Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:17 AM ET

Sponsor Check › Person

David Baker

Named as an officer, director or promoter on SEC Form D filings · MT · Jan 6, 2026 → Jan 6, 2026

1deal (issuers)

$0reported sold

0investors

1Form D filing

2026year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:59 AM ET · SEC enforcement last checked: not yet

The short version

David Baker is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jan 2026: Land Value Alpha Fund LLC (Kalispell, MT — other real estate — 2026).

What this means One deal on file with the SEC, filed Jan 2026. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 2 state regulator orders listed in Key records below. Not yet searched: SEC enforcement releases (search queued; results are added automatically).

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:59 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 2 state regulator orders

Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)

Order date Feb 9, 2021 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-19-2645-20-CO01 · Parties (regulator's caption): Baker & Associates, LLC; David Baker · Order entered with/against: Baker & Associates, LLC (CRD 305284) and David Baker (CRD 809683)

As listed by the regulator: On February 9, 2021, the Securities Division entered into a consent order (“Consent Order”) with Baker & Associates, LLC (CRD 305284) and David Baker (CRD 809683) (collectively, “Respondents”). The Securities Division previously entered a Statement of Charges and Notice of Intent to Enter an Order to Cease and Desist, Impose Fines, and Charge Costs against Respondents. … Respondents modified their website and agreed to cease and desist from any further violations of RCW 21.20.040(4). Respondents agreed to pay a fine and costs. The fine and costs were reduced due to their financial condition. Order / docket ↗ Regulator's list ↗

same full name in the order; 15 people with this name in Form D filings; regulator in WA (not a filing state)

Statement of Charges WA · Washington State Department of Financial Institutions, Securities Division (DFI)

Order date Jul 23, 2020 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-19-2645-20-SC01 · Parties (regulator's caption): Baker & Associates, LLC, David Baker · Order entered with/against: Baker & Associates, LLC (CRD 305284) and David Baker (CRD 809683)

As listed by the regulator: On July 23, 2020, the Securities Division entered a Statement of Charges against respondents Baker & Associates, LLC (CRD 305284) and David Baker (CRD 809683) (“Respondents”). … The Securities Division intends to order Respondents to cease and desist from violating the Securities Act of Washington, to impose an administrative fine, and to charge investigative costs. Order / docket ↗ Regulator's list ↗

same full name in the order; 15 people with this name in Form D filings; regulator in WA (not a filing state)

David Harrison Baker Administrative proceeding

SEC · Feb 4, 2010 · Parties as named in the release: David Harrison Baker Read the release ↗

person name; common name

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — matched Oct 23, 2026, 9:09 PM ET from the sec.gov index; a name search for this subject has not completed yet.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

SEC search queued. Results are added automatically.

3. Bankruptcies

None found in sources searched

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:59 AM ET.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 6, 2026 D Land Value Alpha Fund LLC File 021-569062	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Baker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Real Estate

Land Value Alpha Fund LLC

Kalispell, MT · Jan 6, 2026

Jan 6, 2026 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (14)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

David Baker — British Columbia, Canada (as filed: A1), 4 issuers, Jun 2, 2011 → Nov 14, 2025 · no shared issuer
David Baker — CA, 4 issuers, Dec 20, 2010 → Oct 25, 2024 · no shared issuer
David N Baker — NV, 3 issuers, Nov 13, 2017 → Aug 12, 2024 · no shared issuer
David Baker — NY, 2 issuers, Apr 13, 2011 → Jul 29, 2016 · no shared issuer
David A Baker, PhD — WI, 1 issuer, Aug 28, 2009 → Apr 1, 2013 · no shared issuer
David Baker — CO, 1 issuer, Jun 9, 2009 → Jun 9, 2009 · no shared issuer
David H Baker — FL, 1 issuer, Aug 17, 2009 → Aug 17, 2009 · no shared issuer
David Baker — OR, 1 issuer, Apr 9, 2010 → Nov 13, 2012 · no shared issuer
David Baker — PA, 1 issuer, Nov 16, 2011 → Jun 18, 2015 · no shared issuer
David Baker — Ontario, Canada (as filed: A6), 1 issuer, May 29, 2014 → Mar 29, 2017 · no shared issuer
David Baker — WA, 1 issuer, Mar 10, 2017 → Mar 10, 2017 · no shared issuer
David Baker — OH, 1 issuer, Jan 15, 2019 → Jan 15, 2019 · no shared issuer
David C. Baker — VA, 1 issuer, Nov 19, 2019 → Nov 19, 2019 · no shared issuer
David M Baker — WI, 1 issuer, Jun 24, 2009 → Jun 24, 2009 · no shared issuer

People around David 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Kalispell, MT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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David Baker

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 1

Land Value Alpha Fund LLC

People around David 0

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person