition naming David Smith (Dec 17, 2014); IL securities regulator temporary order of prohibition naming David Smith (Sep 26, 2014); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Smith has not run yet — it is joining a line of 60,088 names; searches run around the clock at the hosts' allowed rate. Searched so far: 685 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:40 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases; 3 state regulator orders

Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Dec 17, 2014 · Regulator: Illinois Secretary of State, Securities Department · File No. 1400287 · Parties (regulator's caption): David Smith, Kevin White, Instant Advance Pay Services
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 62 people with this name in Form D filings; regulator in the person's filing state (IL)
Temporary Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Sep 26, 2014 · Regulator: Illinois Secretary of State, Securities Department · File No. 1400287 · Parties (regulator's caption): David Smith, Kevin White, Instant Advance Pay Services
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 62 people with this name in Form D filings; regulator in the person's filing state (IL)
David R. Smith Administrative proceeding
SEC · Dec 6, 2012 · Parties as named in the release: David R. Smith Read the release ↗
same full name in the release title; 62 people with this name in Form D filings; the person's filing state is not named
David F. Smith Administrative proceeding
SEC · Mar 25, 1996 · Parties as named in the release: David F. Smith Read the release ↗
same full name in the release title; 62 people with this name in Form D filings; the person's filing state is not named
Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): David F. L. Smith (CRD #5269128, Registered Representative, Sandpoint, Idaho)
As listed by the regulator: David F. L. Smith (CRD #5269128, Registered Representative, Sandpoint, Idaho) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for two months. Without admitting or denying the findings, Smith consented to the described sanctions and to the entry of findings that he falsified insurance forms when he cut and pasted a registered representative’s signature onto forms without the representative’s authorization, knowledge or consent, and then submitted the forms to insurance companies. The suspension is in effect from August 17, 2009, through October 16, 2009. Order / docket ↗ Regulator's list ↗
same full name in the order; 62 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 3 open, 19 closed (disposition not in docket feed)

