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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:58 AM ET

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David Smith

Named as an officer, director or promoter on SEC Form D filings · NY · Oct 7, 2010 → Apr 7, 2023

10deals (issuers)
$443.1Mreported sold
112investors
21Form D filings
2010–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Smith is listed as an executive officer and director on 21 SEC Form D filings by 10 issuers between Oct 2010 and Apr 2023. Largest by amount reported sold: GYP Holdings I Corp. (New York, NY — industry reported as "Other" — 2014; $338.7M reported sold to 56 investors), GCA Sustainable Growth Long Only Feeder Fund, LP (New York, NY — pooled investment fund — 2014–2018; $30.8M reported sold to 9 investors), LifeLabs Learning LLC (New York, NY — industry reported as "Other" — 2023; $13.6M reported sold to 4 investors), LifeLabs Learning Management Holdco LLC (New York, NY — industry reported as "Other" — 2023; $13.6M reported sold to 4 investors), GCA Sustainable Growth Long/Short Feeder Fund, LP (New York, NY — pooled investment fund — 2014–2015; $13.4M reported sold to 11 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $443.1M sold in total.

Listed alongside Adam Hinckley (14 shared filings), Jeff McDermott (14 shared filings), Robert Schultz (14 shared filings), GCA Investment Management, LLC (7 shared filings, management entity), Mark Beames (7 shared filings) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 4 sponsor groups: Gca Sustainable (6 issuers, $74.5M reported sold, 2014–2018), Lifelabs Learning (2 issuers, $27.2M reported sold, 2023), Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026) and Aea (99 issuers, $16.31B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases, 3 state regulator orders, 15 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 21 public filings for David Smith and found 11 differences, 3 worth asking the sponsor about: Regulator action naming a team member: Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. (Oct 5, 2017); Regulator action naming a team member: Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. (Sep 13, 2017); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Smith has not run yet — it is joining a line of 44,349 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases; 3 state regulator orders

Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Dec 17, 2014 · Regulator: Illinois Secretary of State, Securities Department · File No. 1400287 · Parties (regulator's caption): David Smith, Kevin White, Instant Advance Pay Services
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 62 people with this name in Form D filings; regulator in IL (not a filing state)
Temporary Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Sep 26, 2014 · Regulator: Illinois Secretary of State, Securities Department · File No. 1400287 · Parties (regulator's caption): David Smith, Kevin White, Instant Advance Pay Services
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 62 people with this name in Form D filings; regulator in IL (not a filing state)
David R. Smith Administrative proceeding
SEC · Dec 6, 2012 · Parties as named in the release: David R. Smith Read the release ↗
same full name in the release title; 62 people with this name in Form D filings; the person's filing state is not named
David F. Smith Administrative proceeding
SEC · Mar 25, 1996 · Parties as named in the release: David F. Smith Read the release ↗
same full name in the release title; 62 people with this name in Form D filings; the person's filing state is not named
Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): David F. L. Smith (CRD #5269128, Registered Representative, Sandpoint, Idaho)
As listed by the regulator: David F. L. Smith (CRD #5269128, Registered Representative, Sandpoint, Idaho) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for two months. Without admitting or denying the findings, Smith consented to the described sanctions and to the entry of findings that he falsified insurance forms when he cut and pasted a registered representative’s signature onto forms without the representative’s authorization, knowledge or consent, and then submitted the forms to insurance companies. The suspension is in effect from August 17, 2009, through October 16, 2009. Order / docket ↗ Regulator's list ↗
same full name in the order; 62 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

15 cases: 3 open, 12 closed (disposition not in docket feed)

