PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:06 AM ET

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David C. Auth

Named as an officer, director or promoter on SEC Form D filings · CA · Nov 30, 2009 → Jul 6, 2021

5deals (issuers)
$163.8Mreported sold
172investors
28Form D filings
2009–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David C. Auth is listed as a director on 28 SEC Form D filings by 5 issuers between Apr 2009 and Jul 2021: ANCORA HEART, INC. (Santa Clara, CA — other health care — 2010–2021; $80M reported sold to 47 investors), ARSTASIS INC (Redwood City, CA — other health care — 2009–2013; $37.8M reported sold to 14 investors), MINERVA SURGICAL INC (Santa Clara, CA — other health care — 2010–2019; $26.2M reported sold to 26 investors), SPINE VIEW INC (Fremont, CA — industry reported as "Other" — 2009–2010; $15M reported sold to 26 investors) and Percutaneous Systems, Inc. (Palo Alto, CA — other health care — 2010–2011; $4.77M reported sold to 59 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 12 years. Across those companies the filings report $163.8M sold in total.

Listed alongside Bruno Strul (13 shared filings), Csaba Truckai (13 shared filings), Rodney Perkins (13 shared filings), Lewis Pell (12 shared filings), David Clapper (9 shared filings) and 40 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 28 public filings for David C. Auth and found 14 differences: Bankruptcy case: Ali A. Behbahani and Afshan Behbahani; Form D filed 18 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David C. Auth has not run yet — it is joining a line of 46,856 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David C. Auth..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

David C. Auth and Christine N. Auth closed
United States Bankruptcy Court, E.D. Missouri · No. 09-51539 · Filed Nov 12, 2009 · Closed Mar 8, 2010
Role of David C. Auth and Christine N. Auth: Debtor · Outcome: Case closed 2010-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for David C. Auth (compared 28 filings on Oct 24, 2026)

Note · Feb 18, 2009 – Jul 29, 2009

Bankruptcy case: Ali A. Behbahani and Afshan Behbahani — filed Feb 18, 2009

United States Bankruptcy Court, C.D. California docket "Ali A. Behbahani and Afshan Behbahani" filed Feb 18, 2009, closed Jul 29, 2009. Ali Behbahani (listed on the same filings) is listed as Debtor ("Ali A. Behbahani and Afshan Behbahani"). Our match estimate: 65%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Ali Behbahani — PartnerFacts page ↗
Sources
Note · Jun 18, 2021 – Jul 6, 2021

Form D filed 18 days after the first sale — ANCORA HEART, INC.

The filing says the first sale was Jun 18, 2021. The Form D was filed Jul 6, 2021 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 6, 2021 ↗ANCORA HEART, INC. — PartnerFacts page ↗
Sources
Note · Dec 23, 2015 – Jan 8, 2016

Form D filed 16 days after the first sale — MINERVA SURGICAL INC

The filing says the first sale was Dec 23, 2015. The Form D was filed Jan 8, 2016 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 8, 2016 ↗MINERVA SURGICAL INC — PartnerFacts page ↗
Sources
Note · Nov 25, 2009 – Dec 4, 2019

16 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — MINERVA SURGICAL INC (latest filing Dec 4, 2019) · No amendment in the last 12 months on an offering that may still be open — MINERVA SURGICAL INC (latest filing May 16, 2019) · No amendment in the last 12 months on an offering that may still be open — MINERVA SURGICAL INC (latest filing Jan 4, 2019) · No amendment in the last 12 months on an offering that may still be open — ANCORA HEART, INC. (latest filing Dec 28, 2018) · No amendment in the last 12 months on an offering that may still be open — ANCORA HEART, INC. (latest filing May 31, 2018) · and 11 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Dec 4, 2019 ↗MINERVA SURGICAL INC — PartnerFacts page ↗Form D · May 16, 2019 ↗Form D · Jan 4, 2019 ↗
Sources
Note · Aug 26, 2010 – Jul 8, 2011

Offering amount changed between filings — Percutaneous Systems, Inc.

