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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:05 AM ET

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David Brown

Named as an officer, director or promoter on SEC Form D filings · UT · Mar 2, 2017 → Dec 16, 2025

2deals (issuers)
$1.68Mreported sold
18investors
13Form D filings
2017–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Brown is listed as an executive officer, director, and promoter on 13 SEC Form D filings by 2 issuers between Mar 2017 and Dec 2025: Activz Global, LLC (West Jordan, UT — industry reported as "Other" — 2018–2025; $928K reported sold to 11 investors) and FFHI Acquisitions LC (Orem, UT — industry reported as "Other" — 2017; $750K reported sold to 7 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $1.68M sold in total.

Listed alongside Ryan J. Thompson (11 shared filings), Randy Haag (6 shared filings), George Tingo (3 shared filings) and John F. Lutz (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 SEC releases, 2 state regulator orders, 7 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for David Brown and found 14 differences, 1 worth asking the sponsor about: Form D filed 123 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Brown has not run yet — it is joining a line of 46,836 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

6 SEC releases; 2 state regulator orders

Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Administrative proceeding
SEC · Jul 6, 2017 · Parties as named in the release: Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Read the release ↗
same full name in the release title; 42 people with this name in Form D filings; the person's filing state is not named
Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Administrative proceeding
SEC · Aug 17, 2011 · Parties as named in the release: Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Read the release ↗
same full name in the release title; 42 people with this name in Form D filings; the person's filing state is not named
Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Administrative proceeding
SEC · Apr 13, 2011 · Parties as named in the release: Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Read the release ↗
same full name in the release title; 42 people with this name in Form D filings; the person's filing state is not named
Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Administrative proceeding
SEC · Mar 1, 2011 · Parties as named in the release: Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Read the release ↗
same full name in the release title; 42 people with this name in Form D filings; the person's filing state is not named
Agreed Order KY · Kentucky Department of Financial Institutions, Division of Securities
Order date Sep 28, 2009 · Regulator: Kentucky Department of Financial Institutions, Division of Securities · 092809 · Parties (regulator's caption): David C Brown
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 42 people with this name in Form D filings; regulator in KY (not a filing state)
Folger Nolan Fleming Douglas, Capital Management, Inc., Neil C. Folger and David M. Brown Administrative proceeding
SEC · May 27, 2009 · Parties as named in the release: Folger Nolan Fleming Douglas, Capital Management, Inc., Neil C. Folger and David M. Brown Read the release ↗
same full name in the release title; 42 people with this name in Form D filings; the person's filing state is not named
Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Administrative proceeding
SEC · Aug 23, 2007 · Parties as named in the release: Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown Read the release ↗
same full name in the release title; 42 people with this name in Form D filings; the person's filing state is not named
Stipulation and Consent CO · Colorado Department of Regulatory Agencies, Division of Securities
Order date Dec 15, 2006 · Regulator: Colorado Department of Regulatory Agencies, Division of Securities · Parties (regulator's caption): Southeastern Energy, Inc, dba North American Resource Group, David C. Brown, Alan Murrell, Doug Smith, and Tom Emberton, Jr.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 42 people with this name in Form D filings; regulator in CO (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Brown..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

David Brown and ShiAnn Brown closed
United States Bankruptcy Court, D. Utah · No. 22-22318 · Filed Jun 20, 2022 · Closed Aug 23, 2023
Role of David Brown and ShiAnn Brown: Debtor · Outcome: Case closed 2023-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3257 federal dockets); 42 people with this name in Form D filings; court in the person's filing state (UT)
David Brown closed
United States Bankruptcy Court, D. Utah · No. 21-22632 · Filed Jun 15, 2021 · Closed Mar 28, 2023
Role of David Brown: Debtor · Outcome: Case closed 2023-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3257 federal dockets); 42 people with this name in Form D filings; court in the person's filing state (UT)
David Brown closed
United States Bankruptcy Court, D. Utah · No. 20-26839 · Filed Nov 20, 2020 · Closed Sep 21, 2021
Role of David Brown: Debtor · Outcome: Case closed 2021-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3257 federal dockets); 42 people with this name in Form D filings; court in the person's filing state (UT)
David M Brown closed
United States Bankruptcy Court, D. Utah · No. 19-23355 · Filed May 9, 2019 · Closed Aug 13, 2019
Role of David M Brown: Debtor · Outcome: Case closed 2019-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3257 federal dockets); 42 people with this name in Form D filings; court in the person's filing state (UT)
Stephanie Smith and David Brown closed
United States Bankruptcy Court, D. Utah · No. 16-22190 · Filed Mar 21, 2016 · Closed Jul 12, 2016
Role of Stephanie Smith and David Brown: Debtor · Outcome: Case closed 2016-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3257 federal dockets); 42 people with this name in Form D filings; court in the person's filing state (UT)
David L. Brown and Jessica M. Brown closed
United States Bankruptcy Court, D. Utah · No. 16-21188 · Filed Feb 22, 2016 · Closed Jun 1, 2016
Role of David L. Brown and Jessica M. Brown: Debtor · Outcome: Case closed 2016-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3257 federal dockets); 42 people with this name in Form D filings; court in the person's filing state (UT)
David A Brown closed
United States Bankruptcy Court, D. Utah · No. 14-30218 · Filed Sep 26, 2014 · Closed Jul 27, 2016
Role of David A Brown: Debtor · Outcome: Case closed 2016-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 3257 federal dockets); 42 people with this name in Form D filings; court in the person's filing state (UT)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for David Brown — 1 worth asking about (compared 13 filings on Oct 24, 2026)