David Smith open
United States Bankruptcy Court, S.D. New York · No. 25-22737 · Filed Aug 6, 2025
Role of David Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David H. Smith open
United States Bankruptcy Court, N.D. New York · No. 25-10052 · Filed Jan 17, 2025
Role of David H. Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David J. Smith, Jr. closed
United States Bankruptcy Court, W.D. New York · No. 1-23-10611 · Filed Jun 29, 2023 · Closed Feb 5, 2024
Role of David J. Smith, Jr.: Debtor · Outcome: Case closed 2024-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David M. Smith, Sr. closed
United States Bankruptcy Court, S.D. New York · No. 23-35360 · Filed May 5, 2023 · Closed Jul 6, 2023
Role of David M. Smith, Sr.: Debtor · Outcome: Case closed 2023-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David C. Smith closed
United States Bankruptcy Court, N.D. New York · No. 23-60281 · Filed Apr 27, 2023 · Closed Sep 26, 2023
Role of David C. Smith: Debtor · Outcome: Case closed 2023-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David W. Smith, II closed
United States Bankruptcy Court, W.D. New York · No. 2-23-20179 · Filed Apr 24, 2023 · Closed Aug 25, 2023
Role of David W. Smith, II: Debtor · Outcome: Case closed 2023-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David L Smith and Janet Smith closed
United States Bankruptcy Court, N.D. New York · No. 23-60159 · Filed Mar 9, 2023 · Closed Aug 2, 2023
Role of David L Smith and Janet Smith: Debtor · Outcome: Case closed 2023-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David L. Smith closed
United States Bankruptcy Court, N.D. New York · No. 20-60750 · Filed Jul 8, 2020 · Closed Nov 5, 2020
Role of David L. Smith: Debtor · Outcome: Case closed 2020-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David J Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-19-78598 · Filed Dec 19, 2019 · Closed Apr 1, 2020
Role of David J Smith: Debtor · Outcome: Case closed 2020-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David W. Smith and Kimberlee A Smith open
United States Bankruptcy Court, N.D. New York · No. 19-61372 · Filed Sep 27, 2019
Role of David W. Smith and Kimberlee A Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David F. Smith, Jr. and Michelle A. Smith closed
United States Bankruptcy Court, N.D. New York · No. 19-11497 · Filed Aug 13, 2019 · Closed Dec 17, 2019
Role of David F. Smith, Jr.: Debtor · Outcome: Case closed 2019-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-19-72091 · Filed Mar 22, 2019 · Closed May 23, 2019
Role of David Smith: Debtor · Outcome: Case closed 2019-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David W. Smith closed
United States Bankruptcy Court, N.D. New York · No. 19-30339 · Filed Mar 20, 2019 · Closed Jul 23, 2019
Role of David W. Smith: Debtor · Outcome: Case closed 2019-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David R. Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-19-10500 · Filed Mar 20, 2019 · Closed Jul 22, 2019
Role of David R. Smith: Debtor · Outcome: Case closed 2019-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
David J Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-18-77107 · Filed Oct 22, 2018 · Closed Oct 9, 2019
Role of David J Smith: Debtor · Outcome: Case closed 2019-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5580 federal dockets); 62 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for David Smith — 3 worth asking about (compared 21 filings on Oct 24, 2026)

Worth asking · Oct 5, 2017

Regulator action naming a team member: Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. (Oct 5, 2017)

A ap release dated Oct 5, 2017 names Plures Technologies, Inc. (related issuer). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. ↗Plures Technologies, Inc. — PartnerFacts page ↗
Sources
Worth asking · Sep 13, 2017

Regulator action naming a team member: Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. (Sep 13, 2017)

A ap release dated Sep 13, 2017 names Plures Technologies, Inc. (related issuer). Our match estimate: 90%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. ↗Plures Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jan 13, 2000 – Apr 24, 2000

Bankruptcy case: David R. Wagner and Rachael A. Wagner — filed Jan 13, 2000

United States Bankruptcy Court, W.D. New York docket "David R. Wagner and Rachael A. Wagner" filed Jan 13, 2000, closed Apr 24, 2000. Rachael Wagner (listed on the same filings) is listed as Debtor ("Rachael A. Wagner"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. New York ↗Rachael Wagner — PartnerFacts page ↗
Sources
Note · Oct 19, 1998 – Feb 28, 2000

