Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · NC, MD, CA, GA · Nov 23, 2009 → Oct 14, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Christy Shaffer is listed as an executive officer, director, and promoter on 53 SEC Form D filings by 18 issuers between Nov 2009 and Oct 2026. Largest by amount reported sold: Hatteras Venture Partners VI, LP (Durham, NC — pooled investment fund — 2019–2020; $137.3M reported sold to 64 investors), Hatteras Venture Partners VII, LP (Durham, NC — pooled investment fund — 2023; $135.1M reported sold to 88 investors), Hatteras Venture Partners V, LP (Durham, NC — pooled investment fund — 2015; $91.1M reported sold to 34 investors), CalciMedica, Inc. (La Jolla, CA — biotechnology — 2015–2018; $75.4M reported sold to 55 investors), G1 Therapeutics, Inc. (Research Triangle Park, NC — biotechnology — 2013–2016; $50M reported sold to 21 investors) and 13 more (all listed below).
What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $673.1M sold in total.
Listed alongside Clay Thorp (21 shared filings), John Crumpler (13 shared filings), Douglas Reed (10 shared filings), Michael Dial (8 shared filings), Daniel H. White (6 shared filings) and 89 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christy. Each name links to their own page.
The issuers belong to 2 sponsor groups: Hatteras Venture (9 issuers, $512.7M reported sold, 2011–2026) and Valence (5 issuers, $90.8M reported sold, 2009–2023).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 3 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 53 public filings for Christy Shaffer and found 18 differences, 3 worth asking the sponsor about: Regulator action: Inspire Pharmaceuticals, Inc., Christy L. Shaffer, and Mary B. Bennett (Sep 30, 2008); 42% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Christy Shaffer has not run yet — it is #705 of 51,932 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 SEC release
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Christy Shaffer..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
3 cases: 3 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
18 differences found between the filings for Christy Shaffer — 3 worth asking about (compared the newest 50 of 53 filings on Oct 24, 2026; older filings not covered)
A ap release dated Sep 30, 2008 names Christy Shaffer. Our match estimate: 50%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
Bankruptcy case: Co Khuong Cui — filed Oct 6, 2013 · Bankruptcy case: Michael L. Gutch — filed Dec 16, 2011 · Bankruptcy case: Khuong Ri and Hoa Nguyen — filed Mar 31, 2011 · Bankruptcy case: Khuong Quoc Trinh and Kim Xuyen Thi Nguyen — filed May 19, 2010 · Bankruptcy case: Prudential Bank & Trust v. Khuong — filed Jun 20, 1994 · and 2 more
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Jan 9, 2012 Form D reports $1,200,692 sold and $500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The May 12, 2014 Form D reports $2,999,997 sold and $450,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The Feb 16, 2012 Form D/A reports $3,233,777 sold and $500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
Hatteras Opportunity Fund I, LP (last filing Mar 7, 2024; $26,039,738 sold of $125,000,000); Perfuse Therapeutics, Inc. (last filing Jul 29, 2020; $8,999,991 sold of $38,999,964). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Form D filed 2,113 days after the first sale — Healthcare Innovations Venture Fund, LLC · Form D filed 366 days after the first sale — Hatteras Opportunity Fund I, LP · Form D filed 407 days after the first sale — Hatteras Venture Partners VII, LP · Form D filed 42 days after the first sale — Hatteras CREATE SF SPV, LLC · Form D filed 17 days after the first sale — Hatteras Venture Partners V, LP · and 2 more
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — Trefoil Therapeutics, Inc. (latest filing May 7, 2025) · No amendment in the last 12 months on an offering that may still be open — Hatteras Opportunity Fund I, LP (latest filing Mar 7, 2024) · No amendment in the last 12 months on an offering that may still be open — Hatteras Venture Partners VII, LP (latest filing Sep 8, 2023) · No amendment in the last 12 months on an offering that may still be open — Aer Therapeutics, Inc. (latest filing Dec 22, 2022) · No amendment in the last 12 months on an offering that may still be open — Trefoil Therapeutics, Inc. (latest filing Mar 22, 2022) · and 18 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Dec 21, 2015 filing lists Christy Shaffer as executive officer, director; the May 13, 2016 Form D lists director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Sep 15, 2014 filing lists Christy Shaffer as director, promoter; the Dec 8, 2015 Form D lists director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The May 12, 2014 filing lists Christy Shaffer as director; the Sep 15, 2014 Form D lists director, promoter.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
Offering amount changed between filings — PIPr Therapeutics, Inc. · Offering amount changed between filings — CalciMedica, Inc. · Offering amount changed between filings — G1 Therapeutics, Inc. · Offering amount changed between filings — EVOAPP, INC.