Note · Mar 7, 2017

David Brown appears on 1 deal that stopped filing before reaching its target

FFHI Acquisitions LC (last filing Mar 7, 2017; $750,000 sold of $2,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

FFHI Acquisitions LC — PartnerFacts page ↗
Sources
Worth asking · Nov 4, 2016 – Mar 7, 2017

Form D filed 123 days after the first sale — FFHI Acquisitions LC

The filing says the first sale was Nov 4, 2016. The Form D was filed Mar 7, 2017 — 123 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 108 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 7, 2017 ↗FFHI Acquisitions LC — PartnerFacts page ↗
Sources
Note · Feb 13, 2017 – Mar 2, 2017

Form D filed 17 days after the first sale — FFHI Acquisitions LC

The filing says the first sale was Feb 13, 2017. The Form D was filed Mar 2, 2017 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 2, 2017 ↗FFHI Acquisitions LC — PartnerFacts page ↗
Sources
Note · Feb 13, 2017 – Feb 28, 2020

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Activz Global, LLC (latest filing Feb 28, 2020) · No amendment in the last 12 months on an offering that may still be open — Activz Global, LLC (latest filing Sep 28, 2018) · No amendment in the last 12 months on an offering that may still be open — Activz Global, LLC (latest filing Mar 12, 2018) · No amendment in the last 12 months on an offering that may still be open — FFHI Acquisitions LC (latest filing Mar 2, 2017)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 28, 2020 ↗Activz Global, LLC — PartnerFacts page ↗Form D/A · Sep 28, 2018 ↗Form D · Mar 12, 2018 ↗
Sources
Note · Feb 18, 2020 – Feb 28, 2020

Offering amount changed between filings — Activz Global, LLC

The Feb 18, 2020 filing says $2,275,000 offered; the Feb 28, 2020 Form D/A says $3,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Feb 18, 2020 ↗Form D/A (later) · Feb 28, 2020 ↗Activz Global, LLC — PartnerFacts page ↗
Sources
Note · Sep 27, 2019 – Feb 18, 2020

Offering amount changed between filings — Activz Global, LLC

The Sep 27, 2019 filing says $1,500,000 offered; the Feb 18, 2020 Form D/A says $2,275,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 27, 2019 ↗Form D/A (later) · Feb 18, 2020 ↗Activz Global, LLC — PartnerFacts page ↗
Sources
Note · Jul 23, 2018 – Sep 28, 2018

Offering amount changed between filings — Activz Global, LLC

The Jul 23, 2018 filing says $1,200,000 offered; the Sep 28, 2018 Form D/A says $1,859,980.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 23, 2018 ↗Form D/A (later) · Sep 28, 2018 ↗Activz Global, LLC — PartnerFacts page ↗
Sources
Note · Mar 12, 2018 – Mar 16, 2023

Reported revenue range changed between filings — Activz Global, LLC

"$1 - $1,000,000" (Mar 12, 2018); then "$1,000,001 - $5,000,000" (Jul 23, 2018); then "$1 - $1,000,000" (Oct 25, 2021); then "Decline to Disclose" (Mar 16, 2023).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 12, 2018 ↗Form D · Jul 23, 2018 ↗Form D · Oct 25, 2021 ↗Form D · Mar 16, 2023 ↗
Sources
Note · Apr 8, 2009 – Dec 3, 2025