Bankruptcy case: Chase Manhattan Bank v. DeCillis — filed Oct 19, 1998

United States Bankruptcy Court, D. New Jersey docket "Chase Manhattan Bank v. DeCillis" filed Oct 19, 1998, closed Feb 28, 2000. Steven E. DeCillis, II (listed on the same filings) is listed as Defendant ("DeCillis"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Steven E. DeCillis, II — PartnerFacts page ↗
Sources
Note · Sep 30, 2010 – Apr 7, 2023

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — LifeLabs Learning LLC (latest filing Apr 7, 2023) · No amendment in the last 12 months on an offering that may still be open — LifeLabs Learning Management Holdco LLC (latest filing Apr 7, 2023) · No amendment in the last 12 months on an offering that may still be open — GCA Sustainable Growth Long Only Feeder Fund Offshore, Ltd. (latest filing Oct 31, 2018) · No amendment in the last 12 months on an offering that may still be open — GCA Sustainable Growth Long Only Feeder Fund, LP (latest filing Oct 31, 2018) · No amendment in the last 12 months on an offering that may still be open — ArTara Therapeutics, Inc. (latest filing Jan 9, 2018) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 7, 2023 ↗LifeLabs Learning LLC — PartnerFacts page ↗Form D · Apr 7, 2023 ↗LifeLabs Learning Management Holdco LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 19, 2014 – Sep 23, 2014

David Smith is no longer listed on the Sep 23, 2014 amendment — Prowler Super Holding Corp.

David Smith appears on the Sep 19, 2014 Form D/A (director) but not on the Sep 23, 2014 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Sep 19, 2014 ↗Form D/A · Sep 23, 2014 ↗David Smith — PartnerFacts page ↗Prowler Super Holding Corp. — PartnerFacts page ↗
Sources
Note · Apr 16, 2009 – Oct 8, 2026

Same name, different state: "David Smith" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "David Smith" with address state CA, is listed on 35 filings — most recently by NPX Exchange Ltd (Oct 8, 2026). Both records have filings in the same period (Oct 7, 2010 to Apr 7, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (CA) — PartnerFacts page ↗Form D · Oct 8, 2026 ↗NPX Exchange Ltd — PartnerFacts page ↗David Smith (NY) — this page ↗
Sources
Note · Dec 4, 2024 – Dec 18, 2025

Same name, different state: "David Smith" (C3) is a separate record

This page covers filings where the address state is NY. A separate record, "David Smith" with address state C3, is listed on 3 filings — most recently by Ceres Tag Ltd (Dec 18, 2025). The two records do not overlap in time: this page runs Oct 7, 2010 to Apr 7, 2023; the other runs Dec 4, 2024 to Dec 18, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (C3) — PartnerFacts page ↗Form D · Dec 18, 2025 ↗Ceres Tag Ltd — PartnerFacts page ↗David Smith (NY) — this page ↗
Sources
Note · Mar 26, 2009 – Jul 21, 2025

Same name, different state: "David Smith" (TX) is a separate record

This page covers filings where the address state is NY. A separate record, "David Smith" with address state TX, is listed on 28 filings — most recently by First Person Capital Fund I, LP (Jul 21, 2025). Both records have filings in the same period (Oct 7, 2010 to Apr 7, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (TX) — PartnerFacts page ↗Form D · Jul 21, 2025 ↗First Person Capital Fund I, LP — PartnerFacts page ↗David Smith (NY) — this page ↗
Sources
Note · Apr 7, 2009 – Dec 21, 2012

Same name, different state: "David H. Smith" (MA) is a separate record

This page covers filings where the address state is NY. A separate record, "David H. Smith" with address state MA, is listed on 147 filings — most recently by Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund (Dec 21, 2012). Both records have filings in the same period (Oct 7, 2010 to Dec 21, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David H. Smith (MA) — PartnerFacts page ↗Form D/A · Dec 21, 2012 ↗Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund — PartnerFacts page ↗David Smith (NY) — this page ↗
Sources
Note · Mar 24, 2009 – Apr 14, 2009