The Aug 26, 2010 filing says $3,000,000 offered; the Jul 8, 2011 Form D/A says $8,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 26, 2010 ↗Form D/A (later) · Jul 8, 2011 ↗Percutaneous Systems, Inc. — PartnerFacts page ↗
Sources
Note · Nov 30, 2009 – Apr 5, 2010

Offering amount changed between filings — SPINE VIEW INC

The Nov 30, 2009 filing says $14,999,998 offered; the Apr 5, 2010 Form D/A says $20,000,001.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 30, 2009 ↗Form D/A (later) · Apr 5, 2010 ↗SPINE VIEW INC — PartnerFacts page ↗
Sources
Note · Jan 26, 2010 – Feb 24, 2010

Offering amount changed between filings — MINERVA SURGICAL INC

The Jan 26, 2010 filing says $1,000,000 offered; the Feb 24, 2010 Form D says $6,002,806.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 26, 2010 ↗Form D (later) · Feb 24, 2010 ↗MINERVA SURGICAL INC — PartnerFacts page ↗
Sources
Note · Apr 27, 2009 – Nov 30, 2009

David C. Auth is written 2 different ways on the filings

listed as "David Auth" on 14 filings (from Apr 27, 2009), and "David C. Auth" on 14 filings (from Nov 30, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 27, 2009 ↗Form D · Nov 30, 2009 ↗David C. Auth — PartnerFacts page ↗
Sources
Note · Jan 26, 2010 – Dec 27, 2016

Industry group changed between filings — MINERVA SURGICAL INC

"Other" (Jan 26, 2010 to Jan 8, 2016); then "Other Health Care" (Dec 27, 2016 to Dec 4, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jan 26, 2010 ↗Form D · Dec 27, 2016 ↗MINERVA SURGICAL INC — PartnerFacts page ↗
Sources
Note · Apr 27, 2009 – Nov 18, 2013

Industry group changed between filings — ARSTASIS INC

"Other" (Apr 27, 2009 to Jun 22, 2012); then "Other Health Care" (Nov 18, 2013).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 27, 2009 ↗Form D · Nov 18, 2013 ↗ARSTASIS INC — PartnerFacts page ↗
Sources
Note · Apr 30, 2009 – Mar 10, 2025

Same name, different state: "David Auth" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "David Auth" with address state WA, is listed on 4 filings — most recently by VerAvanti Inc. (Mar 10, 2025). Both records have filings in the same period (Nov 30, 2009 to Jul 6, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Auth (WA) — PartnerFacts page ↗Form D · Mar 10, 2025 ↗VerAvanti Inc. — PartnerFacts page ↗David C. Auth (CA) — this page ↗
Sources
Note · May 19, 2009

Same name, different state: "David C. Auth" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "David C. Auth" with address state WA, is listed on 1 filing — most recently by CoAptus Medical Corp (May 19, 2009). The two records do not overlap in time: this page runs Nov 30, 2009 to Jul 6, 2021; the other has one filing dated May 19, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David C. Auth (WA) — PartnerFacts page ↗Form D · May 19, 2009 ↗CoAptus Medical Corp — PartnerFacts page ↗David C. Auth (CA) — this page ↗
Sources
Note · Dec 21, 2012 – Sep 22, 2014

Address moved from Cupertino, CA to Redwood City, CA — MINERVA SURGICAL INC

The people listed on the Dec 21, 2012 filing give Cupertino, CA; on the Sep 22, 2014 filing they give Redwood City, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 21, 2012 ↗Form D · Sep 22, 2014 ↗MINERVA SURGICAL INC — PartnerFacts page ↗
Sources
Note · Apr 27, 2009 – Jun 6, 2011

Address moved from San Carlos, CA to Redwood City, CA — ARSTASIS INC

The people listed on the Apr 27, 2009 filing give San Carlos, CA; on the Jun 6, 2011 filing they give Redwood City, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 27, 2009 ↗Form D · Jun 6, 2011 ↗ARSTASIS INC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 23 offerings reports sales commissions totalling $143,384; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 6, 2021 D
ANCORA HEART, INC.
File 021-405300
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2019 D
MINERVA SURGICAL INC
File 021-354743
$0$0$0None listed on this filingEDGAR ↗
May 16, 2019 D
MINERVA SURGICAL INC
File 021-339780
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2019 D
MINERVA SURGICAL INC
File 021-329621
$0$0$0None listed on this filingEDGAR ↗
Dec 28, 2018 D
ANCORA HEART, INC.
File 021-329171
$0$0$0None listed on this filingEDGAR ↗
May 31, 2018 D
ANCORA HEART, INC.
File 021-313621
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2018 D
MINERVA SURGICAL INC
File 021-307556
$0$0$0None listed on this filingEDGAR ↗
Dec 27, 2016 D
MINERVA SURGICAL INC
File 021-277087
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2016 D
MINERVA SURGICAL INC
File 021-254790
$0$0$0None listed on this filingEDGAR ↗
Sep 22, 2014 D
MINERVA SURGICAL INC
File 021-225123
$0$0$0None listed on this filingEDGAR ↗
Nov 18, 2013 D
ARSTASIS INC
File 021-206492
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2012 D
MINERVA SURGICAL INC
File 021-188864
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2012 D
ARSTASIS INC
File 021-180202
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2011 D/A
Percutaneous Systems, Inc.
File 021-146982
$143,384 (est.)$0$0Allied Beacon Partners, Inc. BrokerCheck CRD 46227 ↗EDGAR ↗
Jun 6, 2011 D
ARSTASIS INC
File 021-160812
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2011 D
MINERVA SURGICAL INC
File 021-160714
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2011 D
MINERVA SURGICAL INC
File 021-156756
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2010 D
SPINE VIEW INC
File 021-152774
$0$0$0None listed on this filingEDGAR ↗
Nov 22, 2010 D
MINERVA SURGICAL INC
File 021-150817
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2010 D
ANCORA HEART, INC.
File 021-141256
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2010 D/A
SPINE VIEW INC
File 021-114247
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2010 D
MINERVA SURGICAL INC
File 021-125499
$0$0$0None listed on this filingEDGAR ↗
Apr 27, 2009 D
ARSTASIS INC
File 021-87118
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named David C. Auth on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AH
Other Health Care