Same name, different state: "David Brown" (CA) is a separate record

This page covers filings where the address state is UT. A separate record, "David Brown" with address state CA, is listed on 75 filings — most recently by Hawk Ridge Partners LP (Dec 3, 2025). Both records have filings in the same period (Mar 2, 2017 to Dec 3, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Brown (CA) — PartnerFacts page ↗Form D/A · Dec 3, 2025 ↗Hawk Ridge Partners LP — PartnerFacts page ↗David Brown (UT) — this page ↗
Sources
Note · Feb 19, 2009 – Oct 4, 2022

Same name, different state: "DAVID C BROWN" (GA) is a separate record

This page covers filings where the address state is UT. A separate record, "DAVID C BROWN" with address state GA, is listed on 18 filings — most recently by PB U/X Partners, LLC (Oct 4, 2022). Both records have filings in the same period (Mar 2, 2017 to Oct 4, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

DAVID C BROWN (GA) — PartnerFacts page ↗Form D/A · Oct 4, 2022 ↗PB U/X Partners, LLC — PartnerFacts page ↗David Brown (UT) — this page ↗
Sources
Note · Sep 23, 2009 – Mar 30, 2011

Same name, different state: "David Brown" (CT) is a separate record

This page covers filings where the address state is UT. A separate record, "David Brown" with address state CT, is listed on 3 filings — most recently by Validus DC Systems, LLC (Mar 30, 2011). The two records do not overlap in time: this page runs Mar 2, 2017 to Dec 16, 2025; the other runs Sep 23, 2009 to Mar 30, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Brown (CT) — PartnerFacts page ↗Form D/A · Mar 30, 2011 ↗Validus DC Systems, LLC — PartnerFacts page ↗David Brown (UT) — this page ↗
Sources
Note · Jun 3, 2009 – Jun 4, 2009

Same name, different state: "David G Brown" (A2) is a separate record

This page covers filings where the address state is UT. A separate record, "David G Brown" with address state A2, is listed on 2 filings — most recently by RICHARDSON CAPITAL PRIVATE EQUITY LIMITED PARTNERSHIP No. 2A (Jun 4, 2009). The two records do not overlap in time: this page runs Mar 2, 2017 to Dec 16, 2025; the other runs Jun 3, 2009 to Jun 4, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David G Brown (A2) — PartnerFacts page ↗Form D · Jun 4, 2009 ↗RICHARDSON CAPITAL PRIVATE EQUITY LIMITED PARTNERSHIP No. 2A — PartnerFacts page ↗David Brown (UT) — this page ↗
Sources
Note · Mar 16, 2009

Same name, different state: "David Brown" (NH) is a separate record

This page covers filings where the address state is UT. A separate record, "David Brown" with address state NH, is listed on 1 filing — most recently by SALIENT SURGICAL TECHNOLOGIES, INC. (Mar 16, 2009). The two records do not overlap in time: this page runs Mar 2, 2017 to Dec 16, 2025; the other has one filing dated Mar 16, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Brown (NH) — PartnerFacts page ↗Form D · Mar 16, 2009 ↗SALIENT SURGICAL TECHNOLOGIES, INC. — PartnerFacts page ↗David Brown (UT) — this page ↗
Sources
Note · Mar 12, 2018 – Jul 23, 2018

Address moved from Salt Lake City, UT to West Jordan, UT — Activz Global, LLC

The people listed on the Mar 12, 2018 filing give Salt Lake City, UT; on the Jul 23, 2018 filing they give West Jordan, UT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 12, 2018 ↗Form D · Jul 23, 2018 ↗Activz Global, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 10 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 16, 2025 D
Activz Global, LLC
File 021-566951
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2023 D
Activz Global, LLC
File 021-489696
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2023 D
Activz Global, LLC
File 021-489699
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2023 D
Activz Global, LLC
File 021-476044
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2021 D
Activz Global, LLC
File 021-418368
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2020 D/A
Activz Global, LLC
File 021-349857
$0$0$0Aspenwood Capital no CRD number reported
via Colorado Financial Service Corporation (CRD 10343 ↗)
EDGAR ↗
Sep 28, 2018 D/A
Activz Global, LLC
File 021-317469
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2018 D
Activz Global, LLC
File 021-307474
$0$0$0None listed on this filingEDGAR ↗
Mar 7, 2017 D
FFHI Acquisitions LC
File 021-281936
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2017 D
FFHI Acquisitions LC
File 021-281642
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named David Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AG
Other

