Sponsor Check › Person
Related person on Form D filings · address state as listed: CA · listed Jan 12, 2009 → May 10, 2017
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:09 AM ET · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 32 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 15, 2017 D/A File 021-168678 | $0 | $0 | $0 n/a | TCW Funds Distributors BrokerCheck CRD 16670 ↗ |
| EDGAR ↗ | May 10, 2017 D/A File 021-130777 | $0 | $0 | $0 NOT APPLICABLE | NOT APPLICABLE no CRD number reported via TCW Funds Distributors LLC (CRD 16670 ↗) |
| EDGAR ↗ | Mar 14, 2017 D/A File 021-258746 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported via TCW FUNDS DISTRIBUTORS LLC (CRD 16670 ↗) |
| EDGAR ↗ | Mar 1, 2017 D/A File 021-258368 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported via TCW Funds Distributors LLC (CRD 16670 ↗) |
| EDGAR ↗ | Nov 17, 2016 D/A File 021-168677 | $0 | $0 | $0 N/A | TCW Funds Distributors BrokerCheck CRD 16670 ↗ |
| EDGAR ↗ | Dec 8, 2015 D/A File 021-125280 | $0 | $0 | $0 NOT APPLICABLE | NONE no CRD number reported via TCW FUNDS DISTRIBUTORS (CRD 16670 ↗) |
| EDGAR ↗ | Mar 10, 2015 D/A File 021-79757 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported |
| EDGAR ↗ | Mar 3, 2015 D/A File 021-91334 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported |
| EDGAR ↗ | Mar 4, 2014 D/A File 021-89888 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported |
| EDGAR ↗ | Jan 14, 2014 D/A File 021-153541 | $0 | $0 | $0 NOT APPLICABLE | NOT APPLICABLE no CRD number reported |
| EDGAR ↗ | May 8, 2013 D/A File 021-191472 | $0 | $0 | $0 N/A | N/A no CRD number reported |
| EDGAR ↗ | Jan 14, 2013 D/A File 021-153744 | $0 | $0 | $0 n/a | n/a no CRD number reported |
| EDGAR ↗ | Jan 14, 2013 D/A File 021-153745 | $0 | $0 | $0 n/a | n/a no CRD number reported |
| EDGAR ↗ | Apr 25, 2012 D/A File 021-130108 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Mar 14, 2012 D/A File 021-81545 | $0 | $0 | $0 NOT APPLICABLE | NOT APPLICABLE no CRD number reported |
| EDGAR ↗ | Feb 3, 2012 D/A File 021-138700 | $0 | $0 | $0 N/A | N/A no CRD number reported |
| EDGAR ↗ | Dec 28, 2011 D/A File 021-84581-0L | $0 | $0 | $0 NOT APPLICABLE | NOT APPLICABLE no CRD number reported |
| EDGAR ↗ | Apr 1, 2011 D File 021-157727 | $0 | $0 | $0 N/A | n/a no CRD number reported |
| EDGAR ↗ | Mar 15, 2011 D/A File 021-81428 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported |
| EDGAR ↗ | Mar 9, 2011 D/A File 021-46535 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported |
| EDGAR ↗ | Mar 8, 2011 D/A File 021-60331 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported |
| EDGAR ↗ | Jun 30, 2010 D/A File 021-132338 | $0 | $0 | $0 Not Applicable | N/A no CRD number reported |
| EDGAR ↗ | Apr 20, 2010 D/A File 021-89224-8L | $0 | $0 | $0 Not Applicable | Not Applicable no CRD number reported |
| EDGAR ↗ | Mar 10, 2010 D/A File 021-44009 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported |
| EDGAR ↗ | Nov 17, 2009 D/A File 021-136161 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported |
| EDGAR ↗ | Nov 16, 2009 D File 021-136156 | $0 | $0 | $0 NOT APPLICABLE | NONE no CRD number reported |
| EDGAR ↗ | Mar 13, 2009 D/A File 021-93350 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported via TCW Funds Distributors (CRD 16670 ↗) |
| EDGAR ↗ | Mar 13, 2009 D/A File 021-93351 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported via TCW Funds Distributors (CRD 16670 ↗) |
