PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

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David Astor

Named as an officer, director or promoter on SEC Form D filings · Ireland (as filed: L2), TN · Nov 12, 2013 → Oct 9, 2026

4deals (issuers)
$1.91Breported sold
1,305investors
35Form D filings
2013–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Astor is listed as an executive officer and director on 35 SEC Form D filings by 4 issuers between Nov 2013 and Oct 2026: Egerton Long-Short Fund (USD) Ltd (Dublin 2, Ireland (as filed: L2) — pooled investment fund — 2018–2026; $1.58B reported sold to 746 investors), Egerton Long-Short Fund (EUR, GBP & NOK) Ltd (Dublin 2, Ireland (as filed: L2) — pooled investment fund — 2018–2026; $207.1M reported sold to 547 investors), Rushmere LP (Nashville, TN — pooled investment fund — 2025–2026; $110.2M reported sold to 7 investors) and POLAR CAPITAL FUNDS PUBLIC LTD CO (Dublin, Ireland (as filed: L2) — other banking and financial services — 2013–2025; $17M reported sold to 5 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $1.91B sold in total.

Listed alongside Egerton Capital (UK) LLP (20 shared filings, management entity), Francois Simon (20 shared filings), Frank L. Hohmann III (20 shared filings), James Alexandre (20 shared filings), Konstantin Graf von Schweinitz (20 shared filings) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 2 sponsor groups: Egerton (7 issuers, $12.53B reported sold, 2009–2026) and Polar (25 issuers, $741.8M reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 2 SEC releases, 2 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 35 public filings for David Astor and found 5 differences, 2 worth asking the sponsor about: 8 offerings reported less sold on a later filing than an earlier one; 5 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Astor has not run yet — it is joining a line of 50,619 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

Reese v. Astor Fine Builders, LLC closed
District Court, W.D. Tennessee · No. 2:22-cv-02582 · Filed Sep 6, 2022 · Closed Mar 8, 2023
Role of Astor Fine Builders, LLC: Defendant · Outcome: Terminated 2023-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 169 federal dockets); surname only in the caption; court in the person's filing state (TN)
Astor Online, L.L.C. v. Schilling closed
District Court, W.D. Tennessee · No. 2:16-cv-02611 · Filed Jul 25, 2016 · Closed Aug 22, 2016 · Nature of suit: 190 Other contract actions
Role of Astor Online, L.L.C.: Plaintiff · Outcome: Terminated 2016-08-22 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 169 federal dockets); surname only in the caption; court in the person's filing state (TN)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Annie Astor-Carbonell (CPA) Administrative proceeding
SEC · Nov 24, 2008 · Parties as named in the release: Annie Astor-Carbonell (CPA) Read the release ↗
same rare surname (5 people in Form D filings); different first name (annie)
Angel Alvarez-Perez and Annie Astor-Carbonell Litigation release
SEC · Sep 17, 2008 · Parties as named in the release: Angel Alvarez-Perez and Annie Astor-Carbonell Read the release ↗
same rare surname (5 people in Form D filings); different first name (annie); the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Astor..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 1 open, 1 closed (disposition not in docket feed)

Michael Glenn Crabtree and Shelia Astor Crabtree open
United States Bankruptcy Court, E.D. Tennessee · No. 2:18-bk-52045 · Filed Dec 5, 2018
Role of Michael Glenn Crabtree and Shelia Astor Crabtree: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 169 federal dockets); different first name (shelia); court in the person's filing state (TN)
Astor Fine Jewelers, Inc. closed
United States Bankruptcy Court, W.D. Tennessee · No. 05-25089 · Filed Apr 7, 2005 · Closed Feb 13, 2007
Role of Astor Fine Jewelers, Inc.: Debtor · Outcome: Case closed 2007-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 169 federal dockets); surname only in the caption; court in the person's filing state (TN)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for David Astor — 2 worth asking about (compared 35 filings on Oct 24, 2026)

Worth asking · Nov 12, 2013 – Nov 7, 2025

8 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — POLAR CAPITAL FUNDS PUBLIC LTD CO · Amount sold went down between filings — POLAR CAPITAL FUNDS PUBLIC LTD CO · Amount sold went down between filings — POLAR CAPITAL FUNDS PUBLIC LTD CO · Amount sold went down between filings — POLAR CAPITAL FUNDS PUBLIC LTD CO · Amount sold went down between filings — POLAR CAPITAL FUNDS PUBLIC LTD CO · and 3 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Nov 8, 2024 ↗Form D/A (later) · Nov 7, 2025 ↗POLAR CAPITAL FUNDS PUBLIC LTD CO — PartnerFacts page ↗Form D/A (earlier) · Nov 10, 2022 ↗
Sources
Worth asking · Nov 12, 2013 – Nov 7, 2025

