Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA · Aug 20, 2010 → Sep 11, 2020
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
DAVID STAAS is listed as an executive officer on 9 SEC Form D filings by 1 issuer between Aug 2010 and Sep 2020: ND Phoenix, Inc. (San Francisco, CA — other technology — 2010–2020; $9.17M reported sold to 29 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside KEVIN MCKENZIE (9 shared filings), CHRIS ALBINSON (8 shared filings), John Moragne (8 shared filings), MICHAEL FORDYCE (8 shared filings), Scott Lenet (8 shared filings) and 18 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DAVID. Each name links to their own page.
The issuer belongs to the sponsor group Group linked by Greg Capitolo (2 issuers, $1.62M reported sold, 2010–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Greg Capitolo has 2 companies on file and $1.62M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 5 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for DAVID STAAS and found 7 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for DAVID STAAS has not run yet — it is joining a line of 20,781 names; searches run around the clock at the hosts' allowed rate. Searched so far: 314 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
5 cases: 4 dismissed, 1 closed (disposition not in docket feed)
480 Consumer credit
864 S.S.I.D.
480 Consumer Credit· Cause:
47:0227 Telephone Consumer Protection Act
480 Consumer credit
791 Employee Retirement Income Security Act
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: NV (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched DAVID STAAS..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for IA, IN, KS, MI, NE, NV (see docs/state-regulators.md).
2 cases: 1 open, 1 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
7 differences found between the filings for DAVID STAAS — 1 worth asking about (compared 9 filings on Oct 24, 2026)
United States Bankruptcy Court, E.D. California docket "Chase Bank USA, N.A. v. Banse" filed Jan 19, 2010, closed May 3, 2010. Amy Banse (listed on the same filings) is listed as Defendant ("Banse"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, D. New Jersey docket "Moragne v. Shrina Enterprises LLC" filed Sep 13, 2004, closed Jan 6, 2005. John Moragne (listed on the same filings) is listed as Plaintiff ("Moragne"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, D. New Jersey docket "Camden County Board of Social Services v. Moragne" filed May 14, 2002, closed Jun 10, 2003. John Moragne (listed on the same filings) is listed as Defendant ("Moragne"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
By role: plaintiff in 5. Newest: "Staas v. Leading Edge Recovery LLC" (District Court, E.D. Missouri, Jan 6, 2013); "Staas v. Cavalry Portfolio Services, LLC" (District Court, E.D. Missouri, Jan 6, 2013); "Staas v. Commerce Bank" (District Court, E.D. Missouri, Dec 11, 2012). Some of these are name matches with a match estimate below 95% — check each docket.
What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.
Form D filed 112 days after the first sale — ND Phoenix, Inc. · Form D filed 16 days after the first sale — ND Phoenix, Inc. · Form D filed 20 days after the first sale — ND Phoenix, Inc. · Form D filed 23 days after the first sale — ND Phoenix, Inc. · Form D filed 22 days after the first sale — ND Phoenix, Inc.
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — ND Phoenix, Inc. (latest filing Sep 11, 2019) · No amendment in the last 12 months on an offering that may still be open — ND Phoenix, Inc. (latest filing Jan 4, 2018) · No amendment in the last 12 months on an offering that may still be open — ND Phoenix, Inc. (latest filing Jan 5, 2017) · No amendment in the last 12 months on an offering that may still be open — ND Phoenix, Inc. (latest filing Jan 5, 2016) · No amendment in the last 12 months on an offering that may still be open — ND Phoenix, Inc. (latest filing Oct 15, 2014) · and 2 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Jun 7, 2013 filing says $6,000,000 offered; the Nov 19, 2013 Form D/A says $9,185,282.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
None reported on 8 offerings — no sales commissions, finder's fees or proceeds to insiders
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Sep 11, 2020 D ND Phoenix, Inc. File 021-375310 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 11, 2019 D ND Phoenix, Inc. File 021-348470 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 4, 2018 D ND Phoenix, Inc. File 021-302311 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 5, 2017 D ND Phoenix, Inc. File 021-277644 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 5, 2016 D ND Phoenix, Inc. File 021-254496 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 15, 2014 D ND Phoenix, Inc. File 021-226432 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 19, 2013 D/A ND Phoenix, Inc. File 021-197622 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 20, 2010 D ND Phoenix, Inc. File 021-146710 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named David Staas on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $9.17M from 29 investors (100% of the $8M target) as of the latest filing. David is listed as executive officer on 9 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
KEVIN MCKENZIE is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Scott Lenet is on 7 issuers in total — a repeat sponsor. Their page lists every one.
John Moragne is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Michael Yang is on 6 issuers in total — a repeat sponsor. Their page lists every one.
David Horowitz is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Staas. Their page shows their other deals.
Listed on the same filings as David Staas. Their page shows their other deals.
Listed on the same filings as David Staas. Their page shows their other deals.
One team, 2 deal companies. David Staas is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name DAVID STAAS.
None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to DAVID STAAS by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.
Websites and social links of the issuers David Staas is listed on: none on file. No website or social profile named in ND Phoenix, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #186,976 of 374,652 in line (498 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when DAVID STAAS appears on a new Form D, or when a court case or SEC action is matched to them. See plans →