| EDGAR ↗ | Mar 13, 2009 D/A File 021-95098 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported via TCW Funds DIstributors (CRD 16670 ↗) |
| EDGAR ↗ | Mar 12, 2009 D/A File 021-95055 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported via TCW Funds Distributors (CRD 16670 ↗) |
| EDGAR ↗ | Mar 10, 2009 D File 021-127576 | $0 | $0 | $0 NOT APPLICABLE | N/A no CRD number reported via TCW Funds Distributors (CRD 16670 ↗) |
| EDGAR ↗ | Jan 12, 2009 D/A File 021-91875-1L | $0 | $0 | $0 N/A | N/A no CRD number reported |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | TCW Securitized Opportunities (Cayman), L.P. group: Tcw | Executive Officer, Director | Nov 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,541,839,406 | 49 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW CORPORATE BOND L P group: Tcw | Executive Officer | May 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $46,375,984 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW SENIOR SECURED LOAN FUND LP group: Tcw | Executive Officer | Mar 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $163,904,128 | 13 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW Americas Development Association L.P. group: Tcw | Executive Officer | Mar 1, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $273,918,667 | 24 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW Securitized Opportunities (Cayman), L.P. group: Tcw | Executive Officer, Director | Nov 17, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,534,202,467 | 49 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW Securitized Opportunities, L.P. group: Tcw | Executive Officer, Director | Nov 17, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,007,453,723 | 70 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW CORPORATE BOND L P group: Tcw | Executive Officer | May 6, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $76,708,014 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW SENIOR SECURED LOAN FUND LP group: Tcw | Executive Officer | Mar 7, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $201,083,472 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW Americas Development Association L.P. group: Tcw | Executive Officer | Mar 1, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $238,463,952 | 32 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW INTERNATIONAL FIXED INCOME LP group: Tcw | Executive Officer | Dec 8, 2015 | D/A | Indefinite similar: $763,000–$10,000,000 | $14,095,403 | 13 similar: 4–23 | $250,000 similar: $10,000–$78,388 |
| EDGAR ↗ | TCW Securitized Opportunities (Cayman), L.P. group: Tcw | Executive Officer, Director | Nov 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,802,178,038 | 60 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW Securitized Opportunities, L.P. group: Tcw | Executive Officer, Director | Nov 13, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $484,357,961 | 119 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW CORPORATE BOND L P group: Tcw | Executive Officer | May 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,382,764 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW SENIOR SECURED LOAN FUND LP group: Tcw | Executive Officer | Mar 10, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,354,844 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW Americas Development Association L.P. group: Tcw | Executive Officer | Mar 3, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $296,163,019 | 45 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW INTERNATIONAL FIXED INCOME LP group: Tcw | Executive Officer | Dec 15, 2014 | D/A | Indefinite similar: $763,000–$10,000,000 | $9,798,379 | 10 similar: 4–23 | $250,000 similar: $10,000–$78,388 |