What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.
The Jan 9, 2012 filing lists a minimum of $50,000; the Feb 16, 2012 Form D/A lists $37,499.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
"Other Technology" (Apr 4, 2019); then "Biotechnology" (Jul 29, 2020).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"Pharmaceuticals" (Jan 9, 2012 to Sep 15, 2014); then "Other Technology" (Dec 8, 2015); then "Pharmaceuticals" (Dec 4, 2019).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"Other" (Jun 19, 2014); then "Biotechnology" (Dec 7, 2015).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
Address moved from Raleigh, NC to Research Triangle Park, NC — Aer Therapeutics, Inc. · Address moved from San Diego, CA to El Cajon, CA — Trefoil Therapeutics, Inc. · Address moved from Chapel Hill, NC to New Haven, CT — PIPr Therapeutics, Inc. · Address moved from Durham, NC to Chapel Hill, NC — PIPr Therapeutics, Inc. · Address moved from Durham, NC to Alpharetta, GA — Clearside Biomedical, Inc. · and 6 more
What this means Businesses move. If you were told one city and the forms say another, ask which is current.
NC on 38 filings (May 10, 2011 to Oct 14, 2026); MD on 1 filing (Dec 21, 2015); CA on 10 filings (May 13, 2016 to May 7, 2025); GA on 1 filing (Dec 4, 2019).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 53 filings (work cap); older filings are not covered here. As of Oct 24, 2026.
0 of 41 offerings report sales commissions; 1 reports finder's fees totalling $118,000; 6 report proceeds to related persons totalling $2,535,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Oct 14, 2026 D Hatteras Opportunity Fund II, LP File 021-601154 | $0 | $0 | $0 Other than the payment of management fees, salaries and other compensation and benefits, no partner, officer, director, manager or promoter will receive any payments from the proceeds of this offering. | None listed on this filing | EDGAR ↗ |
| Aug 19, 2026 D Aer Therapeutics, Inc. File 021-594730 | $0 | $0 | $0 Proceeds will be used for working capital, which may include normal compensation to executive officers. | None listed on this filing | EDGAR ↗ |
| Jul 20, 2026 D Healthcare Innovations Venture Fund, LLC File 021-591483 | $0 | $0 | $0 Other than the payment of management fees, salaries and other compensation and benefits, no partner, officer, director, manager or promoter will receive any payments from the proceeds of this offering. | None listed on this filing | EDGAR ↗ |
| Apr 13, 2026 D Hatteras CREATE SF SPV, LLC File 021-580086 | $0 | $0 | $0 Other than reimbursement of expenses, no officer, director, partner, manager or promoter will receive any payments from the proceeds of this offering | None listed on this filing | EDGAR ↗ |
| May 7, 2025 D Trefoil Therapeutics, Inc. File 021-545445 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 7, 2025 D Aer Therapeutics, Inc. File 021-537674 | $0 | $0 | $0 Proceeds will be used for working capital, which may include normal compensation to executive officers. | None listed on this filing | EDGAR ↗ |
| Mar 7, 2024 D/A Hatteras Opportunity Fund I, LP File 021-472491 | $0 | $0 | $0 Other than the payment of management fees, salaries and other compensation and benefits, no partner, officer, director, manager, or promoter will receive any payments from the proceeds of this offering. | None listed on this filing | EDGAR ↗ |
| Sep 8, 2023 D/A Hatteras Venture Partners VII, LP File 021-472476 | $0 | $0 | $0 Other than the payment of management fees, salaries and other compensation and benefits, no partner, officer, director, manager or promoter will receive any payments from the proceeds of this offering. | None listed on this filing | EDGAR ↗ |
| Dec 22, 2022 D Aer Therapeutics, Inc. File 021-468459 | $0 | $0 | $0 (est.) Proceeds will be used for working capital, which may include normal compensation to executive officers. | None listed on this filing | EDGAR ↗ |
| Jun 15, 2022 D/A PIPr Therapeutics, Inc. File 021-384210 | $0 | $0 | $0 No amounts other than ordinary course employment compensation is being paid to officers and directors. | None listed on this filing | EDGAR ↗ |
| Mar 22, 2022 D Trefoil Therapeutics, Inc. File 021-438338 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 15, 2020 D/A Hatteras Venture Partners VI, LP File 021-337301 | $0 | $0 | $0 Other than the payment of management fees, and other compensation and benefits no partner, manager or promoter will receive any payments from the proceeds of this offering. | None listed on this filing | EDGAR ↗ |