David J Smith open
United States Bankruptcy Court, N.D. Illinois · No. 26-08440 · Filed May 15, 2026
Role of David J Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David P Smith open
United States Bankruptcy Court, C.D. Illinois · No. 25-70777 · Filed Sep 25, 2025
Role of David P Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David A. Smith and Michelle Smith closed
United States Bankruptcy Court, D. Massachusetts · No. 24-30630 · Filed Nov 20, 2024 · Closed Feb 24, 2025
Role of David A. Smith and Michelle Smith: Debtor · Outcome: Case closed 2025-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (MA)
David E Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 24-11132 · Filed Jul 31, 2024 · Closed Oct 31, 2024
Role of David E Smith: Debtor · Outcome: Case closed 2024-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David M Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 23-12187 · Filed Sep 14, 2023 · Closed Dec 26, 2023
Role of David M Smith: Debtor · Outcome: Case closed 2023-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 23-00479 · Filed Jan 13, 2023 · Closed Apr 21, 2023
Role of David Smith: Debtor · Outcome: Case closed 2023-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David Smith and Joenetta Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 22-08876 · Filed Aug 5, 2022 · Closed Jan 30, 2023
Role of David Smith and Joenetta Smith: Debtor · Outcome: Case closed 2023-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 22-06549 · Filed Jun 10, 2022 · Closed Sep 26, 2022
Role of David Smith: Debtor · Outcome: Case closed 2022-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David Smith and Joenetta Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 22-01603 · Filed Feb 11, 2022 · Closed Oct 6, 2022
Role of David Smith and Joenetta Smith: Debtor · Outcome: Case closed 2022-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David J. Smith and Kelley L. Smith closed
United States Bankruptcy Court, C.D. Illinois · No. 21-90469 · Filed Sep 9, 2021 · Closed Feb 6, 2023
Role of David J. Smith and Kelley L. Smith: Debtor · Outcome: Case closed 2023-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 21-01013 · Filed Jan 26, 2021 · Closed Apr 23, 2021
Role of David Smith: Debtor · Outcome: Case closed 2021-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David M. Smith and Susan A. Smith closed
United States Bankruptcy Court, C.D. Illinois · No. 20-80963 · Filed Sep 17, 2020 · Closed Feb 12, 2021
Role of David M. Smith and Susan A. Smith: Debtor · Outcome: Case closed 2021-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David J Smith closed
United States Bankruptcy Court, D. Massachusetts · No. 20-40870 · Filed Aug 25, 2020 · Closed Mar 17, 2023
Role of David J Smith: Debtor · Outcome: Case closed 2023-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (MA)
David Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 19-34101 · Filed Dec 3, 2019 · Closed Mar 20, 2020
Role of David Smith: Debtor · Outcome: Case closed 2020-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David L Smith and Rose M Smith closed
United States Bankruptcy Court, C.D. Illinois · No. 19-81710 · Filed Nov 21, 2019 · Closed Mar 20, 2020
Role of David L Smith and Rose M Smith: Debtor · Outcome: Case closed 2020-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David J Smith, II closed
United States Bankruptcy Court, D. Massachusetts · No. 19-30898 · Filed Nov 8, 2019 · Closed Jun 9, 2020
Role of David J Smith, II: Debtor · Outcome: Case closed 2020-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (MA)
Ernestine Lewis and David L Smith open
United States Bankruptcy Court, N.D. Illinois · No. 19-18985 · Filed Jul 4, 2019
Role of Ernestine Lewis and David L Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David W. Smith closed
United States Bankruptcy Court, C.D. Illinois · No. 19-80307 · Filed Mar 18, 2019 · Closed Aug 13, 2021
Role of David W. Smith: Debtor · Outcome: Case closed 2021-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David L Smith closed
United States Bankruptcy Court, N.D. Illinois · No. 19-03867 · Filed Feb 13, 2019 · Closed May 24, 2019
Role of David L Smith: Debtor · Outcome: Case closed 2019-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David H Smith closed
United States Bankruptcy Court, S.D. Illinois · No. 18-60326 · Filed Aug 23, 2018 · Closed Jul 17, 2019
Role of David H Smith: Debtor · Outcome: Case closed 2019-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David K. Smith closed
United States Bankruptcy Court, C.D. Illinois · No. 18-80726 · Filed May 10, 2018 · Closed Mar 17, 2021
Role of David K. Smith: Debtor · Outcome: Case closed 2021-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (IL)
David Smith closed
United States Bankruptcy Court, D. Massachusetts · No. 18-11376 · Filed Apr 17, 2018 · Closed Aug 10, 2018
Role of David Smith: Debtor · Outcome: Case closed 2018-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (MA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:40 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for David Smith — 2 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Dec 17, 2014

IL securities regulator order of prohibition naming David Smith (Dec 17, 2014)

Illinois Secretary of State, Securities Department issued a Order Of Prohibition dated Dec 17, 2014. Respondents as listed: David Smith, Kevin White, Instant Advance Pay Services. Matched to David Smith. Our match estimate: 44%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

IL order · Order Of Prohibition ↗
Sources
Worth asking · Sep 26, 2014

IL securities regulator temporary order of prohibition naming David Smith (Sep 26, 2014)

Illinois Secretary of State, Securities Department issued a Temporary Order Of Prohibition dated Sep 26, 2014. Respondents as listed: David Smith, Kevin White, Instant Advance Pay Services. Matched to David Smith. Our match estimate: 44%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

IL order · Temporary Order Of Prohibition ↗
Sources
Note · Aug 23, 1989 – Oct 15, 1992