| EDGAR ↗ | TCW Securitized Opportunities (Cayman), L.P. group: Tcw | Executive Officer, Director | Nov 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,053,881,602 | 61 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW Securitized Opportunities, L.P. group: Tcw | Executive Officer, Director | Nov 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $358,314,269 | 124 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW CORPORATE BOND L P group: Tcw | Executive Officer | May 6, 2014 | D/A | Indefinite | $65,374,079 | 8 | $1,000,000 |
| EDGAR ↗ | TCW SENIOR SECURED LOAN FUND LP group: Tcw | Executive Officer | Mar 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $203,010,179 | 15 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW OPPORTUNISTIC CORE PLUS FIXED INCOME LP group: Tcw | Executive Officer | Mar 4, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,000,001 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW Americas Development Association L.P. group: Tcw | Executive Officer | Feb 28, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $298,840,049 | 49 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW High Yield II, L.P. group: Tcw | Executive Officer | Jan 14, 2014 | D/A | Indefinite similar: $763,000–$10,000,000 | $28,411,769 | 13 similar: 4–23 | $2,000,000 similar: $10,000–$78,388 |
| EDGAR ↗ | TCW INTERNATIONAL FIXED INCOME LP group: Tcw | Executive Officer | Dec 12, 2013 | D/A | Indefinite similar: $763,000–$10,000,000 | $14,584,175 | 12 similar: 4–23 | $250,000 similar: $10,000–$78,388 |
| EDGAR ↗ | TCW Securitized Opportunities (Cayman), L.P. group: Tcw | Executive Officer, Director | Nov 14, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $693,829,543 | 46 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCW Securitized Opportunities, L.P. group: Tcw | Executive Officer, Director | Nov 13, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,367,401 | 103 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Home Place Partners II, L.P. group: Tcw | Executive Officer | May 8, 2013 | D/A | $250,000,000 | $107,500,000 | 12 | $1,000,000 |
| EDGAR ↗ | TCW CORPORATE BOND L P group: Tcw | Executive Officer | May 7, 2013 | D/A | Indefinite | $75,336,034 | 9 | $1,000,000 |
| EDGAR ↗ | TCW SENIOR SECURED LOAN FUND LP group: Tcw | Executive Officer | Mar 14, 2013 | D/A | Indefinite | $186,762,761 | 13 | $1,000,000 |
| EDGAR ↗ | TCW OPPORTUNISTIC CORE PLUS FIXED INCOME LP group: Tcw | Executive Officer | Mar 11, 2013 | D/A | Indefinite | $6,761,090 | 2 | $1,000,000 |
| EDGAR ↗ | TCW Americas Development Association L.P. group: Tcw | Executive Officer | Mar 5, 2013 | D/A | Indefinite | $551,831,828 | 114 | $1,000,000 |
| EDGAR ↗ | Home Place Partners II, L.P. group: Tcw | Executive Officer | Feb 7, 2013 | D | $250,000,000 | $105,000,000 | 11 | $1,000,000 |
| EDGAR ↗ | TCW High Yield II, L.P. group: Tcw | Executive Officer | Jan 14, 2013 | D/A | Indefinite | $58,170,493 | 15 | $2,000,000 |
