David Brown is listed as a director on 3 SEC Form D filings by 3 issuers between Nov 2015 and Feb 2017: K2016470219 (SOUTH AFRICA) Ltd (Johannesburg, South Africa (as filed: T3) — retailing — 2017; $856M reported sold to 267 investors), Edcon Holdings Ltd (Johannesburg, South Africa (as filed: T3) — retailing — 2015; $488.3M reported sold to 120 investors) and K2016470260 (SOUTH AFRICA) Ltd (Johannesburg, South Africa (as filed: T3) — retailing — 2017; $223.2M reported sold to 272 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $1.57B sold in total.
Listed alongside DWIGHT M. POLER (3 shared filings), EDWARD BERK (3 shared filings), Jurgen Schreiber (3 shared filings), Louis Von Zeuner (3 shared filings), Roanne Daniels (3 shared filings) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
All 3 issuers belong to the sponsor group Edcon (3 issuers, $1.57B reported sold, 2015–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Edcon has 3 companies on file and $1.57B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 SEC releases listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for David Brown and found 7 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Goldman Sachs International; Form D filed 99 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.