Jeffrey Closs is listed as an executive officer and director on 6 SEC Form D filings by 2 issuers between Oct 2009 and Jul 2021: ANCORA HEART, INC. (Santa Clara, CA — other health care — 2018–2021; $80M reported sold to 47 investors) and Nellix Inc (Palo Alto, CA — industry reported as "Other" — 2009–2010; $11.7M reported sold to 15 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $91.7M sold in total.
Listed alongside Andrew Midler (3 shared filings), Charles S. Taylor (3 shared filings), David C. Auth (3 shared filings), Guido Neels (3 shared filings), Lewis Pell (3 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jeffrey. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Jeffrey Closs and found 6 differences: Form D filed 18 days after the first sale; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.