| EDGAR ↗ | TCW Leveraged Loan Fund (Cayman), L.P. group: Tcw | Executive Officer | Jan 14, 2013 | D/A | Indefinite | $9,618,729 | 5 | $1,000,000 |
| EDGAR ↗ | TCW Leveraged Loan Fund, L.P. group: Tcw | Executive Officer | Jan 14, 2013 | D/A | Indefinite | $5,461,814 | 2 | $1,000,000 |
| EDGAR ↗ | TCW INTERNATIONAL FIXED INCOME LP group: Tcw | Executive Officer | Dec 12, 2012 | D/A | Indefinite | $13,869,583 | 12 | $250,000 |
| EDGAR ↗ | TCW Securitized Opportunities, L.P. group: Tcw | Executive Officer, Director | Nov 13, 2012 | D/A | Indefinite | $40,600,922 | 43 | $1,000,000 |
| EDGAR ↗ | TCW Securitized Opportunities (Cayman), L.P. group: Tcw | Executive Officer, Director | Nov 13, 2012 | D/A | Indefinite | $19,850,180 | 14 | $1,000,000 |
| EDGAR ↗ | TCW CORPORATE BOND L P group: Tcw | Executive Officer | May 7, 2012 | D/A | Indefinite | $34,412,278 | 5 | $1,000,000 |
| EDGAR ↗ | TCW CONCENTRATED CORE EQUITIES LP group: Tcw | Executive Officer | Apr 25, 2012 | D/A | Indefinite | $77,704,281 | 5 | $1,000,000 |
| EDGAR ↗ | CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND (CAYMAN), L.P. group: Crescent | Executive Officer | Mar 14, 2012 | D/A | Indefinite | $15,404,129 | 8 | $1,000,000 |
| EDGAR ↗ | TCW SENIOR SECURED LOAN FUND LP group: Tcw | Executive Officer | Mar 14, 2012 | D/A | Indefinite | $222,270,186 | 13 | $1,000,000 |
| EDGAR ↗ | TCW OPPORTUNISTIC CORE PLUS FIXED INCOME LP group: Tcw | Executive Officer | Mar 8, 2012 | D/A | Indefinite | $4,279,417 | 2 | $1,000,000 |
| EDGAR ↗ | TCW Americas Development Association L.P. group: Tcw | Executive Officer | Mar 2, 2012 | D/A | Indefinite | $650,316,708 | 144 | $1,000,000 |
| EDGAR ↗ | TCW Long/Short Opportunties Fund, L.P. group: Tcw | Executive Officer | Feb 3, 2012 | D/A | Indefinite | $2,550,699 | 8 | $250,000 |
| EDGAR ↗ | TCW Leveraged Loan Fund (Cayman), L.P. group: Tcw | Executive Officer | Jan 12, 2012 | D/A | Indefinite | $6,395,023 | 4 | $1,000,000 |
| EDGAR ↗ | TCW Leveraged Loan Fund, L.P. group: Tcw | Executive Officer | Jan 12, 2012 | D/A | Indefinite | $4,806,471 | 2 | $1,000,000 |
| EDGAR ↗ | TCW High Yield II, L.P. group: Tcw | Executive Officer | Jan 12, 2012 | D/A | Indefinite | $63,232,849 | 9 | $2,000,000 |
| EDGAR ↗ | Crescent Capital High Yield Fund, L.P. group: Crescent | Executive Officer | Dec 28, 2011 | D/A | Indefinite | $53,110,609 | 9 | $2,000,000 |
| EDGAR ↗ | TCW Securitized Opportunities (Cayman), L.P. group: Tcw | Executive Officer, Director | Nov 15, 2011 | D | Indefinite | $600,000 | 2 | $1,000,000 |
| EDGAR ↗ | TCW Securitized Opportunities, L.P. group: Tcw | Executive Officer, Director | Nov 15, 2011 | D | Indefinite | $5,325,000 | 13 | $1,000,000 |
| EDGAR ↗ | TCW CORPORATE BOND L P group: Tcw | Executive Officer | May 6, 2011 | D/A | Indefinite | $25,148,869 | 4 | $1,000,000 |
| EDGAR ↗ | TCW CONCENTRATED CORE EQUITIES LP group: Tcw | Executive Officer | Apr 26, 2011 | D/A | Indefinite | $69,842,223 | 5 | $1,000,000 |
| EDGAR ↗ | Home Place Partners, LLC group: Tcw | Director DIRECTOR OF THE MANAGING MEMBER | Apr 1, 2011 | D | Indefinite | $5,000,000 | 10 | $100,000 |
| EDGAR ↗ | TCW SENIOR SECURED LOAN FUND LP group: Tcw | Executive Officer | Mar 15, 2011 | D/A | Indefinite | $155,030,902 | 8 | $1,000,000 |
| EDGAR ↗ | CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND, LLC group: Crescent | Executive Officer | Mar 15, 2011 | D/A | Indefinite | $78,691,910 | 10 | $1,000,000 |