ANCORA HEART, INC.

Santa Clara, CA · Apr 28, 2010 → Jul 6, 2021 · 4 filings
  • Jul 6, 2021 · D · $80,000,000 sold of $80,000,000 · 47 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 28, 2018 · D · $23,460,256 sold of $35,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 31, 2018 · D · $17,839,844 sold of $30,000,001 · 32 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 28, 2010 · D · $29,999,998 sold of $29,999,998 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $80M from 47 investors (100% of the $80M target) as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Other Health Care

MINERVA SURGICAL INC

Santa Clara, CA · Jan 26, 2010 → Dec 4, 2019 · 13 filings
  • Dec 4, 2019 · D · $10,000,000 sold of $10,500,000 · 16 investors · min. $1 · role: Director EDGAR ↗
  • May 16, 2019 · D · $10,228,734 sold of $10,500,000 · 25 investors · min. $1 · role: Director EDGAR ↗
  • Jan 4, 2019 · D · $9,200,757 sold of $10,000,000 · 17 investors · min. $1 · role: Director EDGAR ↗
  • Mar 13, 2018 · D · $10,000,000 sold of $20,000,000 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 27, 2016 · D · $16,723,237 sold of $26,723,235 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 8, 2016 · D · $15,000,000 sold of $15,000,000 · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 22, 2014 · D · $25,519,660 sold of $25,525,500 · 26 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2012 · D · $19,999,999 sold of $19,999,999 · 19 investors · min. $1 · role: Director EDGAR ↗
  • Jun 2, 2011 · D · $26,171,656 sold of $26,180,000 · 19 investors · min. $1 · role: Director EDGAR ↗
  • Mar 15, 2011 · D · $1,500,000 sold of $2,000,000 · 1 investors · min. $1 · role: Director EDGAR ↗
  • Nov 22, 2010 · D · $2,000,000 sold of $3,000,000 · 1 investors · min. $1 · role: Director EDGAR ↗
  • Feb 24, 2010 · D · $6,002,806 sold of $6,002,806 · 24 investors · min. $1 · role: Director EDGAR ↗
  • Jan 26, 2010 · D · $1,000,000 sold of $1,000,000 · 20 investors · min. $1 · role: Director EDGAR ↗

Raised $26.2M from 26 investors (100% of the $10.5M target) as of the latest filing. David is listed as director on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other Health Care

ARSTASIS INC

Redwood City, CA · Apr 27, 2009 → Nov 18, 2013 · 4 filings
  • Nov 18, 2013 · D · $16,499,998 sold of $18,999,998 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 22, 2012 · D · $37,837,305 sold of $51,179,299 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 6, 2011 · D · $25,521,743 sold of $25,521,743 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 27, 2009 · D · $22,400,005 sold of $22,400,005 · 13 investors · min. $11 · role: Director EDGAR ↗

Raised $37.8M from 14 investors (100% of the $19M target) as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Other Health Care

Percutaneous Systems, Inc.