Same name, different state: "David Smith" (AR) is a separate record

This page covers filings where the address state is NY. A separate record, "David Smith" with address state AR, is listed on 2 filings — most recently by NANODYNAMICS INC (Apr 14, 2009). The two records do not overlap in time: this page runs Oct 7, 2010 to Apr 7, 2023; the other runs Mar 24, 2009 to Apr 14, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Smith (AR) — PartnerFacts page ↗Form D/A · Apr 14, 2009 ↗NANODYNAMICS INC — PartnerFacts page ↗David Smith (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 10 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 7, 2023 D
LifeLabs Learning Management Holdco LLC
File 021-478204
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2023 D
LifeLabs Learning LLC
File 021-478205
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2018 D/A
GCA Sustainable Growth Long Only Feeder Fund Offshore, Ltd.
File 021-227449
$0 (est.)$0 (est.)$0 (est.)
GCA Investment Management, LLC and/or its affiliates receive customary management fees and/or performance allocations as described in the Issuer's Confidential Private Placement Memorandum.
Jerome de Bontin BrokerCheck CRD 1316530 ↗
via Kenmar Securities, LLC (CRD 171793 ↗)
EDGAR ↗
Oct 31, 2018 D/A
GCA Sustainable Growth Long Only Feeder Fund, LP
File 021-227400
$0 (est.)$0 (est.)$0 (est.)
GCA GP I, LLC and/or its affiliates receive customary management fees and/or performance allocations as described in the Issuer's Confidential Private Placement Memorandum.
Jerome de Bontin BrokerCheck CRD 1316530 ↗
via Kenmar Securities, LLC (CRD 171793 ↗)
EDGAR ↗
Jan 9, 2018 D
ArTara Therapeutics, Inc.
File 021-302770
$0$0$0None listed on this filingEDGAR ↗
Oct 30, 2015 D/A
GCA Sustainable Growth Long/Short Feeder Fund, LP
File 021-227424
$0 (est.)$0 (est.)$0 (est.)
GCA GP II, LLC and its affiliates receive customary management fees and/or performance allocations as described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Oct 30, 2015 D/A
GCA Sustainable Growth Long/Short Feeder Fund Offshore, Ltd.
File 021-227435
$0 (est.)$0 (est.)$0 (est.)
GCA Investment Management, LLC and its affiliates receive customary management fees and/or performance allocations as described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Sep 22, 2014 D
GYP Holdings I Corp.
File 021-225085
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2014 D/A
Prowler Super Holding Corp.
File 021-225058
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2010 D
Plures Technologies, Inc.
File 021-148684
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named David Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LL
Other · group: Lifelabs Learning

LifeLabs Learning LLC

New York, NY · Apr 7, 2023
  • Apr 7, 2023 · D · $13,608,090 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $13.6M from 4 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LL
Other · group: Lifelabs Learning

LifeLabs Learning Management Holdco LLC

New York, NY · Apr 7, 2023
  • Apr 7, 2023 · D · $13,608,090 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Board Member of Managing Member) EDGAR ↗

Raised $13.6M from 4 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Pooled Investment Fund · group: Gca Sustainable

GCA Sustainable Growth Long Only Feeder Fund Offshore, Ltd.

New York, NY · Oct 30, 2014 → Oct 31, 2018 · 5 filings
  • Oct 31, 2018 · D/A · $12,677,726 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 31, 2017 · D/A · $12,427,725 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 31, 2016 · D/A · $12,427,725 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 30, 2015 · D/A · $7,602,721 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 30, 2014 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $12.7M from 3 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Pooled Investment Fund · group: Gca Sustainable

GCA Sustainable Growth Long Only Feeder Fund, LP

New York, NY · Oct 30, 2014 → Oct 31, 2018 · 5 filings
  • Oct 31, 2018 · D/A · $30,825,209 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 31, 2017 · D/A · $30,825,209 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 31, 2016 · D/A · $30,825,209 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 30, 2015 · D/A · $19,322,279 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 30, 2014 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $30.8M from 9 investors as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Pharmaceuticals

ArTara Therapeutics, Inc.

