Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Jun 2, 2011 → Nov 14, 2025
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
David Baker is listed as an executive officer and director on 15 SEC Form D filings by 4 issuers between Jun 2011 and Nov 2025: Defense Metals Corp. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2025; $5.11M reported sold to 5 investors), GOLDBROOK VENTURES INC (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2011; $3.9M reported sold to 23 investors), Minaurum Gold Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2018; $2.07M reported sold to 151 investors) and Vendetta Mining Corp. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2018–2024; $213K reported sold to 7 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $11.3M sold in total.
Listed alongside Michael Williams (10 shared filings), Doug Flegg (8 shared filings), Peter Voulgaris (8 shared filings), Brian Grant (4 shared filings), Edward T Gardner (4 shared filings) and 22 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 3 state regulator orders listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for David Baker and found 11 differences, 2 worth asking the sponsor about: Regulator action: David Harrison Baker (Feb 4, 2010); Paid seller listed without a CRD number: Odeon Capital Group LLC; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for David Baker has not run yet — it is joining a line of 46,153 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 SEC release; 3 state regulator orders
On February 9, 2021, the Securities Division entered into a consent order (“Consent Order”) with Baker & Associates, LLC (CRD 305284) and David Baker (CRD 809683) (collectively, “Respondents”). The Securities Division previously entered a Statement of Charges and Notice of Intent to Enter an Order to Cease and Desist, Impose Fines, and Charge Costs against Respondents. … Respondents modified their website and agreed to cease and desist from any further violations of RCW 21.20.040(4). Respondents agreed to pay a fine and costs. The fine and costs were reduced due to their financial condition.Order / docket ↗ Regulator's list ↗
On July 23, 2020, the Securities Division entered a Statement of Charges against respondents Baker & Associates, LLC (CRD 305284) and David Baker (CRD 809683) (“Respondents”). … The Securities Division intends to order Respondents to cease and desist from violating the Securities Act of Washington, to impose an administrative fine, and to charge investigative costs.Order / docket ↗ Regulator's list ↗
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Baker..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
11 differences found between the filings for David Baker — 2 worth asking about (compared 15 filings on Oct 24, 2026)
A ap release dated Feb 4, 2010 names David Baker. Our match estimate: 40%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
Odeon Capital Group LLC is listed as receiving sales compensation on 1 filing (Nov 14, 2025) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
The filing says the first sale was May 16, 2011. The Form D was filed Jun 2, 2011 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — Vendetta Mining Corp. (latest filing Nov 6, 2024) · No amendment in the last 12 months on an offering that may still be open — Vendetta Mining Corp. (latest filing Feb 24, 2023) · No amendment in the last 12 months on an offering that may still be open — Vendetta Mining Corp. (latest filing Oct 26, 2021) · No amendment in the last 12 months on an offering that may still be open — Vendetta Mining Corp. (latest filing Sep 9, 2021) · No amendment in the last 12 months on an offering that may still be open — Vendetta Mining Corp. (latest filing Dec 22, 2020) · and 5 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Jun 2, 2011 filing lists David Baker as director; the Jun 3, 2011 Form D/A lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
listed as "David Baker" on 13 filings (from Jun 2, 2011), and "David J. Baker" on 2 filings (from Jun 8, 2018).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
This page covers filings where the address state is A1. A separate record, "David Baker" with address state CA, is listed on 6 filings — most recently by GRI BIO, Inc. (Oct 25, 2024). Both records have filings in the same period (Jun 2, 2011 to Oct 25, 2024).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is A1. A separate record, "David A Baker, PhD" with address state WI, is listed on 4 filings — most recently by Promentis Pharmaceuticals, Inc. (Jan 15, 2014). Both records have filings in the same period (Jun 2, 2011 to Apr 1, 2013).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is A1. A separate record, "David Baker" with address state OR, is listed on 6 filings — most recently by XZERES Corp. (Nov 13, 2012). Both records have filings in the same period (Jun 2, 2011 to Nov 13, 2012).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is A1. A separate record, "David H Baker" with address state FL, is listed on 1 filing — most recently by GRAND BANKSHARES INC (Aug 17, 2009). The two records do not overlap in time: this page runs Jun 2, 2011 to Nov 14, 2025; the other has one filing dated Aug 17, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is A1. A separate record, "David Baker" with address state CO, is listed on 1 filing — most recently by IMERICA ADMINISTRATIVE SERVICES CORP (Jun 9, 2009). The two records do not overlap in time: this page runs Jun 2, 2011 to Nov 14, 2025; the other has one filing dated Jun 9, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
3 of 13 offerings report sales commissions totalling $38,256; 1 reports finder's fees totalling $157,209; 0 report proceeds to related persons.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Nov 14, 2025 D Defense Metals Corp. File 021-564002 | $0 | $157,209 | $0 | Odeon Capital Group LLC no CRD number reported | EDGAR ↗ |
| Nov 6, 2024 D Vendetta Mining Corp. File 021-528819 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 24, 2023 D Vendetta Mining Corp. File 021-474193 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 26, 2021 D Vendetta Mining Corp. File 021-418597 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 9, 2021 D Vendetta Mining Corp. File 021-412723 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 22, 2020 D Vendetta Mining Corp. File 021-384040 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 9, 2020 D Vendetta Mining Corp. File 021-370615 | $840 | $0 | $0 | Haywood Securities Inc. no CRD number reported via Haywood Securities (USA) Inc. (CRD 42072 ↗) | EDGAR ↗ |
| May 13, 2020 D Vendetta Mining Corp. File 021-366818 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 2, 2018 D Vendetta Mining Corp. File 021-324967 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 14, 2018 D Minaurum Gold Inc. File 021-314637 | $26,944 | $0 | $0 | Sprott Global Resource Investments Ltd. BrokerCheck CRD 35878 ↗ via Todoruk, Steve L., Jr. (CRD 4632139 ↗) | EDGAR ↗ |
| Jun 8, 2018 D Minaurum Gold Inc. File 021-314217 | $10,472 | $0 | $0 | Haywood Securities Inc. no CRD number reported via Haywood Securities (USA) Inc. (CRD 42072 ↗) | EDGAR ↗ |
| Nov 4, 2011 D GOLDBROOK VENTURES INC File 021-168252 | $0 | $0 | $0 The proceeds from the offering will be used for general working capital purposes including corporate overhead and other expenses. | None listed on this filing | EDGAR ↗ |
| Jun 3, 2011 D/A GOLDBROOK VENTURES INC File 021-160645 | $0 | $0 | $0 Proceeds will be used for general working capital purposes, including corporate overhead and other expenses. | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named David Baker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $5.11M from 5 investors (100% of the $2.91M target) as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $213K from 7 investors (99% of the $216K target) as of the latest filing. David is listed as director on 8 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $2.07M from 151 investors (100% of the $1.24M target) as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $3.9M from 23 investors (100% of the $625K target) as of the latest filing. David is listed as executive officer, director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Michael Williams is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Baker. Their page shows their other deals.
Sheryl Dhillon is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Peter Megaw is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Cale Moodie is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Baker. Their page shows their other deals.
Listed on the same filings as David Baker. Their page shows their other deals.
Listed on the same filings as David Baker. Their page shows their other deals.
Dale Wallster is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Baker. Their page shows their other deals.
Guy de Selliers is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Baker. Their page shows their other deals.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to David Baker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.
Websites and social links of the issuers David Baker is listed on: none on file. No website or social profile named in GOLDBROOK VENTURES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #346,933 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when David Baker appears on a new Form D, or when a court case or SEC action is matched to them. See plans →