Bankruptcy case: Kabot Enterprises, Inc. — filed Aug 23, 1989

United States Bankruptcy Court, N.D. Illinois docket "Kabot Enterprises, Inc." filed Aug 23, 1989, closed Oct 15, 1992. Brian Kabot (listed on the same filings) is listed as Debtor ("Kabot Enterprises, Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗Brian Kabot — PartnerFacts page ↗
Sources
Note · Dec 27, 2019 – Jan 9, 2020

No amendment in the last 12 months on an offering that may still be open — Treehouse Real Estate Investment Trust, Inc. (latest filing Jan 9, 2020)

The latest filing for this offering is dated Jan 9, 2020 (first sale Dec 27, 2019). It reports $2,008,536 sold of $2,599,992 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 9, 2020 ↗Treehouse Real Estate Investment Trust, Inc. — PartnerFacts page ↗
Sources
Note · Apr 16, 2009 – Oct 8, 2026

Same name, different state: "David Smith" (CA) is a separate record

This page covers filings where the address state is IL. A separate record, "David Smith" with address state CA, is listed on 35 filings — most recently by NPX Exchange Ltd (Oct 8, 2026). Both records have filings in the same period (Nov 6, 2017 to Jan 9, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (CA) — PartnerFacts page ↗Form D · Oct 8, 2026 ↗NPX Exchange Ltd — PartnerFacts page ↗David Smith (IL) — this page ↗
Sources
Note · Dec 4, 2024 – Dec 18, 2025

Same name, different state: "David Smith" (C3) is a separate record

This page covers filings where the address state is IL. A separate record, "David Smith" with address state C3, is listed on 3 filings — most recently by Ceres Tag Ltd (Dec 18, 2025). The two records do not overlap in time: this page runs Nov 6, 2017 to Jan 9, 2020; the other runs Dec 4, 2024 to Dec 18, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (C3) — PartnerFacts page ↗Form D · Dec 18, 2025 ↗Ceres Tag Ltd — PartnerFacts page ↗David Smith (IL) — this page ↗
Sources
Note · Mar 26, 2009 – Jul 21, 2025

Same name, different state: "David Smith" (TX) is a separate record

This page covers filings where the address state is IL. A separate record, "David Smith" with address state TX, is listed on 28 filings — most recently by First Person Capital Fund I, LP (Jul 21, 2025). Both records have filings in the same period (Nov 6, 2017 to Jan 9, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (TX) — PartnerFacts page ↗Form D · Jul 21, 2025 ↗First Person Capital Fund I, LP — PartnerFacts page ↗David Smith (IL) — this page ↗
Sources
Note · Oct 7, 2010 – Apr 7, 2023

Same name, different state: "David Smith" (NY) is a separate record

This page covers filings where the address state is IL. A separate record, "David Smith" with address state NY, is listed on 21 filings — most recently by LifeLabs Learning LLC (Apr 7, 2023). Both records have filings in the same period (Nov 6, 2017 to Jan 9, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (NY) — PartnerFacts page ↗Form D · Apr 7, 2023 ↗LifeLabs Learning LLC — PartnerFacts page ↗David Smith (IL) — this page ↗
Sources
Note · Mar 24, 2009 – Apr 14, 2009

Same name, different state: "David Smith" (AR) is a separate record

This page covers filings where the address state is IL. A separate record, "David Smith" with address state AR, is listed on 2 filings — most recently by NANODYNAMICS INC (Apr 14, 2009). The two records do not overlap in time: this page runs Nov 6, 2017 to Jan 9, 2020; the other runs Mar 24, 2009 to Apr 14, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (AR) — PartnerFacts page ↗Form D/A · Apr 14, 2009 ↗NANODYNAMICS INC — PartnerFacts page ↗David Smith (IL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 9, 2020 D
Treehouse Real Estate Investment Trust, Inc.
File 021-357580
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 6, 2017 D
Armada Logistics, Inc.
File 021-298126
$0$0$0 (est.)
Some of the proceeds will be used for executive salaries.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named David Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TR
REITS and Finance · group: Src Mme

Treehouse Real Estate Investment Trust, Inc.