New York, NY · Jan 9, 2018
  • Jan 9, 2018 · D · $4,150,000 sold of Indefinite · 2 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $4.15M from 2 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Pooled Investment Fund · group: Gca Sustainable

GCA Sustainable Growth Long/Short Feeder Fund Offshore, Ltd.

New York, NY · Oct 30, 2014 → Oct 30, 2015 · 2 filings
  • Oct 30, 2015 · D/A · $5,068,481 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 30, 2014 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $5.07M from 3 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Pooled Investment Fund · group: Gca Sustainable

GCA Sustainable Growth Long/Short Feeder Fund, LP

New York, NY · Oct 30, 2014 → Oct 30, 2015 · 2 filings
  • Oct 30, 2015 · D/A · $13,396,519 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 30, 2014 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $13.4M from 11 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GH
Other · group: Aea

GYP Holdings I Corp.

New York, NY · Sep 22, 2014
  • Sep 22, 2014 · D · $0 sold of $1,350,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $338.7M from 56 investors (100% of the $1.35M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Oil and Gas · group: Goldman Sachs

Prowler Super Holding Corp.

New York, NY · Sep 19, 2014 → Sep 19, 2014 · 2 filings
  • Sep 19, 2014 · D/A · $256,938 sold of $456,938 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 19, 2014 · D · $256,938 sold of $456,938 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.4M from 3 investors (100% of the $457K target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Other Technology · group: Plures Technologies

Plures Technologies, Inc.

Canandaigua, NY · Oct 7, 2010
  • Oct 7, 2010 · D · $661,000 sold of $1,000,000 · 17 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $750K from 17 investors (75% of the $1M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David H. Smith — MA, 51 issuers, Apr 7, 2009 → Dec 21, 2012 · no shared issuer
  • David Smith — CA, 14 issuers, Apr 16, 2009 → Oct 8, 2026 · no shared issuer
  • David Smith — TX, 8 issuers, Mar 26, 2009 → Jul 21, 2025 · no shared issuer
  • David S Smith — PA, 7 issuers, Oct 14, 2009 → Mar 26, 2020 · no shared issuer
  • David Smith — PA, 5 issuers, Jan 10, 2014 → Nov 18, 2022 · no shared issuer
  • David C Smith — GA, 3 issuers, Sep 19, 2012 → Nov 13, 2015 · no shared issuer
  • David Smith — NC, CA, 3 issuers, Jun 9, 2014 → Oct 27, 2025 · no shared issuer
  • David Smith — CO, 3 issuers, Sep 7, 2017 → Sep 8, 2026 · no shared issuer
  • David Smith — AZ, 3 issuers, Apr 12, 2013 → Sep 30, 2025 · no shared issuer
  • David Smith — Ontario, Canada (as filed: A6), 2 issuers, Dec 7, 2009 → Dec 9, 2021 · no shared issuer
  • David A. Smith — MO, 2 issuers, Jun 25, 2010 → Nov 7, 2013 · no shared issuer
  • David Smith — British Columbia, Canada (as filed: A1), 2 issuers, Dec 2, 2020 → Dec 20, 2021 · no shared issuer
  • David Smith — NV, 2 issuers, Dec 7, 2012 → Jul 11, 2018 · no shared issuer
  • David Smith — IN, 2 issuers, Dec 1, 2014 → Jun 14, 2018 · no shared issuer
  • David Smith — IL, 2 issuers, Nov 6, 2017 → Jan 9, 2020 · no shared issuer
  • David Smith — MN, 2 issuers, Jun 19, 2019 → Jun 23, 2026 · no shared issuer
  • David C. Smith — PA, 2 issuers, Mar 11, 2009 → Feb 19, 2015 · no shared issuer
  • David Smith — GA, 2 issuers, Jul 30, 2009 → May 18, 2015 · shares 1 issuer with this record
  • David S Smith — RI, 2 issuers, Jan 14, 2010 → Jan 25, 2010 · no shared issuer
  • David E. Smith — CA, 2 issuers, May 12, 2010 → May 23, 2011 · no shared issuer

People around David 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GI
Management entity

GCA Investment Management, LLC

Promoter · 7 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

GG
Management entity

GCA GP I, LLC

Promoter · 5 shared filings (1 issuer)

Listed on the same filings as David Smith. Their page shows their other deals.