| Jul 29, 2020 D Perfuse Therapeutics, Inc. File 021-372028 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 4, 2020 D PIPr Therapeutics, Inc. File 021-361935 | $0 | $0 | $0 No amounts other than ordinary course employment compensation is being paid to officers and directors. | None listed on this filing | EDGAR ↗ |
| Dec 4, 2019 D Clearside Biomedical, Inc. File 021-354771 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 5, 2019 D/A Trefoil Therapeutics, Inc. File 021-344522 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 4, 2019 D Perfuse Therapeutics, Inc. File 021-336458 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 8, 2019 D PIPr Therapeutics, Inc. File 021-334395 | $0 | $0 | $0 No amounts other than ordinary course employment compensation is being paid to officers and directors. | None listed on this filing | EDGAR ↗ |
| Oct 4, 2018 D Spyryx Biosciences, Inc. File 021-322834 | $0 | $0 | $0 Proceeds will be used for working capital, which may include normal compensation to executive officers. | None listed on this filing | EDGAR ↗ |
| Jun 13, 2018 D/A CalciMedica, Inc. File 021-263150 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 12, 2017 D Spyryx Biosciences, Inc. File 021-290488 | $0 | $0 | $0 Proceeds will be used for working capital, which may include normal compensation to executive officers. | None listed on this filing | EDGAR ↗ |
| Dec 8, 2016 D Trefoil Therapeutics, Inc. File 021-275923 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 1, 2016 D/A G1 Therapeutics, Inc. File 021-262918 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 21, 2015 D CalciMedica, Inc. File 021-253475 | $0 | $0 | $35,000 (est.) Consulting payments to certain officers. | None listed on this filing | EDGAR ↗ |
| Dec 8, 2015 D Clearside Biomedical, Inc. File 021-252601 | $0 | $0 | $0 Proceeds will be used for working capital, which will include normal compensation to executive officers. | None listed on this filing | EDGAR ↗ |
| Dec 7, 2015 D KinoDyn, Inc. File 021-252561 | $0 | $0 | $0 Other than the payment of salaries and other compensation benefits, no officer, director or promoter will receive any payments from the proceeds of this offering. | None listed on this filing | EDGAR ↗ |
| Aug 24, 2015 D Hatteras Venture Partners V, LP File 021-246318 | $0 | $0 | $0 Other than the payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering. | None listed on this filing | EDGAR ↗ |
| May 8, 2015 D Spyryx Biosciences, Inc. File 021-239432 | $0 | $0 | $0 Proceeds will be used for working capital, which will include normal compensation to executive officers/managers. | None listed on this filing | EDGAR ↗ |
| Feb 12, 2015 D G1 Therapeutics, Inc. File 021-233991 | $0 | $0 | $0 Other than the payment of salaries and other compensation and benefits, no officer, director or promoter will receive any payments from the proceeds of this offering. | None listed on this filing | EDGAR ↗ |
| Sep 15, 2014 D Clearside Biomedical, Inc. File 021-224726 | $0 | $118,000 | $550,000 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 23, 2014 D/A G1 Therapeutics, Inc. File 021-204775 | $0 | $0 | $0 Other than the payment of salaries and other compensation and benefits, no officer, director or promoter will receive any payments from the proceeds of this offering. | None listed on this filing | EDGAR ↗ |
| Jun 19, 2014 D KinoDyn, Inc. File 021-219470 | $0 | $0 | $0 Excluding salaries paid in the ordinary course of business. | None listed on this filing | EDGAR ↗ |
| May 12, 2014 D Clearside Biomedical, Inc. File 021-217166 | $0 | $0 | $450,000 (est.) | None listed on this filing | EDGAR ↗ |
| Aug 23, 2013 D/A G1 Therapeutics, Inc. File 021-195183 | $0 | $0 | $0 Other than the payment of salaries and other compensation and benefits, no officer, director or promoter will receive any payments from the proceeds of this offering. | None listed on this filing | EDGAR ↗ |
| Feb 12, 2013 D Clearside Biomedical, Inc. File 021-191713 | $0 | $0 | $600,000 (est.) | None listed on this filing | EDGAR ↗ |
| Apr 20, 2012 D/A EVOAPP, INC. File 021-168803 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 16, 2012 D/A Clearside Biomedical, Inc. File 021-171400 | $0 | $0 | $500,000 (est.) | None listed on this filing | EDGAR ↗ |
| May 10, 2011 D Clinipace Inc File 021-159540 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 9, 2011 D Clinipace Inc File 021-159422 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 11, 2011 D EVOAPP, INC. File 021-155251 | $0 | $0 | $400,000 Normal and reasonable salaries as approved by the board of directors. | None listed on this filing | EDGAR ↗ |