| EDGAR ↗ | TCW VALUE OPPORTUNITIES LP group: Tcw | Executive Officer | Mar 9, 2011 | D/A | Indefinite | $9,501,000 | 4 | $250,000 |
| EDGAR ↗ | TCW OPPORTUNISTIC CORE PLUS FIXED INCOME LP group: Tcw | Executive Officer | Mar 9, 2011 | D/A | Indefinite | $33,391,206 | 5 | $1,000,000 |
| EDGAR ↗ | TCW SENIOR SECURED LOAN FUND LP group: Tcw | Executive Officer | Mar 9, 2011 | D/A | Indefinite | $155,030,902 | 8 | $1,000,000 |
| EDGAR ↗ | CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND, LLC group: Crescent | Executive Officer | Mar 8, 2011 | D/A | Indefinite | $78,691,910 | 10 | $1,000,000 |
| EDGAR ↗ | Crescent Absolute Return Fund, LP group: Crescent | Executive Officer | Mar 8, 2011 | D/A | Indefinite | $118,365,795 | 35 | $1,000,000 |
| EDGAR ↗ | TCW Americas Development Association L.P. group: Tcw | Executive Officer | Mar 2, 2011 | D/A | Indefinite | $846,005,200 | 162 | $1,000,000 |
| EDGAR ↗ | TCW Long/Short Opportunties Fund, L.P. group: Tcw | Executive Officer | Feb 4, 2011 | D/A | Indefinite | $2,542,063 | 8 | $250,000 |
| EDGAR ↗ | TCW Leveraged Loan Fund (Cayman), L.P. group: Tcw | Executive Officer | Jan 14, 2011 | D | Indefinite | $3,910,151 | 2 | $1,000,000 |
| EDGAR ↗ | TCW Leveraged Loan Fund, L.P. group: Tcw | Executive Officer | Jan 14, 2011 | D | Indefinite | $3,172,322 | 1 | $1,000,000 |
| EDGAR ↗ | TCW High Yield II, L.P. group: Tcw | Executive Officer | Jan 12, 2011 | D | Indefinite | $29,450,395 | 5 | $2,000,000 |
| EDGAR ↗ | CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND (CAYMAN), L.P. group: Crescent | Executive Officer | Dec 14, 2010 | D/A | Indefinite | $45,195,795 | 13 | $1,000,000 |
| EDGAR ↗ | Crescent Capital High Yield Fund, L.P. group: Crescent | Executive Officer | Dec 14, 2010 | D/A | Indefinite | $78,818,459 | 17 | $2,000,000 |
| EDGAR ↗ | Ellington Strategic Mortgage Institutional Fund, L.P. group: Ellington | Executive Officer | Jun 30, 2010 | D/A | Indefinite | $101,334,336 | 3 | $1,000,000 |
| EDGAR ↗ | TCW CORPORATE BOND L P group: Tcw | Executive Officer | May 10, 2010 | D/A | Indefinite | $25,773,483 | 5 | $1,000,000 |
| EDGAR ↗ | TCW VALUE ADDED LP group: Tcw | Executive Officer | Apr 20, 2010 | D/A | Indefinite | $50,076,575 | 10 | $250,000 |
| EDGAR ↗ | TCW CONCENTRATED CORE EQUITIES LP group: Tcw | Executive Officer | Apr 9, 2010 | D/A | Indefinite | $92,053,279 | 6 | $1,000,000 |
| EDGAR ↗ | Ellington Strategic Mortgage Fund, L.P. group: Ellington | Executive Officer | Mar 10, 2010 | D/A | Indefinite | $369,850,891 | 10 | $1,000,000 |
| EDGAR ↗ | CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND, LLC group: Crescent | Executive Officer | Mar 9, 2010 | D/A | Indefinite | $110,728,613 | 13 | $1,000,000 |
| EDGAR ↗ | TCW SENIOR SECURED LOAN FUND LP group: Tcw | Executive Officer | Mar 8, 2010 | D/A | Indefinite | $143,140,828 | 8 | $1,000,000 |
| EDGAR ↗ | TCW VALUE OPPORTUNITIES LP group: Tcw | Executive Officer | Mar 8, 2010 | D/A | Indefinite | $13,621,413 | 5 | $250,000 |
| EDGAR ↗ | Crescent Absolute Return Fund, LP group: Crescent | Executive Officer | Mar 8, 2010 | D/A | Indefinite | $25,033,867 | 37 | $1,000,000 |
| EDGAR ↗ | TCW OPPORTUNISTIC CORE PLUS FIXED INCOME LP group: Tcw | Executive Officer | Mar 8, 2010 | D/A | Indefinite | $64,976,423 | 6 | $1,000,000 |
| EDGAR ↗ | TCW Long/Short Opportunties Fund, L.P. group: Tcw | Executive Officer | Feb 12, 2010 | D | Indefinite | $1,350,000 | 5 | $250,000 |