5 offerings reported fewer investors on a later filing

Investor count went down between filings — POLAR CAPITAL FUNDS PUBLIC LTD CO · Investor count went down between filings — POLAR CAPITAL FUNDS PUBLIC LTD CO · Investor count went down between filings — Egerton Long-Short Fund (USD) Ltd · Investor count went down between filings — POLAR CAPITAL FUNDS PUBLIC LTD CO · Investor count went down between filings — POLAR CAPITAL FUNDS PUBLIC LTD CO

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Nov 8, 2024 ↗Form D/A (later) · Nov 7, 2025 ↗POLAR CAPITAL FUNDS PUBLIC LTD CO — PartnerFacts page ↗Form D/A (earlier) · Nov 12, 2021 ↗
Sources
Note · Jan 7, 2014 – Jan 7, 2015

Address moved from Tortola, Virgin Islands, British (as filed: D8) to Dublin 2, Ireland (as filed: L2) — Egerton Long-Short Fund (EUR, GBP & NOK) Ltd

The people listed on the Jan 7, 2014 filing give Tortola, Virgin Islands, British (as filed: D8); on the Jan 7, 2015 filing they give Dublin 2, Ireland (as filed: L2). The address now on file (State Street Fund Svcs (Ireland) Ltd, 78 Sir John Rogerson'S Quay, Dublin 2, Ireland (as filed: L2)) is a registered-agent or shared-office address used by 13 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Jan 7, 2014 ↗Form D/A · Jan 7, 2015 ↗Egerton Long-Short Fund (EUR, GBP & NOK) Ltd — PartnerFacts page ↗
Sources
Note · Jan 7, 2014 – Jun 12, 2014

Address moved from Tortola, Virgin Islands, British (as filed: D8) to Dublin 2, Ireland (as filed: L2) — Egerton Long-Short Fund (USD) Ltd

The people listed on the Jan 7, 2014 filing give Tortola, Virgin Islands, British (as filed: D8); on the Jun 12, 2014 filing they give Dublin 2, Ireland (as filed: L2). The address now on file (State Street Fund Svcs (Ireland) Ltd, 78 Sir John Rogerson'S Quay, Dublin 2, Ireland (as filed: L2)) is a registered-agent or shared-office address used by 13 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Jan 7, 2014 ↗Form D/A · Jun 12, 2014 ↗Egerton Long-Short Fund (USD) Ltd — PartnerFacts page ↗
Sources
Note · Nov 12, 2013 – Oct 9, 2026

David Astor is listed with 2 different address states: L2, TN

Ireland (as filed: L2) on 33 filings (Nov 12, 2013 to Oct 9, 2026); TN on 2 filings (Mar 5, 2025 to Mar 5, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Nov 12, 2013 ↗Form D · Mar 5, 2025 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 9, 2026 D/A
Egerton Long-Short Fund (EUR, GBP & NOK) Ltd
File 021-132971
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Oct 9, 2026 D/A
Egerton Long-Short Fund (USD) Ltd
File 021-49816
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.
None listed on this filingEDGAR ↗
Mar 5, 2026 D/A
Rushmere LP
File 021-539942
$0$0$0
The fund charges a management fee that are described in the fund's governing documents.
None listed on this filingEDGAR ↗
Nov 7, 2025 D/A
POLAR CAPITAL FUNDS PUBLIC LTD CO
File 021-42030
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named David Astor on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EL
Pooled Investment Fund · group: Egerton

Egerton Long-Short Fund (EUR, GBP & NOK) Ltd

Dublin 2, Ireland (as filed: L2) · Jun 19, 2018 → Oct 9, 2026 · 10 filings
  • Oct 9, 2026 · D/A · $26,746,998 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 10, 2025 · D/A · $26,746,998 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 11, 2024 · D/A · $26,746,998 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 13, 2023 · D/A · $26,746,998 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 14, 2022 · D/A · $26,746,998 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 15, 2021 · D/A · $26,746,998 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 21, 2021 · D/A · $26,746,998 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 19, 2020 · D/A · $26,746,998 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 18, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 19, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $207.1M from 547 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EL
Pooled Investment Fund · group: Egerton

Egerton Long-Short Fund (USD) Ltd

Dublin 2, Ireland (as filed: L2) · Jun 19, 2018 → Oct 9, 2026 · 10 filings
  • Oct 9, 2026 · D/A · $1,578,161,083 sold of Indefinite · 98 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 10, 2025 · D/A · $1,566,161,083 sold of Indefinite · 98 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 11, 2024 · D/A · $1,495,161,083 sold of Indefinite · 97 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 13, 2023 · D/A · $1,494,661,083 sold of Indefinite · 97 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 14, 2022 · D/A · $1,494,036,083 sold of Indefinite · 97 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 15, 2021 · D/A · $1,491,536,083 sold of Indefinite · 97 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 21, 2021 · D/A · $1,490,936,083 sold of Indefinite · 96 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 19, 2020 · D/A · $1,376,866,916 sold of Indefinite · 85 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 18, 2019 · D/A · $1,208,226,853 sold of Indefinite · 746 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 19, 2018 · D/A · $1,206,426,853 sold of Indefinite · 746 investors · min. $100,000 · role: Director EDGAR ↗