| Nov 23, 2009 D Clinipace Inc File 021-80138 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Christy Shaffer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $22.3M from 21 investors (22% of the $100M target) as of the latest filing. Christy is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $15.9M from 23 investors (100% of the $3M target) as of the latest filing. Christy is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $25M from 2 investors (20% of the $125M target) as of the latest filing. Christy is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $737K from 2 investors (25% of the $3M target) as of the latest filing. Christy is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $12.6M from 16 investors (100% of the $5M target) as of the latest filing. Christy is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $26M from 31 investors (21% of the $125M target) as of the latest filing. Christy is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $135.1M from 88 investors (54% of the $250M target) as of the latest filing. Christy is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $18.9M from 7 investors (100% of the $18.9M target) as of the latest filing. Christy is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $137.3M from 64 investors (55% of the $250M target) as of the latest filing. Christy is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $9M from 8 investors (23% of the $39M target) as of the latest filing. Christy is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $16.2M from 31 investors (100% of the $3.35M target) as of the latest filing. Christy is listed as director, promoter on 7 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $18.2M from 13 investors (100% of the $6M target) as of the latest filing. Christy is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $75.4M from 55 investors (94% of the $80.4M target) as of the latest filing. Christy is listed as director, executive officer on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $50M from 21 investors (100% of the $50M target) as of the latest filing. Christy is listed as director on 7 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $550K from 2 investors (100% of the $350K target) as of the latest filing. Christy is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $91.1M from 34 investors (61% of the $150M target) as of the latest filing. Christy is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.35M from 32 investors (100% of the $1.35M target) as of the latest filing. Christy is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $17.5M from 16 investors (100% of the $5M target) as of the latest filing. Christy is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Clay Thorp is on 19 issuers in total — a repeat sponsor. Their page lists every one.
John Crumpler is on 16 issuers in total — a repeat sponsor. Their page lists every one.
Douglas Reed is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Michael Dial is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Robert A. Ingram is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Jeffrey Cleland is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Seth Rudnick is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
Listed on the same filings as Christy Shaffer. Their page shows their other deals.
One team, 9 deal companies. Christy Shaffer is listed on 8 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christy Shaffer.
One team, 5 deal companies. Christy Shaffer is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Christy Shaffer.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 5 of the 18 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Healthcare Innovations Venture Fund, LLC, Hatteras CREATE SF SPV, LLC, Hatteras Opportunity Fund I, LP, Hatteras Venture Partners VII, LP, Hatteras Venture Partners V, LP.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Christy Shaffer by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 18 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Christy Shaffer is listed on: none on file. No website or social profile named in Hatteras Venture Partners VII, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #117,239 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Durham, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Christy Shaffer appears on a new Form D, or when a court case or SEC action is matched to them. See plans →