Activz Global, LLC

West Jordan, UT · Mar 12, 2018 → Dec 16, 2025 · 11 filings
  • Dec 16, 2025 · D · $0 sold of $1,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Aug 15, 2023 · D · $0 sold of $558,694 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Aug 15, 2023 · D · $0 sold of $2,500,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Mar 16, 2023 · D · $0 sold of $2,083,479 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Oct 25, 2021 · D · $0 sold of $1,000,000 · 0 investors · min. $50,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Feb 28, 2020 · D/A · $275,000 sold of $3,500,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Feb 18, 2020 · D/A · $0 sold of $2,275,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Sep 27, 2019 · D · $0 sold of $1,500,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Sep 28, 2018 · D/A · $927,712 sold of $1,859,980 · 11 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jul 23, 2018 · D · $105,580 sold of $1,200,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Mar 12, 2018 · D · $450,000 sold of $1,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $928K from 11 investors (93% of the $1M target) as of the latest filing. David is listed as executive officer, director, promoter on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FA
Other

FFHI Acquisitions LC

Orem, UT · Mar 2, 2017 → Mar 7, 2017 · 2 filings
  • Mar 7, 2017 · D · $750,000 sold of $750,000 · 7 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Mar 2, 2017 · D · $0 sold of $2,000,000 · 0 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $750K from 7 investors (100% of the $750K target) as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David A. Brown — CA, 19 issuers, Oct 17, 2018 → Jul 16, 2026 · no shared issuer
  • David Brown — CA, 14 issuers, Apr 8, 2009 → Dec 3, 2025 · no shared issuer
  • David Brown — NY, 11 issuers, Jul 23, 2009 → May 26, 2026 · no shared issuer
  • David Brown — CO, 11 issuers, Jan 29, 2016 → May 19, 2021 · no shared issuer
  • DAVID C. BROWN — OH, TX, 7 issuers, Aug 7, 2009 → Mar 10, 2017 · no shared issuer
  • DAVID C BROWN — GA, 4 issuers, Feb 19, 2009 → Oct 4, 2022 · no shared issuer
  • David W. Brown — VA, 4 issuers, Jun 2, 2016 → Jan 24, 2025 · no shared issuer
  • DAVID BROWN — MN, 3 issuers, Aug 12, 2010 → Sep 14, 2016 · no shared issuer
  • David Brown — Bermuda (as filed: D0), 3 issuers, Oct 22, 2020 → Jun 22, 2023 · no shared issuer
  • David Brown — South Africa (as filed: T3), 3 issuers, Nov 5, 2015 → Feb 14, 2017 · no shared issuer
  • David G Brown — Manitoba, Canada (as filed: A2), 2 issuers, Jun 3, 2009 → Jun 4, 2009 · no shared issuer
  • David Brown — Ontario, Canada (as filed: A6), 2 issuers, Dec 21, 2009 → Dec 6, 2017 · no shared issuer
  • David Brown — NJ, 2 issuers, Dec 2, 2009 → Oct 12, 2011 · no shared issuer
  • David Andrew Brown — IA, 2 issuers, Apr 22, 2011 → Feb 14, 2012 · no shared issuer
  • David Brown — AL, 2 issuers, Dec 5, 2013 → Dec 4, 2024 · no shared issuer
  • David W. Brown — CA, 2 issuers, Apr 16, 2009 → Dec 23, 2021 · no shared issuer
  • David G. Brown — CA, 2 issuers, Aug 7, 2009 → Mar 11, 2026 · no shared issuer
  • David A.B. Brown — CO, 2 issuers, Jan 18, 2013 → Apr 25, 2019 · no shared issuer
  • David Brown — NC, United Kingdom (as filed: X0), 2 issuers, Sep 13, 2019 → Oct 25, 2021 · no shared issuer
  • David Brown — NH, 1 issuer, Mar 16, 2009 → Mar 16, 2009 · no shared issuer

People around David 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan J. Thompson

Executive Officer, Director, Promoter · 11 shared filings (1 issuer)

Listed on the same filings as David Brown. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Randy Haag

Executive Officer, Director, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as David Brown. Their page shows their other deals.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

George Tingo

Executive Officer, Director, Promoter · 3 shared filings (2 issuers)

Listed on the same filings as David Brown. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John F. Lutz

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as David Brown. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Brown by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Brown is listed on: none on file. No website or social profile named in Activz Global, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #49,805 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (West Jordan, UT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Utah state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Utah Secretary of State business search ↗OpenCorporates ↗

Change history

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