Raised $1.58B from 746 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

R
Pooled Investment Fund

Rushmere LP

Nashville, TN · Mar 5, 2025 → Mar 5, 2026 · 2 filings
  • Mar 5, 2026 · D/A · $110,200,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner) EDGAR ↗
  • Mar 5, 2025 · D · $8,500,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner) EDGAR ↗

Raised $110.2M from 7 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Other Banking and Financial Services · group: Polar

POLAR CAPITAL FUNDS PUBLIC LTD CO

Dublin, Ireland (as filed: L2) · Nov 12, 2013 → Nov 7, 2025 · 13 filings
  • Nov 7, 2025 · D/A · $1,796,706 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 8, 2024 · D/A · $2,663,197 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 9, 2023 · D/A · $2,441,007 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 10, 2022 · D/A · $17,019,633 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 12, 2021 · D/A · $2,272,765 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 13, 2020 · D/A · $1,855,384 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 13, 2019 · D/A · $2,609,863 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 13, 2018 · D/A · $2,976,855 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 13, 2017 · D/A · $2,930,827 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 10, 2016 · D/A · $4,221,897 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 12, 2015 · D/A · $4,647,100 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 12, 2014 · D/A · $4,854,307 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 12, 2013 · D/A · $12,970,806 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $17M from 5 investors as of the latest filing. David is listed as director on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around David 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EC
Management entity

Egerton Capital (UK) LLP

Executive Officer · 20 shared filings (2 issuers) · also on 5 other issuers

Egerton Capital (UK) LLP is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PC
Management entity

Polar Capital LLP

Promoter · 13 shared filings (1 issuer) · also on 6 other issuers

Polar Capital LLP is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BF
Management entity

BRIDGE FUND MANAGEMENT LIMITED

Promoter · 2 shared filings (1 issuer) · also on 5 other issuers

BRIDGE FUND MANAGEMENT LIMITED is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RG
Management entity

Rushmere GP LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Astor. Their page shows their other deals.

TR
Management entity

The Rushmere Partnership LP

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as David Astor. Their page shows their other deals.

FM
Management entity

FundRock Management Company (Ireland) Limited

Promoter · 1 shared filing (1 issuer) · also on 6 other issuers

FundRock Management Company (Ireland) Limited is on 7 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Konstantin Graf von Schweinitz

Director · 20 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Astor. Their page shows their other deals.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

Frank L. Hohmann III

Director · 20 shared filings (2 issuers) · also on 5 other issuers

Frank L. Hohmann III is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

James Alexandre

Director · 20 shared filings (2 issuers) · also on 3 other issuers

James Alexandre is on 5 issuers in total — a repeat sponsor. Their page lists every one.

FS
No photo found yet (own website and image search run after this page is viewed)
Person

Francois Simon

Director · 20 shared filings (2 issuers) · also on 7 other issuers

Francois Simon is on 9 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Hammond

Director · 13 shared filings (1 issuer) · also on 65 other issuers

David Hammond is on 66 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Scott

Director · 13 shared filings (1 issuer) · also on 5 other issuers

Charles Scott is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Bovet

Director · 10 shared filings (1 issuer) · also on 77 other issuers

Robert Bovet is on 78 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Cayzer-Colvin

Director · 10 shared filings (1 issuer) · also on 4 other issuers

James Cayzer-Colvin is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ronan Daly

Director, Executive Officer · 9 shared filings (2 issuers) · also on 178 other issuers

Ronan Daly is on 180 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Nolan

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Astor. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Lang

Executive Officer · 2 shared filings (1 issuer) · also on 155 other issuers

Martin Lang is on 156 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara Healy

Director · 1 shared filing (1 issuer) · also on 91 other issuers

Barbara Healy is on 92 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

E
Sponsor group

Egerton

7 issuers · 121 filings · $12.53B reported sold · 2009–2026

One team, 7 deal companies. David Astor is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Astor.

P
Sponsor group

Polar

25 issuers · 167 filings · $741.8M reported sold · 2009–2026

One team, 25 deal companies. David Astor is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Astor.

Same business address

8 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 4 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Egerton Long-Short Fund (EUR, GBP & NOK) Ltd, Egerton Long-Short Fund (USD) Ltd, Rushmere LP, POLAR CAPITAL FUNDS PUBLIC LTD CO.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Astor by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Astor is listed on: none on file. No website or social profile named in Egerton Long-Short Fund (USD) Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #3,309 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dublin 2, L2). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Davidson County TN Circuit Court Clerk case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Tennessee Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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