| EDGAR ↗ | Crescent Capital High Yield Fund, L.P. group: Crescent | Executive Officer | Dec 17, 2009 | D/A | Indefinite | $123,097,487 | 21 | $2,000,000 |
| EDGAR ↗ | CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND (CAYMAN), L.P. group: Crescent | Executive Officer | Dec 1, 2009 | D/A | Indefinite | $76,618,000 | 17 | $1,000,000 |
| EDGAR ↗ | TCW Strategic MBS Fund III, LP group: Tcw | Executive Officer | Nov 17, 2009 | D/A | Indefinite | $49,381,766 | 6 | $1,000,000 |
| EDGAR ↗ | TCW Strategic MBS Fund III, LP group: Tcw | Executive Officer | Nov 16, 2009 | D | Indefinite | $49,381,766 | 6 | $1,000,000 |
| EDGAR ↗ | TCW Strategic MBS Fund III (Cayman), L.P. group: Tcw | Executive Officer | Nov 16, 2009 | D | Indefinite | $44,881,766 | 8 | $1,000,000 |
| EDGAR ↗ | Ellington Strategic Mortgage Institutional Fund, L.P. group: Ellington | Executive Officer | Jun 30, 2009 | D | Indefinite | $70,000,000 | 2 | $1,000,000 |
| EDGAR ↗ | TCW CORPORATE BOND L P group: Tcw | Executive Officer | May 8, 2009 | D/A | Indefinite | $7,300,000 | 1 | $1,000,000 |
| EDGAR ↗ | TCW CONCENTRATED CORE EQUITIES LP group: Tcw | Executive Officer | Apr 9, 2009 | D/A | Indefinite | $90,911,206 | 7 | $1,000,000 |
| EDGAR ↗ | TCW VALUE ADDED LP group: Tcw | Executive Officer | Apr 7, 2009 | D/A | Indefinite | $14,008,254 | 14 | $250,000 |
| EDGAR ↗ | TCW ALPHA TACTICAL US L P group: Tcw | Executive Officer, Director | Mar 13, 2009 | D/A | Indefinite | $5,015,497 | 3 | $1,000,000 |
| EDGAR ↗ | TCW Alpha Tactical B (CI) LP group: Tcw | Executive Officer, Director DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | Mar 13, 2009 | D/A | Indefinite | $45,138,260 | 1 | $1,000,000 |
| EDGAR ↗ | TCW ALPHA CORE A US L P group: Tcw | Executive Officer, Director | Mar 13, 2009 | D/A | Indefinite | $5,018,224 | 3 | $1,000,000 |
| EDGAR ↗ | TCW Alpha Core B CI LP group: Tcw | Executive Officer, Director DIRECTOR, EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER | Mar 12, 2009 | D/A | Indefinite | $45,164,018 | 1 | $1,000,000 |
| EDGAR ↗ | Ellington Strategic Mortgage Fund, L.P. group: Ellington | Executive Officer | Mar 11, 2009 | D/A | Indefinite | $125,625,455 | 9 | $1,000,000 |
| EDGAR ↗ | TCW OPPORTUNISTIC CORE PLUS FIXED INCOME LP group: Tcw | Executive Officer | Mar 11, 2009 | D/A | Indefinite | $28,000,000 | 4 | $1,000,000 |
| EDGAR ↗ | Crescent Absolute Return Fund, LP group: Crescent | Executive Officer | Mar 10, 2009 | D/A | Indefinite | $26,036,854 | 37 | $1,000,000 |
| EDGAR ↗ | TCW VALUE OPPORTUNITIES LP group: Tcw | Executive Officer | Mar 10, 2009 | D/A | Indefinite | $39,501,000 | 6 | $250,000 |
| EDGAR ↗ | TCW Alpha Core (CI), L.P. group: Tcw | Executive Officer, Director DIRECTOR, EXECUTIVE VICE PRESIDENT, AND CHIEF ADMINISTRATIVE OFFICER | Mar 10, 2009 | D | Indefinite | $23,588,657 | 1 | $1,000,000 |
| EDGAR ↗ | CRESCENT SENIOR SECURED FLOATING RATE LOAN FUND, LLC group: Crescent | Executive Officer | Mar 10, 2009 | D/A | Indefinite | $58,935,067 | 14 | $1,000,000 |
| EDGAR ↗ | TCW SENIOR SECURED LOAN FUND LP group: Tcw | Executive Officer | Mar 10, 2009 | D/A | Indefinite | $35,801,002 | 7 | $1,000,000 |
| EDGAR ↗ | TCW STRATEGIC MORTGAGE BACKED SECURITIES L P group: Tcw | Executive Officer | Jan 12, 2009 | D/A | Indefinite | $132,213,886 | 49 | $1,000,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as DAVID DEVITO. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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