Chicago, IL · Jan 9, 2020
  • Jan 9, 2020 · D · $2,008,536 sold of $2,599,992 · 19 investors · min. No minimum reported · role: Executive Officer (Executive Vice President, Chief Financial Officer, Treasurer and Secretary) EDGAR ↗

Raised $45.5M from 56 investors (100% of the $2.6M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(c) (253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AL
Other Technology

Armada Logistics, Inc.

Cambridge, MA · Nov 6, 2017
  • Nov 6, 2017 · D · $1,315,000 sold of $1,315,000 · 8 investors · min. $23,981 · role: Director EDGAR ↗

Raised $1.31M from 8 investors (100% of the $1.31M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David H. Smith — MA, 51 issuers, Apr 7, 2009 → Dec 21, 2012 · no shared issuer
  • David Smith — CA, 14 issuers, Apr 16, 2009 → Oct 8, 2026 · no shared issuer
  • David Smith — NY, 10 issuers, Oct 7, 2010 → Apr 7, 2023 · no shared issuer
  • David Smith — TX, 8 issuers, Mar 26, 2009 → Jul 21, 2025 · no shared issuer
  • David S Smith — PA, 7 issuers, Oct 14, 2009 → Mar 26, 2020 · no shared issuer
  • David Smith — PA, 5 issuers, Jan 10, 2014 → Nov 18, 2022 · no shared issuer
  • David C Smith — GA, 3 issuers, Sep 19, 2012 → Nov 13, 2015 · no shared issuer
  • David Smith — NC, CA, 3 issuers, Jun 9, 2014 → Oct 27, 2025 · no shared issuer
  • David Smith — CO, 3 issuers, Sep 7, 2017 → Sep 8, 2026 · no shared issuer
  • David Smith — AZ, 3 issuers, Apr 12, 2013 → Sep 30, 2025 · no shared issuer
  • David Smith — Ontario, Canada (as filed: A6), 2 issuers, Dec 7, 2009 → Dec 9, 2021 · no shared issuer
  • David A. Smith — MO, 2 issuers, Jun 25, 2010 → Nov 7, 2013 · no shared issuer
  • David Smith — British Columbia, Canada (as filed: A1), 2 issuers, Dec 2, 2020 → Dec 20, 2021 · no shared issuer
  • David Smith — NV, 2 issuers, Dec 7, 2012 → Jul 11, 2018 · no shared issuer
  • David Smith — IN, 2 issuers, Dec 1, 2014 → Jun 14, 2018 · no shared issuer
  • David Smith — MN, 2 issuers, Jun 19, 2019 → Jun 23, 2026 · no shared issuer
  • David C. Smith — PA, 2 issuers, Mar 11, 2009 → Feb 19, 2015 · no shared issuer
  • David Smith — GA, 2 issuers, Jul 30, 2009 → May 18, 2015 · no shared issuer
  • David S Smith — RI, 2 issuers, Jan 14, 2010 → Jan 25, 2010 · no shared issuer
  • David E. Smith — CA, 2 issuers, May 12, 2010 → May 23, 2011 · no shared issuer

People around David 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Kabot

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Brian Kabot is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Jackman Lewis

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David Smith. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

MARC HELD

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Scott E. Peterson

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Smith. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Konstantine Klitenik

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Smith. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Trauben

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth T. Lombard

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Charles R. Holzer

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Smith. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Kono

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Smith. Their page shows their other deals.

LW
No photo found yet (own website and image search run after this page is viewed)
Person

L. Spencer Wells

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert C. Douglas, III

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

The team behind the deals

SM
Sponsor group

Src Mme

5 issuers · 9 filings · $77M reported sold · 2018–2020

One team, 5 deal companies. David Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Smith.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Smith is listed on: none on file. No website or social profile named in Treehouse Real Estate Investment Trust, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #222,170 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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