GG
Management entity

GCA GP II, LLC

Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff McDermott

Executive Officer · 14 shared filings (4 issuers) · also on 1 other issuer

Jeff McDermott is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Hinckley

Executive Officer · 14 shared filings (4 issuers)

Listed on the same filings as David Smith. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Schultz

Executive Officer, Director · 14 shared filings (4 issuers) · also on 2 other issuers

Robert Schultz is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

T. Glenn Mitchell

Director · 7 shared filings (2 issuers) · also on 24 other issuers

T. Glenn Mitchell is on 26 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Beames

Director · 7 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Browning

Director · 3 shared filings (2 issuers)

Listed on the same filings as David Smith. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Adams

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as David Smith. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Gavin

Director · 3 shared filings (2 issuers)

Listed on the same filings as David Smith. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Howard Goforth

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as David Smith. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Ross

Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher A. Crampton

Director · 2 shared filings (1 issuer) · also on 101 other issuers

Christopher A. Crampton is on 102 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Daly

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Jack Daly is on 8 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Leonard Seevers

Director · 2 shared filings (1 issuer) · also on 66 other issuers

Leonard Seevers is on 67 issuers in total — a repeat sponsor. Their page lists every one.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy J. Gadus

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Barham Moss

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Roy Haley

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dax Sanders

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

JU
No photo found yet (own website and image search run after this page is viewed)
Person

James F. Underhill

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Smith. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Rachael Wagner

Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

MI
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Ira

Director · 2 shared filings (2 issuers)

Listed on the same filings as David Smith. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Priscila Bala

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as David Smith. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steven E. DeCillis, II

Executive Officer · 1 shared filing (1 issuer) · also on 87 other issuers

Steven E. DeCillis, II is on 88 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara L. Burns

Executive Officer · 1 shared filing (1 issuer) · also on 99 other issuers

Barbara L. Burns is on 100 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian R. Hoesterey

Executive Officer, Director · 1 shared filing (1 issuer) · also on 27 other issuers

Brian R. Hoesterey is on 28 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Justin de La Chapelle

Executive Officer, Director · 1 shared filing (1 issuer) · also on 6 other issuers

Justin de La Chapelle is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

J. Louis Sharpe

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

J. Louis Sharpe is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart M. Sieger

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn J. Fricano

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

J. Montieth Estes

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Smith. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jesse Shefferman

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Smith. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Theron Gilliam

Director · 1 shared filing (1 issuer)

Listed on the same filings as David Smith. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard K. Mueller

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Smith. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

G. Michael Callahan

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Smith. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Marshall

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Smith. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robyn Long

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Smith. Their page shows their other deals.

The team behind the deals

GS
Sponsor group

Gca Sustainable

6 issuers · 20 filings · $74.5M reported sold · 2014–2018

One team, 6 deal companies. David Smith is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Smith.

LL
Sponsor group

Lifelabs Learning

2 issuers · 2 filings · $27.2M reported sold · 2023–2023

One team, 2 deal companies. David Smith is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Smith.

GS
Sponsor group

Goldman Sachs

463 issuers · 1213 filings · $168.32B reported sold · 2009–2026

One team, 463 deal companies. David Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Smith.

A
Sponsor group

Aea

99 issuers · 269 filings · $16.31B reported sold · 2009–2026

One team, 99 deal companies. David Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Smith.

PT
Sponsor group

Plures Technologies

2 issuers · 6 filings · $5.97M reported sold · 2010–2013

One team, 2 deal companies. David Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Smith.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 10 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Smith is listed on: none on file. No website or social profile named in LifeLabs Learning LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #128,692 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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