David Blumenfeld is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Aug 2010: ND Phoenix, Inc. (San Francisco, CA — other technology — 2010; $9.17M reported sold to 29 investors).
What this means One deal on file with the SEC, filed Aug 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside DAVID STAAS (1 shared filing), Dan Hurwitz (1 shared filing), David Courtney (1 shared filing), David Horowitz (1 shared filing), Greg Capitolo (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
The issuer belongs to the sponsor group Group linked by Greg Capitolo (2 issuers, $1.62M reported sold, 2010–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Greg Capitolo has 2 companies on file and $1.62M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for David Blumenfeld and found 3 differences: Form D filed 22 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.