Palo Alto, CA · Aug 26, 2010 → Aug 12, 2011 · 3 filings
  • Aug 12, 2011 · D/A · $4,768,655 sold of $8,000,000 · 59 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 8, 2011 · D/A · $4,768,655 sold of $8,000,000 · 59 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 26, 2010 · D · $2,770,500 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.77M from 59 investors (60% of the $8M target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SV
Other

SPINE VIEW INC

Fremont, CA · Nov 30, 2009 → Dec 30, 2010 · 4 filings
  • Dec 30, 2010 · D · $10,000,006 sold of $20,000,011 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 5, 2010 · D/A · $15,012,808 sold of $20,000,001 · 26 investors · min. $3 · role: Director EDGAR ↗
  • Apr 5, 2010 · D/A · $15,012,808 sold of $20,000,001 · 26 investors · min. $3 · role: Director EDGAR ↗
  • Nov 30, 2009 · D · $6,306,619 sold of $14,999,998 · 16 investors · min. $3 · role: Director EDGAR ↗

Raised $15M from 26 investors (75% of the $20M target) as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Auth — WA, 3 issuers, Apr 30, 2009 → Mar 10, 2025 · no shared issuer
  • David C. Auth — WA, 1 issuer, May 19, 2009 → May 19, 2009 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Rodney Perkins

Director · 13 shared filings (1 issuer) · also on 6 other issuers

Rodney Perkins is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Csaba Truckai

Executive Officer, Director · 13 shared filings (1 issuer) · also on 6 other issuers

Csaba Truckai is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Bruno Strul

Director, Executive Officer · 13 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David C. Auth. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Lewis Pell

Executive Officer, Director · 12 shared filings (3 issuers) · also on 2 other issuers

Lewis Pell is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Clapper

Executive Officer, Director · 9 shared filings (1 issuer) · also on 6 other issuers

David Clapper is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Ross Jaffe

Director · 9 shared filings (1 issuer) · also on 12 other issuers

Ross Jaffe is on 13 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert W. Croce

Director · 8 shared filings (2 issuers) · also on 10 other issuers

Robert W. Croce is on 12 issuers in total — a repeat sponsor. Their page lists every one.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Anderson

Director · 8 shared filings (1 issuer) · also on 16 other issuers

Robert Anderson is on 17 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Ali Behbahani

Director · 8 shared filings (1 issuer) · also on 25 other issuers

Ali Behbahani is on 26 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Albert Cha

Director · 7 shared filings (1 issuer) · also on 18 other issuers

Albert Cha is on 19 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Renzi

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David C. Auth. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert K. Anderson

Director · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David C. Auth. Their page shows their other deals.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Glen Nelson

Director · 5 shared filings (2 issuers) · also on 4 other issuers

Glen Nelson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Modesitt

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as David C. Auth. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Niel F. Starksen

Director, Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as David C. Auth. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Roy Chin

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as David C. Auth. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Hochberg

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David C. Auth. Their page shows their other deals.

HP
No photo found yet (own website and image search run after this page is viewed)
Person

Howard Palefsky

Director · 3 shared filings (1 issuer) · also on 8 other issuers

Howard Palefsky is on 9 issuers in total — a repeat sponsor. Their page lists every one.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David G. Arscott

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David C. Auth. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Mario Rosati

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David C. Auth. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

John Nehra

Director · 3 shared filings (1 issuer) · also on 15 other issuers

John Nehra is on 16 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Manish Chapekar

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David C. Auth. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Closs

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David C. Auth. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert S. Behl

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as David C. Auth. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Glendon E. French

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David C. Auth. Their page shows their other deals.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel E. Navarro

Director · 3 shared filings (1 issuer)

Listed on the same filings as David C. Auth. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Midler

Director · 3 shared filings (1 issuer) · also on 6 other issuers

Andrew Midler is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Beleson

Director · 2 shared filings (1 issuer)

Listed on the same filings as David C. Auth. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Curtis

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David C. Auth. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Bruce

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David C. Auth. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Guidi

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David C. Auth. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

WALTER L. BLAIR

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David C. Auth. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Arrow

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Alexander Arrow is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Moonly

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David C. Auth. Their page shows their other deals.

BV
No photo found yet (own website and image search run after this page is viewed)
Person

Brad Vale

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Brad Vale is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Bruce Modesitt

Director · 1 shared filing (1 issuer)

Listed on the same filings as David C. Auth. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Bellas

Director · 1 shared filing (1 issuer)

Listed on the same filings as David C. Auth. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Helfet

Director · 1 shared filing (1 issuer)

Listed on the same filings as David C. Auth. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Arrow

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David C. Auth. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Beverly Huss

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Beverly Huss is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Same business address

22 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David C. Auth by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David C. Auth is listed on: none on file. No website or social profile named in ANCORA HEART, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #186,892 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Santa Clara, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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